Abstract
Basal forebrain cholinergic neurons modulate how organisms process and respond to environmental stimuli through impacts on arousal, attention, and memory. It is unknown, however, whether basal forebrain cholinergic neurons are directly involved in conditioned behavior, independent of secondary roles in the processing of external stimuli. Using fluorescent imaging, we found that cholinergic neurons are active during behavioral responding for a reward – even in prior to reward delivery and in the absence of discrete stimuli. Photostimulation of basal forebrain cholinergic neurons, or their terminals in the basolateral amygdala (BLA), selectively promoted conditioned responding (licking), but not unconditioned behavior nor innate motor outputs. In vivo electrophysiological recordings during cholinergic photostimulation revealed reward-contingency-dependent suppression of BLA neural activity, but not prefrontal cortex (PFC). Finally, ex vivo experiments demonstrated that photostimulation of cholinergic terminals suppressed BLA projection neuron activity via monosynaptic muscarinic-receptor-signaling, while also facilitating firing in GABAergic interneurons. Taken together, we show that the neural and behavioral effects of basal forebrain cholinergic activation are modulated by reward contingency in a target-specific manner.
Introduction
Acetylcholine (ACh) is a powerful neuromodulator thought to influence how the brain processes and learns about external stimuli (Ballinger et al., 2016; Higley and Picciotto, 2014; Likhtik and Johansen, 2019; Newman et al., 2012). The basal forebrain is a prominent source of cholinergic innervation of the entire cortical mantle, as well as related telencephalic structures such as the amygdala (Gielow and Zaborszky, 2017; Li et al., 2018). Most work on basal forebrain cholinergic circuits to date has focused on how ACh modifies the processing of other stimuli, either by increasing attention to conditioned stimuli (Bakin and Weinberger, 1996; Baxter and Chiba, 1999; Gritton et al., 2016; Pinto et al., 2013), or by enhancing associations between conditioned stimuli and unconditioned stimuli/reinforcers in learning and memory (Ballinger et al., 2016; Crouse et al., 2020; Guo et al., 2019; Jiang et al., 2016; Letzkus et al., 2011; Sturgill et al., 2020). In contrast, less work has been done to explore the behavioral effects of basal forebrain cholinergic neuron activation in the absence of external stimuli (Aitta-Aho et al., 2018). As a result, in most models of cholinergic function, the behavioral relevance of basal forebrain cholinergic neuron activity in the absence of discrete external stimuli is comparatively less specified (Hasselmo and Sarter, 2011; Thiele and Bellgrove, 2018).
Basal forebrain cholinergic projections have considerable physiological effects on post-synaptic neurons ex vivo, where sensory stimuli cannot be presented (Kalmbach et al., 2012; Venkatesan et al., 2020). Basal forebrain cholinergic projections have prominent direct effects on limbic circuits (Venkatesan et al., 2020), including the basolateral amygdala (BLA) (McDonald and Mascagni, 2011, 2010; Unal et al., 2015). Ex vivo optogenetic activation of the cholinergic projection to the BLA affects post-synaptic activity differentially, suppressing neural activity at low firing rates (Unal et al., 2015). In contrast, however, in vivo cholinergic activation may increase spontaneous BLA neural firing (Jiang et al., 2016), suggesting that the post-synaptic effects of basal forebrain cholinergic projections may be depend upon as yet unidentified influences. We therefore sought to understand how basal forebrain cholinergic neuron activation, in the absence of discrete, environmental stimuli, may affect both behavior and downstream neural activity. To do this, we developed a new behavioral paradigm allowing us to study the short-time scale effects of basal forebrain cholinergic neurons on behavior in the absence of other discrete external cues. We sought to identify features that may regulate the effects of acetylcholine on behavior and downstream neural circuit activity.
Results
Establishing conditioned behavior in the absence of discrete cues
To study whether basal forebrain cholinergic neurons affect conditioned behavior in the absence of discrete cues, we developed a new behavioral paradigm, which we refer to as the Windows of Opportunity Task (WoOT) (Figure 1A). During WoOT, mice were head-fixed mice in front of a spout, with a goal of establishing a steady level of behavioral engagement, as measured by licking. WoOT sessions were divided into “trials” of 3-second Windows of Opportunity, with intervening variable intertrial intervals (ITIs). Rewards were only delivered if mice licked the spout during an unsignaled Window of Opportunity. Because rewards were only delivered after the first lick in a Window of Opportunity, and because windows were not discretely cued and occurred with variable ITIs, mice did not know whether any given lick would be rewarded. The underlying task structure of this task is an operant, variable-interval reinforcement schedule with limited hold (Ferster and Skinner, 1957). In this operant schedule, unsignaled reward opportunities become available after a variable interval (ITI), but only for a limited time (“hold” in original terminology, “window” in our terminology here).
Training mice in this manner conditioned them to lick the spout with a relatively stable pattern of intermittent lick bouts (Figure 1B), which we designate as “conditioned responding,” using the formal operant sense (Ferster and Skinner, 1957). In addition to the Windows of Opportunity, we also defined a series of Unrewarded Windows, on which, even if the mouse licked, reward would not be delivered—equivalent to the intervening ITI (Figure 1A-B). While these Unrewarded Windows practically functioned as part of the ITI, they were programmatically necessary to study behavior in a way that matched the temporal characteristics of the Windows of Opportunity, but when reward was not available.
Prior to initial training, mice underwent surgery to prepare them for head-fixation and subsequent photostimulation of basal forebrain cholinergic neurons, using Cre-dependent expression of either optogenetic Channelrhodopsin-2 (ChR2) or a control fluorophore (enhanced yellow fluorescent protein, eYFP) (Figure 1C-D). Fibers were implanted to target the sublenticular substantia innominata/extended amygdala, the posterior portion of the basal forebrain whose cholinergic neurons project to the BLA and cortical mantle (Rye et al., 1984; Zaborszky et al., 2012). Nearly 90% of neurons expressing ChR2 were cholinergic, as confirmed by immunostaining for choline acetyltransferase (ChAT), an obligate enzyme in the synthesis of ACh (Prado et al., 2002) (Figure S1A-B). During early WoOT training, which did not yet involve photostimulation, mice were trained for a mean of 7 sessions (Figure S1C), and both ChR2 and eYFP mice were similarly likely to lick at least once on an unsignaled Window of Opportunity as on an Unrewarded Window, confirming that mice could not predict reward delivery prior to licking, and that viral expression in the absence of photostimulation did not influence behavior (Figure S1D). Prior to photostimulation, ChR2 and eYFP groups also collected similar numbers of rewards (Figure S1E), had similar lick rates over entire sessions (Figure S1F), and had similar lick bout characteristics (Figure S1G-I), suggesting a stable setting in which to study the effects of transient photostimulation of cholinergic basal forebrain neurons.
Transient photostimulation of basal forebrain cholinergic neurons increases conditioned responding when paired with the opportunity to collect rewards
After mice had undergone initial WoOT training, we were then able then investigate whether transient photostimulation of basal forebrain cholinergic neurons affected conditioned responding under different conditions (Figure 1E-G). We first tested whether photostimulation of basal forebrain cholinergic neurons inherently affected licking by delivering 2 sec of photostimulation exclusively during Unrewarded Windows, i.e., when licking would not be reinforced (Photostim-Unreinforced session, Figure 1F). In these Photostim-Unreinforced sessions, licking did not increase during photostimulated windows compared to windows with no photostimulation, in either ChR2 or eYFP mice (Figure 1H).
In separate sessions, we tested whether transient photostimulation of basal forebrain cholinergic neurons affected licking when photostimulation was delivered exclusively during a subset of unsignaled Windows of Opportunity, i.e., when licking would be reinforced (Figure 1G, Photostim-Reinforced session, right panel). Given that there was no discrete external cue for these windows, we had initially hypothesized that cholinergic basal forebrain photostimulation would not impact licking behavior. However, in these Photostim-Reinforced sessions, photostimulation increased licking in mice expressing ChR2, but not eYFP (Figure 1I). In contrast, during windows with no photostimulation, licking remained similar between ChR2 and eYFP mice (Figure 1I). Transient photostimulation of basal forebrain cholinergic neurons became capable of promoting an operant conditioned response, increasing the likelihood and decreasing the latency of licking, but only after being paired with the opportunity to collect rewards.
While we initially used photostimulation parameters similar to prior work (Herman et al., 2016; Jiang et al., 2016), we also examined whether even briefer photostimulation of cholinergic basal forebrain neurons was sufficient to affect conditioned responding. In a separate session, we randomly delivered photostimulation on Windows of Opportunity using either 0, 1, 2, or 10 pulses at 20 Hz, corresponding to 5-500 ms of photostimulation (Figure 1J-K). Even a single 5 ms laser pulse was sufficient both to increase the likelihood of licking (Figure 1J) and to accelerate the latency of the first lick following photostimulation onset (Figure 1K). In summary, brief photostimulation of cholinergic basal forebrain neurons can promote conditioned responding when paired with potential reinforcement. Further examples and analyses of the licking behavior across the Photostim-Unrewarded and Photostim-Rewarded sessions are depicted in Figure S2 and Figure S3.
Photostimulation of basal forebrain cholinergic neurons does not increase unconditioned movement and is not inherently reinforcing
Given that photostimulation of basal forebrain cholinergic neurons drove conditioned behavior when paired with potential reinforcement, we performed a series of experiments to determine whether the effects of photostimulation were specific to conditioned responding. We first examined whether photostimulation of cholinergic neurons increased other types of movement, for example locomotion in an unreinforced context. Basal forebrain cholinergic photostimulation did not increase locomotion in an open field test (OFT, Figure S4A-B), as measured by mouse velocity (Figure S4C). Additionally, photostimulation did not modify innate location preference, as measured by the amount of time spent in the center of the open field, which was avoided similarly by ChR2 and eYFP mice (Figure S4D).
We next assessed whether photostimulation of cholinergic basal forebrain neurons inherently reinforced other types of locomotor behavior (Figure S4E). Mice were freely allowed to explore a chamber in which one half was paired with photostimulation, in a Real-Time Place Preference assay (RTPP). Neither ChR2 nor eYFP mice demonstrated a preference for the side paired with photostimulation, suggesting that photostimulation of cholinergic basal forebrain neurons was not inherently reinforcing (Figure S4F).
Since cholinergic photostimulation did not increase movement in unreinforced contexts, we also tested whether cholinergic photostimulation affected unconditioned movements within our reinforced, behavioral task context. A subset of mice was trained while on a treadmill, in order to measure spontaneous, unconditioned locomotion. There was no difference in locomotion around the time of photostimulation between ChR2 and eYFP mice, during either Photostim-Unreinforced or Photostim-Reinforced sessions (Figure S4G). Locomotion also did not differ significantly between Photostim-Unreinforced and Photostim-Reinforced sessions, for either ChR2 or eYFP mice (Figure S4H).
Lastly, we examined whether photostimulation of cholinergic basal forebrain neurons increased arousal during our head-fixed task, as measured by pupil diameter, using machine learning based pupillometry (DeepLabCut, Figure S4I-L). During Photostim-Unreinforced sessions, photostimulation of cholinergic neurons caused a modest increase in pupil dilation in ChR2 mice compared to eYFP mice (Figure S4I, left; rank-sum between groups, p<0.05). The first significant difference in pupil size between ChR2 and eYFP mice began 1.2 sec after laser onset. During Photostim-Reinforced sessions, photostimulation also caused an increase in pupil dilation in ChR2 mice compared to eYFP mice, now beginning 0.7 sec after laser onset (Figure S4I, right; rank-sum between groups, p<0.05). Pupil changes were larger during Photostim-Reinforced than Photostim-Unreinforced sessions for ChR2 mice (Figure S4J). There was no clear change in pupil size after photostimulation for eYFP mice (Figure S4J).
Some of the differences in photostimulation-evoked pupil dilation during the Photostim-Reinforced session for ChR2 mice may have been related to reward collection behavior. We examined pupillary diameter at the time of reward delivery in both Photostim-Unreinforced and Photostim-Reinforced sessions (Figure S4K). During both sessions, pupils dilated similarly in ChR2 and eYFP mice following reward delivery (Figure S4L). Therefore, cholinergic photostimulation increases arousal modestly, but this effect becomes evident more slowly for pupillary dilation than for licking behavior (0.5 sec latency for licking as in Figure 1).
Muscarinic receptors are necessary for conditioned responding
ACh can affect post-synaptic neurons in target regions through two classes of receptors: fast, ionotropic nicotinic receptors and relatively slower, G-protein coupled, metabotropic muscarinic receptors (Brown, 2019). In order to test which receptors mediated the effects of photostimulation of cholinergic basal forebrain neurons on conditioned responding, we blocked each receptor class using intraperitoneal injections of either a muscarinic antagonist (scopolamine) (Kruk et al., 2011; Kruk-Słomka et al., 2014) or a nicotinic antagonist (mecamylamine) (Adermark et al., 2014; Zachariou et al., 2001) (Figure 2A).
In order to understand the specific sensitivity of photostimulation induced licking, however, and to increase within-subject control, we used a different task structure, in which mice were also trained to respond to tones (i.e. where a tone indicated a Window of Opportunity) (Figure 2B) prior to injections. On separate trials, mice received either a tone or transient photostimulation (2 sec duration each). If mice licked after the onset of the tone or after the onset of photostimulation (within 3 sec), they received a fluid reward. Licking after either tones or photostimulation was compared to licking on matched unrewarded windows during the ITI, a measure of baseline licking likelihoods. This more traditional operant task, using either tones or photostimulation, can be thought of as a variation of the WoOT operant task—in this version, there are no longer unsignaled windows: all windows are now potentially signaled by either Tones or Photostimulation, granting improved within subject control to assess the pharmacologic sensitivity of each trial type: tone, photostimulation, or baseline licking.
On a control day in which mice were injected with saline, both ChR2 and eYFP mice responded more during tones than during ITIs (Figure 2C). However, only optogenetic ChR2 mice responded more during Photostimulation than during ITIs, responding at similar rates during photostimulation as they did during tones.
When mice received an injection of the muscarinic receptor antagonist scopolamine (0.3mg/kg), however, ChR2 mice began to lick less during photostimulation than tones (Figure 2C, middle panels). With a higher dose of scopolamine (1mg/kg), ChR2 mice licked similarly on photostimulation trials as during ITIs, despite still licking more during tone trials than ITIs. Results from both doses suggested that blocking muscarinic receptors decreased conditioned responding (tones and photostimulation), but that conditioned responding to basal forebrain cholinergic neuron photostimulation was more sensitive to muscarinic blockade than conditioned responding to tones.
In contrast, conditioned responding to tones and photostimulation after injection of the nicotinic receptor antagonist mecamylamine was similar to that after saline control for both ChR2 and eYFP mice (Figure 2C, right). Therefore, muscarinic receptors, rather than nicotinic receptors, were necessary for conditioned responding to basal forebrain cholinergic neuron photostimulation.
Basal forebrain cholinergic neurons are active during conditioned responding
Having determined that photostimulation of basal forebrain cholinergic neurons can promote conditioned responding even in the absence of discrete external cues, we next examined whether basal forebrain cholinergic neurons are inherently active during conditioned responding. Basal forebrain cholinergic neurons have been described to be active during reinforcer delivery (Hangya et al., 2015), reward consumption (Harrison et al., 2016), movements including locomotion (Harrison et al., 2016; Nelson and Mooney, 2016), and conditioned stimuli (Guo et al., 2019; Parikh et al., 2007). However, we observed that photostimulation of basal forebrain cholinergic neurons increased conditioned responding independent of these factors: in the absence of conditioned cues, prior to reinforcer delivery or consumption, and without affecting unconditioned movements such as locomotion. We therefore studied whether basal forebrain cholinergic neuron activity also changes at the time of conditioned responding in the absence of reward, using a genetically-encoded fluorescent calcium indicator, GCaMP6s (Chen et al., 2013), as a proxy for neural activity.
We targeted expression of GCaMP6s to basal forebrain cholinergic neurons using virally-mediated, Cre-dependent expression (AAVdj-EF1a-DIO-GCaMP6s) (Figure 3A). An optic fiber implanted over the basal forebrain enabled real-time recording of fluctuations in neural activity using fiber photometry (Adelsberger et al., 2005; Cui et al., 2013; Gunaydin et al., 2014; Lütcke et al., 2010). We recorded GCaMP6s fluorescence while mice performed a more traditional operant task to detect tones. Licking after the onset of tones (within 3 sec) was rewarded (Figure 3B). Recordings during this task demonstrated fluorescent transients in the 470 nm signal channel that appeared linked to behavioral events (Figure 3C). Peri-event analyses suggested that fluorescence levels increased at the time of behavioral events, most clearly with licking in the presence of a tone (Figure 3D-E), but also during spontaneous licking (i.e. in the absence of tone cues and reward delivery) (Figure 3F-G). There were no apparently meaningful changes in the 405 nm reference channel, suggesting that changes in fluorescence were not related to simple movement artifacts.
It is possible that basal forebrain cholinergic neuron activity during licking even in the absence of tone cues was in some way influenced by the broader cue-reinforcer association context of this task. To control for this, we also recorded fluorescent activity from basal forebrain cholinergic neurons prior to any experience with tone cues, during our uncued reward task (WoOT, Figure 3H). Even in this context, without discrete tones or cues, changes in fluorescent activity were observed both at the time of licking that triggered reward delivery (Figure 3I), as well as at the time of licking in the absence of reward delivery (Figure 3J-K). This suggests that cholinergic neurons are physiologically active at the time of conditioned responding, even in the absence of cues and reward consumption.
Local ACh levels in the BLA, measured using a genetically-encoded sensor, increase during conditioned responses
Although we had determined that basal forebrain cholinergic neuron activity increases with conditioned responding (Figure 3), we wanted to confirm whether ACh is released at these times into target regions. We measured ACh release within the BLA using a novel version of a genetically-encoded ACh sensor (GRABACh3.0, abbreviated as GACh3.0 hereafter) (Jing et al., 2018), whose fluorescence reports the dynamics of extracellular ACh (Figure 4A-B), with somewhat faster kinetics than GCaMP6s (Chen et al., 2013).
We drove expression of the genetically-encoded ACh sensor in BLA neurons by injecting an adeno-associated virus carrying the ACh sensor (AAV9-hSyn-GACh3.0) into the BLA (Figure 4A). An optic fiber implanted over the BLA enabled real-time recording of ACh dynamics in the BLA by fiber photometry. We recorded local ACh while mice performed a more traditional operant task to detect tones, during which licking after tone onset was rewarded (Figure 4C). Sample recordings during this task revealed fluorescent transients that appeared linked to behavioral events (Figure 4D). Similar to somatic GCaMP photometry, GACh3.0 fluorescence signals increased at the time of behavioral events, significantly for licking leading to reward delivery (Figure 4E-F). We also recorded BLA ACh dynamics prior to any experience with tone cues, during our uncued reward task (WoOT, Figure 4I). Even in this context, without discrete tones or other discrete cues, changes in fluorescent signals were observed both at the time of licking that triggered reward delivery, as well as at the time of licking without subsequent reward delivery (Figure 4J-L). These results suggest that BLA ACh levels increased at the time of conditioned responding, even in the absence of discrete cues and reward consumption.
Photostimulation of basal forebrain cholinergic terminals in the BLA increases conditioned behavior when paired with reinforcement
Having confirmed that ACh levels in the BLA increase at the time of conditioned responding, we next studied whether photostimulation of basal forebrain cholinergic terminals directly within the BLA was sufficient to promote conditioned responding. Using Cre-dependent targeting, we again expressed either ChR2 or a control fluorophore (eYFP) in basal forebrain cholinergic neurons (Figure 5A). To stimulate cholinergic terminals in the BLA, we placed an optic fiber over the BLA.
Following initial uncued training, we tested whether transient photostimulation of basal forebrain cholinergic terminals in the BLA affected conditioned responding under two different conditions. When photostimulation was performed during Unrewarded Windows (Photostim-Unreinforced sessions), licking did not increase compared to statistically matched baseline windows, in either ChR2 or eYFP mice (Figure 5B). When photostimulation was delivered exclusively during a subset of Windows of Opportunity (Photostim-Reinforced sessions), photostimulation increased licking only in mice expressing ChR2 (Figure 5C). Baseline licking rates, however, remained similar between ChR2 and eYFP mice. Hence, transient photostimulation of basal forebrain cholinergic terminals in the BLA drove conditioned responding in a temporally precise way, only when photostimulation was associated with the opportunity to collect rewards, similar to results with somatic basal forebrain cholinergic neuron photostimulation (Figure 1).
Concurrent photostimulation of cholinergic terminals and local ACh measurement in the BLA reveals that levels of photo-elicited ACh do not change when associated with reward
Why should photostimulation of cholinergic basal forebrain neurons lead to conditioned responding when associated with reinforcement, but not when unassociated? We postulated that either 1) reinforcement potentiates the amount of ACh released with photostimulation (a “presynaptic” explanation) or 2) the amount of ACh released by photostimulation does not change, but the effects on downstream neurons are modified by reinforcement (a “postsynaptic” explanation). In order to determine whether the amount of ACh released by photostimulation changes as a result of pairing with reinforcement, we measured local ACh in the BLA while concurrently photostimulating basal forebrain cholinergic terminals (Figure 5D). We placed an optic fiber over the BLA in order to use orange light (589 nm) to transiently photostimulate basal forebrain cholinergic terminals using a Cre-dependent, red-shifted optogenetic protein (ChrimsonR) expressed in the basal forebrain of ChAT::Cre mice. We concurrently shined blue light (470 nm) through the same optic fiber to measure local ACh levels using a genetically-encoded ACh sensor in BLA neurons. Sample recordings demonstrated that ACh sensor fluorescence increased during photostimulation only in mice expressing ChrimsonR (Figure 5E), but not in those expressing a control fluorophore (tdTomato, Figure 5F).
We compared, in the same mice, BLA levels of ACh fluorescence during photostimulation during Photostim-Unreinforced and Photostim-Reinforced sessions (Figure 5G-I). Photostimulation elicited robust responses in mice expressing ChrimsonR, but not in mice expressing a control fluorophore (Figure 5G). The amount of measured fluorescence did not depend upon whether photostimulation was provided in Photostim-Unreinforced or Photostim-Reinforced sessions. Taken together with our previous finding that photostimulation of cholinergic terminals in the BLA selectively elevated licking during Photostim-Reinforced sessions (Figure 5C), our observation that BLA ACh levels did not change with reward suggests that reward associations may gate post-synaptic responses to photostimulation, rather than pre-synaptically changing ACh release.
Lastly in these experiments, given that even briefer photostimulation had been capable of promoting conditioned responding (Figure 1J-K), we additionally performed recordings during a Photostim-Reinforced session, in which photostimulation was provided at various numbers of laser pulses at the same duty cycle. The amount of ACh sensor fluorescence evoked by 1-2 laser pulses, which had been sufficient to promote conditioned responding when photostimulation was targeted to the soma (Figure 1), was similar to levels of ACh at the time of reward delivery in the absence of any photostimulation (Figure S5). Therefore, a level of optogenetically induced ACh release similar to physiologic release can promote conditioned responding, specifically when paired with the opportunity to collect rewards (Photostim-Reinforced sessions).
Cholinergic effects in vivo differ between target regions and depend upon reinforcer context in the amygdala
Because reinforcement context did not change the photostimulation elicited presynaptic release of ACh but led to increased conditioned responding, we next evaluated whether photostimulation effects on target regions involved in conditioned responding might depend on reinforcer context. The BLA and dorsomedial prefrontal cortex (dmPFC) are both involved in conditioned behavior (Cardinal et al., 2002), receive projections from basal forebrain cholinergic neurons (Kitt et al., 1994; Woolf et al., 1984), and are functionally interrelated (Burgos-Robles et al., 2017; Likhtik et al., 2014, 2005). We therefore studied how photostimulation of basal forebrain cholinergic neurons affects in vivo neural activity in these target regions (Figure 6). We again performed surgery on mice to express either ChR2 or a control fluorophore (eYFP) in basal forebrain cholinergic neurons, using Cre-dependent targeting (Figure 6A). In addition to implanting optic fibers over the basal forebrain to photostimulate basal forebrain cholinergic neurons, we also implanted microwire bundles in the dmPFC and BLA to record single unit activity in vivo during photostimulation.
During photostimulation of basal forebrain cholinergic neurons, dmPFC neural activity increased overall across the population (Figure 6B, left; Figure S6). The increase in dmPFC population neural activity during photostimulation was similar for both Photostim-Unreinforced sessions (purple), and Photostim-Reinforced sessions (green). In contrast to the dmPFC, the effects of photostimulation of basal forebrain cholinergic neurons on BLA neural activity differed depending on the session (Figure 6B, right). In Photostim-Unreinforced sessions (purple), the overall BLA population response consisted of facilitation, particularly at onset, whereas in the Photostim-Reinforced sessions (green), the BLA population response had a more striking and sustained suppression. The difference in the BLA population response between the two sessions was evident as early as 135 ms after photostimulation onset and occurred with even shorter durations of photostimulation (Figure S7). There were minimal changes related to photostimulation in control mice expressing eYFP, for both Photostim-Unreinforced and Paired session types (Figure S8).
The population neural responses in the dmPFC and BLA reflected a mix of individual neurons that were facilitated or suppressed by cholinergic basal forebrain photostimulation (Figure 6D-E). In the dmPFC, the proportion of neurons facilitated and suppressed by photostimulation were stable across session types (Figure 6F, left). In the BLA, however, the proportion of individual neurons that were facilitated tended to decrease during Photostim-Reinforced sessions, and the proportion of neurons that were suppressed increased during Photostim-Reinforced sessions (Figure 6F, right). Comparing between these regions (Figure 6G), a higher proportion of BLA neurons were suppressed than dmPFC neurons during both session types, but a lower proportion of BLA neurons than dmPFC neurons were facilitated during the Photostim-Reinforced sessions. These findings suggested that cholinergic effects in vivo differ between target regions and depend upon reinforcer context in the amygdala.
There was a striking heterogeneity of neural responses within each target region, with some neurons in each region facilitated and others suppressed. We therefore explored how neurons that were facilitated or suppressed might differ. Neurons in the dmPFC that were facilitated by photostimulation of cholinergic basal forebrain neurons during the Photostim-Reinforced sessions had higher baseline firing rates than neurons that were suppressed (Figure S9). There was a possible similar trend in the BLA (p=0.057 after correction for multiple comparisons) — neurons that were facilitated during the Photostim-Reinforced sessions had higher baseline firing rates, while neurons that were suppressed had lower baseline firing rates. The possible differences in firing rates suggested that different neurons might be facilitated or suppressed. To identify specific neural subpopulations of BLA neurons that might differentially respond to photostimulation of cholinergic basal forebrain neurons, we transitioned to an ex vivo preparation.
Cholinergic afferents suppress basolateral amygdala output through multiple, molecularly specific pathways ex vivo
We used an ex vivo preparation to determine unambiguously which types of BLA neurons are facilitated or suppressed by photostimulation of cholinergic basal forebrain neurons. We performed surgeries to fluorescently label two populations of BLA neurons to record their post-synaptic responses to photostimulation of basal forebrain cholinergic terminals (Figure 7A). Specifically, we investigated GABAergic neurons that are putative local interneurons, and compared them to projector neurons (in this case those that project to mPFC), which are putative glutamatergic neurons. We used double-transgenic mice (ChAT::Cre x VGAT::flpo) to photostimulate basal forebrain cholinergic axonal terminals in the BLA, through Cre-dependent expression of ChR2. We additionally fluorescently labeled BLA GABAergic neurons by flpo-dependent expression of eYFP. After at least 6 weeks, we performed a second surgery to fluorescently label BLA neurons projecting to the medial prefrontal cortex (mPFC) through injection of a retrograde tracer (cholera toxin b subunit fused to Alexa-647, CTB-647) in the mPFC. One week after the second surgery, mice were euthanized and coronal slices of the BLA were prepared in order to perform whole-cell recordings from either fluorescently identified mPFC projecting BLA neurons (BLA-mPFC) or GABAergic VGAT::flpo BLA neurons (BLAGABA), while photostimulating basal forebrain cholinergic axonal terminals (Figure 7B-C).
These two BLA neural populations were non-overlapping and had strikingly different responses to photostimulation of cholinergic axonal terminals. BLA-mPFC neurons responded to cholinergic terminal photostimulation with a prolonged suppression (Figure 7E-F, Figure S10). In contrast, BLAGABA neurons responded to cholinergic photostimulation with a rapid and more transient facilitation. The amplitude of the fast excitatory postsynaptic potential (EPSP) was greater in BLAGABA neurons compared with BLA-mPFC neurons, while the inhibitory postsynaptic current (IPSP) amplitude was greater in BLA-mPFC neurons relative to BLAGABA (Figure 7G). These represented independent, direct monosynaptic responses to photostimulation of cholinergic afferents, as each response persisted in the absence of spike-driven synaptic release (to eliminate indirect/polysynaptic transmission), blocked by tetrodotoxin (TTX) (Figure 7H-I).
To understand how these neural populations could have such divergent responses to basal forebrain cholinergic inputs, we tested whether suppression in BLA-mPFC neurons and facilitation in BLAGABA neurons were regulated by different cholinergic receptor classes. Photostimulation evoked IPSPs in BLA-mPFC neurons were blocked by a muscarinic antagonist, but not nicotinic antagonist (Figure 7J, top row). In contrast, the photostimulation evoked facilitation in BLAGABA neurons was blocked by a nicotinic antagonist, but not a muscarinic antagonist (Figure 7J, bottom row). These results suggest a circuit model in which cholinergic afferents suppress BLA output through multiple, molecularly-specific pathways, both through direct muscarinic suppression of projection neurons, as well as through nicotinic facilitation of GABAergic neurons, which can locally inhibit BLA projection neurons (Lee and Kim, 2019; Woodruff and Sah, 2007) (Figure 7K). In total, the effects of cholinergic input to the BLA appear to be a suppression of BLA projector neuron output, and this effect may be most prominent when the system is primed to respond to cholinergic input by behavioral reinforcement.
Discussion
Basal forebrain cholinergic neurons can promote conditioned responding in the absence of discrete cues
Here we demonstrate that photostimulation of basal forebrain cholinergic neurons can promote conditioned responding, even in the absence of discrete external cues. ACh has long been posited to play an important role in directing attention to extrinsic stimuli, as measured by facilitating conditioned responses to such stimuli (Parikh et al., 2007; Pinto et al., 2013). Surprisingly, we observed that photostimulation of cholinergic basal forebrain neurons was sufficient to promote conditioned responding, even in the absence of other discrete stimuli (Figure 1). We observed direct behavioral (Figure 1) and neural responses (Figure 6), often used as readouts of attention, to photostimulation of basal forebrain cholinergic neurons.
Reward availability modulates the impact of basal forebrain cholinergic neurons
Remarkably, photostimulation of basal forebrain cholinergic neurons only drove conditioned responding when paired with the opportunity to collect rewards (Figure 1). Basal forebrain neurons, including cholinergic neurons, are active at the time of both positively and negatively valenced reinforcers (Hangya et al., 2015; Harrison et al., 2016; Peck and Salzman, 2014). Our results demonstrate that at least some part of the previously described reward associations may be due to reward collection behavior such as licking, rather than only reward per se. Previous work has also suggested that ACh may amplify the effects of reinforcers during learning and strengthen plasticity (Jiang et al., 2016). In the current study, reward availability modified the behavioral and neural effects of basal forebrain cholinergic neuron photostimulation itself. BLA neurons became more suppressed as a population (Figure 6), appearing to become more similar to findings in an ex vivo preparation from behaviorally naïve animals (Figure 7). Taken together, these data suggest a model wherein effects of ACh may be unmasked or amplified by reward availability.
The effects of basal forebrain cholinergic neurons may be dynamically gated post-synaptically
Given the modulation of ACh effects by reward availability, we investigated whether this difference was due to a difference in the amount of ACh elicited by photostimulation. Cholinergic terminals can express presynaptic receptors, including cholinergic receptors, which may modulate ACh release (Muller et al., 2016; Thany and Tricoire-Leignel, 2011). If photostimulation induced a different amount of ACh release during Photostim-Reinforced sessions, this may have explained the change in conditioned behavior. However, photostimulation of cholinergic terminals in the BLA evoked similar levels of ACh in Photostim-Unreinforced and Photostim-Reinforced sessions (Figure 5). This suggests that the similar levels of ACh instead may have been gated or differentially interpreted by downstream, post-synaptic neurons, depending on reward availability. The postulation of such gating merits future investigation, but may be mediated by coincident signals of reinforcement to the BLA, such as dopaminergic inputs (Lutas et al., 2022, 2019; Tye et al., 2010), given that dopaminergic receptors are expressed by BLA neurons that also express cholinergic receptors (Równiak et al., 2017). Although dmPFC neurons were responsive to photostimulation of basal forebrain cholinergic neurons, these responses did not appear to be dependent on the association between photostimulation with reward, despite the robust gating effects of dopamine in dmPFC (Vander Weele et al., 2018).
Basal forebrain cholinergic neurons reflect a transition from conditioned stimulus to response
Rather than changing how other stimuli are processed from neutral into conditioned stimuli, our results suggest that cholinergic activity can itself become conditioned. The lack of response to photostimulation during Photostim-Unreinforced Sessions provides important constraints on possible interpretations (Figure 1). Mice were in a familiar context wherein the only meaningful behavioral response was to lick for unpredictable rewards. However, photostimulation of basal forebrain cholinergic neurons during Photostim-Unreinforced sessions did not promote conditioned responding in these sessions, as might be predicted by a number of alternative interpretations, such as nonspecific increases in movement, arousal, or contextual awareness.
Our findings suggest that photostimulated release of ACh can have a similar function as conditioned stimuli or cues, able to trigger conditioned responses. Recent work has shown that basal forebrain cholinergic neurons are active following presentation of conditioned stimuli (Crouse et al., 2020; Guo et al., 2019; Sturgill et al., 2020). Additionally, work in visual cortex has suggested that ACh may help link stimuli with the time of expected rewards (Chubykin et al., 2013; Liu et al., 2015). We also demonstrated, however, that cholinergic neurons were consistently active at the times of conditioned responding, even in the absence of cues and rewards. This suggests that cholinergic transients are poised to play a role in conditioned responding and serve to signal more than just a salient event promoting a response. Indeed, blocking cholinergic muscarinic receptors impaired the ability of mice to respond even to conditioned tones (Figure 2). This is consistent with other studies in which inhibition of cholinergic terminals in the BLA prevented mice from expressing freezing behavior at the time of fear conditioning (Jiang et al., 2016).
Our observation on the impact of ACh on conditioned behavior also provides new context for interpreting several prior results that have examined the role of basal forebrain cholinergic neurons in attention to external stimuli. Interestingly, even when photostimulation of cholinergic basal forebrain neurons has previously been noted to increase discriminability between stimuli, it appears to do this primarily by increasing conditioned responses to conditioned stimuli, rather than suppressing false alarms (Pinto et al., 2013). Additionally, in sustained attention tasks to report the presence of stimuli to collect rewards, photostimulation of basal forebrain cholinergic neurons promote conditioned responding as if cues are present, even in their absence (Gritton et al., 2016), and immunotoxic lesions of basal forebrain cholinergic neurons lead to omissions of any response at all (McGaughy et al., 2002).
The responses of cholinergic basal forebrain neurons (Figure 3) and ACh release within the BLA (Figures 4 and 5) indicate that conditioned responses of licking are represented by cholinergic signaling even in the absence of conditioned stimuli or reward delivery, reminiscent of signals seen in lateral hypothalamic (LH) neurons projecting to the ventral tegmental area (VTA) (Nieh et al., 2015). While LH-VTA neurons were capable of promoting compulsive sucrose seeking behavior, we do not observe the same stereotyped motor sequences in cholinergic neurons as when disinhibiting VTA dopamine neurons via the LH-VTA pathway (Nieh et al., 2016), and the ability of cholinergic signaling to promote compulsivity begs further exploration.
Comparisons to other studies of photostimulation of cholinergic basal forebrain neurons
Cholinergic neurons from the basal forebrain have different projections depend on their location in the basal forebrain (Zaborszky et al., 2012), and even within regions may be physiologically heterogeneous (Laszlovszky et al., 2020). While photostimulation of anterior basal forebrain cholinergic neurons projecting to the lateral hypothalamus suppresses appetite (Herman et al., 2016), here, photostimulation of the more posterior cholinergic population in the sublenticular substantia innominata/extended amygdala increased consummatory behavior (Figure 1). We did not observe an effect on locomotion, in both an unrewarded and a rewarded context, despite the physiologic correlation of cholinergic neuron activity with locomotion (Harrison et al., 2016).
Additionally, while other work has suggested that photostimulation of basal forebrain cholinergic axonal terminals in the BLA can be rewarding (Aitta-Aho et al., 2018), we did not observe a reinforcing effect of somatic basal forebrain cholinergic photostimulation. In addition to differences in the site of photostimulation, we transfected a more posterior and lateral portion of the basal forebrain (+0.05mm AP in Aitta-Aho et al. vs -0.4mm AP here, and ±1.15mm ML in Aitta-Aho et al. vs ±1.80mm here). This more anterior portion of the basal forebrain, closer to the horizontal limb of the diagonal band of Broca (HDB), is more responsive to reward omission, more accurately classifies behavioral outcomes, and more closely tracks fluctuations in pupil-indexed global brain state (Robert et al., 2021). In contrast, cholinergic neurons in the more posterior portions of the basal forebrain are more responsive to unconditioned auditory stimuli, orofacial movements, aversive reinforcement, and showed robust associative plasticity for punishment-predicting cues (Robert et al., 2021).
While it is possible that some of the effects of photostimulation of cholinergic terminals within the BLA were mediated by backfiring of cholinergic axons, several lines of evidence suggest that basal forebrain-BLA cholinergic projection is a relatively distinct population from basal forebrain cholinergic neurons projecting more widely to cortex: 1. Basal forebrain cholinergic neurons that project to the BLA develop earlier embryologically than those that project to cortex and hippocampus (Allaway et al., 2020). 2. Basal forebrain cholinergic neurons that project to the BLA rarely have collaterals (Carlsen et al., 1985). 3. Basal forebrain cholinergic neurons that project to the BLA are sensitive to different immunotoxins and neurotoxins than cholinergic neurons that project to cortex and hippocampus (Beninger et al., 2001; Boegman et al., 1992; Heckers et al., 1994; Heckers and Mesulam, 1994). This suggests that backfiring from cholinergic axons in the BLA to the soma and then to cortex is likely to be limited.
Cell type specific responses to ACh
We noted heterogeneous responses among BLA neurons in vivo to photostimulation of basal forebrain cholinergic neurons (Figure 6). Heterogeneous responses have also been previously noted ex vivo (Unal et al., 2015; Washburn and Moises, 1992). Through a double transgenic approach, we determined that these heterogeneous responses could be explained on a cellular level, with projecting, putative glutamatergic neurons suppressed, and GABAergic, putative local interneurons neurons facilitated by cholinergic inputs (Figure 7). The BLA GABAergic neuron population is thought to represent local interneurons that inhibit projection neurons (Washburn and Moises, 1992). Although both excitation of GABAergic neurons and inhibition of mPFC projection neurons were monosynaptic, these cholinergic effects could in concert function to suppress BLA output (Lee and Kim, 2019; Pidoplichko et al., 2013; Zhu et al., 2005), which may decouple regions downstream from the BLA, such as the dmPFC, and allow them to function independently with regards to cholinergic input or other inputs.
This cellular specificity was mediated by different receptors, with short-latency facilitation in GABAergic neurons mediated by nicotinic receptors and longer-latency suppression in projection neurons mediated by muscarinic receptors (Figure 7). Prior histological work had suggested that M1 muscarinic receptors are predominantly expressed by pyramidal neurons in the BLA (McDonald and Mascagni, 2010), and interneurons express nicotinic receptors (Pidoplichko et al., 2013). Functional differences similar to those we have observed between excitatory and inhibitory neurons have been seen in somatosensory cortex (Dasgupta et al., 2018). Strikingly, the behavioral response to even brief photostimulation of basal forebrain cholinergic neurons occurred by approximately 0.5 sec (Figure 1). Surprisingly, this sub-second response appeared primarily mediated by slower muscarinic receptors rather than faster nicotinic receptors (Figure 2). It is possible that these mechanisms might differ based on additional cholinergic factors, such as local interneurons in sensory cortex as well as behavioral context such as reward vs. shock conditioning (Letzkus et al., 2011). Our pharmacology experiments suggest that the effects of basal forebrain cholinergic neurons on nicotinic receptors are insufficient to trigger conditioned responding, although it is possible that we did not block all types of nicotinic receptors. Projection neurons, which receive a preponderance of cholinergic input (McDonald et al., 2011), may serve as a critical point of convergence for ACh influence over BLA networks.
The effects of augmenting ACh levels may depend on context
Multiple mental health disorders involve cholinergic deficiency, including delirium, schizophrenia, and attention deficit hyperactivity disorder (Higley and Picciotto, 2014; Hshieh et al., 2008; Potter et al., 2014). Each of these disorders is associated with severe cognitive and functional impairments (American Psychiatric Association, 2013), symptoms that impact not only patients (Morandi et al., 2015a), but also their families and caregivers (Morandi et al., 2015b; O’Malley et al., 2008). Disappointingly, current strategies to augment cholinergic function, such as cholinesterase inhibitors, have not had a strong clinical impact on several neuropsychiatric illnesses such as dementia, delirium, schizophrenia, and ADHD, because of both insufficient benefit and significant side effects (Biederman et al., 2006; Cubo et al., 2008; Siddiqi et al., 2016; Singh et al., 2012). While there are many reasons that cholinergic augmentation is unlikely to treat any of these complex diseases completely, our translationally motivated concern is that augmenting cholinergic levels, even with temporal and spatial specificity here through optogenetics, may have unpredictable effects depending upon the reward context surrounding this augmentation. Additionally, it is possible that extrinsic augmentation of cholinergic tone may be processed differently than intrinsic fluctuations in cholinergic tone. It is possible that coupling cholinergic augmentation with other therapies, such as cognitive or behavioral therapies, that can explicitly incorporate rewards or proxies for reinforcers, may provide a new opportunity for more sustained and predictable benefits to patients.
Methods
Subjects
Female and male hemizygous ChAT::Cre mice (Chen et al., 2018; Rossi et al., 2011) were group housed by sex until surgery on a reversed 12-hour light-dark cycle in a humidity and temperature controlled vivarium. All behavioral experiments were conducted during the dark phase of the animals’ cycle. All experiments involving the use of animals were in accordance with National Institutes of Health guidelines and approved by the Massachusetts Institute of Technology’s Committee on Animal Care.
General Stereotaxic Surgery Methods
General surgical methods are provided here and specific subject/surgery details for each experiment are detailed in their respective sections below. Surgeries were performed prior to behavioral training and all other experiments. For all mice, surgeries were performed under aseptic conditions and body temperature was maintained with a heating pad. Mice were anesthetized with isoflurane in oxygen (4% for induction, 1-2% for maintenance, 0.8 L/min oxygen flow rate). Following induction, we shaved the scalp and placed the subjects on a digital small animal stereotaxic instrument (David Kopf Instruments). Ophthalmic ointment was applied to the eyes and the incision area was scrubbed three times with alternating betadine and 70% ethanol. An incision was made along the midline to expose the skull, which was then leveled. All measurements for virus injections and implants were made relative to Bregma using the approximated intersection of skull sutures. A dental drill was used to perform small craniotomies (EXL-M40, Osada).
Viral injections were performed using a beveled 33-gauge microinjection needle connected to a 10 μL microsyringe (Nanofil; WPI, Sarasota, FL, USA) at a rate of 100 nL/min using a microsyringe pump (UMP3; WPI) and pump controller (Micro4; WPI). After injections were complete, ten minutes were allowed to pass before the needle was slowly withdrawn. Optic fibers and/or electrodes were then implanted. For head-fixation, a 2mm x 2mm x 25mm aluminum headbar was placed horizontally over Lambda. A layer of adhesive cement (C&B Metabond; Parkell Inc., NY, USA) was used to secure the implants and headbar to the skull, followed by a black cranioplastic cement (Ortho-Jet; Lang, IL, USA) to prevent light escape. The cement was allowed to dry completely before closure of the incision with 4.0 nylon sutures.
Subjects received a perioperative subcutaneous injection of sustained release buprenorphine (1 mg/kg) for analgesia. During recovery, subjects were also injected subcutaneously with 1ml of warm Lactated Ringers solution and kept on a heat pad until fully recovered from anesthesia. For all experiments involving viral or tracer injections, animals containing mistargeted injections were excluded after histological verification.
Stereotaxic Surgery for Optogenetic Photostimulation of Basal Forebrain Cholinergic Neurons
For optogenetic photostimulation of basal forebrain cholinergic neurons, 500 nL of an adeno-associated virus encoding either channelrhodopsin (AAV5/EF1a-DIO-hChR2(H134R)-eYFP; UNC, 5.5 x 1012) or a control fluorophore (AAV5/EF1a-DIO-eYFP; UNC, 4.4 x 1012) were injected bilaterally into basal forebrain of each hemisphere at AP -0.4, ML ±1.8, DV -4.7. For photostimulation of cholinergic neurons at their basal forebrain soma, optic fibers (300µm diameter) were implanted bilaterally into the basal forebrain at AP -0.4, ML ±1.8, DV -4.3. For photostimulation of cholinergic neuron axon terminals in the BLA, optic fibers (300µm diameter) were implanted unilaterally above the BLA at AP -1.4, ML ±3.1, DV -4.6.
Head-fixed Behavioral and Optogenetic Equipment
Head-fixed boxes were custom built using various optomechanical components (ThorLabs) and 3D printed parts mounted on top of a solid aluminum optical breadboard (SAB0810, Base Optics) housed within a 19-quart drybox (UC19-YHV, Engel Coolers). Mice were head-fixed on either a 3D printed rectangular platform, or a custom 3D printed linear-belt treadmill, in front of a blunt 18G needle spout (75165A754, McMaster Carr). For electrophysiology experiments, licks were registered using an infra-red beam passing in front of the spout tip (emitter 935 nm, OP165A, TT Electronics/Optek Technology; phototransistor SFH 309 FA-4/5, OSRAM Opto Semiconductors). For other experiments, licks were registered using a capacitive contact circuit (MPR121, Adafruit) that was interpreted by a microcontroller (Arduino Uno SMD R3 ATMEGA328, Arduino). A white LED module (1621, Adafruit) provided a low level of ambient light.
Behavioral System Control
All behavior for each box was controlled by a microcontroller (Arduino Mega 2560 Rev3, Arduino), which ran customized behavioral code to register licks, deliver fluid, present tones, and trigger photostimulation. Fluid rewards consisted of 4µL of a sweet caloric fluid (Vanilla Ensure Original Shake, Abbott). Fluid delivery was controlled by opening a solenoid valve (003-0860-900, Parker, NH, USA) and delivered to the spout by gravity flow via plastic acrylic tubing (McMaster-Carr, IL, USA). All valves were calibrated using timing duration to ensure consistent fluid volumes.
Head-fixed Behavioral Training
After at least 3 weeks of recovery from surgery, animals were food restricted and maintained on at least 85% body weight. Animals had free access to water. After stable food restriction, training was initiated. On each day, mice received enough food supplementation using standard lab chow to maintain their body weight between 85-90% of their free body weight (typically 2.5-5g).
Handling
Mice were first handled for 5 min a day for 5 days to reduce stress and increase familiarity with the experimenter. During this time, they also were given fluid rewards via a hand held plastic pipette.
Uncued Head-fixed Training
For uncued head-fixed training, mice were head-fixed in the behavioral box and a lickspout was placed close to the mouth. The animal received a few drops of fluid reward, to initiate licking. Once the mouse started licking, the spout was retracted away slightly to a distance still reachable by licking.
Sessions were divided into trials of 3 sec windows with intervening unrewarded intertrial intervals (ITIs). During early training, 90% of the 3 sec windows were designated as Windows of Opportunity. If mice licked during the Windows of Opportunity, they received a 4 µl fluid reward after a brief delay (0.1 sec). Since rewarded windows were not cued, mice did not know when they initiated a lick whether it would be rewarded, making the rewards unpredictable. Only the first lick within a window resulted in reward delivery. The ITIs between Windows of Opportunity were randomly selected from an exponential distribution between 3-6 sec (mean 4 sec). The remaining 10% of 3 sec windows were designated as matched Unrewarded Windows. If mice licked during this time, no reward was delivered, similar to the rest of the unrewarded ITIs.
The first session was 30 min long and subsequent sessions were 1 hr long. Mice were trained daily until they attempted to collect rewards on at least 30% of uncued Windows of Opportunity, in order to avoid ceiling and floor effects of subsequent manipulations. The likelihood of licking was defined as percent of 3 sec windows, for either Rewarded or Unrewarded Windows, in which mice licked at least once. Mice underwent approximately 7 days of uncued head-fixed training to reach criterion. Single measurements were compared between ChR2 and eYFP mice using rank-sum tests in R (R Core Team, 2015). Repeated measurements from the same mice were analyzed using linear mixed effects models fit by restricted maximum likelihood using the lme4 package (Bates et al., 2015, p. 4). Fixed effects included virus group (ChR2 vs. eYFP) and window type (Rewarded vs. Unrewarded), as well as their interaction. Random effects were modeled using random intercepts for each subject. P values were obtained using the lmerTest package (Kuznetsova et al., 2017).
Optogenetic Photostimulation of Basal Forebrain Cholinergic Neurons during Head-Fixed Behavior
Following initial uncued head-fixed training, ChR2 and eYFP mice were tested to examine whether photostimulation of basal forebrain cholinergic neurons affected licking, the conditioned response. For optogenetic photostimulation, a 473 nm diode laser (MBL-III-473/1∼100mW, OptoEngine LLC) was used as a light source. Photostimulation was delivered at 4mW (measured at the fiber tip), using 5 ms pulses delivered at 20 Hz. Lasers were continuously on to minimize power fluctuations, but photostimulation was gated at the source prior to entering a collimator (HPUC-23AF-473-S-11AS-LBH-BL-SP, OZ Optics) through a laser shutter head (SR475, Stanford Research Systems), controlled by a four-channel laser shutter driver (SR474, Stanford Research Systems). Laser light was then routed from the collimator through patch cords (Doric, Québec, Canada) and split for bilateral photostimulation using a rotary joint (1x2 Fiber-optic Rotary Joints - Intensity Division; Doric, Québec, Canada), with a subsequent patch cord terminating on the implanted ferrule. All connections including that to the implanted ferrule were optically shielded to prevent light leakage.
Photostim-Unreinforced Sessions
To assess innate behavioral responses to photostimulation of basal forebrain cholinergic neurons, mice underwent one session in which they received photostimulation of cholinergic basal forebrain neurons during unrewarded ITIs (Photostim-Unreinforced sessions). On a subset of ITIs, approximately once a minute, photostimulation was delivered for 2 sec, and the likelihood and latency of licking was recorded in the 3 sec following photostimulation onset to assess effects on conditioned responding.
During this session, if mice licked during unsignaled Windows of Opportunity, which did not have photostimulation, they continued to receive rewards. ITIs between Windows of Opportunity were randomly selected from an exponential distribution between 4.5-10 sec (mean 5 sec). Licking during ITIs had no consequence, which included photostimulation during these sessions. Photostimulation was delivered at least 3.5 sec away from either the beginning or end of a Window of Opportunity.
Photostim-Reinforced Sessions
During Photostim-Reinforced sessions, 2 sec of photostimulation was now delivered starting at the onset of the 3 sec Windows of Opportunity. Photostimulation was delivered only on a subset of Windows of Opportunity (15%). Approximately one photostimulation trial was delivered per minute, thereby making up the minority of total session time and a minority of Windows of Opportunity. Licking during Windows of Opportunity yielded a fluid reward, whether the mouse received photostimulation or not.
Mice ran on two Photostim-Reinforced sessions, and behavior was analyzed from the second session, based on a priori planning in order to minimize multiple post-hoc comparisons. Data from the planned analysis is shown in Figure 1, with data from all sessions in Figure S2. We analyzed data using linear mixed effects models, given the repeated measures from mice. Fixed effects included Virus (ChR2 vs. eYFP), Photostimulation trial types (Photostim vs. No photostim), and Reinforcement Session type (Photostim-Reinforced vs. Photostim-Unreinforced), as well as first and second order interactions. Random effects were modeled using random intercepts for each subject. Post-hoc tests for all linear mixed effects models were performed using the emmeans package (Lenth, 2020), with the Kenward-Roger method for degrees-of-freedom, and the Sidak method for p value adjustment for multiple comparisons.
During a subsequent session, we varied photostimulation parameters to assess how little or brief the stimulation needed to be to produce conditioned responding. We randomly delivered photostimulation on Windows of Opportunity using either 1, 2, or 10 pulses of light at 20 Hz, corresponding to up to 0.5 sec of photostimulation. These continued to be delivered at the onset of 3 sec Windows of Opportunity. Fixed effects for linear mixed effects model analysis included Virus (ChR2 vs. eYFP), photostimulation pulses (0, 1, 2, 10), and their interaction. Random effects were modeled using random intercepts for each subject. Post-hoc tests corrected for multiple comparisons included comparisons between ChR2 and eYFP at each number of pulses, and comparisons within each virus group for 1, 2, or 10 pulses to 0 pulses.
Treadmill
To assess the effects of basal forebrain photostimulation on locomotion, we collected locomotion data from a custom-made linear belt treadmill in the head-fix setup. Locomotion data was collected using a rotary encoder (US Digital E2-200-250-NE-D-D-B), digitized using a NI-USB-6211 at 1kHz and analyzed using MATLAB. There was no behavioral consequence of running. Behavioral event timings, including trial onset, photostimulation, licking, and reward delivery, were synchronized by sending TTLs from the Arduino microcontroller into an R-2R resistor ladder to multiplex the events into a single analog input channel on the NI-USB-6211.
Treadmill locomotion was analyzed around photostimulation, starting 2 sec before photostimulation onset until 4 sec after. Photostimulation duration was 2 sec. Data was binned in 0.1 sec bins for peri-event time histograms. Each bin was compared between ChR2 and eYFP mice for each session type (Photostim-Unreinforced or Photostim-Reinforced). Statistical significance of each bin was tested between groups using rank-sum tests, p < 0.01. To compare photostimulation evoked locomotion between sessions for the same mice and between groups, we used linear mixed effects models to analyze the mean locomotion during photostimulation (0-2 sec). Fixed effects included Virus (ChR2 vs. eYFP), Reinforcement Session type (Photostim-Reinforced vs. Photostim-Unreinforced), as well as their interaction. Random effects were modeled using random intercepts for each subject.
Pupillometry
In order to assess changes in arousal, we recorded pupil diameter during behavioral sessions. An infrared USB camera (ELP-USBFHD01M-RL36, ELP) was placed 15cm from the mouse’s eye. The infrared LED/emitter panel was unscrewed and pointed away from the mouse to decrease eye secretions. Ambient light was adjusted to keep the pupil size at an intermediate level, which allowed the pupil to fluctuate over a dynamic range. Recordings were started and stopped at the same time as behavior using Processing 2.2.1 running on a Windows desktop computer (Hewlett-Packard), which also initiated the Arduino microcontroller running behavior. Files were saved at 30 Hz as 640x480 pixel ogg vorbis video files. Behavioral event timings were identified for subsequent synchronization using 940 nm infrared LEDs (IR204, Everlight Electronics, Digi-Key) to signal behavioral events, including trial onset, photostimulation, licking, and reward delivery.
For pupil and body part tracking we used DeepLabCut (version 2.0.8) (Mathis et al., 2018; Nath et al., 2019). We labeled eight points for the right pupil of each mouse, according to cardinal and intercardinal compass directions (North, NorthEast, East, SouthEast, South, SouthWest, West, and NorthWest). Specifically, we labeled 483 frames taken from 25 videos from 21 animals, then 95% were used for training. We used a ResNet-50 based neural network with default parameters for 1.03 million training iterations (He et al., 2016; Insafutdinov et al., 2016). We validated with a single shuffle and found the test error was: 1.08 pixels, train: 1.93 pixels. We then used a p-cutoff of 0.9 to condition the X, Y coordinates for future analysis. This network was then used to analyze videos from similar experimental settings. Relative pupil diameters were determined by calculating the distance for each major axis (North-South, East-West, NorthWest-SouthEast, NorthEast-SouthWest), and then taking the mean of these four measurements.
Pupil diameter was normalized to the diameter prior to photostimulation (-2 to -1 sec relative to photostimulation onset), and the pupil diameter from each frame for each trial was expressed as the percent difference from baseline. Relative pupil diameter changes at each frame were compared between ChR2 and eYFP mice using rank-sum testing (p<0.05).
To compare photostimulation evoked pupil diameter changes between sessions for the same mice and between groups, we used linear mixed effects models to analyze the mean pupil diameter following events onsets (0 - 4 sec), separately for photostimulation and for reward delivery. Fixed effects included Virus (ChR2 vs. eYFP), Reinforcement Session type (Photostim-Reinforced vs. Photostim-Unreinforced), as well as their interaction. Random effects were modeled using random intercepts for each subject. Post-hoc tests corrected for multiple comparisons included four comparisons between ChR2 and eYFP for each session, and between sessions for each viral group.
Cued Tone Task
In a separate set of sessions, mice were trained to respond to 3.5kHZ or 12kHz tones (frequencies counterbalanced between mice). Tones were generated using the tone function on the Arduino Mega, passed through analog low and high pass filters, and presented using an 8-ohm speaker (GF0401M, CUI Devices) at 55-60 dBA. Tones were presented for 2 sec and mice were rewarded for licking during the 3 sec response window. These 1 hr sessions included only tone trials to signal rewards opportunities—there were no longer any unsignaled Windows of Opportunity.
Interleaved Tone or Photostim-Reinforced Trials Session
After three days of training on the cued tone task, mice were tested on a session which included interleaved tone or Photostim-Reinforced windows. 2 sec of either tone or photostimulation were presented, and mice could receive a reward if they licked within 3 sec of the onsets. Only 90% of lick responses on each trial type were rewarded. Tone and photostimulation trials were equally likely and were separated by ITIs with a mean of 12 sec (range 7-22 sec, exponential distribution). Baseline/ITI licking was assessed by a priori statistically identifying 3 sec windows between tone and photostimulation trials, with similar ITIs.
In vivo Cholinergic Antagonist Pharmacology
In order to test which class of receptors mediated the effects of photostimulation of cholinergic basal forebrain neurons, mice were injected with cholinergic receptor antagonists prior to an Interleaved Tone or Photostim-Reinforced Trials Session. Using a 27 gauge needle, we injected mice with either the muscarinic receptor antagonist scopolamine (0.3 or 1 mg/kg) (Chintoh et al., 2003) or the nicotinic receptor antagonist mecamylamine (1mg/kg) (Adermark et al., 2014; Zachariou et al., 2001). These drugs and doses were chosen in discussion with an expert in the field (Dr. Marina Picciotto, personal communications). Injections were made 10 minutes before behavioral sessions. All drugs were dissolved in sterile saline and injected at 10 ml/kg volumes. Sterile saline alone was used for control injections. Drug injection orders were counterbalanced across animals.
We analyzed data using linear mixed effects models, given the repeated measures from mice. Fixed effects included Virus (ChR2 vs. eYFP), Trial types (Tone, Photostim, or ITI), and Drug session type (Saline, Scopolamine 0.3mg/kg, Scopolamine 1mg/kg, Mecamylamine 1mg/kg), as well as first and second order interactions. Random effects were modeled using random intercepts for each subject. Post-hoc tests corrected for multiple comparisons were stratified by sessions, and included comparisons between ChR2 and eYFP for each trial type, and comparisons within each virus group for all three pairs of trial types.
Open Field Test
To assess whether BF cholinergic stimulation had an effect on locomotion, animals underwent an open field test (Matthews et al., 2016). We attached fiber optic patch cables to the implanted ferrules on mice. Mice were then placed in the center of an open 50 x 53 cm arena composed of four transparent Plexiglas walls illuminated by 30 lux ambient light. They were allowed to freely move throughout the arena for 15 min. A video camera was positioned directly above the arena to track the movement of each mouse throughout the session (EthoVision XT, Noldus, Wageningen, Netherlands).
The session was divided into three 5 min windows with photostimulation occurring throughout the middle 5 min window (473 nm light, 4mW, 5 ms pulses at 20 Hz. The same laser and shutter setup described above was used except that a Master-8 pulse stimulator (A.M.P.I., Jerusalem, Israel) interfaced with the EthoVision XT system was used to drive laser pulses. Acetic acid (0.03%) was used to wipe and clean the chamber between animals.
We analyzed data using linear mixed effects models. Fixed effects included Virus (ChR2 vs. eYFP), Laser status (On or Off), and Time by 5min window, as well as the interaction between virus and laser status. Random effects were modeled using random intercepts for each subject.
Real Time Place Preference
To assess whether cholinergic stimulation was inherently reinforcing or pleasurable to the animals, mice underwent a Real Time Place Preference test (RTTP) (Matthews et al., 2016). We attached fiber optic patch cables to the implanted ferrules on mice. Mice were then placed in the center of a transparent Plexiglas chamber (50 x 53 cm) divided into left and right compartments using center dividers, with an open gap in the middle allowing mice to freely access both compartments. The chamber was illuminated with 30 lux ambient light. Mice were allowed to freely move between compartments for 45 minutes during which entry into one of the two sides resulted in continuous photostimulation (473 nm light, 4mW, 5 ms pulses at 20 Hz). The side paired with photostimulation was counterbalanced between animals and activity was averaged across two days. A video camera was placed directly above the arena to track mouse movement (EthoVision XT) and trigger photostimulation. Acetic acid (0.03%) was used to wipe and clean the chamber between animals. The percent of time mice spent on the side on which the laser was ON was averaged over two days, and compared between ChR2 and eYFP mice using a t-test.
GCaMP Photometry of Basal Forebrain Cholinergic Neurons
Stereotaxic Surgery for GCaMP Photometry from Basal Forebrain Cholinergic Neurons
To measure neural activity from basal forebrain cholinergic neurons, we injected 1000 nL of an adeno-associated virus encoding the genetically-encoded calcium sensor GCaMP (AAVdj/EF1a-DIO-GCaMP6s; Stanford Vector Core) into the basal forebrain of ChAT::Cre mice (AP -0.7; ML ±1.75; DV -5.1 and -4.3, 500 nL at each depth). An optic fiber was implanted over the basal forebrain (AP -0.7; ML 1.75; DV -4.5).
GCaMP Photometry Set-Up
The hardware setup for acquisition of bulk calcium fluorescence from multiple sites was adapted from (Kim et al., 2016). The setup allowed for excitation of the sample at two wavelengths (405 and 470 nm) and collection of fluorescence emission at 525 nm. The excitation path consisted of a 405 nm and a 470 nm LED (Thorlabs M405FP1 and M470F3) which were collimated (Thorlabs F671SMA-405) and coupled to 400 nm and 469 nm excitation filters (Thorlabs FB400-10 and MF469-35), respectively. Compared to 470 nm excitation, 405 nm excitation of GCaMP is closer to the isobestic wavelength for calcium-dependent and calcium-independent GCaMP fluorescence, and thus was used to assess movement- and autofluorescence-related noise. Light from these two excitations sources were combined into one path via dichroic mirrors and filled the back aperture of a 20x air objective (Nikon CFI Plan Apo Lambda). A fiber optic patch cord (Doric) containing optic fibers bundled into a single ferrule (400 μM diameter, 0.48 NA for each fiber) was positioned at the working distance of the objective. The end of the patch cable was connected to implanted ferrules on the animals’ head. Emission resulting from the 405 or 470 nm excitation was split by a dichroic mirror, passed through a 525 nm emission filter (Thorlabs MF525-39), and focused through a tube lens (Thorlabs AC254-100-A-ML) onto the face of CMOS camera (Hamamatsu ORCA-Flash V2). Frames were captured at 40 Hz and each LED was modulated at 20 Hz in an alternating fashion, resulting in a 20 Hz sample rate in the reference (405 nm excitation) and signal (470 nm excitation) channels. LED and camera timing as well as recording of timestamps from behavioral equipment was achieved using a data acquisition board (National Instruments NI BNC-2110). The system was controlled through custom MATLAB scripts modified from those made available by (Kim et al., 2016). Prior to the start of each session, the entire system was shielded from outside light using blackout cloth.
Behavior during GCaMP Photometry
To investigate whether basal forebrain cholinergic neural activity increased during conditioning responding, mice first underwent uncued head-fixed training. Mice were rewarded for licking during unsignaled 3 sec Windows of Opportunity. Rewards were delivered after a 0.5 sec delay from the first lick in a Window of Opportunity to account for the slow dynamics of GCaMP6s. Mice were not punished for licking during the unrewarded ITIs.
Following recordings during the uncued stage of training, mice were then transitioned to the Cued Tone task described above. Mice were now rewarded for licking following the onset of tone cues, and rewards were delivered after a 0.5 sec delay from the first lick within 3 sec of tone onset.
Photometry Analysis
Photometry fluorescence traces were filtered using a 60 sec median filter to extract an estimate of baseline fluorescence by accounting for bleaching and low frequency fluctuations. The residual trace was filtered with a 3rd order median filter to eliminate single time point artifacts. DF/F was obtained by taking the difference between the residual trace and the baseline estimate and dividing by the baseline estimate, which was then expressed in percent. Fluorescence levels were compared as the area under the curve in a time window before (-2 to - 1.5 sec) and after (0 to 0.5 sec) events. Fixed effects for linear mixed effects model analysis included Wavelength (470 nm signal vs. 405 nm reference), Time point (before or after event), and Event type, and first and second order interactions. Random effects were modeled using random intercepts for each subject. Post-hoc tests corrected for multiple comparisons within each session.
ACh Sensor Measurements
Stereotaxic Surgery for ACh Sensor Measurements
To measure local levels of ACh, we injected 400 nL of an adeno-associated virus encoding the genetically-encoded ACh sensor GACh3.0 (AAV9/hSyn-Ach4.3, ViGene) (Jing et al., 2018) into the BLA (AP -1.4; ML ±3.1; DV -5.2). In order to photostimulate basal forebrain cholinergic terminals projecting to the BLA, an anterograde virus driving expression of the red-shifted opsin ChrimsonR (AAV5/Syn-FLEX-rc[ChrimsonR-tdTomato]) was injected into the basal forebrain (500 nL, AP -0.4; ML ±1.8; DV -4.7). For control mice, a virus encoding just the fluorophore (AAV1/CAG-FLEX-tdTomato), was injected with the same volume at the same coordinates. An optic fiber (400um diameter) was then implanted over the BLA (AP -1.4; ML ± 3.25; DV -4.8), in order to provide optical access to both record GACh3.0 related fluorescence using 470 nm blue light as well as photostimulate basal cholinergic forebrain cholinergic terminals in the BLA using interleaved 589 nm yellow light. Data was analyzed similar to the GCaMP photometry experiments, except that there was only fluorescence data from one channel (470 nm).
Behavior during ACh Sensor Measurements
To investigate whether local ACh levels changed in the BLA during conditioning responding, mice first underwent uncued head-fixed training. Mice were rewarded for licking during unsignaled 3 sec Windows of Opportunity. Rewards were delivered after a brief (0.1 sec) delay from the first lick in a Window of Opportunity. Mice were not punished for licking during the unrewarded ITIs.
Similar to optogenetic experiments, mice were then tested during a Photostim-Unreinforced session and two Photostim-Reinforced sessions. Results are presented from the second Photostim-Reinforced session. During a subsequent session, we again varied photostimulation parameters by randomly delivering photostimulation on Windows of Opportunity using either one, two, or ten 5 ms pulses at 20 Hz, corresponding to up to 0.5 sec of photostimulation. These pulse trains were also delivered at the onset of 3 sec Windows of Opportunity.
Mice were then trained for three sessions on the Cued Tone task described above. Mice were rewarded for licking following the onset of tone cues, and rewards were delivered after a brief (0.1 sec) delay from the first lick within 3 sec from tone onset.
Concurrent Optogenetic Photostimulation and Measurement of Local ACh Levels using a Genetically-encoded Fluorescent Sensor
The hardware setup for acquisition of bulk ACh fluorescence from multiple sites was similar to that for GCaMP photometry. For concurrent optogenetic manipulation experiments, the system was modified to allow for 589 nm yellow light excitation through the same patch cable. An additional dichroic mirror combined the LED light paths with that of a 589 nm laser. The laser was powered on throughout the experiments to minimize intensity fluctuations and was modulated by opening/closing a mechanical laser shutter head (SR475, Stanford Research Systems), controlled by a shutter driver (SR474, Stanford Research Systems). 470 nm LED light was used to excite the ACh sensor, and 525 nm emitted photons were collected, for 25 ms at 20 Hz (every 50 ms) using the filters described above. When photostimulation was provided using 589 nm laser light, it was delivered as 5 ms pulses at 20 Hz (4 mW) in between the 470 nm light pulses, in order to prevent spectral crosstalk.
Fluorescence levels were analyzed as the area under the curve after photostimulation onset (0 to 0.5 sec for reward, 1, 2, or 10 pulses; 0 to 2 sec for 2 sec photostimulation). Fixed effects for linear mixed effects model analysis for sessions with different durations of photostimulation included Virus (ChrimsonR vs. tdTomato control fluorophore), photostimulation pulses (Reward, 1, 2, or 10 pulses), and their interaction. Random effects were modeled using random intercepts for each subject. Post-hoc tests corrected for multiple comparisons included comparisons between ChrimsonR and tdTomato mice at each number of pulses, and comparisons within each virus group for 1, 2, or 10 pulses to Reward. For comparisons of evoked ACh in Photostim-Unreinforced and Photostim-Reinforced sessions, linear mixed effects model fixed effects included Virus (ChrimsonR vs. tdTomato), Session type (unreinforced or reinforced), and their interaction. Random effects were modeled using random intercepts for each subject.
in vivo Electrophysiology
in vivo Electrophysiology Surgery
Mice were anesthetized using isoflurane gas (1-4%) and mounted on a stereotaxic apparatus (Kopf Instruments) to implant optrodes (i.e., combination of electrode and optical fiber). A midline incision was made down the scalp and craniotomies were opened using a dental drill. Optrodes were chronically implanted in either hemisphere in the basolateral amygdala (BLA) and the prelimbic (PL) subregion of the dorsomedial prefrontal cortex (dmPFC). The stereotaxic coordinates to target the BLA were -1.50 mm anterior-posterior (AP), ±3.15 mm medial-lateral (ML), and -5.00 mm dorsal-ventral (DV). The stereotaxic coordinates to target PL were +1.80 AP, ±0.35 mm ML, and -2.00 mm DV. In addition to these optrodes, optical fibers were implanted bilaterally in the basal forebrain (BF) to photostimulate ChR2-expressing ChAT neurons while recording neural activity from the BLA and dmPFC. The stereotaxic coordinates for the BF fibers were -0.40 mm AP, ±1.80 mm ML, and -4.50 mm DV. All stereotaxic coordinates were calculated relative to Bregma. Finally, an aluminum bar was horizontally positioned behind lambda to provide anchoring points during head-fixed recordings. All these implants were secured to the skull using stainless steel self-drilling screws (Small Parts), adhesive cement (C&B Metabond, Parkell) and dental acrylic (Ortho-Jet, Lang Dental). At the end of the surgeries, incisions were sutured, and postoperative analgesia and fluids were provided as needed. Mice were allowed to recover from surgery for at least one week.
in vivo Electrophysiology Recordings
Extracellular recordings were performed using in-house-built multichannel electrodes, each containing a 16-channel Omnetics connector, an optical fiber attached to the connector, and a low-resistance silver wire to provide ground. The microwire used for the electrodes was a 22.9-µm HML-insulated nichrome wire (Stablohm 675, California Fine Wire). Microwires were secured to the connector pins using a silver print coating (GC Electronics). All connections were then secured using dental acrylic. Serrated fine scissors were used to cut the tip of the microwires to a length of 500-1000 µm from the tip of the optical fiber. The microwire tips were then gold-plated to reduce impedance and improve signal-to-noise ratio (Ferguson et al., 2009). Gold plating was achieved by submerging the electrode tips in a solution containing equal parts of a non-cyanide gold solution (SIFCO Selective Plating) and a 1 mg/mL polyethylene glycol solution. A cathodal current of 1 µA was applied to individual channels to reduce impedances to a range of 200-300 kΩ.
Multichannel extracellular recording setups (Open Ephys) were used to monitor neural activity while mice performed behavioral tasks. Extracellular signals were recorded at 30 kHz with band-pass filters set at 0.2 and 7,600 Hz. These raw signals were then processed offline to extract single-unit activity.
in vivo Electrophysiology Spike Extraction
A common reference was calculated for each 16-channel array, by calculating the median trace across all channels. This trace was then subtracted from each channel on that array. Data was then filtered from 300-7000 Hz using a fourth degree Butterworth filter applied using the filtfilt function in Matlab. Spikes were identified by negative deviations greater than 7.4 times the median absolute deviation. Spikes were aligned to their minima and waveforms from 375µs before the trough and 1000µs after the trough were extracted for spike sorting. Single-unit waveforms were then sorted using commercial software (Offline Sorter, Plexon Inc), by combining principal component and peak-trough voltage features in three-dimensional space. Neural firing properties were visually inspected, including auto-correlations and cross-correlations, in order to exclude multi-unit activity or repeated recordings of the same unit across multiple wires in a bundle. Neurons were additionally inspected to ensure they did not represent behaviorally locked artifacts. Only neurons that fired at least 0.01 Hz across the whole session were included in analyses.
in vivo Electrophysiology Analysis
Peri-event time histograms were constructed by extracting spiking activity around photostimulation in 10 ms bins from 8 sec before to 16 sec after photostimulation onset. Baseline activity was defined as the activity from 4 sec before up to the onset of photostimulation. Activity for each trial was transformed using the mean and standard deviation of baseline activity across trials. Data was smoothed with a 50 ms Gaussian kernel. Activity within each area for each bin was compared using rank-sum tests to compare Photostim-Unreinforced and Photostim-Reinforced sessions, separately for ChR2 and eYFP mice.
Modulation around the time of photostimulation was calculated by comparing firing rates before photostimulation onset (-1 to 0 sec) with firing rates shortly after photostimulation onset (0 to 0.5 sec). Facilitation was classified as neurons with statistically significant increases in firing rates after photostimulation onset, and suppression was defined as neurons with statistically significant decreases in firing rates after photostimulation onset (sign-rank test, p < 0.01). Proportions were compared using two-sided Chi-square proportion tests, with p values corrected for multiple comparisons using Holm’s procedure.
in vivo Electrophysiology Histology
Mice were anesthetized using isoflurane to mark the position of electrode tips by producing microlesions (anodal current, 25-40 µA for at least 20 s). Mice were then euthanized with sodium pentobarbital (150 mg/kg), and transcardially perfused with saline solution and 4% paraformaldehyde (PFA, pH 7.3). Brains were extracted and fixed in 4%-PFA for at least 24 h and then equilibrated in a 30% sucrose solution for 48 h. Coronal sections were cut at 40 µm using a microtome (HM430, Thermo Fisher Scientific). Brain sections containing the BLA, dmPFC, and BF were mounted on microscope slides, and stained with DAPI (4’,6-diamidino-2-phenylindole). Images of the BLA, dmPFC, and BF were acquired using a confocal laser-scanning microscope (Olympus FV1000). Expression of eYFP and/or ChR2 was examined from the BF sections, whereas the location of microlesions was examined from the BLA and dmPFC sections to determine the neural recording sites. These were reconstructed onto coronal drawings adapted from a mouse brain atlas (Franklin, 2008).
ex vivo Electrophysiology
ex vivo Electrophysiology Surgery
We generated double transgenic mice by crossing homozygous ChAT::Cre mice with hemizygous VGAT::flpo mice. Double hemizygous offspring (ChAT::Cre x VGAT::flpo mice), confirmed by genotyping (Transnetyx) were used for these experiments. In a first surgery, for optogenetic photostimulation of basal forebrain cholinergic neurons, we injected 500 nL of an adeno-associated virus encoding channelrhodopsin (AAV5/EF1a-DIO-hChR2(H134R)-mCherry; UNC, 3.5 x 1012) bilaterally into basal forebrain of each hemisphere at AP -0.4, ML ±1.8, DV -5. For fluorescent labeling of BLA GABAergic neurons, we injected 400 nL of an adeno-associated virus encoding the fluorophore eYFP (AAV5/EF1a-fDIO-eYFP-WPRE; UNC, 3.8 x 1012) bilaterally into the BLA at AP -1.6, ML ±3.3, DV -5.1. After at least 6 weeks, we performed a second surgery to label BLA neurons projecting to the medial prefrontal cortex (mPFC) through injection of a retrograde tracer (200 nL cholera toxin b subunit fused to Alexa-647, CTB-647) in the mPFC (AP 1.8, ML ±0.35, DV -2).
ex vivo Electrophysiology Recordings
One week after the CTB-647 surgery, mice were deeply anaesthetized via I.P. injection of sodium pentobarbital (200 mg/kg) prior to transcardial perfusion with 20 mL ice-cold modified artificial cerebrospinal fluid (ACSF; composition in mM: 75 sucrose, 87 NaCl, 25 NaHCO3, 2.5 KCl, 1.3 NaH2PO4*H2O, 7 MgCl2*6H2O, 0.5 CaCl2*2H2O, 5 ascorbic acid, in ddH2O; osmolarity 324-328 mOsm, pH 7.3-7.4) saturated with carbogen gas (95% oxygen, 5% carbon dioxide). The brain was quickly dissected out of the cranial cavity and a semiautomatic vibrating blade microtome (VT1200; Leica, IL, USA) was then used to prepare 300 µm thick coronal slices containing the BLA. Brain slices encompassing the basal forebrain and mPFC were also collected for verification of ChR2-mCherry and CTB-647 expression, respectively. Slices were then transferred to ACSF (composition in mM: 126 NaCl, 2.5 KCl, 26 NaHCO3, 1.25 NaH2PO4*H2O, 1 MgCl2*6H2O, 2.4 CaCl2*2H2O, and 10 glucose, in ddH2O; osmolarity 299-301 mOsm; pH 7.30-7.40) saturated with carbogen gas (95% oxygen, 5% carbon dioxide) in a water bath kept at 30-32 °C. They were allowed to recover for at least 1 h before transfer to the recording chamber for electrophysiological recordings.
In the recording chamber BLA slices were continually perfused with carbogen-saturated ACSF, at a temperature of 31±1 °C, via a peristaltic pump (Minipuls3; Gilson, WI, USA). BLA neurons were visualized through an upright microscope (Scientifica, UK) using infra-red differential interference contrast (IR-DIC) optics and a Q-imaging Retiga Exi camera (Q Imaging, Canada). Identification of eYFP+ GABAergic neurons and CTB-647-expressing mPFC-projector neurons was achieved through a 40X water-immersion objective using brief fluorescence illumination from a 470 nm LED light source (pE-100; CoolLED, NY, USA) or a metal halide lamp (Lumen 200, Prior Scientific Inc., MA, USA), respectively, through appropriate excitation/emission filters (Olympus, PA, USA). Thin walled borosilicate glass capillary tubing was shaped into microelectrodes for recording using a horizontal puller (P-97, Sutter Instruments, CA, USA) and had resistance values of 3-6 MΩ when filled with internal solution (composition in mM: 125 potassium gluconate, 20 HEPES, 10 NaCl, 3 MgATP, and 0.1% neurobiotin (pH 7.30-7.33; 286-287 mOsm). Recorded signals were amplified with a Multiclamp 700B amplifier (Molecular Devices, CA, USA), low-pass filtered at 3 kHz, digitized at 10 kHz using a Digidata 1550, and recorded using pClamp 10.4 software (Molecular Devices, CA, USA). Series resistance, input resistance, and holding current were monitored throughout experiments via a 5 mV, 0.1 sec step. Any significant changes were interpreted as signs of cell deterioration and recordings were terminated. To assess the response of BLA neurons to cholinergic input, ChR2-expressing cholinergic terminals were activated by trains of 5 ms pulses of 470 nm light (pE-100; CoolLED, NY, USA) delivered through the 40X objective every 30 s, while recording in current-clamp mode. To isolate monosynaptic currents tetrodotoxin (TTX; 1 µM; Tocris, MN, USA) and 4-Aminopyridine (4AP; 1 mM, Sigma, MO, USA) were included in the ACSF (Petreanu et al., 2007). Scopolamine (10 µM; Sigma, MO, USA) was used to block muscarinic ACh receptors, and a cocktail of nicotinic antagonists (dihydro-ß-erythroidine (10 µM, Tocris, MN, USA), methyllycaconitine (0.1 µM; Sigma, MO, USA), and mecamylamine (10 µM; Sigma, MO, USA)) was used to block nicotinic ACh receptors. Offline analysis of peak current amplitude was performed in Clampfit 10.4 (Molecular Devices, CA, USA). Capacitance and membrane resistance (Rm) were calculated from a 5 mV, 0.1 sec hyperpolarizing step in voltage-clamp using custom MATLAB software written by Praneeth Namburi based on MATLAB implementation of the Q-method (Novák and Zahradník, 2006).
ex vivo Electrophysiology Histology
Following recording, slices were fixed in 4% PFA overnight at 4 °C then washed in PBS (4x 10 min). To reveal neurobiotin-labelled cells, recorded slices were blocked in PBS containing 0.3% Triton (PBS-T 0.3%) and 3% normal donkey serum (NDS; Jackson ImmunoResearch, USA) at room temperature for 60 min before incubation in PBS-T 0.3% with 3% NDS and CF405-conjugated streptavidin (1:1000; Biotium, CA, USA). After 90 min slices were washed in PBS (4x 10 min) then mounted onto glass slides and coverslipped using polyvinyl alcohol mounting medium with DABCO (Sigma, MO, USA). Images of the BLA were captured using a confocal laser scanning microscope (Olympus FV1000), with FluoView software (Olympus, PA, USA). Neurobiotin-filled recorded neurons were imaged at high magnification through a 40X/1.3 NA oil-immersion objective using serial z-stacks with an optical slice thickness of 3 μm.
Immunohistochemistry
After behavioral experiments, mice were anaesthetized with pentobarbital sodium (200 mg/kg), and transcardially perfused with ice-cold Ringer’s solution followed by ice-cold 4% PFA in PBS (pH 7.3). Brains were extracted and fixed in 4% PFA for 24 hours and equilibrated in 30% sucrose in PBS for 3 days. Coronal sections were cut at 40 µm using a sliding microtome (HM430; Thermo Fisher Scientific) and kept in PBS at 4°C until antibody staining.
Sections from the PFC, BF, and BLA were taken for immunohistochemistry. Sections were washed six times for five minutes each in 1x PBS, and then blocked for 2 hours at room temperature in 3% normal donkey serum in 0.3% PBS-Triton. Sections were then incubated overnight at room temperature in blocking solution with primary antibody goat-anti-ChAT (1:200 / 1:100) or chicken-anti-GFP (1:500). The next day, sections were washed six times for five minutes in 1x PBS. Sections were then incubated in secondary antibody donkey-anti-goat 488 or 555 (1:500) or donkey-anti-chicken 488 (1:1000) in blocking solution at room temperature for 2 hours. Finally, sections were washed six times for five minutes in 1x PBS and mounted on microscope slides using a Vectashield mounting medium with DAPI. Slides were sealed with clear nail polish to preserve sections. All washing and staining steps were done covered on a shaker.
Confocal Microscopy Fluorescent images were captured using a confocal laser scanning microscope (Olympus FV1000), with FluoView software (Olympus, PA, USA), under a 10X /
0.40 NA dry objective or a 40X /1.30 NA oil immersion objective. Images were subsequently processed in Adobe Illustrator (Adobe Systems Incorporated, CA, USA). Similar to prior work, we also observed some ectopic expression of ChAT (Hedrick et al., 2016), particularly in later litters of breeding pairs, and excluded these mice based on postmortem histological examination.
Acknowledgements
We thank C. Wildes, R. Wichmann, J. Wang, A. Heynen for technical assistance. We thank V. Breton-Provencher, J. Shih, M. Sur, and the members of the Bear lab for additional support. We thank A. Sutton, M. Picciotto, R. Crouse, A. Kepecs, F. Sturgill, and E. Calipari for helpful discussions.
The authors declare no competing interests.
Funding
E.Y.K. was supported by NIH grant K08-MH116135 (NIMH). C.A.S. was supported by an NIH grant R00 DA04510 (NIDA), a NARSAD Young Investigator Award (Brain and Behavior Research Foundation), and by an Alkermes Pathways Research Award grant, an independent competitive grants program supported by Alkermes. M.F. was supported by NIH grant K99-EY029326 (National Eye Institute). D.B.P. was supported by R01-DC017078 and funding from the Nancy Lurie Marks Family Foundation. K.M.T. is an HHMI investigator and the Wylie Vale chair at Salk Institute for Biological Studies, a New York Stem Cell Foundation - Robertson Investigator and McKnight Scholar and this work was supported by funding from the JPB Foundation, the PIIF, PNDRF, JFDP, Alfred P Sloan Foundation, New York Stem Cell Foundation, Klingenstein Foundation, McKnight Foundation, Clayton Foundation, Dolby Family Fund, R01-MH102441 (NIMH), R01-MH115920 (NIMH), RF1-AG047661 (NIA), the NIH Director’s New Innovator Award DP2-DK102256 (NIDDK), and Pioneer Award DP1-AT009925 (NCCIH).
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