Abstract
Ketamine (KET) and isoflurane (ISO) are two widely used general anesthetics, yet their distinct and shared neurophysiological mechanisms remain elusive. In this study, we conducted a comparative analysis of KET and ISO effects on c-Fos expression across the brain, utilizing hierarchical clustering and c-Fos-based functional network analysis to evaluate the responses of individual brain regions to each anesthetic. Our findings demonstrate that KET significantly activates cortical and subcortical arousal-promoting nuclei, with the temporal association areas (TEa) serving as a hub node, corroborating the top-down general anesthesia theory for dissociative anesthesia. In contrast, ISO activates the nuclei in the hypothalamus and brainstem, with the locus coeruleus (LC) as a hub node, implying a bottom-up mechanism for anesthetic-induced unconsciousness. Notably, the coactivation of arousal-related nuclei, analgesia-related, neuroendocrine-related nuclei (e.g., prelimbic area (PL) and infralimbic areas (ILA), and the anterior paraventricular nucleus (aPVT), Edinger-Westphal nucleus (EW), locus coeruleus (LC), parabrachial nucleus (PB), solitary tract nucleus (NTS) by both anesthetics underscores shared features such as unconsciousness, analgesia, and autonomic regulation, irrespective of their specific molecular targets. In conclusion, our results emphasize the distinct actions of KET and ISO while also uncovering the commonly activated brain regions, thus contributing to the advancement of our understanding of the mechanisms underlying general anesthesia.
eLife assessment
This potentially important study used single-cell whole-brain imaging of the immediate early gene Fos to identify the brain areas recruited by two anesthetics, ketamine and isoflurane. The utilization of a custom software package to align and analyze brain images for c-Fos positive cells stands out as an impressive component of the approach. The results suggest these anesthetics might induce anesthesia via different brain regions and pathways, and raw fos showed shared and distinct activation patterns after ketamine- v. isoflurane-based anesthesia. However, the support for the primary conclusions is incomplete owing largely to concerns with the data transformation. The results could also be influenced by differences in route of administration between the drugs. This paper may be of interest to preclinical and clinical scientists working with anesthetic and dissociative drugs.
Significance of findings
important: Findings that have theoretical or practical implications beyond a single subfield
- landmark
- fundamental
- important
- valuable
- useful
Strength of evidence
incomplete: Main claims are only partially supported
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Introduction
Despite considerable investigation into the molecular targets, neural circuits, and functional connectivity associated with various anesthetics, our comprehension of their effects on overall brain activity continues to be limited and incomplete (Hemmings et al., 2019). At the molecular level, ketamine (KET) and isoflurane (ISO) interact with N-methyl-D-aspartate (NMDA) and gamma-aminobutyric acid type A (GABAa) receptors, respectively, modulating neuronal excitability and ultimately leading to a loss of consciousness (Franks, 2008). In systems neuroscience, the neural mechanisms of anesthetic induced unconsciousness involve both top-down and bottom-up processes (Mashour, 2014; Mashour and Hudetz, 2017). As evidenced by in vivo electrophysiology or functional magnetic resonance imaging (fMRI) studies, the top-down paradigm illustrates that anesthetics induce unconsciousness by disrupting corticocortical and corticothalamic circuits responsible for neural information integration, while peripheral sensory information can still be conveyed to the primary sensory cortex (Schroeder et al., 2016; Lee et al., 2013). The bottom-up approach, exemplified by ISO, involves the activation of sleep-promoting nuclei like ventral lateral preoptic nucleus (VLPO) and inhibition of arousal centers in the brainstem and diencephalon, supporting the shared circuits of sleep and anesthesia (Moore et al., 2012; Nelson et al., 2002). However, the limited spatial resolution of fMRI studies and the inability of EEG to capture specific brainstem nuclei hinder the acquisition of comprehensive whole-brain information. Although a substantial body of knowledge has been amassed, our understanding of the reciprocal responses among different brain regions during general anesthesia remains relatively sparse and fragmented. To bridge these gaps, further investigation using advanced techniques that can capture the whole-brain dynamics is needed to elucidate the complex interactions and shared mechanisms between various anesthetics.
Neuronal extracellular stimulation typically results in the elevation of adenosine 3’,5’-cyclic monophosphate (cAMP) levels and calcium influx, ultimately leading to the upregulation of immediate early genes (IEGs) such as c-fos (Yap and Greenberg, 2018; Morgan and Curran, 1989). The translation product of c-fos, c-Fos protein, offers single-cell spatial resolution and has been utilized as a biomarker to identify anesthetic-activated brain regions (Zhang et al., 2022). Previous investigations of c-Fos expression throughout the brain demonstrated that GABAergic agents inhibited cortical activity while concurrently activating subcortical brain regions, including the VLPO, median preoptic nucleus (MnPO), lateral septal nucleus (LS), Edinger-Westphal nucleus (EW), and locus coeruleus (LC) (Smith et al., 2016; Lu et al., 2008; Yatziv et al., 2020; Han et al., 2014). In contrast, KET was shown to provoke wake-like c-Fos expression and intense augmentation of c-Fos expression in various brain regions at clinical dosages (75-100 mg/kg) (Lu et al., 2008). It is important to note that these experiments administered KET at lights-on and GABAa receptor agonists at lights-off, potentially introducing circadian influences for direct comparison of ISO and KET. Moreover, it has been revealed that state of general anesthesia is not determined by activity in individual brain areas, but emerges as a global change within the brain. This change involves the activation of lateral habenular nucleus (LHb), VLPO, supraoptic nucleus (SO), and central amygdaloid nucleus (CeA), which are essential for anesthetics induced sedation, unconsciousness, or analgesia (Moore et al., 2012; Gelegen et al., 2018; Hua et al., 2020; Jiang-Xie et al., 2019). However, brain-wide mapping and comparison of distinct anesthetic (KET and ISO) activated nuclei at a cellular level have not been fully elucidated.
In this study, we examined the distribution of nuclei activated by ISO and KET in 984 brain regions using immunochemical labeling and a customized MATLAB software package, which facilitated signal detection and registration to the Allen Mouse Brain Atlas reference (Ma et al., 2021). We compared whole-brain c-Fos expression induced by KET and ISO through hierarchical clustering and calculated inter-regional correlations by determining the covariance across subjects for each brain region pair. Significantly positively correlated regions were then extracted to construct functional networks and graph theory-based analyses were performed to identify hub nodes. Our results revealed distinct yet overlapping whole-brain activation patterns for KET and ISO.
Results
A comparison of the activation patterns of c-Fos in 53 brain areas in response to ISO and KET
To examine the pattern of c-Fos expression throughout the brain, 1.5% ISO was continuously ventilated, or 100 mg/kg KET was administered 90 minutes before harvesting (Figure 1A). Sample collection for all mice was uniformly conducted at 14:30 (ZT7.5), and the c-Fos labeling and imaging were performed using consistent parameters throughout all experiments. To quantitatively assess brain states across the four groups, we utilized electroencephalography (EEG) and electromyography (EMG) recordings (Figure 1—figure supplement 1). The depth of anesthesia was evaluated based on the power ratio of the EEG within the delta (0.5–4 Hz) and theta (6–10 Hz) frequency bands, combined with the changes in the EMG (Luo et al., 2023). Our findings showed that ISO and KET elevated EEG power ratio while reducing EMG power, suggesting both drugs induced a loss of consciousness. The raw images of brain slices were aligned to the Allen Mouse Brain Atlas (Figure 1B). Based on the standard mouse atlas available at http://atlas.brain-map.org/, the mouse brain was segmented into nine hierarchical levels, totaling 984 regions. The primary level consists of grey matter, the secondary of the cerebrum, brainstem, and cerebellum, and the tertiary includes regions like the cerebral cortex and cerebellar nuclei, among others, with some regions extending to the 8th and 9th levels. The fifth level comprises 53 subregions, with detailed expression levels and their respective abbreviations presented in Figure 2—figure supplement (Do et al., 2016).
To determine the effects of ISO and KET on neural activity, we normalized c-Fos densities across brain regions to their control group averages region by region and log-transformed the data. Hierarchical clustering of these values revealed distinct patterns of drug-induced changes (Figure 2A), with both ISO and KET showing optimal clustering at a 0.5 cut-off value, as confirmed by high silhouette coefficients (Figure 2B). Concurrently, we computed the number of clusters formed at each potential cut-off value and found that a 0.5 threshold resulted in four distinct clusters for both ISO and KET treatments (Figure 2C). After hierarchical clustering, we maintained the sequence of brain regions and substituted log relative c-Fos densities with Z-scores for both ISO and KET (Figure 2E). While no significantly inhibited brain regions were detected in the ISO group (as no Z scores fell below −2), clusters 3 and 4 showed expression levels similar to or lower than those in the control group. These clusters are involved in sensory integration, motor coordination, and higher-order cognitive processing, with cluster 3 having a mean Z score of 0.27 (n=17) and cluster 4 a mean Z score of −1.1 (n=2), as shown in Figures 2D and 2E. The most pronounced upregulation of ISO induced c-Fos expression was observed in the second cluster (n=13, mean Z score=4.7), which includes brain regions responsible for a variety of functions: the periventricular zone (PVZ) and lateral zone (LZ) of the hypothalamus, vital for endocrine and autonomic system regulation; the ventral striatum (STRv), pallidum (PAL), and lateral septal complex (LSX) of the striatum, key in reward and motivation; the tenia tecta (TT) and piriform area (PIR), essential for olfactory processing; and the infralimbic area (ILA) of the cortex, significant for emotional and cognitive functions. This collective upregulation in cluster 2 underlines ISO’s impact on hypothalamic regulation, reward mechanisms, and olfactory processing. KET administration elicited a significant activation in a broad array of brain regions, with Cluster 4 displaying the most substantial upregulation in expression. This cluster incorporates cortical areas central to sensory processing and emotional regulation, such as the visceral area (VISC), anterior cingulate area (ACA), and primary somatosensory cortex (SS) — as well as cerebral nuclei integral for motor coordination and motivational behaviors — specifically, the dorsolateral and ventrolateral pallidum (PALd, PALv) and striatum (STRd, STRv) (Figures 2D and 2E). ISO predominantly modulates brain regions associated with hormonal regulation, reward processing, and olfaction, with marked activation in the hypothalamic and striatal regions. In contrast, KET induces widespread activation across the brain, with heightened activity in a key cluster that includes cortical and cerebral nuclei governing complex sensory, emotional, and motor processes, thus highlighting its notable influence on higher-order functions.
Similarities and differences in ISO and KET activated c-Fos brain areas
To enhance our analysis of c-Fos expression patterns induced by ISO and KET, we expanded our study to 201 subregions. After log-transforming the c-Fos densities relative to controls, we applied hierarchical clustering to uncover patterns of brain activity (Figure 3A), with detailed expression levels in Figure 3—figure supplement 1. ISO demonstrates a more concentrated influence on brain activity with consistently higher clustering quality and fewer clusters than KET, suggesting a focused impact on specific brain functions (Figures 3B and 3C). Figure 3E maintains the order from hierarchical clustering and marks both the most activated brain regions in the top 10% of Z-scores with red boxes and areas of potential suppression with Z-scores below −2 with white boxes. ISO hierarchical clustering identified three distinct clusters, with cluster 3 exhibiting the highest mean Z-score of 7.27. This cluster encompasses regions like the supraoptic (SO), ventrolateral preoptic (VLPO), tuberal (TU), and central amygdala (CEA). Notably, the SO, VLPO, and CEA have been previously reported to play critical roles in the mechanisms of anesthesia (Moore et al., 2012; Hua et al., 2020; Jiang-Xie et al., 2019). In contrast, cluster 1 showed a relative decrease in expression (n= 91, mean Z-score: −0.54), indicating that nearly half of the brain areas had reduced c-Fos expression compared to the control group. Cluster 2 was overall moderately activated, with significant activity in the top 10% of regions including the anterior hypothalamic (ARH) and paraventricular (PVH) nuclei—key for hypothalamic functions—and cortical areas such as the infralimbic (ILA), dorsal peduncular (DP), and temporal (TT) cortices, which are involved in emotional and cognitive processing. Striatal and pallidal regions, particularly the olfactory tubercle (OT) and nucleus accumbens (ACB), as well as midbrain and hindbrain structures like the area postrema (AP) and nucleus of the solitary tract (NTS), showed the most pronounced activation. In the hierarchical clustering analysis of KET exposure, Cluster 2 with a mean Z-score of −0.01 was similar to the control group in terms of activation, while the other four clusters showed increased activation. Cluster 5, showing the most significant activation, is composed mainly of cortical regions critical for sensory processing, spatial memory, navigation, emotional regulation, and cognitive functions. It also includes cerebral nuclei involved in motor control and reward pathways, alongside essential thalamic and hindbrain areas for memory and sensory transmission. This composition, with a predominant focus on cortical regions, suggests that KET chiefly modulates higher-order brain functions, while also affecting basic neurological processes through its influence on cerebral nuclei, the thalamus, and the hindbrain. In conclusion, while ISO’s activation of specific areas like SO, VLPO, TU, and CeA in cluster 3 indicates a targeted influence, KET’s extensive engagement with cortical areas in cluster 5, along with its effects on striatal and thalamic regions, underscores its profound and widespread modulation of both higher-order and fundamental neural functions.
Identification of brain regions activated by KET
We further employed quantitative methods to identify the brain regions activated by KET across the entire brain. Our findings concur with previous studies: numerous cortical regions associated with somatosensory, auditory, visual, and movement were activated (Figure 4A and C, Figure 4—figure supplement 1, Figure 4—source data 1). Additionally, we identified several innovative observations that enrich the current understanding in this field. To provide a clearer overview of our findings, we categorized the activated brain areas into different functional groups: (1) Arousal and REM sleep regulation: Several nuclei associated with arousal were activated, including the prelimbic area (PL), infralimbic cortex (ILA), paraventricular nucleus of the thalamus (PVT), dorsal raphe (DR), and sublaterodorsal nucleus (SLD). Prior evidence indicates that the PL/ILA and PVT regions play a role in regulating arousal in both cortical and subcortical areas (Mashour et al., 2022; Gao et al., 2020). Additionally, dopaminergic neurons within the DR have been identified as vital components of wake-promoting pathways (Cho et al., 2017). In the context of REM sleep, the sublaterodorsal nucleus (SLD) stands out for its role in stabilization (Feng et al., 2020). (2) Pain modulation: KET significantly activated pain-related areas such as the anterior cingulate cortex (ACA) in the cortex (Bliss et al., 2016), the anterior pretectal nucleus (APN) in the thalamus, which is known to be involved in managing chronic pain (Villarreal et al., 2003), and the anterior periaqueductal gray (PAG) region and medial prefrontal cortex (mPFC), both part of the endogenous pain inhibitory pathway (Cheriyan and Sheets, 2018; Yeung et al., 1977). Additionally, the activation of the locus coeruleus (LC) in the midbrain may contribute to KET’s analgesic effects (Llorca-Torralba et al., 2021). (3) Neuroendocrine regulation: The paraventricular hypothalamic nucleus (PVH) and supraoptic nucleus (SO), which are neuroendocrine-related regions, were also activated (Jiang-Xie et al., 2019; Duncan et al., 1998). (4) Movement: Subcortical nuclei associated with movement, such as the subthalamic nucleus (STN) and nucleus incertus (NI), were prominently activated by KET administration (Ma et al., 2017; Musacchio et al., 2017). (5) Connectivity: We observed significant activation of the nucleus reuniens (Re) located in the thalamus, which receives substantial afferent input from limbic structures and serves as a connector linking the hippocampus to the medial prefrontal cortex (Hauer et al., 2021). While our functional categorization offers a simplified overview, it’s worth noting that each activated brain region may have multifaceted roles beyond this classification. In summary, our study identified extensive activation of cortical and subcortical nuclei during KET anesthesia, encompassing regions related to arousal, pain modulation, neuroendocrine regulation, movement, and connectivity.
Identification of brain regions activated by ISO
To identify brain regions activated by ISO and compare these with those activated by KET. We began by summarizing previously reported ISO activated nuclei, including PIR, LSd/LSv, CeA in the cortex and striatum, and VLPO, MnPO, EW, NTS, LC, ventral group of the dorsal thalamus (VeN), and area postrema (AP) in the hypothalamus and midbrain (Figure 5—source data 1). We subsequently conducted a comprehensive MATLAB-based analysis of c-Fos expression throughout the entire brain, uncovering previously undetected activated nuclei (Figure 5A, Figure 5—figure supplement 1). Newly identified activated nuclei in the CTX and the CNU included PL/ILA and ENT, aPVT in the thalamus, TU, ARH, PVi, and PVH in the hypothalamus, and PB in the hindbrain. All nuclei activated by ISO in this study were functionally classified and depicted in Figure 5C. Our results confirmed the activation of several brain regions involved in arousal-related nuclei, such as the prelimbic area (PL) and infralimbic areas (ILA), and the paraventricular nucleus (PVT) (Mashour et al., 2022; Gao et al., 2020). Additionally, we observed activation in previously reported analgesia-related nuclei, including CeA and LC, as well as the parabrachial nucleus (PB) (Jiang-Xie et al., 2019; Llorca-Torralba et al., 2021; Deng et al., 2020). We also found activation in neuroendocrine function-related nuclei of the hypothalamus, such as TU, PVi, ARH, PVH, and SO. Moreover, we identified activations related to ISO induced side effects, such as in the piriform cortex (PIR) and ENT (Bekkers and Suzuki, 2013; Xu and Wilson, 2012), which may be stimulated by ISO odor, and the solitary tract nucleus (NTS), potentially responsible for ISO induced vomiting (Gupta et al., 2017). The only activated nucleus in the midbrain was the Edinger-Westphal nucleus (EW). Recent research has found that sevoflurane activates EW and is involved in sleep induction and maintenance of anesthesia, suggesting its crucial role in general anesthesia (Yi et al., 2023). By comparing the ISO and KET induced c-Fos expression, we summarized the brain regions activated by both anesthetics in Figure 5D. Despite variations in molecular targets, the coactivation of regions such as PL/ILA, aPVT, CeA, PVH, SO, EW, PB, LC, and NTS by both ISO and KET suggests an overlapping neuronal circuitry that influences sleep-wake regulation, analgesia, and neuroendocrine functions. This shared neural circuitry may potentially offer a common mechanism across the two anesthetics for the maintenance of general anesthesia.
Network generation and Hub identification
Previous research has established that general anesthesia is mediated by various brain regions (Moore et al., 2012; Gelegen et al., 2018; Hua et al., 2020; Jiang-Xie et al., 2019). C-Fos expression serves as an indicator of neuronal activity, providing a single index of activation per region per animal. By examining the covariance of c-Fos expression across animals within each group, we can infer interactions between brain regions and identify functional networks engaged during general anesthesia (Wheeler et al., 2013). We initially incorporated a total of 63 brain regions, including nuclei that were significantly activated by ISO and KET (as indicated by positive findings in Figures 4 and 5) and those previously reported to be associated with the mechanisms of general anesthesia and sleep-wakefulness (Leung et al., 2014). We first calculated a comprehensive set of interregional correlations for four groups (Figure 6A). Correlation analysis revealed similar network connectivity and densities between the ISO and home cage groups (mean interregional correlations: Fisher Z = −0.018, P = 0.98; network densities: 0.10 vs. 0.09). In contrast, KET significantly increased network density (0.46 vs. 0.06) and mean interregional correlations compared to the saline group (Fisher Z = 3.54, P < 0.001; Figure 6—figure supplement 1D), indicating enhanced interregional correlation with KET administration. Additionally, we segmented the functional network into modules based on the hierarchical clustering of correlation coefficients (Figure 6—figure supplement 1A). We chose to cut the tree at a value of 0.7 for the relatively high value of Silhouette scores, resulting in two modules for the home cage and KET groups, and four for the saline and ISO groups (Figure 6—figure supplement 1B and C). Networks were formed using Pearson’s coefficients over 0.82 and significant correlations (P < 0.05), leaving a single module for KET and three modules for ISO (Figure 6B).
Hubs are nodes that occupy critical central positions within the network, enabling the network to function properly. Due to the singular module structure of the KET network and the sparsity of intermodular connections in the home cage and saline networks, the assessment of network hub nodes did not employ within-module degree Z-score and participation coefficients, as these measures predominantly underscore the importance of connections within and between modules (Kimbrough et al., 2020). The analysis evaluated nodal importance using degree (number of direct connections), betweenness centrality (proportion of shortest network paths passing through a node), and eigenvector centrality (influence based on the centrality of connected nodes), identifying brain regions that scored highly in all three as hub nodes (Figure 6—figure supplement 2). The locus coeruleus (LC), characterized by its high degree and eigenvector centrality, as well as its notably higher betweenness centrality, underscores its pivotal role in propagating and integrating neural signals within the ISO-influenced network. In the KET group, the temporal association areas (TEa) serve as a hub, emphasizing their integrative function in the manifestation of ketamine-induced dissociative anesthesia. Meanwhile, the PAG and the lateral septal nucleus, rostral part (LSr), function as central hubs in the home cage and saline groups, respectively.
Discussion
In this study, a comparative analysis was conducted on the effects of two general anesthetics, ISO and KET, on c-Fos expression throughout the brain. Hierarchical cluster analysis enabled a detailed examination of individual brain region responses to each anesthetic. We found that KET primarily activates the cerebral cortex, indicative of a top-down mechanism, whereas ISO chiefly stimulates subcortical areas, particularly the hypothalamus, aligning with a bottom-up approach (Mashour, 2014; Mashour and Hudetz, 2017). Further analysis based on c-Fos expression revealed the TEa as a key hub in the KET-induced network and the LC in the ISO network, underscoring their significant roles in mediating the effects of KET and ISO, respectively.
Our hierarchical clustering method effectively identified brain regions impacted by ISO and KET, aligning with multiple comparison results as shown in Figures 4 and 5. This approach facilitated the efficient grouping of regions with similar expression patterns, enabling a comprehensive analysis of brain-wide c-Fos expression differences. Notably, certain brain regions such as SO, VLPO, TU, and CeA were prominent under ISO treatment, with SO (Jiang-Xie et al., 2019), VLPO (Moore et al., 2012), and CeA (Hua et al., 2020) previously reported to be involved in mechanisms of general anesthesia. The LC was identified as a highly connected hub, underscoring its critical role in the brainstem during ISO-induced general anesthesia. The LC is known for its diverse functions, including arousal, pain modulation, attention, stress response, and neuroprotection. Studies indicate that chemical activation of the LC enhances whole-brain functional connectivity, largely due to its role as the primary source of norepinephrine (NE) and its extensive influence throughout the brain (Zerbi et al., 2019). The significant activation of the LC and its pivotal position in the functional network underlying ISO-induced unconsciousness indicate its crucial role in maintaining and integrating the network. This finding highlights the LC’s involvement in the bottom-up paradigm of ISO-induced unconsciousness.
KET induces extensive activation across the brain, with a notable impact on cortical and cerebral nuclei, as indicated in Figures 3 and 4. This observation aligns with the proposal by Mashour et al. that anesthesia-induced unconsciousness includes both the modulation of bottom-up and top-down neural processing (Mashour, 2014; Mashour and Hudetz, 2017). In this framework, anesthetics like KET diminish consciousness by interfering with cortical and thalamocortical circuits, which are crucial for neural information integration. Our study found that KET administration significantly activates cortical and subcortical arousal-promoting nuclei. Graph theoretical analysis identified the TEa as a central hub in the KET-induced functional network. Given TEa’s critical role in integrating multisensory information, particularly auditory signals, and its involvement in complex behaviors such as maternal responses as evidenced by its role in processing pup ultrasonic vocalizations, our findings suggest that KET may influence the connectivity of TEa with other brain regions, thus potentially altering the overall dynamics of the functional brain network (Tasaka et al., 2020). This further supports the significance of cortical areas during KET anesthesia.
Identifying shared neural features between KET and ISO is crucial for understanding anesthetic-induced unconsciousness. The coactivation of brain regions, such as PL/ILA and aPVT, alongside analgesia-related nuclei like CeA, PB, and LC, suggests a shared mechanism for thalamocortical regulation and common pathways for pain relief. This observation provides valuable insights into the fundamental mechanisms of anesthesia-induced hypnosis and analgesia. Additionally, the coactivation of neuroendocrine-related nuclei, particularly PVH and SO in the hypothalamus, raises questions about the potential influence of anesthetics on hormonal release and homeostatic regulation. Further investigation is warranted for other coactivated nuclei, such as EW and NTS, to understand their roles in anesthesia. The coactivated nuclei suggest a potential shared neuronal circuitry for general anesthesia, encompassing common features like unconsciousness, analgesia, and autonomic regulation. Future research could focus on examining coactivated brain regions by the two anesthetics or manipulating identified hub nodes to delve deeper into the mechanisms of general anesthesia.
Our findings indicate that c-Fos expression in the KET group is significantly elevated compared to the ISO group, and the saline group exhibits notably higher c-Fos expression than the home cage group, as seen in Figure 3—figure supplement 1. Intraperitoneal saline injections in the saline group, despite pre-experiment acclimation with handling and injections for four days, may still evoke pain and stress responses in mice. Subtle yet measurable variations in brain states between the home cage and saline groups were observed, characterized by changes in normalized EEG delta/theta power (home cage: 0.05±0.09; saline: −0.03±0.11) and EMG power (home cage: −0.37±0.34; saline: 0.04±0.13), as shown in Figure 1—figure supplement 1. These changes suggest a relative increase in overall brain activity in the saline group compared to the home cage group, potentially contributing to the higher c-Fos expression. Although the difference in EEG power between the ISO group and the home cage control was not significant, the increase in EEG power observed in the ISO group was similar to that of KET (0.47 ± 0.07 vs 0.59 ± 0.10), suggesting that both agents may induce loss of consciousness in mice. Regarding EMG power, ISO showed a significant decrease in EMG power compared to its control group. In contrast, the KET group showed a lesser reduction in EMG power (ISO: −1.815± 0.10; KET: −0.96 ± 0.21), which may partly explain the higher overall c-Fos expression levels in the KET group. This is consistent with previous studies where ketamine doses up to 150 mg/kg increase delta power while eliciting a wakefulness-like pattern of c-Fos expression across the brain (Lu et al., 2008). Furthermore, the observed differences in c-Fos expression may arise in part from the dosages, routes of administration, and their distinct pharmacokinetic profiles. This variation is compounded by the lack of detailed physiological monitoring, such as blood pressure, heart rate, and respiration, affecting our ability to precisely assess anesthesia depth. Future studies incorporating comprehensive physiological monitoring and controlled dosing regimens are essential to further elucidate these relationships and refine our understanding of the effects of anesthetics on brain activity.
Methods and Materials
Animals
All animal experiments were conducted in accordance with the National Institutes of Health guidelines and were approved by the Chinese Academy of Sciences’ Institute of Neuroscience. Adult male wild-type (WT) mice (C57BL/6J) (8-10 weeks old, weight from 22 to 26 g) were purchased from institute-approved vendors (LingChang Experiment Animal Co., China). Mice were individually housed and maintained on a 12 h:12 h light/dark cycle (lights on at 07:00 a.m. and off at 07:00 p.m.) with food and water available ad libitum.
Drug administration
All experiments were conducted between 13:00-14:30 (ZT6–ZT7.5). We adapted mice to handling and the anesthesia chamber (10×15×15 cm) for four days to minimize experimental confound-induced c-Fos induction. For KET administration, adult male mice were handled for 10 minutes per day, and normal saline (NS) was injected intraperitoneally (i.p.) for four consecutive days at 13:00. On day five, a randomly chosen mouse received an injection of ketamine (Gutian Medicine, H35020148) (n=6), and the control groups (n=8) received the same volume of saline. ISO group (n=6) mice were handled and inhaled 1.5% isoflurane (RWD Life Science, 1903715) at 13:00 on day four in the chamber. Meanwhile, the control groups (n=6) were left undisturbed in their home cages prior to sampling. We confirmed the loss of righting reflex at 5 min after anesthetics exposure. For 90 min after KET injection or ISO inhalation, mice were deeply anesthetized with 5% ISO and transcardially perfused with 35 ml 0.1 M phosphate-buffered saline (PBS) followed by 35 ml 4% paraformaldehyde (PFA). The brains were then removed and postfixed overnight with 4% PFA. Following fixation, the brains were dehydrated for 48 hours with 30% sucrose (wt/vol) in PBS. Coronal sections (50 µm) of the whole brain were cut using a cryostat (HM525 NX, Thermo Scientific) after being embedded with OCT compound (NEG-50, Thermo Scientific) and freezing.
Anesthesia depth measurement
EEG and EMG recordings were conducted as previously described (Luo et al., 2023). Specifically, a stainless steel electrode was positioned over the frontal cortex for EEG measurements, while an insulated EMG electrode was inserted into the neck muscles. Additionally, a reference electrode was placed above the cerebellum. The EEG/EMG data were captured using TDT system-3 amplifiers, specifically RZ5 + RA16PA and RZ2 + PZ5 configurations. To measure the depth of anesthesia using EEG/EMG signals, a fast Fourier transform spectral analysis was employed, featuring a frequency resolution of 0.18 Hz. Data was noted every 5 seconds through a MATLAB tool and subsequently verified manually by experts. The assessment was based on EMG power and the ratio of EEG’s δ power (0.5-4Hz) to θ power (6-10Hz). EEG and EMG power values within 30 minutes post-administration were normalized to a 5-minute pre-administration baseline.
Immunohistochemistry
One out of every three brain slices (100 µm intervals) of each whole brain was washed three times with 0.1 M phosphate-buffered saline (PBS) for 10 min and permeabilized for 30 minutes at room temperature with 0.3% Triton X-100 in PBS (PBST). Slices were incubated for 2 hours at room temperature with 2% normal donkey serum (Sigma, G6767) in PBS overnight at 4°C with c-Fos primary antibodies (226003, Synaptic Systems; 1:500) diluted in PBS with 1% donkey serum. After three washes with PBST, slices were incubated with the Cy3 donkey anti-rabbit (711165152, Jackson; 1:200) secondary antibody for 2 hours at room temperature. Immunostained slices were mounted with VECTASHIELD mounting medium with DAPI and then scanned under a fluorescent microscope equipped with a 10× objective (VS120, Olympus) or a confocal microscope with a 20× objective (FV300, Olympus). Due to the limited scope of a single field of view, either 2 or 4 adjacent fields of view were stitched together to offer a comprehensive representation of specific brain regions, including the PL, ILA, LSc, LSr, SS, and VISC.
Quantification of c-Fos positive cells
The procedures used for c-Fos analysis were based on previous research (Ma et al., 2021). A custom-written software package was employed for cellular quantification within brain images. The software consists of three components: atlas rotation, image registration, and signal detection.
Atlas rotation module
Utilizing the Allen Mouse Brain Atlas, this module allows rotations in both horizontal and vertical dimensions to align with mouse brain samples. To determine the appropriate rotation angles, we manually pinpointed anatomical landmarks corresponding to the samples. For the left-right axis rotation, we chose points from the CA3 pyramidal layer in both hemispheres and the posterior slice of the dentate gyrus, specifically the granule cell layer. For the dorsal-ventral axis rotation, we identified key anatomical landmarks. These include the initial connections of the anterior commissure and corpus callosum between the hemispheres, as well as ventral regions like the interpeduncular nucleus and the suprachiasmatic nucleus. After determining these rotation angles, we adjusted the reference atlas to match our samples.
Image registration module
This module uses a tool that aligns brain slice images with a reference atlas, facilitating the alignment of overall brain region distribution. Registration starts by matching the coronal plane of the sample sections to the atlas. After defining the external boundaries of the brain section, the system performs geometric transformations on the section to optimize its fit with the atlas.
Signal detection module
The detection module is designed to automatically label c-Fos+ cells. Post detection, a manual verification was performed on each digitized brain section image to ensure the accuracy and precision of the c-Fos+ cell markings.
Hierarchical clustering
Prior to hierarchical clustering in Figures 2 and 3, we calculated the relative c-Fos densities by dividing the c-Fos densities of each brain region in the experimental groups by their respective controls and then performed a log transformation on these values to obtain the log relative c-Fos densities. These log ratios, which normalize the data and reduce variance, indicate differential expression with a value of zero denoting no change compared to control. After normalizing the data, we performed hierarchical clustering by first computing the pairwise Euclidean distances among brain regions. Regions with the smallest distances, indicating high similarity, were grouped iteratively. Cluster boundaries were defined using complete linkage, ensuring homogeneity within clusters by considering the largest distance between members. In Figure 6, hierarchical clustering was performed within each of the CTX, CNU, TH, HY, MB, and HB regions based on the log-transformed c-Fos density correlations. In Figure 6—figure supplement 1, hierarchical clustering was performed based on the interregional log c-Fos density correlations to identify modules of coactivation within each treatment group, revealing underlying functional connectivity networks (Kimbrough et al., 2020). To determine the statistical significance of c-Fos expression differences, we computed the Z-score for each treatment condition—ISO and KET—by dividing the log relative c-Fos density by the standard error. Positive z-scores indicate higher values than control, and negative z-scores indicate lower values than control.
Network generation
To evaluate how functional connectivity changed under general anesthetics in WT mice, we extracted 63 brain regions from major brain subdivisions (cerebral cortex, cerebral nuclei, thalamus, hypothalamus, midbrain, and hindbrain) listed in Figure 6A. Correlation matrices were generated by computing Pearson correlation coefficients from interregional c-Fos expression in the 63 regions. Mean correlations were calculated to assess changes in functional connectivity between these major subdivisions of the brain. Weighted undirected networks were constructed by considering correlations with Pearson’s r ≥0.82, corresponding to a one-tailed significance level of P<0.05 (uncorrected). The nodes in the networks represent brain regions, and the correlations that survived thresholding were considered connections. Theoretical graph analysis was performed using Brain Connectivity Toolbox (https://sites.google.com/site/bctnet/, version 2019-03-03) in MATLAB R2021 (The MathWorks Inc.) (Rubinov and Sporns, 2010). Network visualization was performed using Cytoscape (version 3.2.1) (Shannon et al., 2003).
Hub identification
Network centrality was evaluated using degree, betweenness, and eigenvector centrality measures to identify potential hub regions (Guimera and Nunes Amaral, 2005). Degree counts the number of edges connected to a node, signifying its immediate influence. Betweenness centrality is gauged by the number of shortest paths passing through a node, indicating its role as a connector or ‘bridge’ within the network. Eigenvector centrality measures a node’s influence by the centrality of its connections, valuing nodes linked to well-connected neighbors. High eigenvector centrality indicates significant influence through these high-quality connections within the network.
Statistical analysis
Sample size was determined based on prior studies (Lu et al., 2008; Yatziv et al., 2020). Data are presented as mean ± SEM. In Figures 4 and 5, independent t-tests evaluating differences in c-Fos expression for KET and ISO treatments were corrected for multiple comparisons using the Benjamini, Krieger, and Yekutieli method, with a 5% false discovery rate (Q) (Benjamini and Hochberg, 1995). Pearson correlation coefficients (R) were transformed into Z-scores using Fisher’s Z transformation before computing group means and making statistical comparisons in Figure 6—figure supplement 1D. All statistical analyses were conducted using GraphPad Prism 9.0 (GraphPad Software, USA) and MATLAB R2021 (Mathworks Inc.).
Acknowledgements
We express our gratitude to our interns, Chuhang Wong from Imperial College London and Jiale Huang from ShanghaiTech University, for their assistance in cell counting.
Funding
This study was funded by the National Natural Science Foundation of China (grants 82271292, 81730031 to Yingwei Wang; 82371286, 82101350 to Mengqiang Luo), the Shanghai Municipal Key Clinical Specialty (grant shslczdzk06901 to Yingwei Wang), and the Foundation of Shanghai Municipal Science and Technology Medical Innovation Research Project (23Y21900600 to Yingwei Wang).
Competing Interest Statement
All authors declare no competing financial interest.
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