Abstract
Group identification may influence collective behaviors and result in variations in collective performance. However, the evidence for this hypothesis and the neural mechanisms involved remain elusive. To this end, we conducted a study using both single-brain activation and multi-brain synchronization analyses to investigate how group identification influences collective problem-solving in a murder mystery case. Our results showed that groups with high levels of identification performed better individually compared to those with low identification, as supported by single-brain activation in the dorsolateral prefrontal cortex (DLPFC). Furthermore, high-identification groups also showed enhanced collective performance, supported by within-group neural synchronization (GNS) in the orbitofrontal cortex (OFC). The DLPFC-OFC connectivity played a crucial role in linking individual and collective performance. Overall, our study provides a two-in-one neural model to explain how group identification affects collective decision-making processes, offering valuable insights into the dynamics of group interactions.
Introduction
While group decision-making is commonly utilized and can yield positive outcomes, not all groups function effectively, and their performance can vary (De Wilde et al., 2017; Kerr and Tindale, 2003; Stasser and Abele, 2020; Xie et al., 2023). Even when two teams are equally skilled and exchange information, one team often outperforms the other. Interestingly, the winning team typically shows stronger cohesion, while the losing team appears to be more disorganized. Recent studies have highlighted the importance of group identification in determining how verbal information exchange affects collective performance (Reinero et al., 2021; Van Bavel and Cunningham, 2012; Xie et al., 2023). It appears that differences in group identification may play a role in the varying performance of different groups. Here we ask: How does group identification lead to differences in collective performance? What is the underlying mechanism behind this effect? Social identity theory suggests that group identification is crucial in shaping collective behavior (Bicchieri, 2002; Gundlach et al., 2006; Tajfel and Turner, 1979). This theory elucidates that group identification refers to a person’s attitudes toward a specific group and the emotional meaning associated with belonging to it. Research has consistently shown that stronger group identification is associated with better collective behavior, such as improved decision-making accuracy (Parnamets et al., 2020), effectiveness in team-based interventions (Reinero et al., 2021), and overall group cooperation (Van Bavel et al., 2012). This is likely due to the positive impact of increased communication, cooperation, and reduced conflict among group members. Additionally, individuals with a strong sense of group identification are more likely to align their goals with those of the group, leading to increased effort towards achieving objectives (Dikker et al., 2022; Prochazkova et al., 2022). Based on this, we hypothesize that higher group identification will lead to improved collective performance.
Social cognitive functions, associated with specific brain regions such as the orbitofrontal cortex (OFC) and dorsolateral prefrontal cortex (DLPFC), may play a role in this process. When individuals make decisions within a group, the DLPFC is believed to be involved in coordinating and aligning individual choices with the collective goals and norms (Goupil et al., 2021; Jankovic, 2014; Yang et al., 2020). This brain region is responsible for cognitive regulation and is linked to individual decision-making processes like moral and economic decision-making (Hu et al., 2015; Stallen et al., 2018). In a group setting, the OFC is important for evaluating the potential outcomes and consequences of different decisions (Bechara 2004; Izquierdo, 2017; Wallis, 2007). It is thought to regulate group decision-making processes by integrating information about social rewards and values (Dixon et al., 2014; Wallis 2007). Based on these findings, we hypothesized that group identification and its impact on collective performance may be tracked by the DLPFC and OFC.
To better comprehend the influence of group identification on collective performance, it is important to uncover the dynamic neural processes involved. Previous research has focused on either single-brain or multi-brain findings, but social interactions are complex and cannot be fully captured by either approach alone (Frith, and Frith, 2012; Jiang et al., 2015; Xie et al., 2023). In the present study, we combined single- and multi-brain analyses to address this limitation. While recent research has identified both decreased single-brain activation and increased synchronization as drivers of social decision-making (Cheng et al., 2022), the interaction between single-brain and multi-brain activities in driving social decision-making is still not fully understood. Yang et al. (2020) found that an increased brain activation connectivity facilitates the integration of social information into decision-making, while Xie et al. (2023) suggested that this connectivity could link two processes (i.e., strategy switching and influence management). Our goal was to explore the regulation of single-brain activation and multi-brain synchronization concerning brain activation connectivity, as well as to incorporate the temporal component to fully represent the dynamic nature of brain processes. By using this innovative approach, we can uncover the intricate interplay between individual and collective neural processes, providing insight into how the brain dynamically responds and adapts during social interactions.
Taken together, we examined the impact of group identification on collective performance in a collaborative problem-solving task. Additionally, we investigated the dynamic neural mechanisms underlying this process.
Materials and methods
Participants
G* Power 3.1 (Faul, 2007) indicates that for t-tests with a medium-to-large effect size (d = 0.70), an alpha level of 0.05, and a desired statistical power of 0.80 (Cohen, 1988), a sample size of at least 52 triads is needed. In total, the data of 60 triads, consisting of 180 healthy college students (96 females, aged 20.45 ± 2.28 years), were included. In addition, 3 participants (2 female, 20.15 ± 1.56 years) without knowledge of the experimental design details were recruited to rate the collective performance, while another 3 participants (2 females, 21.68 ± 1.32 years) were recruited to rate the interactive frequency. The study had full ethical approval by the University Committee on Human Research Protection (HR2-0189-2022), East China Normal University. Informed written consent was obtained from each participant before each experiment.
Experimental procedures and tasks
The study aimed to investigate how collective performance was affected when group identification was either high or low. Participants came to the laboratory and were randomly assigned to 60 groups, each consisting of 3 people of the same gender. Each triad consisted of participants who were unfamiliar with one another and had not previously engaged in similar tasks. They were randomly assigned to either the high group identification or low group identification manipulation and completed the task while undergoing hyperscanning with fNIRS.
Group identification manipulation
To manipulate group identification (High Group Identification and Low Group Identification conditions), we referred to previous studies (Efferson et al., 2008; Yang et al., 2020). For each High Group Identification condition, the participants in each triad were invited to chat with each other to introduce themselves and find three-person-shared features for minutes. For each Low Group Identification condition, the participants in each triad were asked to chat with each other about the main courses they had been taking during this semester without being explicitly asked to find shared features (Figure 1A). The participants rated the group identification in their group before and after the manipulation (i.e., group identification_1 and group identification _2) (Figure 1B). The group identification was assessed using a 3-item questionnaire with each item being rated on a 100-point scale ranging from 0=strongly disagree to 100=strongly agree (Van Bavel et al., 2012). The reliability of this scale was confirmed to be high (α = 0.87).
Task
We adopted a well-validated collaborative problem-solving task that incorporated the hidden profile task to solve a murder mystery case (De Wilde et al., 2017; Stasser et al., 1992; Xie et al., 2023). The case description contained 24 relevant arguments that were either incriminating or exonerating for each suspect (Suspect A, B, and C). In total, each suspect had 6 incriminating arguments presented against them. Additionally, Suspects B and C each had three exonerating arguments to their defense, while Suspect A did not. Accordingly, when combining all 24 relevant arguments, suspect A was the real guilty suspect, while suspects B and C could be ruled out because of the exonerating clues. However, each group member was not privy to all of the relevant information. To uncover the truth, individuals had to exchange and combine their knowledge with the knowledge of their group members, as the common information incorrectly indicated that Suspects B or C were guilty.
Procedure
To start the procedure, participants were given 3 minutes to rest (Figure 1D). Each group member was then given 18 common and 2 private pieces of information, which they read in 5 minutes (Figure 1D). Subsequently, each triad was required to complete verbal information exchange, comprising both group sharing and group discussion (Figure 1D) (Xie et al., 2023). During the group sharing, each group used Tencent Meeting to text their private information to their group members for 5 minutes. During the group discussion, each group discussed the information that had been disclosed orally for 20 minutes. After exchanging information, all triads were given 5 minutes to answer the following questions (i) the probability of three suspects, 0%-100% for each suspect; (ii) the motivation and tool of crime; and (iii) deduced the entire process of crime.
fNIRS data acquisition
In this study, the brain activities of participants in each group were simultaneously recorded with fNIRS using an ETG-7100 optical topography system (Hitachi Medical Corporation, Japan). The absorption of near-infrared light (two wavelengths: 695 and 830 nm) was measured with a sampling rate of 10 Hz. The oxyhemoglobin (HbO) and deoxyhemoglobin (HbR) were obtained under the modified Beer-Lambert law. We focused our analyses on the HbO signal for the following reasons: (i) HbO concentration is sensitive to changes in regional cerebral blood flow (Hoshi, 2003); (ii) the HbO signal was reported to have a higher signal-to-noise ratio than the HbR signal (Mahmoudzadeh et al., 2013); and (iii) an increasing number of studies have revealed neural synchronization based on the HbO signal (Yang et al., 2020).
Two optode probe sets were used to cover each participant’s prefrontal and left TPJ regions (Figure S1), which have been previously reported to be associated with decision-making and information exchange (Freitas, et al., 2019; Tindale et al., 2019). For each participant, one 3 × 5 optode probe set (8 emitters and 7 detectors forming 22 measurement points with 3 cm optode separation, see Table S1 for detailed MNI coordinates) was placed over the prefrontal cortex (reference optode is placed at Fpz). The other 2 × 4 probe set (4 emitters and 4 detectors forming 10 measurement points with 3 cm optode separation) was placed over the left TPJ (reference optode is placed at T3, see Table S2 for detailed MNI coordinates). The probe sets were examined and adjusted to ensure consistency of the positions across the participants.
Behavioral analyses
Group identification
To examine and quantify the manipulation of group identification, the scores of the participants in each triad were averaged to determine the group identification, and an ANOVA with repeated measures was performed to examine group identification, with the levels of group identification (High/Low) serving as a between-subjects variable, and the orders of rating group identification (group identification_1/group identification_2) as a within-subjects variable (Figure 1C). Moreover, the Pearson correlation was used to examine the relationship between group identification_2 and collective performance.
Collective performance
Evaluating the collective performance requires analyzing the accuracy of each individual’s answers to the case, including the probability of three suspects (0%-100% for each suspect, the probability of each suspect was 2 points, total totaling 6 points), the motivation (1 point) and tool of crime (1 point), and the deduction of the entire process of crime (20 points). Three independent raters were then invited to assess the collective performance, with a Cronbach’s alpha of 0.89. The scores of the three raters were then averaged to determine the collective performance.
An independent t-test was conducted to examine collective performance, with group identification levels being the independent variable and collective performance as the dependent variable.
The similarity in individual-collective performance
After the z-score normalization of each item for individual and collective performance, we calculated the Euclidean distance (Eq. 1) between individual and collective performance. In Eq.1, x is the individual score, y is the collective score, and i stands for the item. A smaller distance indicated a higher similarity in individual-collective performance, while a larger distance suggested a lower similarity in individual-collective performance.
To investigate whether there was a significant difference in the similarity in individual-collective performance between conditions, an independent t-test was conducted with group identification levels as the independent variable and the similarity in individual-collective performances as the dependent variable.
fNIRS data analyses
Overview
We aimed to investigate the neural mechanisms underlying the impact of different levels of group identification on collective performance. (1) To do this, we sought to examine whether the individual differences in individual performance were reflected in single-brain activations. We first identified task-related brain regions and compared the single-brain activation of different levels of group identification. We then examined the correlation between single-brain activation and individual performance, and tested whether the relationship between an individual’s perceived group identification and individual performance was mediated by single-brain activation.
(2) We sought to examine whether the group differences in collective performance were reflected in within-group neural synchronization (GNS). We first identified task-related GNS and compared GNS of different levels of group identification. We then examined the correlation between collective performance and GNS, and tested whether the relationship between the group identification score of each triad and collective performance was mediated by GNS. (3) Examining brain activation connectivity, we sought to bridge single-brain activations and the corresponding GNS, thus unifying individual decision-making and collective performance. We first identified task-related brain activation connectivity and compared brain activation connectivity of different levels of group identification. We then examined the correlation between the similarity in individual-collective performance and brain activation connectivity, and tested whether the relationship between the individual’s single-brain activations and the corresponding GNS was mediated by brain activation connectivity.
Pre-processing approach
We sought to explore the neural mechanisms that manipulated group identification and its effect on collective performance. Data were preprocessed using the Homer2 package in MATLAB 2020b (Mathworks Inc., Natick, MA, USA). First, motion artifacts were detected and corrected using a discrete wavelet transformation filter procedure. After that, the raw intensity data were converted to optical density (OD) changes. Then, kurtosis-based wavelet filtering (Wav Kurt) was applied to remove motion artifacts with a kurtosis threshold of 3.3 (Chiarelli, Maclin, Fabiani, & Gratton, 2015). Based on a prior multi-brain study of social interactions (Cheng et al., 2022), the output was bandpass filtered using a Butterworth filter with order 5 and cut-offs at 0.01 and 0.5 Hz to remove longitudinal signal drift and instrument noise. Finally, OD data were converted to HbO concentrations.
Single-brain activation
Data were analyzed using SPM-based software (Ye et al., 2009). We focused on the time series from reading information to making decisions, extracting the HbO of each person in each triad. The onsets and durations of the time series were extracted to generate the stimulus design, which was then convolved with a typical hemodynamic response function using NIRS-SPM. The general linear model (GLM) then fitted these predicted signals to the data, yielding beta estimates (regression coefficients) for each parameter in the single-subject design matrices. The results of second-level, random-effects analyses based on these estimates and effects were then rendered on a standard MNI brain template, using summary statistics (Friston et al., 2007).
Subsequently, we conducted a one-sample t-test on single-brain activations for all channels to identify task-related brain regions. The p-values of all channels were then adjusted to control for false discovery rate (FDR) (p < 0.05; Benjamini & Hochberg, 1995). Channels showing significant single-brain activations were considered to be task-related brain regions and included in further analyses. We then conducted independent t-tests on single-brain activations in task-related brain regions, with group identification levels as the independent variable. The p values were also adjusted to control for FDR (p < 0.05; Benjamini et al., 1995). Subsequently, we used Pearson correlation analyses to investigate the relationship between single-brain activation and individual performance. Finally, we employed the PROCESS model 4 to construct a mediation model with 5000 bootstrap resamples (Preacher, & Hayes, 2008) to examine the relationship between an individual’s perceived group identification and individual performance, which was mediated by single-brain activation.
Within-group neural synchronization (GNS)
After pre-processing, GNS was used as the neural index (i.e., interpersonal brain activities that co-vary along the time course). Concerning GNS, and similar to previous studies (Pan, Cheng, Hu, 2021; Yang et al., 2020), the wavelet transform coherence (WTC) (Eq. 2) was used to assess the cross-correlation between two oxy-Hb time series of pairs of participants. Here, t denotes the time, s indicates the wavelet scale, 〈⋅〉 represents a smoothing operation in time, and W is the continuous wavelet transform (Grinsted, Moore, & Jevrejeva, 2004). Within each triad (taking one triad with subject IDs of 1, 2, and 3 as an example), WTC was applied to generate the brain-to-brain coupling of each pair in each triad (Coherence1&2, Coherence 1&3, and Coherence 2&3). Then, three coherence values from three pairs were averaged as the GNS for each triad, that is, GNS = (Coherence 1&2 + Coherence 1&3 + Coherence 2&3) / 3.
Regarding the first step, we estimated whether GNS was enhanced during the task compared to the baseline. Time-averaged GNS (also averaged across channels in each group) was compared between the baseline session (i.e., the resting phase) and the task session (from reading information to making decisions) using a series of one-sample t-tests. Here, p values were thresholded by controlling for FDR (p < 0.05; Benjamini & Hochberg, 1995). Then, channels showing significant GNS were regarded as regions of interest and included in subsequent analyses. An independent t-test was conducted on GNS, with group identification levels being the independent variable. Here, p values were thresholded by controlling for FDR (p < 0.05; Benjamini et al., 1995). After that, the nonparametric permutation test was conducted on the observed interaction effects on GNS of the real group against the 1,000 permutation samples. By pseudo-randomizing the data of all participants, a null distribution of 1000 pseudo-groups was generated (e.g., time series from member 1 in group 1 were grouped with member 2 in group 2 & member 3 in group 3). The GNS of 1,000 reshuffled pseudo-groups was computed, and the GNS of the real groups was assessed by comparing it with the values generated by 1000 reshuffled pseudo-groups. To provide a complete picture of the underlying neural features, we also analyzed the GNS based on the HbR signal (see Supplementary Materials). Second, the Pearson correlation between GNS and collective performance was performed. It is plausible that neural synchronization is closely associated with group identification, and collective performance, suggesting that it serves as a promising mechanism to explore how group identification influences collective outcomes. Moreover, previous research has established that neural synchronization facilitates the emergence of group identification, and the degree to which neural synchronization occurs among group members may shape how individuals identify with the group (Xie et al., 2023; Reinero et al., 2021). Ultimately, PROCESS model 4 with 5000 bootstraps resamples was used to test how GNS mediated the relationship between group identification and collective performance (Preacher et al., 2008).
The brain activation connectivity
Studies in neuroimaging have indicated that brain activation connectivity could be useful in understanding brain functional integration (Lu et al., 2010; Montero-Hernandez et al., 2019; Yang et al., 2020). Consequently, an exploratory analysis was conducted to test the hypothesis that brain activation connectivity could support the connection between an individual’s single-brain activations and the corresponding group’s GNS, thereby linking individual decision-making and collective performance.
To explore this hypothesis, we first isolated HbO brain activity associated with individual and collective performance. Following that, we analyzed Pearson correlations between the original HbO data in the region related to individual and collective performance, denoted as brain activation connectivity (Lu et al., 2010). Subsequently, we carried out one-sample t-tests on brain activation connectivity to ascertain if there was any connection to the task. Furthermore, independent t-tests were conducted on brain activation connectivity with the group identification levels as the independent variable, accounting for the FDR (p < 0.05; Benjamini et al., 1995). Finally, we employed correlation and mediation analyses to assess if brain activation connectivity could explain the connection between individuals’ single-brain activation and the related group’s GNS. We examined the connection between the similarity in individual-collective performance and the correlation of brain activation, as well as whether the impact of each individual’s single-brain activation on the corresponding group’s GNS was regulated by their brain activation connectivity.
Dynamic analyses
Our goal was to gain a more thorough understanding of how group identification influences collective performance through neural processes, with a focus on dynamic perspectives and tracking. We used one-minute epochs to analyze the average single-brain activation, GNS, and brain activation connectivity during the task. We then plotted the time course of dynamic single-brain activation and conducted one-sample t-tests to identify significant single-brain activation, GNS, and the correlation of brain activation periods. To better understand the interactive behavior revealed by dynamic single-brain activation, we linked the brain activation time series with video recordings of interactive behavior.
Additional modal measures and analyses
Additionally, we aimed to gain a more comprehensive understanding of how various group identifications influence collective performance. To this end, we obtained more evidence through other methods. Previous studies have shown that the quality of information exchange, such as verbal interactions, eye contact, and smiling, is a reliable indicator of group behavior and is associated with collective performance (Dikker et al., 2022; Hirsch et al., 2018; Jiang et al., 2015; Liu et al., 2021; Xie et al., 2023). Therefore, three independent raters were asked to rate the quality of the information exchange of each group, with a Cronbach’s alpha of 0.85. The raters were guided to consider verbal interactive frequency (e.g., “I agree with you”, “You’re right”, “I understand what you mean”) and nonverbal interactive frequency (e.g., eye contact and smiling) (Jiang et al., 2015; Xie et al., 2023) (Figure 8A). The evaluation period consisted of group sharing and discussion, in which the raters evaluated the suggested items in one-minute increments. The scores of the 25 periods were then compiled. The final quality of the group’s information exchange was determined by taking the average of the scores of the three raters for each group. A higher quality of the group’s information exchange entails communicating more fully.
Initially, independent t-tests were performed to examine the quality of information exchange between the group identification levels, which was the independent variable. Subsequently, the Pearson correlation between the quality of information exchange and collective performance was assessed.
Behavioral metrics (i.e., the quality of information exchange) offer direct indicators of the strategies and patterns individuals use during the decision-making process. Neural data (i.e., GNS) can uncover the neural activity linked to decision-making processes in the brain. For a more comprehensive insight into the processes involved in group decision-making, we performed the hierarchical multiple regression analysis with collective performance as the dependent variable to determine the weight of prediction of the quality of information exchange, GNS, and their interaction.
Results
Group identification leads to differences in collective performance
We examined the impact of manipulated group identification on increasing intergroup discrimination. First, a repeated-measures ANOVA on group identification revealed a significant interaction between the levels of group identification and the order of rating group identification (F 1, 58 = 6.83, p < 0.012, ηp2 = 0.11; Figure 1C). Post-hoc paired t-tests revealed that following the manipulation, participants in the High Group Identification condition reported higher group identification (group identification_2) than those in the Low Group Identification condition (group identification_2) (t58 = 4.83, p < 0.001). This effect was diminished before manipulation (t58 = 1.73, p = 0.090). These results confirmed the effectiveness and validity of our paradigm in inducing different levels of group identification.
Next, we observed significant differences in collective performance between the High and Low groups. Specifically, participants in the High Group Identification group demonstrated a higher level of collective performance (t58 = 2.18, p = 0.034, Cohen’s d = 0.58) (Figure 2A). Furthermore, the results of the Pearson correlation indicated that groups with higher group identification were more likely to exhibit better collective performance (r = 0.38, p = 0.003) (Figure 2B). These findings suggested that manipulated group identification led to variations in collective performance.
The differences in collective performance are correlated with single-brain activation
We sought to identify single-brain activations that supported individual performance. First, by performing one-sample t-tests for single-brain activations, we observed significantly increased single-brain activations in the DLPFC (CH4, t59 = 14.54, p < 0.001, FDR corrected) and the TPJ (CH1, t59 = 3.89, p = 0.022, FDR corrected). Subsequently, we performed independent t-tests on single-brain activations in channels that exhibited significant results, with group identification levels as the independent variable. The results showed significant differences in single-brain activations between the High and Low Group Identification groups in the DLPFC (CH4, t58 = 2.71, p = 0.015, FDR corrected, Cohen’s d = 0.42) (Figure 3A).
Furthermore, single-brain activations in the DLPFC (CH4) were associated with individual performance (r = 0.27, p < 0.001, Figure 3B), demonstrating that greater single-brain activations in the DLPFC (CH4) were associated with a better individual performance. The mediation model demonstrated a satisfactory fit (CFI = 0.93, TLI = 0.93, RMSEA = 0.04), suggesting that the perceived group identification of each individual affected the alterations in single-brain activations in the DLPFC, consequently leading to variations in their performance (βa = 0.16, t = 2.20, p = 0.030; βb = 0.26, t = 3.56, p < 0.001; βc = 0.18, t = 2.34, p = 0.020) (Figure 3C).
Based on the results mentioned above, the DLPFC (CH4) has been determined as the key neural substrate responsible for individual performance.
The differences in collective performance are correlated with neural synchronization
We sought to identify neural synchronization that supported collective performance. First, by performing one-sample t-tests for GNS, we observed a significantly increased GNS in the OFC (CH20, t59 = 1.98, p = 0.046, FDR corrected; CH21, t59 = 2.49, p = 0.024, FDR corrected) and the TPJ (CH1, t59 = 2.16, p = 0.030, FDR corrected). Subsequently, independent t-tests were conducted on GNS in the pertinent channels, which revealed that GNS was significantly different between the High and Low Group Identification groups in the OFC (CH21, t58 = 2.21, p = 0.037, FDR corrected, Cohen’s d = 0.58) (Figure 4A). A permutation test confirmed that the observed interactive effects on GNS in real groups were outside the 95% CI of a null distribution comprising 1000 pseudo groups (Figure S2). Therefore, the neural synchronization was only found in the ‘real’ groups who were interacting in the task. The pattern of associated results was similar to that of HbO when the analyses of HbR were conducted (See the Supplementary Materials).
Results showed that greater GNS in the OFC (CH21) was associated with higher collective performance (r = 0.46, p = 0.001; Figure 4B). The mediation model demonstrated a satisfactory fit (CFI = 0.86, TLI = 0.86, RMSEA = 0.04), suggesting that group identification of each group caused changes in GNS in the OFC, and ultimately impacted the corresponding collective performance (βa = 0.29, SE = 0.01, t = 2.24, p = 0.026; βb = 0.25, SE = 7.28, t = 1.88, p = 0.049; βc = 0.37, SE = 0.01, t = 2.24, p = 0.005) (Figure 4C).
Our findings revealed that GNS in the OFC was a reliable neuromarker, indicating the influence of group identification on collective performance.
Brain activation connectivity links the single-brain activation and the corresponding GNS
Given the above association between individuals’ single-brain activations and individual performance, as well as GNS and collective performance, we subsequently explored individuals’ single-brain activations and the corresponding group’s neural synchronizations were linked by brain activation connectivity.
We first extracted the HbO brain activities related to individual performance (e.g., DLPFC, CH4) and collective performance (e.g., OFC, CH21) of each group member and conducted a Pearson correlation between the two. The outcome of DLPFC-OFC connectivity was then utilized as brain activation connectivity in the following analyses. By performing one-sample t-tests, the DLPFC-OFC (CH4-CH21) correlation showed a significant increase during the task (t59 = 9.198, p < 0.001, FDR corrected). Subsequently, independent t-tests were conducted on DLPFC-OFC connectivity, which revealed that DLPFC-OFC connectivity was significantly different between the High and Low Group Identification groups (t58 = 4.01, p < 0.001, FDR corrected, Cohen’s d = 0.61) (Figure 5A). An independent t-test was also conducted on the corresponding behavioral indicators (i.e., the similarity in individual-collective performance) and revealed a significant difference between the High and Low Group Identification groups (t58 = 4.03, p < 0.001, Cohen’s d = 0.62) (Figure 5B). Subsequently, Pearson correlation was used to test whether individual differences in the similarity in individual-collective performance were reflected by DLPFC-OFC connectivity. It was observed that the stronger DLPFC-OFC connectivity was linked to a decrease in the distance between individual and collective performance (r = −0.17, p = 0.026), indicating that stronger DLPFC-OFC connectivity led to a greater similarity in individual-collective performance (Figure 5C). Finally, the relationship between individual single-brain activation and the corresponding GNS was regulated by DLPFC-OFC connectivity (βint = 0.20, SE = 1.37, t = 2.22, p = 0.028) (Figure 5D). The findings implied that DLPFC-OFC connectivity could link the individual’s single-brain activations and the group’s GNS, thus unifying individual performance and collective performance.
The dynamic neural process
To better understand how group identification influences collective performance at a neural level, we examined the dynamic activation of single brains, the group neural synchronization (GNS), and brain activation connectivity throughout the entire task. Our research findings revealed a significant increase in single-brain activation at approximately 7 minutes into the task, during the group sharing stage (t = 9.88, p < 0.001; green line in Figure 6). Furthermore, there was a notable increase in brain activation connectivity around 12 minutes into the task, during the group discussion stage (t = 4.70, p = 0.013; black line in Figure 6), and GNS at approximately 17 minutes into the task, also during the group discussion stage (t = 3.01, p = 0.042; orange line in Figure 6).
Considering the entire dynamic process, there was a time delay in the transition from individual to collective decisions, and brain activation connectivity was in the middle. In addition to the regulation model provided above, it further supported the processing of information flow in the single-brain activation, DPPFC-OFC connectivity, and ultimately the GNS.
The two-in-one neural model of group identification influences collective performance
Building on the above results, we have developed a two-in-one neural model that explains how group identification influences collective performance. In the first step, group identification influences individual performance, which is associated with significant single-brain activation in the DLPFC of each group member. In the second step, group identification influences collective performance, which is linked to significant within-group neural synchronization (GNS) in the OFC. These two steps are linked by the DLPFC-OFC connectivity, which modulates the relationship between individual DLPFC activation and GNS in the OFC. In particular, people with a strong sense of group identification tend to have better individual performance, which is associated with increased single-brain activation in the DLPFC of each group member. This, in turn, leads to improved collective performance, which is linked to higher levels of within-group neural synchronization (GNS) in the OFC. On the other hand, groups with a low sense of group identification tend to have poorer individual performance, which is associated with decreased activity in the DLPFC. This also results in poorer collective performance, which is correlated with lower levels of GNS in the OFC. The DLPFC-OFC connectivity modulates the relationship between the single-brain activation in the DLPFC and the corresponding group’s neural synchronizations in the OFC. This influences the similarity in individual and collective performance, thus connecting individual performance and collective performance.
The quality of information exchange is correlated to the effect of group identification
To gain a better understanding of how various group identifications led to differences in collective performance, we gathered further evidence by assessing the quality of information exchange from the video. Independent t-tests were conducted on the quality of information exchange, which revealed that the quality of information exchange was significantly different between the High and Low Group Identification groups (t58 = 2.53, p = 0.014, Cohen’s d = 0.67) (Figure 8B). Pearson correlation showed that the higher quality of information exchange, the better collective performance (r = 0.36, p = 0.007) (Figure 8C). The results of our study indicated that interactive frequency played a role in indicating the relationship between group identification and collective performance.
The hierarchical multiple regression analysis showed that the model including both GNS and the quality of information exchange was the most effective in predicting collective performance (R2 = 0.32, SE = 3.33). Additionally, the model with GNS alone (R2 = 0.27, SE = 4.17) outperformed the model with only the quality of information exchange (R2 = 0.24, SE = 4.82) in predicting collective performance. These results indicated that combining GNS and the information exchange quality can accurately predict collective performance. Moreover, GNS proved to be a more reliable predictor of collective performance than behavioral metrics.
Discussion
Previous research and social identity theory has demonstrated that variations in group identification play a significant role in shaping collective behavior and can impact collective performance (e.g., Parnamets et al., 2020; Reinero et al., 2021; Számadó et al., 2021; Solansky, 2011). Building upon existing findings and theory, our study adds information about the neural mechanisms involved, both at the level of individual group members and at the level of the group. Specifically, we found that group identification influenced individual performance, supported by neural activity in the DLPFC. Moreover, we also found that high group identification enhanced collective performance, supported by neural synchronization in the OFC. We highlighted the link between individual performance and collective performance, which was associated with an increased correlation between the DLPFC and the OFC. Based on these results, we have developed a two-in-one neural model to illustrate the dynamic neural processes through which group identification influences collective performance.
Our findings converge with previous work which suggested that group identification is crucial in shaping collective behavior (Reinero et al., 2021; Számadó et al., 2021; Solansky, 2011). Group identification plays a significant role in shaping collective decision-making by promoting cohesion and reducing conflicts within a group (Bicchieri, 2002; Gundlach et al., 2006; Tajfel and Turner, 1979). Members collaborate to address conflicts through positive interactions to uphold positive intergroup relations and achieve better collective behavior (Brewer and Kramer, 1986; De Cremer and Van Vugt, 1999; Dikker et al., 2022; Prochazkova et al., 2022). Utilizing tools from neuroscience and video analysis, this study demonstrated the positive impact of increased communication and interaction among group members in groups with high group identification, leading to improved collective performance. These findings support existing research on the influential role of group identification in shaping collective behavior. Understanding how group identification operates can provide valuable insights into group decision-making processes and contribute to the development of strategies for effective group dynamics and decision-making.
Extending previous neuroimaging approaches, this work combined single-brain and multi-brain approaches to uncover how group identification influenced collective performance: through single-brain activation and multi-brain synchronization. Previous studies have shown that activation in the DLPFC is associated with controlled decision-making, such as moral and economic decision-making (Fecteau et al., 2007; Gläscher et al., 2012; Yang et al., 2020). Our findings further support this by demonstrating the involvement of DLPFC activation in collective decision-making during social interactions. Additionally, previous research has suggested that increased neural synchronization in the prefrontal area, including the OFC, is linked to collective performance (Liu et al., 2021; Wang et al., 2019; Xie et al., 2023). Our study expands on this by showing that neural synchrony in the OFC can serve as a neuromarker for assessing collective performance through correlation analyses. Interestingly, we found that the level of neural synchrony was higher in the high group identification group compared to the low group, underscoring the significance of group identification in influencing collective performance.
Our research suggests a new perspective on the connectivity between the DLPFC and OFC in the brain, showing its potential role in understanding brain functional integration and the relationship between individual brain activation and collective brain synchronization. While we did not directly determine the reason for this connectivity, it may indicate a form of ‘social alignment’ between the execution system (individual decision-making) and observation system (collective decision-making) in the human brain (Adhikari, Goshorn, Lamichhane, & Dhamala, 2013; Schenk & Colloca, 2020; Yang et al., 2020). Our study aims to uncover the neural mechanisms behind the impact of group identification on collective performance. We have developed a two-in-one neural model that proposes the connectivity between the DLPFC and OFC as a key mechanism for integrating individual and collective decision-making processes in the brain.
Our study has raised several interesting issues for further investigation. First, our laboratory task was specifically created to assess collective performance. While we did observe significant differences in collective performance between groups with high and low levels of identification, future research needs to utilize a trial-by-trial problem-solving task rather than relying on subjective evaluations. This approach would allow for the examination of collective performance as a continuous variable, rather than being reliant on ratings provided by external raters. Second, to enhance the validity of our findings, we utilized fNIRS technology to track both individual and group brain activity simultaneously. Even though our primary focus was on the left temporal regions, specifically lTPJ, we acknowledged that other brain regions such as rTPJ, vmPFC, IFG, and right temporoparietal regions also played a role in Theory of Mind (ToM) tasks (Jiang et al., 2015; Liu et al., 2023; Stolk et al., 2016) due to the constraints of fNIRS channels. Future studies should consider utilizing MEG technology, which offers better spatial and temporal resolutions, to further investigate the neural mechanisms underlying social cognition and collective behavior.
To summarize, the present study revealed and connected the individual and group brain processes involved in group identification that influenced collective performance, and constructed a descriptive model to illustrate this process. This research not only enhances our understanding of the neurobiological aspects of group dynamics and collaboration, but also offers a comprehensive framework that synthesizes previous research findings and provides a theoretical foundation for future investigations into the complexities of social interactions.
Data and Code Availability Statement
Data of this project were obtained from the GitHub repository (available at https://github.com/xehui/group-identification). The code is only to be made available via a request to the Authors, which requires a formal data sharing agreement.
Acknowledgements
This work is supported by the National Natural Science Foundation of China (71942001), STI 2030—Major Projects (2021ZD0200500), the National Natural Science Foundation of China (32071082), Key Specialist Projects of Shanghai Municipal Commission of Health and Family Planning (ZK2015B01), the Programs Foundation of Shanghai Municipal Commission of Health and Family Planning (201540114).
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