Abstract
Despite substantial progress in mapping the trajectory of network plasticity resulting from focal ischemic stroke, the extent and nature of changes in neuronal excitability and activity within the peri-infarct cortex of mice remains poorly defined. Most of the available data have been acquired from anesthetized animals, acute tissue slices, or infer changes in excitability from immunoassays on extracted tissue, and thus may not reflect cortical activity dynamics in the intact cortex of an awake animal. Here, in vivo two-photon calcium imaging in awake, behaving mice was used to longitudinally track cortical activity, network functional connectivity, and neural assembly architecture for 2 months following photothrombotic stroke targeting the forelimb somatosensory cortex. Sensorimotor recovery was tracked over the weeks following stroke, allowing us to relate network changes to behavior. Our data revealed spatially restricted but long-lasting alterations in somatosensory neural network function and connectivity. Specifically, we demonstrate significant and long-lasting disruptions in neural assembly architecture concurrent with a deficit in functional connectivity between individual neurons. Reductions in neuronal spiking in peri-infarct cortex were transient but predictive of impairment in skilled locomotion measured in the tapered beam task. Notably, altered neural networks were highly localized, with assembly architecture and neural connectivity relatively unaltered a short distance from the peri-infarct cortex, even in regions within ‘remapped’ forelimb functional representations identified using mesoscale imaging with anaesthetized preparations 8-weeks after stroke. Thus, using longitudinal two photon microscopy in awake animals, these data show a complex spatiotemporal relationship between peri-infarct neuronal network function and behavioural recovery. Moreover, the data highlight an apparent disconnect between dramatic functional remapping identified using strong sensory stimulation in anaesthetized mice compared to more subtle and spatially restricted changes in individual neuron and local network function in awake mice during stroke recovery.
Introduction
Investigations of the excitability of neurons in the peri-infarct cortex during recovery from ischemic stroke have yielded a complex and at times contradictory data set. Peri-infarct hyper-excitability was suggested by data from anesthetized rats that exhibited elevated spontaneous multiunit firing within peri-infarct regions 3-7 days after stroke [1]. Similarly, downregulated GABAergic inhibition in peri-infarct cortex [1–6], degeneration of parvalbumin-positive inhibitory interneurons [3,7], decreased paired pulse inhibition [8–10], increased NMDA receptor mediated excitation [11,12], and a downregulation of KCC2 [13–17] have suggested that the peri-infarct cortex is hyper-excitable during recovery, contributing to increased risk of epileptogenesis in the post stroke brain [13,18]. Conversely, several groups have reported that the sensory-evoked responsiveness of the peri-infarct cortex is diminished during recovery from focal photothombotic stroke [19–25]. Even after months of recovery following forelimb (FL) representation targeted stroke, the remapped representation of the FL has been shown to display prolonged modes of activation with lower amplitude [19] and reduced temporal fidelity [23].
Almost all studies that have examined post-stroke cortical responsiveness have used surgical preparations with anesthetized animals. Anesthesia disrupts cortical activity dynamics and functional connectivity between cortical areas [26–30], and has been shown to reduce the magnitude and spread of cortical activation from sensory stimuli [31–39]. It further reduces the potential contribution of corollary discharge and reafference due to voluntary action in modulating sensory input and cortical responses [40]. It has also recently been shown that the propagation pattern of cortical activity differs between evoked and spontaneous activity, with spontaneous activity showing more complex trajectories and lower activity amplitudes [41]. Somatosensory responses are known to be modulated by the relevance of stimuli to behavior and task performance [42–47], and by corollary feedback during [48], or even before [49–51], the onset of movement. Together, these studies point to a complex, interconnected system that modulates the activity of somatosensory networks in the awake behaving animal that is either not present, or is altered, in studies of evoked cortical activity under the anesthetized state. While monitoring cortical activity in awake mobile animals presents methodological complexity, it avoids confounds associated with the anesthetized state and provides unique insight into evolving patterns of network activity that may be unique to the awake state.
To investigate neural activity patterns during stroke recovery while avoiding the potential confounds of anesthesia, the present work used two photon Ca2+ imaging within and distal to the peri-infarct region of a focal photothrombotic stroke lesioning the FL primary somatosensory cortex in mice. We used awake, behaving but head-fixed mice in a mobile homecage to longitudinally measure cortical activity, then used computational methods to assess functional connectivity and neural assembly architecture at baseline and each week for 2 months following stroke. Behavioral recovery from stroke was measured in the same animals on a tapered beam task and string pull task to determine the time course of sensorimotor deficits related to changes in cortical activity and network architecture. Our goal was to use longitudinal imaging and advanced computational analyses to define network changes in somatosensory cortex associated with sensorimotor recovery. We show that despite disturbances to the widefield topology and amplitude of the sensory-evoked FL map (acquired under anesthetic), it is only within the immediate peri-infarct region after FL targeted stroke that neural activity, functional connectivity, and neural assembly architecture are disrupted. We demonstrate that the peri-infarct somatosensory cortex displays a marked reduction in neural assembly number, an increase in neural assembly membership, and persistent alterations in assembly-assembly correlations, and that this occurs alongside transient deficits in both functional connectivity and neural activity. Notably, we show that reduced neuronal spiking is strongly correlated with a deficit in motor performance on the tapered beam task. Surprisingly, we also show that significant alterations in neuronal activity (firing rate), functional connectivity, and neural assembly architecture are absent within more distal regions of cortex as little as 750 µm from the stroke border, even in areas identified by regional functional imaging (under anaesthesia) as ‘remapped’ locations of sensory-evoked FL activity 8-weeks post-stroke.
Results
The experimental timeline is illustrated in Fig 1A. Adult Thy1-GCaMP6S mice were implanted with chronic cranial windows and habituated on the floating homecage, tapered beam and string pull task (Fig 1A-C). The cFL and cHL somatosensory areas were mapped on the cortex using widefield Ca2+ imaging of sensory-evoked activity in isoflurane anaesthetized mice (Fig 1D, 2A, see methods). Regions of interest for longitudinal awake two-photon Ca2+ imaging of cellular activity (Fig 1E) were chosen based on these pre-stroke widefield Ca2+ limb maps (Fig 2). The first imaging region of interest was located at the boundary of the pre-stroke cFL and cHL somatosensory maps (termed “peri-infarct” region based on its proximal location to the photothrombotic infarct after stroke) and the second region as lateral to the pre-stroke cHL map (termed “distal” region due to its distance from the stroke boundary). These regions were imaged at baseline, and each week following photothrombotic stroke. Notably, these regions of interest incorporated the predicted areas of remapping for the limb associated somatosensory representations after focal cFL cortex stroke based on previous studies [25,52]. Photothrombosis was directed to the cFL somatosensory representation as identified by regional imaging. Resulting infarcts lesioned this region, and borders were delineated by a region of decreased light absorption 1-week post-stroke (Fig 1D, Top). Within the peri-infarct imaging region, cellular dysmorphia and swelling was visually apparent in some cells during two photon imaging 1-week after stroke, but recovered over the 2 month post-stroke imaging timeframe (data not shown). These gross morphological changes were not visually apparent in the more distal imaging region lateral to the cHL.
Altered sensory-evoked widefield Ca2+ maps after stroke
Regional remapping of the limb-associated somatosensory cortex occurs over the weeks following focal cortical stroke [25,52]. Here, widefield Ca2+ imaging of the cranial window in isoflurane anaesthetized mice was performed during piezoelectric stimulation of the contralateral limbs prior to stroke (to define the region targeted for infarction as described above), and at the 8-week post-stroke timepoint (to define regional remapping of the forelimb representation; see Fig 2A and Methods). Fig 2A shows representative montages from a stroke animal illustrating the cortical cFL and cHL Ca2+ responses to 1s, 100Hz limb stimulation of the contralateral limbs at the pre-stroke and 8-week post-stroke timepoints. The location and magnitude of the cortical responses changes drastically between timepoints, with substantial loss of supra-threshold activity within the pre-stroke cFL representation located anterior to the cHL map, and an apparent shift of the remapped representation into regions lateral to the cHL representation at 8-weeks post-stroke. A significant decrease in the cFL evoked Ca2+ response amplitude was observed in the stroke group at 8-weeks post-stroke relative to pre-stroke (Fig 2B). This is in agreement with past studies [19–25], and suggests that cFL targeted stroke reduces forelimb evoked activity across the cFL somatosensory cortex in anaesthetized animals even after 2 months of recovery. There was no statistical change in the average size of cFL evoked representation 8-weeks after stroke (Fig 2C), but a significant posterior shift of the supra-threshold cFL map was detected (Fig 2D). Unmasking of previously sub-threshold cFL responsive cortex in areas posterior to the original cFL map at 8-weeks post-stroke could contribute to this apparent remapping. However, the amplitude of the cFL evoked widefield Ca2+ response in this distal region at 8-weeks post-stroke remains reduced relative to pre-stroke activation (Fig 2E). Previous studies suggest strong inhibition of cFL evoked activity during the first weeks after photothrombosis [25]. Without longitudinal measurement in this study to quantify this reduced activation prior to 8-weeks post-stroke, we cannot differentiate potential remapping due to unmasking of the cFL representation that enhances the cFL-evoked widefield Ca2+ response from apparent remapping that simply reflects changes in the signal-to-noise ratio used to define the functional representations. There were no group differences between stroke and sham groups in cHL evoked intensity, area, or map position (data not shown).
Impaired performance on tapered beam but not string pull after focal somatosensory stroke
Post-stroke sensorimotor impairment was measured on the tapered beam task and string pull task. In the tapered beam, errors (slips off the beam), indicative of post-stroke impairment, were tracked as the number of left (affected) side slips, right (non-affected) side slips, and the distance to first slip (Fig 3A). We observed a significant interaction of group and time in the number of left side (contralesional) slips (Fig 3B), with post-hoc comparisons confirming increased left slips at 1-week post-stroke compared to baseline and compared to 1-week in sham. Consistent with the unilateral nature of the photothrombotic damage to the cortex in this study, no main effects or interaction was seen in the number of right side slips (Fig 3C). No main effects or interaction was observed in the distance to first slip (Fig 3D). These results are consistent with a transient deficit in motor behavior on the tapered beam during the first week after stroke induced by focal cortical lesion to the sensorimotor cortex [53,54], as opposed to more sustained deficits observed in models of middle cerebral artery occlusion [55,56]. In contrast to previous studies investigating string pull after stroke [57], we did not detect a significant effect of photothrombosis on any kinematic parameters during string pulling (Fig S1).
Firing rate of neurons in the peri-infarct cortex correlates with performance on the tapered beam task
The firing rate of cortical somatosensory neurons in our awake behaving animals (Fig 4A) was calculated using a custom Matlab algorithm to identify ‘significant’ calcium transients [58,59] and the mean firing rate of the sampled neural population during periods of movement and periods of rest in the mobile homecage. The average firing rate in the peri-infarct region during recovery in movement and rest is illustrated in Figures 4B and 4C, respectively. A significant main effect of group on firing rate was detected at rest (Fig 4C). Post-hoc comparisons confirmed significantly reduced average firing rate when moving and at rest at 1-week in the stroke group compared to pre-stroke (Fig 4B and 4C, respectively). Notably, firing rate at 1-week post-stroke during movement and at rest were significantly negatively correlated with the number of left slips in the tapered beam at the same 1-week timepoint (Fig 4D and 4E). No main effects or significant interaction was observed in the distal imaging region for either movement or at rest (Fig 4F and 4G, respectively). Firing rate during movement and at rest at 1-week within the distal region was also not significantly correlated with left slips on the tapered beam at the same timepoint (Fig 4H and Fig 4I, respectively). These results indicate decreased neuronal spiking 1-week after stroke in regions immediately adjacent to the infarct, but not in distal regions, that is strongly related to sensorimotor impairment. This finding runs contrary to a previous report of increased spontaneous multi-unit activity as early as 3-7 days after focal photothrombotic stroke in the peri-infarct cortex [1], but is in agreement with recent single-cell calcium imaging data demonstrating reduced sensory-evoked activity in neurons within the peri-infarct cortex after stroke [60,61]. While the majority of neuronal activity occurred during movement, correlations between firing rate and animal movement were low and did not vary between stroke and sham groups (Fig S2).
Altered functional connectivity in the peri-infarct somatosensory cortex
Studies in humans and animals using mesoscale imaging methods indicate that stroke disrupts functional connectivity between widespread cortical regions [26,62–72]. However, few studies have examined functional connectivity at the level of local neural populations after focal stroke [73,74], and none have examined the primary somatosensory cortex. To define functional connectivity in local neural networks within the peri-infarct somatosensory cortex, we plotted the functional connectivity of the neural population in terms of the strength of their cell-cell correlations (Fig 5) and quantified the properties of these connections (Fig 6). We observed a significant loss of functional connectivity 1-week after stroke within the peri-infarct region. This was visually apparent in the stroke group functional connectivity plots at the 1-week timepoint (Fig 5A and 5B) compared to the same location in sham animals (Fig 5E and 5F). Notably, no profound loss of functional connectivity is visually apparent in the distal region in the stroke (Fig 5C and 5D) or sham (Fig 5G and 5H) groups. Within the peri-infarct region, we observed a statistical trend of a main effect of time in the average number of ‘significant’ functional connections per neuron (Fig 6A; see Methods). Post-hoc comparisons confirmed a significantly reduced average number of significant connections per neuron at 1-week post-stroke compared to pre-stroke and to 1-week sham. We observed a significant main effect of time on the average number of strong connections (r>.3) per neuron (Fig 6B). Post-hoc comparisons confirmed strong connections were significantly reduced 1-week post-stroke relative to pre-stroke. In the distal region, no main effects or interaction was identified in the average number of significant connections per neuron (Fig 6D), highlighting regionally specific connectivity changes in individual neurons after stroke. However, we observed a significant main effect of time on the average number of strong (r>.3) connections per neuron in the distal region (Fig 6E), with post-hoc comparisons confirming that strong connections were significantly reduced 8-weeks post-stroke relative to pre-stroke. The deficit in significant connections between neurons for the peri-infarct region is consistent with a persistent deficit in functional connectivity lasting up to 30 days that was identified within the primary and supplementary motor cortex of mice using in vivo imaging after focal motor cortex stroke [73,74]. However, network density, defined as the ratio of measured significant functional network connections to the number of total possible network connections if all neurons were interconnected, was not decreased in either peri-infarct or distal regions in our study (Fig 6C and 6F, respectively). This is in contrast with previous research in the primary and supplementary motor cortex after focal motor cortex stroke that has demonstrated deficits in network density lasting up to 3-weeks post-stroke [74].
Neural assembly structure is disrupted in the peri-infarct region after stroke
The neural assembly hypothesis defines coordinated activity in groups of neurons as the basis for the representation of external and internal stimuli within the brain [75–77]. Likewise, perturbations within the structure and function of assemblies may signify aberrant processing of stimuli within neural networks, and is believed to play a significant role in the dysfunction observed in brain damage and neuropsychiatric diseases [76]. Although the use of sophisticated methods for detecting neural assemblies in large populations of neurons has gained increasing popularity with the advent of large population recordings using Ca2+ imaging [78], no previous studies have determined the longitudinal effects of stroke on the architecture of neural assemblies in cortex. To determine if focal stroke to the cFL cortex affects the properties of neural assemblies, we used a PCA-Promax procedure [58,59,78] for neural assembly detection to determine assembly size, population membership, assembly quantity, and overlap in assembly membership. The PCA-Promax method for determining neural assemblies allows neurons to participate in more than a single assembly [58,59], a property necessary to examine the ability of neural assemblies to dynamically form with varying members of the population for only brief periods of time [58,59,78]. Fig 7 shows representative neuronal Ca2+ fluorescence images with neural assemblies color coded and overlaid for each timepoint for the peri-infarct imaging region and for the distal imaging region for an example stroke and sham animal (Fig 7A and 7B, respectively). We observed a significant main effect of group on the number of assemblies in the peri-infarct imaging region (Fig. 8A). Post-hoc comparisons confirmed significantly reduced number of assemblies 1- and 4-weeks after stroke relative to sham controls (Fig 8A). Post-hoc comparisons also indicated a significant increase in the average number of neurons per assembly at 1- and 2-weeks post-stroke relative to pre-stroke (Fig 8B). We further observed a statistical trend of a main effect of group in the average percent of the population per assembly (Fig 8C), with post-hoc tests indicating a statistical trend for 1-week post-stroke compared with pre-stroke. These data suggest that after stroke, neurons in peri-infarct cortex are functionally grouped into fewer distinct assemblies, with more neurons per assembly and more of the local network in the same assembly. For the distal imaging region, no differences in neural assembly properties were observed within and between the stroke and sham groups (Fig 8D-E).
Correlation between neural assembly activations is increased after stroke
If differential activation of neural assemblies in the naïve brain relates to representation of different aspects of the external world [58,75,77,79], then changes in the relationship between the activation patterns of assemblies may predict disrupted processing of sensory information within neural networks and how these networks differentially represent external stimuli. An increase in assembly size and reduction in assembly number might reflect a mechanism to replace lost function and increase somatic sensitivity, but may come at the cost of reduced stimulus specificity/fidelity within the network. The activation magnitude of assemblies can be correlated between assemblies over the recording period (Fig 9A). A significant main effect of group was detected in the assembly-assembly correlation coefficient (Fig 9B) in the peri-infarct cortex, with post-hoc tests indicating an increase in the correlation at 1-week post-stroke relative to pre-stroke and relative to 1-week in sham animals. No main effects or interaction was observed for the assembly-assembly correlation coefficient in the distal region (Fig 9C), suggesting that changes to assembly-assembly correlation were confined to the peri-infarct cortex. This increased tendency for functionally connected assemblies to be co-active after stroke may reduce the signal to noise ratio for stimulus representation within the network and may reduce stimulus specificity within peri-infarct cortex. While assembly activations were often correlated with movement or rest periods (Fig S3), and 60% of assemblies in both the peri-infarct and distal regions were significantly correlated with animal movement at all time points (S3C and S3E, respectively), stroke did not change the average correlation between assembly activation and animal movement in either the peri-infarct (S3B Fig) or distal region (S3D Fig).
Discussion
Here, we used longitudinal two photon calcium imaging of awake, head-fixed mice in a mobile homecage to examine how focal photothrombotic stroke to the forelimb sensorimotor cortex alters the activity and connectivity of neurons adjacent and distal to the infarct. Consistent with previous studies using intrinsic optical signal imaging, mesoscale imaging of regional calcium responses (reflecting bulk neuronal spiking in that region) showed that targeted stroke to the cFL somatosensory area disrupts the sensory-evoked forelimb representation in the infarcted region. Consistent with previous studies, this functional representation exhibited a posterior shift 8-weeks after injury, with activation in a region lateral to the cHL representation. Notably, sensory-evoked cFL representations exhibited reduced amplitudes of activity relative to pre-stroke activation measured in the cFL representation and in the region lateral the cHL representation. Longitudinal two-photon calcium imaging in awake animals was used to probe single neuron and local network changes adjacent the infarct and in a distal region that corresponded to the shifted region of cFL activation. This imaging revealed a decrease in firing rate at 1-week post-stroke in the peri-infarct region that was significantly negatively correlated with the number of errors made with the stroke-affected limbs on the tapered beam task. Peri-infarct cortical networks also exhibited a reduction in the number of functional connections per neuron and a sustained disruption in neural assembly structure, including a reduction in the number of assemblies and an increased recruitment of neurons into functional assemblies. Elevated correlation between assemblies within the peri-infarct region peaked 1-week after stroke and was sustained throughout recovery. Surprisingly, distal networks, even in the region associated with the shifted cFL functional map in anaesthetized preparations, were largely undisturbed.
Cortical plasticity after stroke
Plasticity within and between cortical regions contributes to partial recovery of function and is proportional to both the extent of damage, as well as the form and quantity of rehabilitative therapy post-stroke [80,81]. A critical period of highest plasticity begins shortly after the onset of stroke, is greatest during the first few weeks, and progressively diminishes over the weeks to months after stroke [19,82–86]. Functional recovery after stroke is thought to depend largely on the adaptive plasticity of surviving neurons that reinforce existing connections and/or replace the function of lost networks [25,52,87–89]. This neuronal plasticity is believed to lead to topographical shifts in somatosensory functional maps to adjacent areas of the cortex. The driver for this process has largely been ascribed to a complex cascade of intra- and extra-cellular signaling that ultimately leads to plastic re-organization of the microarchitecture and function of surviving peri-infarct tissue [52,80,84,88,90–92]. Likewise, structural and functional remodeling has previously been found to be dependent on the distance from the stroke core, with closer tissue undergoing greater re-organization than more distant tissue (for review, see [52]).
Previous research examining the region at the border between the cFL and cHL somatosensory maps has shown this region to be a primary site for functional remapping after cFL directed photothrombotic stroke, resulting in a region of cFL and cHL map functional overlap [25]. Within this overlapping area, neurons have been shown to lose limb selectivity 1-month post-stroke [25]. This is followed by the acquisition of more selective responses 2-months post-stroke and is associated with reduced regional overlap between cFL and cHL functional maps [25]. Notably, this functional plasticity at the cellular level was assessed using strong vibrotactile stimulation of the limbs in anaesthetized animals. Our findings using longitudinal imaging in awake animals show an initial reduction in firing rate at 1-week post-stroke within the peri-infarct region that was predictive of functional impairment in the tapered beam task. This transient reduction may be associated with reduced or dysfunctional thalamic connectivity [93–95] and reduced transmission of signals from hypo-excitable thalamo-cortical projections [96]. Importantly, the strong negative correlation we observed between firing rate of the neural population within the peri-infarct cortex and the number of errors on the affected side, as well as the rapid recovery of firing rate and tapered beam performance, suggests that neuronal activity within the peri-infarct region contributes to the impairment and recovery. The common timescale of neuronal and functional recovery also coincides with angiogenesis and re-establishment of vascular support for peri-infarct tissue [83,97–100].
Consistent with previous research using mechanical limb stimulation under anaesthesia [25], we show that at the 8-week timepoint after cFL photothrombotic stroke the cFL representation is shifted posterior from its pre-stroke location into the area lateral to the cHL map. Notably, our distal region for awake imaging was directly within this 8-week post-stroke cFL representation. Despite our prediction that this distal area would be a hotspot for plastic changes, there was no detectable alteration to the level of population correlation, functional connectivity, assembly architecture or assembly activations after stroke. Moreover, we found little change in the firing rate in either moving or resting states in this region. Contrary to our results, somatosensory-evoked activity assessed by two photon calcium imaging in anesthetized animals has demonstrated an increase in cFL responsive neurons within a region lateral to the cHL representation 1-2 months after focal cFL stroke [25]. Notably, this previous study measured sensory-evoked single cell activity using strong vibrotactile (1s 100Hz) limb stimulation under aneasthesia [25]. This frequency of limb stimulation has been shown to elicit near maximal neuronal responses within the limb-associated somatosensory cortex under anesthesia [101]. Thus, strong stimulation and anaesthesia may have unmasked non-physiological activity in neurons in the distal region that is not apparent during more naturalistic activation during awake locomotion or rest. Regional mapping defined using strong stimulation in anesthetized animals may therefore overestimate plasticity at the cellular level.
Our results suggest a limited spatial distance over which the peri-infarct somatosensory cortex displays significant network functional deficits during movement and rest. Our results are consistent with a spatial gradient of plasticity mediating factors that are generally enhanced with closer proximity to the infarct core [84,88,90,91]. However, our analysis outside peri-infarct cortex is limited to a single distal area caudal to the pre-stroke cFL representation. Although somatosensory maps in the present study were defined by a statistical criterion for delineating highly responsive cortical regions from those with weak responses, the distal area in this study may have been a site of activity that did not meet the statistical criterion for inclusion in the baseline map. The lack of detectable changes in population correlations, functional connectivity, assembly architecture and assembly activations in the distal region may reflect minimal pressure for plastic change as networks in regions below the threshold for regional map inclusion prior to stroke may still be functional in the distal cortex. Thus, threshold-based assessment of remapping may further overestimate the neuroplasticity underlying functional reorganization suggested by anaesthetized preparations with strong stimulation. Future studies could examine distal areas medial and anterior to the cFL somatosensory area, such as the motor and pre-motor cortex, to further define the effect of FL targeted stroke on neuroplasticity within other functionally relevant regions. Moreover, the restriction of these network changes to peri-infarct cortex could also reflect the small penumbra associated with photothrombotic stroke, and future studies could make use of stroke models with larger penumbral regions, such as the middle cerebral artery occlusion model. Larger injuries induce more sustained sensorimotor impairment, and the relationship between neuronal firing, connectivity, and neuronal assemblies could be further probed relative to recovery or sustained impairment in these models. Recent research also indicates that stroke causes distinct patterns of disruption to the network topology of excitatory and inhibitory cells [73], and that stroke can disproportionately disrupt the function of high activity compared to low activity neurons in specific neuron sub-types [61]. Mouse models with genetically labelled neuronal sub-types (including different classes of inhibitory interneurons) could be used to track the function of those populations over time in awake animals. A potential limitation of our data is the undefined effect of age and sex on cortical dynamics in this cohort of mice (with ages ranging from 3-9 months) after stroke. Aging can impair neurovascular coupling [102–107] and reduce ischemic tolerance [108–111], and greater investigation of cortical activity changes after stroke in aged animals would more effectively model stroke in humans. Future research could replicate this study with mice in middle-age and aged mice (e.g. 9 months and 18+ months of age), and with sufficient quantities of both sexes, to better examine age and sex effects on measures of cortical function.
Altered network connectivity after stroke
A highly distributed network of neural circuits forms the basis of information flow in the mammalian brain [112,113]. Many disease states are thought to result in disturbances in neural dynamics and connectivity of these networks due to a process of randomization that affects the network nodes and connections, leading to degraded functional performance of the networks [113,114]. Most studies looking at the functional connectivity of cortical networks after stroke have focused on connectivity between cortical regions and few have looked at functional connectivity within neural populations at the single neuron level within a region of cortex. Our finding of decreased number of functional connections per neuron in the peri-infarct somatosensory cortex are consistent with recent research that demonstrated a decrease in the total number of functional connections for both inhibitory cells [73] and excitatory cells [73,74] in the motor and premotor cortex approximately 1-week after focal sensorimotor stroke. Reductions in strong functional connections between neurons in our experiments peaked 1-week after stroke, with only partial recovery over the next 7-weeks. These changes were restricted to peri-infarct cortex and were not observed in distal regions. As the cumulative total number of functional connections within a neural network is dependent on the number of cells measured from the population, it is possible that a decrease in the number of connections at early timepoints in both studies may either reflect a loss of neurons and/or the functional silencing of neurons within the imaged areas. Contrary to the findings from Bechay et al. [74], connection density (as % of max possible connections) did not decrease in either the peri-infarct somatosensory cortex or distal somatosensory cortex after stroke in our study. Thus, we observed a significant reduction in the number of strong functional connections between neurons, but not a reduction in the density of connections. It is notable that the peak deficit in peri-infarct functional connectivity in our study occurs simultaneously with reduced neuronal firing and sensorimotor impairment. Early disruption has been reported in anaesthetized animals, and our data in awake animals demonstrates that early network changes may be a key contributor to dysfunction, and a restoration of spiking in peri-infarct regions is related to recovery [19–25].
Altered network dynamics after stroke
According to the cell assembly hypothesis, transient synchronous activation of distributed groups of neurons organize into “neural assemblies” that underly the representation of both external and internal stimuli in the brain [75]. These assemblies have been demonstrated in the mammalian [115–124] and zebrafish [58,125–127] brain, and are often similar in presentation between spontaneous and sensory evoked activations [58,115,120,128,129]. Indeed, the similarity between spontaneous assemblies and sensory evoked assemblies tends to increase during development [115], potentially illustrating the “sculpting” of neural circuits towards commonly encountered sensory stimuli. To date, however, no study has examined changes to the architecture of neural assemblies on the level of single cells within neural networks of the somatosensory cortex in the post-stroke brain. Our data shows a transient decrease in the number of assemblies and an increase in the number of neurons per assembly for the peri-infarct cortex after stroke. If assemblies within peri-infarct somatosensory cortex contribute to differential processing of distinct elements of sensory experience, a loss in the number of assemblies may contribute to a loss in sensory range, as is observed in human stroke patients [130–134]. Although there have been calculations on the typical size of cell assemblies in several regions of the brain as a percentage of the network population (for review, see [75]), whether there is an optimal number of assemblies or optimal membership size of a neural assembly for a particular neural population is currently unknown. It is possible that a decrease in the number of assemblies and an increase in the membership of neurons in remaining assemblies may signify inefficient or ineffective forms of sensory processing. Likewise, it has been shown that electrical stimulation of single somatosensory neurons is sufficient to bias animal behavior towards a desired behavioral response [135,136], thereby suggesting that a sparse neural code may be sufficient for sensation. It has also been argued that minimizing correlation within the neural population serves to reduce representational redundancy and improves representational efficiency [137,138], thereby suggesting that fewer assemblies, with each containing more members, may be an inefficient form of representational coding for sensory information. Furthermore, we observed a persistent increase in the correlation between the activations of assemblies in the peri-infarct cortex that peaks 1-week post-stroke. Co-activation of multiple assemblies simultaneously may decrease the signal-to-noise ratio of the representational information that each specific assembly holds. It may further reduce efficient information transfer within and between cortical networks, and may relate to prolonged modes of somatosensory activation [19] and reduced fidelity in response to sensory stimuli observed in mouse models of focal FL stroke [23].
In summary, this work demonstrates that the peri-infarct region near to the stroke core displays decreased neuronal activity 1-week after stroke that is predictive of poor performance on the tapered beam task. Moreover, local neuronal networks immediately adjacent the stroke exhibited reductions in functional connectivity and sustained alterations in the structure of neuronal assemblies, suggesting that focal injury leads to long lasting alterations in functional properties in local neuronal networks. Interestingly, altered connectivity and neuronal assembly structure was not detected in more distal cortical regions despite these regions being located within regions of cortex that appear to undergo functional remapping measured by cortical activation in response to vibrotactile limb stimulation in anaesthetized animals. The persistence of these distal networks during recovery highlights the importance of awake imaging and naturalistic stimuli to fully define functional network changes during recovery from nervous system injury.
Materials and Methods
Animals
Three to nine month old Thy1-GCaMP6S mice (Strain GP4.3, Jax Labs), N=16 stroke (average age: 5.4 months; 13 male, 3 female), and 5 sham (average age: 6 months; 3 male, 2 female), were used in this study. Mice were group housed in standard laboratory cages in a temperature-controlled room (23°C), maintained on a 12 hr light/dark cycle, and given standard laboratory diet and water ad libitum. Cages were randomly assigned to stroke or sham groups such that stroke and sham mice did not co-habitate the same cages. Animal weight was monitored daily during the entirety of the experiment. All experiments were approved by the University of Alberta’s Health Sciences Animal Care and Use Committee and adhered to the guidelines set by the Canadian Council for Animal Care. Animals were euthanized through decapitation under deep urethane anesthesia following the end of the final imaging session.
Chronic cranial window implantation
Mice were implanted with a chronic cranial window [139] 4-weeks prior to the first imaging time point (Fig 1B). A surgical plane of anesthesia was achieved with 1.5% isofluorane. Body temperature was measured using a rectal probe and maintained at 37±0.5°C. Mice were administered 0.15 mL of saline subcutaneously to maintain hydration levels. Dexamethasone (2 ug/g) was given subcutaneously to prevent cortical swelling and hemorrhaging during the craniotomy procedure. The skull was exposed by midline scalp incision and the skin retracted. The skull was gently scraped with a scalpel to remove the periosteum. Grooves were scraped into the skull surface to improve adhesion of dental cement to the skull. A 4 × 4 mm region of the skull overlying the right hemisphere somatosensory region was thinned to 25-50% of original thickness using a high-speed dental drill (~1-5mm lateral, +2 to −2 mm posterior to bregma). A dental drill was used to progressively thin the overlying skull until the bone could be removed with forceps, leaving the dura intact. The exposed cortical surface was bathed in sterile saline solution. A 5mm diameter coverslip was held in place over the craniotomy and its edges attached to the skull using cyanoacrylate glue. A metal headplate was positioned and secured to the skull using dental cement. Animals were injected subcutaneously with buprenorphine (1.0 mg/kg), removed from the isofluorane, and allowed to recover in a temperature-controlled recovery cage. Mice were returned to their home cage once recovered and monitored daily for weight and post-surgical signs for the duration of the chronic experiment. Mice were allowed to recover for a period of 2-weeks after window implantation prior to beginning behavior and task habituation (Fig 1C). Animals were excluded at the 2-week post-implantation timepoint if their cranial window became cloudy or non-imageable.
Tapered beam task habituation, testing and analysis
Methods for tapered beam habituation and automated recording and analysis have been described previously [53], with minor modification as follows. Nesting material from the homecage was placed inside of a dark box at the narrow end of the beam to motivate animals to cross the beam. For the first three sessions, mice were placed at the wide end of the beam and allowed to freely explore the beam for a period of 2 minutes, after which the experimenter placed a sheet of paper behind the animal as it crossed the beam to block its return path to the wide end and motivate it to cross to the narrow end with dark box. Once the mouse had reached the dark box with bedding material at the narrow end, they were given 60 seconds within the dark box to associate crossing the beam with reaching the safety of the dark box. The dark box was transported to their respective cage for the animal to further associate reaching the dark box with a safe transition to their cage. On subsequent days, mice were continuously run through the tapered beam for a period of 2 mins each, with a return to their cage after each crossing. On each of the 3 days prior to the first Ca2+ imaging session, mice were tested with three crossings of the beam per day to determine baseline crossing performance. Left and right-side slips were captured automatically by Raspberry Pi computer attached to touch sensors on the tapered beam, and Python scripts run to determine number of slips for each side and distance to first slip. Performance on the 9 baseline trials were average to determine a singular average baseline performance level. Mice were tested with three trials on each day prior to each weekly post-imaging timepoint to measure changes in performance.
String pull task habituation, testing and analysis
Methods for string pull habituation and testing have previously been described [140,141], with modification as follows. For habituation, mice were individually placed in a transparent rectangular cage without bedding and allowed to freely explore for a period of 5 minutes. 20 strings with variable length were hung over the edge of the cage. Half of the strings were baited with chocolate flavored sucrose pellets. Mice were removed from the apparatus once all of the strings had been pulled into the cage, or once 20 minutes had elapsed. On subsequent days 2 and 3, mice were again placed in the cage with 20 strings to pull. Following this 3-day habituation, from days 4-14 mice were habituated in an alternate transparent string pull box with high sides and transparent front face for video recording. Within this second habituation box, mice received 3 trials with baited strings hung facing the recording camera. The session was terminated when the animal had pulled all three strings or once 20 minutes had elapsed, and the apparatus prepared for the next mouse. On the last day prior to the first Ca2+ imaging session, 3 trials of string pull from each mouse were recorded with the use of a GoPro Hero 7 Black (60 fps, 1920×1080 pixels). Mice were re-tested with this same 3 string protocol the day prior to each of their weekly imaging timepoints. Video recordings were analyzed using a semi-automated Matlab string pull package [141]. Reach and withdraw movement scaling for the left and right paw was calculated by running a Pearson’s correlation between the series of Euclidian distances that the paw travelled during each of the reach or withdraw movements during the string pull and correlating with the peak speed of the paw during each of the respective reaches or withdraws [142]. A value of 1 indicates a strong linear relationship between longer reach/withdraw paw movement distance and greater peak speed that the paw obtained. Paw reach distance was calculated as the average distance that the paw travelled during each reach movement. Path circuity is used as a measure of how direct of a path a reach or withdraw movement takes between its starting and end points and is calculated as the total distance travelled divided by the Euclidian distance between the start and end points [142]. The greater the path circuity value is above 1, the more the path of the paw deviated from the ideal direct path between the start and end points of the reach/withdraw. A bimanual correlation coefficient was calculated by first detrending the timeseries of Y-axis paw position to remove general changes in the posture of the animal over the course of the string pull attempt, then running a Pearson’s correlation between the Y-axis paw position measurements for the right and left paw.
Mobile floating homecage habituation and measurement of movement parameters
Methods for floating homecage (Neurotar, Finland) habituation have previously been described [143], with modification as follows. 2-weeks after cranial window implantation, each mouse was handled for 5 minutes 3 times per day for the first 2 days to habituate them to handling. For days 3-4, each mouse was handled and repeatedly wrapped and released with a soft cloth for a period of 5 mins 3 times per day in order to habituate to the wrapping procedure. Mice were also given 1 period of 5 minutes each per day to freely explore the floating homecage without being head-restrained. For days 5-8, twice per day the animals were head-restrained in the floating homecage and allowed to move around the floating homecage for a period of 15 minutes with the room lights off before being returned to their cage. For days 8-14, twice per day the mice were head-restrained in the floating homecage for 25 minutes with the floating homecage attached to the microscope in the same conditions in which the animals would be imaged on day 15 onwards. On day 14 (one day prior to their first imaging session) baseline performance on the string pull and tapered beam tasks was measured prior to their last habituation in the floating homecage. Animal movement within the homecage during each Ca2+ imaging sessions was tracked to determine animal speed and position. Movement periods were manually annotated on a subset of timeseries by co-recording animal movement using both the Mobile Homecage tracker, as well as a webcam (Logitech C270) with infrared filter removed. Movement tracking data was low pass filtered to remove spurious movement artifacts lasting below 6 recording frames (240ms). Based on annotated times of animal movement from the webcam recordings and Homecage tracking, a threshold of 30mm/s from the tracking data was determined as frames of animal movement, whereas speeds below 30mm/s were taken as periods of rest.
Identification of forelimb and hindlimb somatosensory cortex representations using widefield Ca2+ imaging of sensory-evoked responses
On day 10 of habituation, mice were anesthetized with 1.25% isofluorane after they had completed all daily task training and floating homecage habituation. Mice were head-fixed on a stereotaxic frame with continuous isofluorane anesthesia. Body temperature was measured using a rectal probe and maintained at 37±0.5°C. The cortical surface was illuminated with blue light from a xenon lamp (excitation band-pass filtered at 450-490nm). Fluorescent emissions were long-pass filtered at 515nm and captured in 12-bit format by a Dalsa Pantera 1M60 camera mounted on a Leica SP5 confocal microscope using a 2.5X objective. The depth of focus was set at 200 μm below the cortical surface. Custom-made piezoceramic mechanical bending actuators were used to elicit oscillatory limb stimulation during widefield Ca2+ imaging. The piezo bending actuators comprised a piezo element (Piezo Systems # Q220-A4-203YB) attached to an electrically insulated metal shaft holding a metal U-bend at its end. The palm of the mouse paw was placed within the U-bend, and the U-bend bent to shape to lightly secure the palm. The metal U-bend made contact across a vertical rectangular area of approximately 3×1mm on the palmar and dorsal surface of the hand. Stimulators were driven with square-wave signals from an A-M Systems Model 2100 Isolated Pulse Stimulator. Stimulation alternated between contralateral forelimb (cFL) and contralateral hindlimb (cHL) for up to 40 trials of stimulation of each limb. Placement of actuators was on the glabrous skin of the forepaw or hindpaw, with consistent alignment relative to the flexion of wrist and ankle. Images were captured for 5.0s at 10 Hz (1s before and 4s after stimulus onset; interstimulus interval = 20s). The trials for each limb were averaged in ImageJ software (NIH). 10 imaging frames (1s) after stimulus onset were averaged and divided by the 10 baseline frames 1s before stimulus onset to generate a response map for each limb. Response maps were thresholded at 5 times the standard deviation of the baseline period deltaFoF to determine limb associated response maps. These were merged and overlaid on an image of surface vasculature to delineate the cFL and cHL somatosensory representations and were also used to determine peak Ca2+ response amplitude from the timeseries recordings. For cFL stimulation trials, an additional ROI was placed over the region lateral to the cHL representation (denoted as “distal region” in Fig 2E) to measure the distal region cFL evoked Ca2+ response amplitude pre- and post-stroke. The dimensions and position of the distal ROI was held consistent relative to surface vasculature for each animal from pre- to post-stroke.
Calcium imaging
On the day following testing for behavioral performance on the string pull and tapered beam tasks, animals were head-fixed within the mobile homecage and Ca2+ imaging was performed. Awake in-vivo two-photon imaging was performed using a Leica SP5 MP confocal microscope equipped with a Ti:Sapphire Coherent Chameleon Vision II laser tuned to 940 nm for GCaMP6S excitation. A Leica HCX PL APO L 20x 1.0NA water immersion objective was used. Images were acquired using Leica LAS AF using no averaging, a zoom of 1.7x and a frame-rate of 25Hz. Images were acquired at 512×512 pixels over an area of 434×434μm, yielding a resolution of 0.848μm per pixel. Two imaging regions were chosen for each animal, with one corresponding to the half-way point between the pre-stroke cFL and cHL somatosensory maps previously determined with widefield Ca2+ imaging (the “peri-infarct” imaging region), and the other an imaging region located just lateral to the cHL sensory map (the “distal” imaging region). These regions can be seen in Fig 1D and Fig 2A. Each imaging region was recorded for 15 minutes while simultaneously tracking the animal’s movement and position within the mobile homecage. Imaging depth was set between 100-180um below the cortical surface. There were no differences between the stroke group and sham group for movement within the mobile homecage, though both groups displayed an equivalent decrease in the amount of time they spent moving within the 15 minute recording sessions over the course of the 8-week experimental timeline, potentially reflecting continuing habituation over this period.
Photothrombotic stroke and sham procedure
After baseline cellular Ca2+ imaging, mice were anesthetized using 1.25% isofluorane and head-fixed on a stereotaxic frame with continuous isofluorane anesthesia. Body temperature was measured using a rectal probe and maintained at 37±0.5°C. The mapped cFL area was used as a guide for a targeted photothrombosis procedure. Briefly, a 2mm diameter hole was punched in black electrical tape and attached onto the glass window to block stray light from illuminating cortical areas outside of the desired region. Rose Bengal (a photosensitive dye) was dissolved in 0.01M sterile phosphate buffered saline (Sigma) and injected intraperitoneal (30mg/kg). The cFL cortical area visible through the punched electrical tape was illuminated using a collimated beam of green laser light (532 nm, 17mW) for 20 minutes to photoactivate the Rose Bengal and cause a focal ischemic lesion. Sham controls were treated in the same manner as stroke, however illumination of the laser was omitted.
Two-photon image processing and analysis of neuronal activity
Timeseries images (15 minutes per imaging region, 22500 frames per recording, 25fps) were group averaged in groups of 2, then motion corrected using the TurboReg plugin in FiJi with translation only registration [144]. Z-projections within FiJi of the average and standard deviation were used to define neuronal ROI through manual tracing. Using custom written scripts in Matlab 2020b, ROIs were imported and converted into a format suitable for the Ca2+ imaging toolbox used for subsequent steps [59]. Neuropil for each ROI was determined by expanding an annular donut around each ROI to calculate the neuropil deltaF/Fo surrounding each ROI. During computation of neuron ROI deltaF/Fo, fluorescence was corrected for neuropil contamination using the formula (Fcorrected = Fraw – α * Fneuropil) where α was set to 0.4 based on previous studies suggesting that α values between 0.3-0.5 were optimal [145], and with Fneuropil determined by the peri-somatic donut neuropil fluorescence closely associated with each neuron. A smoothed estimate of the baseline fluorescence was calculated by taking a 30s running average of the 8th percentile of the raw fluorescence, which was then subtracted from the raw fluorescence to remove baseline drift.
Ca2+ trace deconvolution to determine neuronal transients
To determine significant fluorescent Ca2+ transients from the deltaF/Fo of each neuron, a dynamic threshold implementing a Bayesian odds ratio estimation framework for noise estimation was used to determine transients that met the condition of being greater than 98% of the confidence interval for the calculated fluorescent baseline noise, and were compatible with a tau of ~1.8s for GCaMP6S [58,59]. Determination of firing was performed on the neuronal deltaF/Fo traces, as implemented in [58,59], in order to define the Ca2+ transient rate and to generate raster plots. This information was used to determine neuronal activity “firing rate” as shown in Fig 4.
Neuron-neuron correlation analysis and functional connectivity
Using custom written scripts in Matlab, Pearson product-moment correlation coefficients were calculated between the z-scored Ca2+ traces derived from each of the neuronal ROIs in a given optical section. Distance between neuron pairs was calculated from the Euclidean distance between the central points of the neuron ROIs of the image frame. Functional connectivity plots (Fig 5) were generated by plotting neuron ROI centroids as red dots, and lines between them with line weight and color determined by the strength of the correlation between them. Stationary variable block bootstrapping (5000 iterations) was performed as a statistical test for the significance of each pairwise correlation and only correlations that were greater than the 99th percentile of the bootstrap were deemed statistically significant and plotted. Average number of significant connections per neuron was calculated by dividing the number of functional connections that met the bootstrapping threshold by the total number of neurons in the population. Connection density was calculated as percent of max by taking the total number of significant functional connections and dividing by the total potential number of functional connections if every neuron within the population was functionally connected with all other neurons.
Determination of neural assemblies and their activity patterns
To evaluate the co-activity patterns of neurons that form putative neural assemblies, a PCA-Promax procedure was applied as previously described [58,59], with a zMax threshold manually selected by the first clear minimum in the distribution of z-scored maximal ROI loadings. Notably, the PCA-Promax procedure relaxes the PCA orthogonality condition using a PROMAX oblique rotation of the PC axes [146], such that assemblies can contain neurons found within other assemblies. Due to this relaxation of the PCA orthogonality condition, assemblies with high overlap whose dot product exceeded 0.6 were merged [146]. All assemblies were compared to surrogate control datasets, and only those assemblies whose members were significantly correlated and synchronous were kept (p < 0.05). To determine the co-activity of neurons within assemblies, a matching index was calculated [58,59,147,148]. The matching index quantifies the proportion of neurons within the assembly that are co-activated simultaneously over the timeseries, with a maximal value of 1 indicating perfect overlap in assembly member activation. The significance of each assembly activation over the timeseries was determined by comparing the activation events to a probability distribution based on the size of the assembly, the size of the total population of N ROIs, and with a threshold p-value of <0.05 considered to be a statistically significant activation. For cross-correlation of assembly activations with speed (Fig S3) and assembly-assembly correlations (Fig 9), the matching index was first multiplied by the Boolean timeseries of individual assembly activation significance to generate matching index timeseries of significant assembly activations only (presented in Fig S3 and Fig 9 as percent of maximal assembly activation). ROIs of assembly members were color coded according to their assembly membership, and overlaid on an averaged fluorescence image to generate assembly plots (Fig 7).
Statistical analysis
Multivariate comparisons were made using a mixed-effects model for repeated measures based on a restricted maximum likelihood generalized linear mixed model as implemented in Graphpad Prism 9.0.0, with Bonferroni-Sidak corrections used for post-hoc comparisons. Bonferroni-Sidak post-hoc testing was used to compare the means of the stroke vs. the sham group at each timepoint, as well as to identify within group differences by comparing different timepoints within each group. Grubb’s test was used to remove data outliers with alpha set to 0.05. All zero time-lag cross-correlations were computed using Pearson’s r. A stationary bootstrapping procedure was used as a test of the significance of the calculated Pearson’s r of each pairwise timeseries comparison. Within the stationary bootstrapping procedure, 5000 iterations were run and an average block length of 23 frames (1.84s) was used based on previous studies indicating ~1.8s as the decay time for GCaMP6S Ca2+ sensor within neurons [149,150]. Pairwise r values greater than the 99th percentile of the stationary bootstrap were deemed ‘significant’. Non-significant pairwise r values were excluded from analyses of average correlation values. For all statistical comparisons, a p value of ≤0.05 was considered statistically significant. A p value of ≤0.10 was considered a statistical trend. Data are expressed as the mean ± SEM.
Author Contributions
MVB and IRW designed all experiments. MVB performed experiments and analyzed data. MVB and IRW wrote the manuscript together.
Competing Interests
The authors declare no competing interests.
Data Availability
All data generated or analyzed during this study has been made publicly available on OSF (https://osf.io/wam9j/).
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