Abstract
Many biological functions and dysfunctions rely on two fundamental processes, molecular assembly and the formation of condensed phases such as biomolecular condensates. Condensed phases generally form via phase separation, while molecular assemblies are clusters of molecules of various sizes, shapes, and functionality. We developed a theory that relies on thermodynamic principles to understand the interplay between molecular assembly and phase separation. We propose two prototypical classes of protein interactions and characterize their different equilibrium states and relaxation dynamics. We obtain results consistent with recent in vitro experimental observations of reconstituted proteins, including anomalous size distribution of assemblies, the gelation of condensed phases, and the change in condensate volume during ageing. Our theory provides the framework to unravel the mechanisms underlying physiological assemblies essential for cellular function, and aberrant assemblies which are associated with several neurodegenerative disorders.
I. Introduction
Due to their structural complexity, proteins can interact in different ways, leading to coexisting phases or assemblies such as fibers and aggregates. Long-lived assemblies are often kept together by strong adhesive forces, with binding free energies ranging from 9 kBT in the case of insulin dimers [1], over 2.5 kBT per beta-sheet in amyloid fibers, to the 0.9 kBT per beta-sheet in the formation of assemblies of specific FUS segments called low-complexity aromatic-rich kinked segments [2]. Weak interactions are often responsible for the separation into liquid phases, each of distinct molecular compositions. The interaction free energies associated with the formation of P granules via phase separation in living cells are about 0.5 kBT per molecule [3]. The biological function of both assemblies and phase-separated compartments relies on the recruitment of specific biomolecules such as proteins, RNA or DNA [4–7]. Since assemblies and condensed phases can adhere to membrane surfaces, both not only mediate mechanisms for sorting and transport of molecules [8] but also affect the composition, shape and properties of intra-cellular surfaces [9–12].
Despite these similarities, molecular assemblies and coexisting phases also exhibit crucial differences. While the size of a condensed phase at equilibrium increases with the size of the system [13], this is not necessarily the case for molecular assemblies [14–17]. Moreover, the assembly kinetics tends to an equilibrium between assemblies of different sizes [14–16, 18], while condensed phases equilibrate the physico-chemical properties such as temperature, pressure and chemical potential between the spatially separated phases [13]. These differences suggest a rich interplay in a system where the molecular constituents can both oligomerise forming assemblies and give rise to coexisting phases [19–24].
In the last years, the interplay between phase separation and assembly formation has been the focus of many experimental efforts. Different proteins capable of forming condensed phases were shown to form oligomers below the saturation concentration [25, 26]. The authors proposed that such oligomers affect the phase separation propensity, however, the detailed mechanism remains elusive. Moreover, several experimental studies indicate that proteins in the protein-rich phase are linked, reminiscent of a physical gel [27–29]. Molecular simulations were performed that aimed at the sequence-specific origin of such phenomena [30–33]. However, even in elegantly coarse-grained simulation approaches, the large number of parameters makes it difficult to extract general mechanisms across different proteins. To develop an understanding of such general mechanisms that underlie the interplay between phase separation and molecular assembly, a theoretical framework that relies on thermo-dynamic principles is lacking.
While the theory of phase separation of a low number of different components [13, 34], as well as the formation of molecular assemblies in dilute environments [14, 35, 36], are well developed, only a few works addressed assembly formation beyond the dilute limit, where assemblies can form and also phase separate. For example, it has been shown that, in the presence of co-existing phases, the assembly size distributions at equilibrium can vary in the two phases [37, 38] and that the protein-rich phase can gelate [39–42]. These studies account for the scaling of the internal free energies of assemblies with their size but neglect the size dependence of the interaction propensities. Moreover, a discussion of the coupled phase separation and assembly kinetics is lacking. Other authors focused on systems composed of a scaffold component, that drives phase separation, and studied the dilute assembly kinetics of a second component that can interact with the scaffold [43–46]. In these works, the assemblies are considered to be dilute and the feedback of the assembly kinetics on the phase-separated compartment is neglected.
In this work, we introduce a framework that unifies the thermodynamic theories for phase separation with the theories developed for the formation of micelles and molecular assemblies at dilute conditions. This multiscale framework bridges assembly, a phenomenon occurring at the molecular scale, with phase separation occurring in the macroscopic realm. We present two classes of size-dependent interactions that are inspired by biologically relevant proteins. Our theory is able to reproduce results observed in recent experimental studies, such as the emergence of anomalous size distribution below saturation and the gelation of condensed phases above saturation, and characterise for which class and parameter values these phenomena manifest. Furthermore, we propose a non-equilibrium thermodynamic theory for the kinetics of molecular assembly at non-dilute conditions which can lead to macroscopic, condensed phases above the saturation concentration. The complexity of our theory is reflected in a high dimensional phase space that is set by the number of differently sized assemblies. We developed efficient numerical schemes to investigate the kinetics of such systems for the case where diffusion is fast compared to assembly kinetics. In particular, we study how condensates, initially formed via the phase separation of monomers from the solvent change in response to the formation of assemblies. Our unified theory provides the answer to crucial biological questions, such as under which conditions the presence of coexisting phases affects the formation of assemblies, and could be key to interpreting and understanding recent observations of protein condensation in vitro [47], and in the cell cytoplasm [26, 29, 48, 49].
II. Assembly and phase equilibria
We begin by reviewing the equilibrium theory of multi-component mixtures composed of solvent (s) and monomers (i = 1) that can form assemblies composed of i monomers, with i < M see Fig. 1a. We consider a maximum assembly size M, but, as we will see, this assumption must be relaxed when monomers tend to form an assembly of infinite size. In the case when monomers and assemblies are dissolved in the solvent, the free energy density of the solution can be written as [37, 41, 50, 51]:
where ρi = νi/νs denotes the relative molecular volume with νi as the molecular volume of assembly of size i, and νs denotes the solvent molecular volume. The solvent volume fraction can be expressed as a function of the assembly volume fractions via . The first and fourth terms in Eq. (1) are the mixing entropies.
The second and fifth contributions of fsol account for the internal free energies ω. Here, ωs denotes the internal free energy of the solvent, and ωi are the internal free energies per monomer of an assembly of size i, stemming from the free energy of internal bonds that lead to assembly formation. Note that we chose to keep ϕi/ρi in the logarithm argument instead of reabsorbing the linear term −ϕi ln(ρi) /ρi in the internal free energies ωi. With this choice, ωi, depends only on the free energies of the bonds, see Appendix B, Ref. [50], and the recent overview in the SI of Ref. [45]. The third and last terms in Eq. (1) capture the interactions of monomers belonging to different assemblies and with the solvent, where χij is the corresponding interaction parameter. We note that varying the temperature T affects the contributions of both the interaction and the internal free energy terms. The exchange chemical potentials of monomers belonging to an assembly of size i reads
Assembly equilibrium
Assemblies can grow and shrink via association and dissociation. Such transitions among assemblies of different sizes are reminiscent of chemical transitions, see Fig. 1a. The condition of chemical equilibrium reads [16]:
where μi is the exchange chemical potential of monomers belonging to an assembly of size i; see Eq. (2). Using the free energy Eq. (1) and the equilibrium conditions Eq. (3), we can express the volume fraction of the assembly of size i as a function of the monomer volume fraction ϕ1 in the form:
The equation above together with the conservation of monomers
allows us to rewrite the volume fraction ϕi of each assembly of size i, as a function of the conserved quantity ϕtot. This relation ϕi = ϕi(ϕtot) has an analytical expression in the case d = 1, see Eq. (C1) and Eq. (C3) in Appendix C.
Phase equilibrium
Two phases in an incompressible, multi-component system are at phase equilibrium when the chemical potentials μi and the osmotic pressure balance in each phase [13, 17]:
where the superscripts I and II indicate the ϕtot-rich and II the ϕtot-poor phase, respectively.
Thermodynamic equilibrium
Our system is at thermodynamic equilibrium when assembly and phase equilibrium hold simultaneously. The conditions above for phase equilibrium can thus be rewritten using ϕi (ϕtot) (Eq. (4)). In particular, the free energy density Eq. (1) can be recast in terms of the conserved variable, ϕtot [52, 53]. The phase diagram of the system can be then obtained via the common tangent construction (i.e., Maxwell construction). This construction corresponds to the balance between the exchange chemical potentials and the osmotic pressure in both phases, see Chapter 2 in Ref. [52, 53]:
Eq. (3) and Eq. (7) establish how the behaviour of the mixture at equilibrium is affected by the parameters of the free energy in Eq. (1) such as internal free energies ωi or interaction parameters χij. In the next section, we introduce classes based on the scaling of such parameters with assembly size i.
III. Scaling of molecular volumes, internal free energies and interaction energies with assembly size
The composition of the phase-separated compartments and the size distributions of the assemblies in each phase will depend on the scaling form of the key parameters of the model with the assembly size i: the relative molecular volumes (ρi), the internal free energy of assemblies (ωi), and the interaction energies of assemblies among themselves (χij), and with the solvent (χis).
In this work, we choose ρi = i. This choice reflects the fact that no solvent is present in assemblies and that the chemical reaction network in Fig 1a conserves the sum of molecular volumes. The assumption ρi = 1, leads to a phase diagram that is symmetric about ϕ1 = 1/2, if only monomers and solvent are present. This might seem an oversimplification but, once assemblies of different sizes form, the phase diagram becomes asymmetric, as expected in most biological applications. Thus, this assumption simplifies the framework while the equilibrium states retain the essential qualitative features of realistic systems. In our model, assemblies form as a consequence of internal bonds among monomers. Each bond is associated with a free energy eint−sintT, with eint and sint the enthalpic and an entropic contribution, respectively. In Appendix B, we derive the scaling relationships for the internal free energies of linear (d = 1), planar (d = 2) and three-dimensional (d = 3) assemblies:
The physical origin of the dependency i1/d is the scaling of the number of internal bonds in an assembly of dimension d. In Eq. (8), ω∞ = limi→∞ ωi is a constant that does not affect chemical nor phase equilibrium, except in the limit M→ ∞, which will be discussed later. In Appendix E, we discuss how variations of bond energy affect phase separation.
For the scaling of interaction energies χij and χis, we introduce two classes inspired by biologically relevant classes of proteins that can form assemblies and phase separate:
1. Class 1: Constant assembly-solvent interactions
This class corresponds to the case where each monomer, independently of the assembly it is part of, interacts equally with the solvent χis = χ.
Moreover, monomers in assemblies of different sizes interact equally with each other, implying that the corresponding Flory-Huggins parameter χij vanishes:
for a derivation of this relation starting from a lattice model see Appendix B. This class is inspired by biologically relevant proteins for which the oligomerization domains are well separated along the protein from hydrophobic phase separation domains. In this case, when monomers form an assembly, their phase separation domains remain exposed, leading to a monomer-solvent interaction that does not depend on assembly size. Examples belonging to this class include synthetic constructs like the so-called ’Corelets’ [54], realised tethering intrinsically disordered protein fragments to oligomerizing domains [54], and proteins like NPM1, whose N-terminal oligomerization domain (that allows for the formation of pentamers) is considered to be separated from the disordered region (responsible for phase separation) and the RNA binding domain [55, 56].
2. Class 2: Size-dependent assembly-solvent interactions
This class describes the case where monomers in the assembly bulk and monomers at the assembly boundary have different interaction propensities with the solvent (χ′ and χ respectively, see Appendix B for details). Similar to class 1, monomers in assemblies of different sizes interact equally with each other, leading to
The dependency i1/d originates from the scaling of the number of monomers in the bulk and in the boundary of assemblies, in different spatial dimensions d. This class corresponds to the general case in which the oligomerization domains of protein overlap with the phase separation domains. This case applies to segments of the intrinsically disordered region of the protein FUS, for example. In fact, recent experiments have shown the formation of assemblies in solutions containing specific FUS domains, called low-complexity aromatic-rich kinked segments (LARKS) [2, 57]. Strikingly, it was shown that hydrophobic domains along LARKS were buried in the formation of these assemblies and the author could quantify the hydrophobic area buried upon assembly formation. Another example could be Whi3, since it has been recently found that mutation that enhances oligomerization strength, lowers the density of Whi3 in the RNP condensates [49], suggesting that the formation of assemblies could screen Whi3 phase separation propensity. Finally, the formation of DNA nanostars has been recently shown to inhibit phase separation in DNA liquids, [58]
We consider the relevant interaction parameters, like internal free energies ωi and interaction propensities χ and χ′ as control parameters and vary them independently. This is a simplification since, in biology, they might be coupled, e.g. the swelling of the intrinsically disordered regions could lead to variations in monomer binding strength [59]. In the next sections, we characterize the equilibrium behaviour of systems belonging to these classes.
IV. Assembly size distributions below and above saturation
Here, we discuss the differences between assembly equilibrium in homogeneous and phase-separating systems and outline the implications for biological mixtures. We first consider systems that are spatially homogeneous and composed of linear assemblies (d = 1). Homogeneity can be realized in dilute solutions if the total protein volume fraction ϕtot is below the saturation volume fraction of phase separation (for a definition see Sec. II). Homogeneous systems governed by Eq. (4) at equilibrium, obeying the conservation Eq. (5), exhibit two limiting behaviours depending on the value of the conserved variable ϕtot. We define the assembly threshold ϕ∗(T), that separates these two behaviours, as the value of ϕtot for which there is a maximum of ϕi for monomers (i = 1) with zero slope:
Indeed, for ϕtot ≪ ϕ∗ the size distribution of linear assemblies (d = 1) is dominated by monomers (ϕ1 ≃ ϕtot) while larger assemblies have vanishing volume fraction. For higher total volume fractions (ϕtot ≳ ϕ∗), the monomer volume fraction saturates at ϕ1 ≲ ϕ∗ and bigger assemblies start to populate the mixture. Above ϕ∗, the distribution becomes peaked at a value imax > 1 and then exponentially decays for larger i; see Fig. 6 in Appendix B. Both the maximum and the average of the distribution ϕi scale with indicating that as ϕtot is increased, larger assembly populate the system; see Appendix C for a detailed discussion for Class 1.
Now we consider systems that can phase separate. As outlined in Sec. II, at assembly equilibrium, we can recast the free energy as a function of the conserved variable ϕtot by using Eq. (4). For sufficiently large assembly-solvent interaction parameters χ and χ′, the system can demix into two phases with different total volume fractions and , which are the solutions of Eq. (7). By means of , we can calculate the whole assembly size distribution in the two phases, i.e., , via Eq. (4) and Eq. (5).
We first discuss linear assemblies belonging to class 1, in the regime of high assembly strength −eint/χ ≫1; see Fig. 2a-c. In Fig. 2a, we show the corresponding phase diagram as a function of ϕtot and the rescaled temperature T/T0 with T0 = χ/kB. The domain enclosed by the binodal corresponds to phase separation. As indicated by the colour code (depicting the monomer fraction ϕ1/ϕtot) each point in the diagram can have different assembly composition. In green we plot the assembly threshold ϕ∗(T), at which intermediate-sized assemblies start to appear. Note that, with this choice of parameters, the assembly threshold precedes in ϕtot the dilute branch of the binodal. We stress that, for d = 1, crossing the assembly threshold does not lead to a phase transition since, in contrast to crossing the binodal, it is not accompanied by a jump in the free energy or its derivatives. We can now define regions corresponding to qualitatively different phase and assembly behaviour. In particular, starting from a homogeneous system composed of monomers only (region “i”), increasing ϕtot leads to the emergence of intermediate-sized assemblies (region “ii”). Increasing ϕtot further, the system demixes into two phases both of which are rich in intermediate assemblies (region “iii”). Representative size distributions and illustrations of the state of the systems in the different regions are shown in Fig. 2b and Fig. 2c, respectively. For parameter values see Table I in Appendix A. This analysis showcases the potential of this framework to describe the appearance of mesoscopic clusters below the saturation, as recently observed experimentally in Ref. [26].
Remaining within class 1, we now discuss the case of low assembly strength −eint/χ∼ 1; see Fig. 2d-f. The interception between the binodal and the assembly threshold ϕ∗ defines two new regions, “iv” and “v”, see Fig 2 d. In particular, in region “iv”, both binodal branches lie below the assembly threshold, resulting in monomers dominating both coexisting phases, see Fig 2e, centre. On the other hand, in region “v” the ϕtot-rich phase exceeds the assembly threshold, resulting in phases with dramatically different compositions: the ϕtot-poor pase is populated only by monomers while intermediate-sized assemblies develop in the ϕtot-rich phase, see Fig 2e right. The spatial separation of assemblies into the ϕtot-rich phase has likely far-reaching biological implications. For example, it may reduce the toxic effects of aggregates in neurodegenerative diseases [6]. In Fig 2f, we illustrate states corresponding to fixed ϕtot and decreasing temperature T. Starting from a homogeneous monomeric state, region “i”, the system transitions into a demixed state with monomers dominating both phases, region “iv”, and finally to a demixed state with larger assemblies abundant in the ϕtot-rich phase, region “v”.
We now highlight the differences between the two classes defined in Sec. III. In particular, we characterise how mixtures of monomers prone to assembly and phase separation behave with increasing ϕtot, varying the assembly strength eint/χ but keeping the temperature T fixed. In particular, for class 1, the emergence of assemblies before saturation typically occurs for a very narrow interval of volume fractions, see the green region labelled with “ii” in Fig 2g. Strikingly, for class 2, assembly below saturation are more favoured; see again region “ii” in Fig 2h. This difference arises because, within class 2, monomers in the bulk of an assembly have reduced interaction propensity with respect to the boundary ones. As a consequence, the formation of large clusters shifts the onset of phase separation to higher ϕtot values. Summing up, phase separation controls the onset (see also Appendix E) and localization of assemblies. For the considered parameters, the ϕtot-rich phase contains larger assemblies compared to the ϕtot-poor phase. In the next section, we will see that, for planar and spherical assemblies (d > 1), this difference can become even more extreme with the protein-rich phase becoming one giant assembly, also referred to as the gel phase [15].
V. Gelation of the protein-rich phase
In this section, we discuss the case of planar (d = 2) and three-dimensional assemblies, (d = 3), referring for simplicity to systems belonging to Class 1. In this case, as shown in Appendix D, even when neglecting protein solvent interactions (χ = 0), the system can undergo a transition where the protein-rich phase becomes a large (macroscopic) assembly. In the thermodynamic limit M→∞, this transition corresponds to a phase transition, i.e., allowing for the emergence of an infinitely large assembly. In fact, above the threshold volume fraction ϕsg, we observe the emergence of such a macroscopic assembly occupying a finite fraction of the system volume that contains a macroscopic fraction of all monomers in the system – a behaviour reminiscent of Bose-Einstein condensation; see for example Chapter 7.3 of Ref. [41] for an interesting discussion on this analogy. The threshold volume fraction ϕsg is affected by temperature and the free energy of internal bonds Δω Eq. (D2); the definition of Δω is given in Eq. (B2). We call this macroscopic assembly the gel phase, in agreement with previous literature [39–42]. Please note that, since we do not explicitly include the solvent in assembly formation (see reaction scheme in Fig. 1a), in our model the gel corresponds to a phase without solvent, ϕtot = 1. To account for biological gels that can be rich in water, our theory can be straightforwardly extended by incorporating the solvent into the reaction scheme.
We now focus on systems that phase separate as the result of interactions with the solvent (χ ≠ 0 in Eq. (9)) and discuss the interplay between phase separation and gelation. Volume fractions in the coexisting phases are determined by Eq. (7) and assembly equilibrium requires that Eq. (3) to be satisfied. As pointed out in Sec. II, we aim to find an expression for ϕi(ϕtot) via Eq. (3) and Eq. (5), and then substitute it into the free energy Eq. (1). However, for planar (d = 2) and three-dimensional assemblies, (d = 3), performing the thermo-dynamic limit M→ ∞ leads to a free energy composed of series that diverges in the thermodynamic limit. We know that this divergence is physical, and is caused by the gelation transition. The divergence can be resolved by introducing explicitly a term in the free energy that accounts for an infinite-sized a ssembly – t he g el. Thus, we write the system free energy as a composition of the solution free energy fsol and the gel free energy fgel:
where fsol is defined in Eq. (1). The gel free energy reads
with δ(·) denoting the delta distribution. The gel free energy fgel is the free energy of a state with no solvent, where all monomers belong to an assembly of size i→ ∞. In fact, in the limit ϕi = 0 for all finite i and ϕtot = 1, the free energy in Eq. (1) simplifies to the single contribution ω∞/ν1. This observation sheds light on ω∞, which has the physical interpretation of free energy associated with each bond among monomers belonging to the gel. For this reason, we chose ω∞ to be proportional to the bond free energy among monomers in solution (eint −Tsint); see Appendix D for more details.
We can now perform a Maxwell construction by using Eq. (12) in Eq. (7). The resulting phase diagram is displayed in Fig. 3a, where the binodal is coloured by the monomer fraction ϕ1/ϕtot in the coexisting phases. In phase-separated systems, gelation can be considered as a special case of phase coexistence between a protein-poor phase (“sol”), in which ϕsol < 1, and the gel phase, corresponding to ϕgel = 1. The domain in the phase diagram where a gel phase coexists with a soluble phase is shaded in blue and labelled as “sol-gel” in Fig. 3a. In the same panel, we show that lowering the tem1 perature for large ϕtot leads to a transition from the homogeneous state to the sol-gel coexistence. By contrast, for intermediate volume fractions, the system transits first through a domain corresponding to two-phase coexistence; see light blue domain labelled as “sol-sol” in Fig. 3a, where ϕtot < 1 in both phases. At the triple point (marked with the black cross) the gel phase of volume fraction ϕtot = 1 coexists with two “sol” phases, for which ϕtot < 1. In Fig. 3b, we show assembly size distributions representative of the “sol-sol” and “sol-gel” regions. The transition from the “sol-sol” to the “sol-gel” region is accompanied by a jump in the total volume fraction of the proteinrich phase , while the value in the protein-poor phase changes smoothly. This finding confirms that it is the protein-rich phase that gelates; see Fig. 3c for an illustration. Having characterised the equilibrium of the mixtures belonging to different classes, we continue with the kinetics of assembly and phase separation in the next section.
VI. Kinetic theory of assembly at phase equilibrium
Building upon the thermodynamic framework discussed in the previous sections, we devise a non-equilibrium kinetic theory for molecular assembly at non-dilute conditions, where the interactions can give rise to coexisting phases. Here, we restrict ourselves to the case where each phase is homogeneous and at phase equilibrium but not at assembly equilibrium [61], i.e., Eq. (6) is fulfilled during the kinetics while Eq. (3) is not satisfied in general. This partial equilibrium holds when the molecular transitions among assemblies are slow compared to phase separation. This case is often referred to reaction-limited [62, 63] and applies particularly well to molecular assemblies involving biological enzymes [64]. For simplicity, we present the kinetic theory and discuss the results for two coexisting phases.
We tailor the concepts developed in Ref. [61] to the case of incompressible systems, dνi/dt = 0 and dνs/dt = 0, and volume conserving assembly kinetics, , where denotes the assembly rate of assembly i in each phase. In this case, the total system volume V = V I + V II is constant, i.e., dV/dt = 0, and the volume fractions of the assembly of size , is governed by:
while the solvent volume fraction in each phase is given as with . Eq. (14) states that the volume fraction of assemblies in each phase can vary due to three factors: the formation or dissolution of assemblies within the same phase (first term on the r.h.s), diffusion through the phase boundary (second term on the r.h.s), where denote the diffusive exchange rates between the phases, and changes of the respective phase volumes V I/II (last term on the r.h.s.). For more information, we refer the reader to Appendix E. The kinetics of phase volumes follows
Moreover, mass conservation at the interface implies that the diffusive exchange rates of assemblies in the two phases are related via
and analogously for the solvent . Thus, the assembly kinetics conserves the total volume fraction defined as.
The exchange rates are determined by the conditions that maintain phase equilibrium, and , where are the exchange chemical potentials of the monomers in an assembly of size i (Eq. (2)), and ΠI/II are the osmotic pressures in each phase; for more information, see Appendix E.
Using our kinetic theory, we can study the relaxation toward thermodynamic equilibrium which corresponds to simultaneous phase and assembly equilibrium. To account for association and dissociation processes associated with the reaction scheme in Fig. 1, the phase-dependent net reaction rate for the formation of a (i+j)-mer starting from a i-mer and a j-mer and vice versa are set by the exchange chemical potentials via the following law of mass action [65]:
where kij is a size-dependent kinetic rate coefficient, see Appendix E for details. The assembly rates entering Eq. (14) can finally be expressed as a function of the (i + j)-mer exchange rate , by
In the next section, we compare the kinetics of systems belonging to Class 1 and 2, for d = 1.
VII. Assembly kinetics in coexisting phases
By integrating Eq. (14) numerically, we obtain the time evolution of and V I(t), provided their initial values at t = 0, V I(t = 0), and , at phase equilibrium. Specifically, we consider an initial state solely composed of solvent and monomers demixed into a monomer-rich and a monomer-poor phase (labelled with I and II respectively, see the illustration in Fig. 4a). For simplicity, we focus on linear assemblies (d = 1) and highlight differences between Class 1 and 2; for parameters see caption of Fig. 4. We note that the kinetics for d > 1, where gelation can occur, would require removing the upper bound in assembly size, i.e., studying trajectories in an M -dimensional space, where M→ ∞ in the thermo-dynamic limit. This case is numerically challenging and we leave its investigation for future work.
For Class 1, as monomers start forming assemblies, the mixing entropy decreases. As a result, the total amount of protein in the monomer-rich phase, , increases while decreases (Fig. 4b). Such changes in total protein volume fractions induce phase volume variations (Fig. 4c). In particular, remaining within Class 1, since the monomer enrichment of phase I is less pronounced than the monomer depletion of phase II, the volume of the protein-rich phase V I increases. An important finding of our work is that the distribution of assembly size evolves differently in each phase (Fig. 4d,e; and SI Movie 1). In phase II, which is initially poor in monomers, assemblies grow slowly toward an equilibrium distribution where the volume fractions monotonously decrease with assembly size, following an exponential decay. The kinetics in the initially monomer-rich phase I is fundamentally different. First, a very pronounced peak of intermediate-sized assemblies develops quickly. The faster kinetics compared to phase II is caused by monomer diffusion from II to I, which leads to negative feedback for assembly in II and positive feedback in I. This observation is reminiscent of studies on dilute, irreversible aggregation in coexisting phases [43]. The most abundant populations of intermediate-sized assemblies shrink slowly in time feeding the growth of larger assemblies. The resulting equilibrium distribution shows a notable peak of intermediate-sized assemblies followed by an exponential decay. Thus, the difference in the kinetics between the phases is dominantly a consequence of the fact that each phase strives towards a significantly different equilibrium distribution.
Assemblies belonging to Class 2, exhibit a different behaviour. In this class, as monomers assemble, their interaction propensity decreases. As a result, depending on the values of χ and χ′, the total amount of protein in the protein-rich phase, , can decrease, as in the case of Fig. 4f. For this choice of parameters, the total amount of protein in the protein-poor phase, , increases, see again Fig. 4f. Furthermore, in this case, the initial rapid decrease in , followed by more moderate changes at later times, induces a non-monotonic phase volume variation (Fig. 4g), leading to a net shrinkage of phase I. Further investigation is needed to shed light on the physical mechanisms underlying this non-monotonic volume variation. In Fig. 4h,i, and SI Movie 2, we show how the volume fractions ϕi(t)I/II for each assembly size i evolve in both phases I and II. In the next section, we explore under which conditions phases grow or shrink during the relaxation to equilibrium.
VIII. Assembly formation can increase or decrease condensate volume
Here, we discuss changes in phase volumes caused by the assembly kinetics introduced in Sec. VI. In particular, we focus on mixtures initially demixed in two phases, both composed of only monomers, and let the system relax to thermodynamic equilibrium. We then assess for which values of the control parameters ϕtot and T, the formation of assemblies in both phases leads to a growth of the ϕtot-rich phase (phase I) and vice versa. More-over, we distinguish the two protein classes introduced in Sec. III.
To this end, we compare the phase diagram corresponding to the initial system, composed of monomers only, with the equilibrium phase diagram in which large assemblies populate the mixture. In Fig. 5a, we show the initial and final equilibrium binodals (black and coloured curve, respectively), for the case of linear assemblies (d = 1) belonging to class 1. In this case, the domain corresponding to demixing enlarges once the system reaches its equilibrium state, i.e., assembly facilitates phase separation. We focus on the ϕtot-T domain enclosed by the black curve, where the system is phase separated at all times, and compute the initial and final ϕtot-rich phase volumes via the total volume fraction conservation . As displayed in Fig. 5a, this allows us to identify two parameter regimes: at low ϕtot (orange area), the protein-rich phase grows as assemblies form, while above the dashed grey line (light blue area), it shrinks. Remarkably, linear assemblies (d = 1) belonging to class 2 exhibit a completely different behaviour, see Fig. 5b. In this case, assembly formation shrinks the domain corresponding to demixing, thereby suppressing phase separation. In the domain enclosing the coloured curve, we can compute the initial and final volumes of the protein-rich phase for each value of ϕtot and T. In contrast to the previous case, we find that at low ϕtot (light blue area), the protein-rich phase shrinks as assemblies are formed, while for higher ϕtot values (orange area) condensate volume grows, as illustrated in Fig. 5b.
IX. Conclusion
We discuss an extension of the classical theory of molecular assembly [14–16] to non-dilute conditions and study it for case where assemblies can phase-separate from the solvent and gelate. This extension relies on a thermodynamic free energy governing the interactions among all assemblies of different sizes and the solvent. We propose two classes to account for protein interactions relevant to biological systems that can phase separate and form assemblies. Classes differ in the way how energetic parameters for interactions and internal free energies depend on assembly size.
Using our theory, we report several key findings that arise from non-dilute conditions and the ability of assemblies to form a condensed phase. First, size distributions, in general, differ between the phases. In particular, monomers are not necessarily the most abundant species, and distribution tails can significantly deviate from the exponential decay known for classical assembly at dilute conditions [15]. Interestingly, this statement also applies to conditions below the saturation volume fraction beyond which phase separation can occur. Second, we showed that by lowering the temperature, the protein-rich phase can gelate, i.e., it consists of a single connected assembly of volume equal to the protein-rich phase (a gel). Upon gelation, the composition of the protein-poor phase changes continuously, while the protein-rich liquid phase discontinuously transits to the gel phase. Third, when monomers start assembling in the respective phases, the volume of the protein-rich phase can grow or shrink depending on the molecular interactions among the constituents.
Our key findings are consistent with recent experimental observations in living cells and in vitro assays using purified proteins. A decrease in droplet volume has been observed in phase-separated condensates composed of purified FUS proteins [60]. Up to now, it has remained unclear whether this kinetics relies on a glass transition as suggested in the discussion of Ref. [60], or on the formation of FUS oligomers in the protein-rich phase. However, a potential hint comes from independent studies, which indicate that FUS can form amyloid-like assemblies, that are associated with neurodegenerative disorders [6], at similar conditions [66, 67]. Moreover, the gelation of dense protein condensates upon temperature and heat stress was suggested in several in vivo studies in living cells [28]. The transition to a gelated condensate is believed to provide a protection mechanism for the protein expression machinery in the case of intracellular stress. Recently, in vitro experiments using purified proteins indicate anomalous size distributions of phase-separating proteins below saturation [26]. Our theoretically predicted size distributions could be compared to systematic experimental studies using single molecule techniques such as FRET. From this comparison, protein interactions of assembly-prone and phase-separating proteins can be characterized using our proposed classes. Though many biologically relevant assembly processes are reversible and governed by thermodynamic principles, there are also a large number of assemblies that are persistently maintained away from equilibrium. For example, the formation or disassembly of assemblies can depend on the hydrolysis of ATP [68] while it can also act as cosolute [69, 70]. Since fuel levels are approximately kept constant in living cells, fuel-driven assembly processes are maintained away from equilibrium and thus cannot relax to thermodynamic equilibrium. It is an exciting extension of our work to consider fuel and waste components and how distributions of assembly sizes and the gelation of condensates are affected when maintained away from equilibrium.
Acknowledgements
We thank J. Bauermann, K. Alameh, P. McCall, T. Harmon, L. Hubatsch, L. Jawerth, and F. Jülicher for fruitful discussions about the topic. We thank C. Seidel and T. Franzmann for pointing out the relevance of your theory for protein aggregation in biomolecular condensates. We acknowledge J.-F. Joanny for pointing out the references [37, 41]. We thank S. Safran for the very in-sightful feedback on the manuscript. We thank J. Bauer-mann, S. Horvát and C. Duclut for help improving the Mathematica code. G. Bartolucci and C. Weber acknowledge the SPP 2191 “Molecular Mechanisms of Functional Phase Separation” of the German Science Foundation for financial support. C. Weber acknowledges the European Research Council (ERC) under the European Union’s Horizon 2020 research and innovation programme (Fuelled Life, Grant Number 949021) for financial support. Figures created with BioRender.com.
Appendix A: Suplementary information and parameters used
Parameters used in each figure is shown in table I.
Movie 1 shows the time evolution of the assembly volume fractions in both phases, for Class 1. Parameters are the same of 4b-e.
Movie 2 shows the time evolution of the assembly volume fractions in both phases, for Class 2. Parameters are the same of 4f-i.
Appendix B: Scaling laws for internal and interaction energies
Here we provide a physical interpretation of the internal free energy ωi. For simplicity, we consider a homogeneous system solely composed of assemblies of size i, characterized by the volume fraction vector ϕ(i), with and for i ≠ j. Making use of Eq. (1), the internal free energy of such systems can be written as
with f (ϕ(i))ν1 being the free energy associated with each monomer belonging to the i-th assembly. The second term in the equation above is the conformational entropy that stems from having more accessible states with increasing assembly size. Thus, Eq. (B1) allows interpreting ωi as the free energy of monomers inside an assembly of size i, coming only from bonds between monomers. To quantify it, we introduce the number of binding sites for each monomer, z. Following Ref. [16], we distinguish between nb monomers at the boundaries of the assembly, and (i− nb) in the assembly bulk. Monomers in the bulk can saturate all their z binding sites while, in general, monomers at the boundaries are able to saturate only zb < z. Thus, we get
where Δω is the free energy associated with the formation of a single bond, that is composed of an energetic and an entropic part. The factor two avoids double counting.
We describe three species of assemblies: linear, disc-like and three-dimensional. These can be realised by varying the number of binding sites and their orientation [71]. Linear assemblies (d = 1) are defined to have only two binding sites. They can be pictured as one-dimensional semi-flexible assemblies with no loops, leading to nb = 2, z = 2 and zb = 1. Planar assemblies (d = 2) are defined to have z > 2 co-planar binding sites, for which . Three-dimensional assemblies (d = 3) are characterized by z > 2 binding sites with no precise orientation leading to . Summing up, we get
that inserted in Eq. (B2), decomposing Δω in its ener-getic and entropic contribution, gives
where α is a constant that depends on number and geometry of the binding sites. Identifying ω∞ = α (eint − Tsint), Eq. (B4) leads to Eq. (8), in the main text. The constant terms ω∞, does not affect chemical nor phase equilibrium. However, in the case of d = 2, 3 and M→ ∞, ω∞ it becomes important to study the gelation of the protein-rich phase, see Appendix D. In Eq. (8), the second term represents a boundary interaction penalty, accounting for the fact that monomers at the assembly boundary can realise fewer internal bonds than monomers at the assembly bulk, in analogy with the physical origin of surface tension.
We now discuss the size dependence of the interaction parameters χij. Starting from a lattice model, these parameters can be expressed in terms of the energetic parameters eij corresponding to having two neighbouring monomers belonging to i and j. In particular, χij = 2eij − eii −ejj. Assuming that the energies associated with monomer-monomer interactions do not vary within assemblies, i.e., eij = e11 is constant, we get χij = 0. Moreover, we now discuss the scaling of χis = 2eis − eii−ess. If the monomer-solvent interactions are also chosen to be size-independent, i.e., eis = e1s, we get χis = 2e1s −e11 − ess = χ. This explains the scaling in Class 1 (see Eq. (9)).
However, many proteins of interest screen their hydrophobic interaction when forming assemblies [2, 49, 57] implying that the interactions between monomers in assembly i with solvent (s) eis varies with assembly size i. In each assembly, this energy per monomer comes from two contributions. The first corresponds to monomers in the bulk which are (n − nb) and have interaction with solvent . The second one corresponds to the nb monomers at the assembly boundary, characterised by interaction with solvent e1s. We get
Using the scaling of nb/i already introduced above in the discussion of the internal free energy scaling, see B3, we obtain Eq. (10). By abbreviating ; this case corresponds to Class 2.
Appendix C: Linear assemblies belonging to class 1
For class 1 and d = 1, Eq. (4) reads
where we have introduced the characteristic volume fraction
It is straightforward to verify that the latter volume fraction is proportional to the assembly threshold defined in Eq. (11), i.e. .
In Fig. 6, we show the assembly size distribution in homogeneous mixtures obtained by numerically solving Eq. (4) together with Eq. (5), with a cut-off M = 50. We characterise the behaviour of assemblies with different spatial dimensions d = 1, 2, 3, see Fig. 6a. For dilute solutions, corresponding to ϕtot≪ϕ∗, the size distribution is dominated by monomers while larger assemblies have vanishing volume fraction, i.e., ϕ1≃ϕtot, see Fig. 6b. For ϕtot≫ϕ∗, the monomer volume fraction saturates at ϕ1≃ϕ∗ and assemblies begin to populate the system. As depicted in Fig. 6b, above this threshold the size distribution depends crucially on assembly dimension d. For linear assemblies (d = 1 in Eq. (8)), the distribution becomes peaked at a value M > 1 and then exponentially decays. For planar and three-dimensional assemblies, d = 2, 3 in Eq. (8), the distribution becomes bimodal peaked at i = 1 and i = M, the maximum assembly size (M = 50 in Fig. 6c). The behaviour of the system at high density can be quantitatively studied by performing the thermodynamic limit, i.e., M→ ∞. Within this limit, the series defined in the conservation law, Eq. (5) can be explicitly solved, leading to
Recalling that , this leads to ϕ1 ≃ ϕtot, in the regime ϕtot ≪ ϕ∗, while for ϕtot ≫ ϕ∗, we get ϕ1 ≃ ϕ∗.
The maximum of the volume fraction distribution in Eq. (C1) can be obtained imposing ∂iϕi = 0, leading to
The approximate expression on the right hand is obtained using Eq. (C3) and expanding for .
The average ⟨i⟩ = Σiϕi/ Σϕi is given by
where we expanded for to obtain the approximate expression.
We can also derive an explicit expression for the free energy as a function of the conserved quantity ϕtot. This is achieved by plugging ϕi given in Eq. (C1) into Eq. (1). Omitting linear terms, which do not influence phase equilibrium, we get
where the dependence of ϕ1 on ϕtot is expressed in Eq. (C3).
Appendix D: Gelation transition for two and three-dimensional assemblies
Parameters are the same of Fig. 3, see Table I
As outlined in Fig. 6,for d = 2, 3, at high ϕtot for M finite, the size distribution shows a bimodal behaviour. This suggests for the limit M→ ∞ that the system undergoes a gelation transition, which is defined as the emergence of an assembly that is comparable with the system size [16, 41, 42]. To estimate the ϕtot value at which the transition occurs, we recall Eq. (4) and consider the series
We note that when N → ∞, this series converges only if . Thus, we get an upper bound for the series, namely
Approximating the series with the integral, we get an estimation for ϕsg:
By the Maxwell construction, Eq. (7) with the free energy Eq. (12), we can study the interplay between the gelation transition and phase separation. Here, the parameter ω∞ plays a crucial role. As discussed in Appendix B, ω∞ contains an energetic and an entropic part, and is proportional to eint − Tsint, the coefficient depending on assembly dimension, and number and geometry of the binding sites. Here, for simplicity, we set
In Fig. 7a, we display the result of the construction (coloured curve), where the colour code depicts the monomer fraction ϕ1/ϕtot in the coexisting phases. Note that the branch of the binodal between the triple point (indicated with a cross) and ϕtot = 1, has the same trend as the curve stems from the estimate ϕsg introduced in Eq. (D3) (black curve). This is expected since both curves correspond to the boundary between homogeneous mixtures and the gel state.
We also display the free energy for three temperature values corresponding to sol-gel coexistence (Fig. 7b), sol-sol and sol-gel coexistence (Fig. 7c), and sol-sol coexistence only (Fig. 7d). The dashed lines represent values where f is not convex. Notice that, for consistency, we use values of fsol only up to ϕsg (denoted by a vertical black line). This is because, as depicted in Fig 6, after this value a peak at M, the finite cut off used for the numerics, will appear.
Appendix E: Mutual feedback between phase separation and assembly equilibria
We first discuss how assemblies can shape the phase diagram. For linear assemblies (d = 1) belonging to Class 1, assemblies facilitate phase separation. Indeed, as illustrated in Fig. 8a-b, increasing the relative assembly strength, i.e., decreasing eint/χ, leads to an upshift in critical temperature and a downshift in critical volume fraction. This trend can be explained by considering that assembly formation, even if energetically disfavoured, reduces the mixing entropy (see the first term in Eq. (1)). In Fig. 8a, we show the binodal lines corresponding to three representative values of the assembly strength: eint/χ = 0, −1, − 2. We compare them to the black curve, which corresponds to a binary mixture made of monomers and solvent only (black curve). This reference case can be thought of as the limiting case in which assemblies have an infinite energy penalty, i.e, eint/χ =→ ∞. In Fig. 8b, we quantify the changes in critical temperature and critical volume fraction as a function of the relative assembly strength eint/χ. In Fig. 8c-d, we illustrate the behaviour of linear assemblies (d = 1) belonging to Class 2. In contrast to Class 2, assemblies can suppress phase separation. Indeed, making assemblies more favourable by decreasing eint/χ, the critical temperature decreases, and even if the critical density decreases and the binodal shrinks, see Fig. 8c. In Fig. 8d, we display critical temperatures and critical volume fraction variations as a function of the relative assembly strength eint/χ.
Fig. 8 clearly shows that the presence of assemblies affects the phase equilibrium of a mixture. We now prove that, in turn, the total number of assemblies can differ between phase-separating and homogeneous systems with the same total protein volume fraction. To show this, we fix the interaction propensity χ, the temperature T/T0, and the total macromolecule volume fraction ϕtot to values corresponding to two-phase coexistence at thermodynamic equilibrium. We then compare the assembly size distribution (after averaging over both phases), with the distribution in the corresponding homogeneous state, with the same values of T and ϕtot. Recalling that due to our choice of interaction propensity scaling in Eq. (9) that the size distribution in the homogeneous system, Eq. (4), does not depend on χ. For this reason, the homogeneous state can be thought of as an unstable state corresponding to the same χ as the phase separating one, which has not reached phase equilibrium yet, but also as the equilibrium state of a system with the same parameters as the phase separating one, but formed by assemblies that do not interact with the solvent (χ = 0).
In Fig. 9a, we display results for linear assemblies (d = 1) with T/T0 = 0.2, and ϕtot = 0.016. We compare the size distribution in the homogeneous system , with the weighted average over compartments, defined as
in the corresponding phase-separated system. Clearly, the two distributions differ, showing that the presence of compartments can lead to larger assemblies. The difference in size distributions can be quantified utilizing the so-called total variation distance, defined as
This quantity characterizes the distance between two normalised functions as the largest possible distance among values that they assign to the same argument. The distance between the homogeneous size distribution and the distribution defined in Eq. (E1) depends on the temperature T and the total volume fraction ϕtot, which in turn determines the droplet size. In Fig. 9b, we display distribution distances corresponding to different temperatures and droplet volumes. In the limits V I/V → 0 and V I/V → 1, the system becomes homogeneous. As a result, the distribution distance vanishes. Note that the volume corresponding to the maximum distribution distance shifts towards lower values.
Appendix F: Assembly kinetics in homogeneous mixtures
In this section, we give the details on the kinetic theory for assembly in non-dilute homogeneous systems that can relax toward chemical equilibrium. Each component i follows
The assembly rates ri read
These rates conserve the total volume fraction ϕtot, i.e., ∂tϕtot =Σi ri = 0. The assembly flux between two assemblies of size i and j, and the combined (i + j)-mer reads
and is determined by differences in chemical potential per monomer. We now isolate the logarithmic part in the chemical potential and introduce chemical activities γi via
Choosing , we can recast the assembly flux in Eq. (F2) as
which leads to a finite flux Δrij in the limit ϕi ≪ 1. In the literature, Fij is known as fragmentation kernel, and in our case, it reads Fij = exp [(i + j) ln γi+j −i ln γi −j ln γj]]. For linear assemblies (d = 1) belonging to Class 1, the fragmentation kernel is constant in agreement with standard polymerization models [15]. For linear assemblies (d = 1) belonging to Class 2, , i.e., the fragmentation kernel is still size independent but now depends on the total monomer volume fraction ϕtot. Note that by making the kinetic rate coefficients corresponding to associations of small assemblies, i.e. kij with i, j ≪ M, explicitly dependent on the presence of large assemblies, our framework can be easily generalised to include primary and secondary nucleation [72]. Following again Ref. [15], we can express the time evolution of ϕi(t) as follows:
where η is the following function of the fragmentation kernel F (ϕtot):
Appendix G: Assembly kinetics in phase-separated systems
Here, we generalise the assembly kinetics described in the previous section to the case of phase coexistence. To this end, we focus on passive systems that can relax to-ward thermodynamic equilibrium. Moreover, we restrict ourselves to systems that are at phase equilibrium at any time during the relaxation kinetics toward thermo-dynamic equilibrium and following the theory originally developed in Ref. [61]. Chemical kinetics constrained to phase equilibrium is valid if the chemical reaction rates are small compared to diffusion rates. By choosing initial average volume fractions corresponding to two-phase coexistence, we can consider the system volume to be divided into two homogeneous compartments as a result of phase separation. We then study the time evolution of compartment sizes and volume fractions due to chemical reactions, enforcing instantaneous phase equilibrium at all times. To this aim, we start with the variation of particle numbers in compartments I and II:
where are the variations due to chemical reactions and describes the exchange of assemblies between the two phases. Particle conservation during crossing implies . Due to volume conservation in the two-phase, we have
Furthermore, V = V I + V II. We now introduce volume fractions and the rescaled rates and , leading to
which correspond to Eq. (F1) generalised to two-phase coexistence. The rates in both phases are given in Eq. (18). Eq. (G1) and Eq. (G2) can be combined to get . Using the volume conserving properties of the rates, we finally obtain
Assembly mass conservation at the interface implies
with the volume dynamics obeying (d/dt)(V I + V II) = 0. The currents enforce that phase equilibrium is satisfied at all times, which can be expressed by taking a time derivative of Eq. (7):
provided that the initial phase volume and volume fractions V I(t = 0), and are a solution of Eq. (7). Once an expression for ∂μi/∂ϕj and ∂Π/∂ϕj is calculated, we can derive an a set of (M + 1) equations for inserting Eq. (G3), Eq. (G4), and Eq. (G5) in Eq. (G6). These equations are linear and enable us to find an expression for as a function of and V I/V. We have finally all the ingredients to characterize the dynamics of the phase volume and volume fractions and V I(t), integrating Eq. (G3) and Eq. (G4) and provided we can solve the initial phase equilibrium problem to find V I(t = 0)/V, and . This scheme can be used to study the kinetics of a system initially composed of two phases filled by monomers only that relax to its thermodynamic equilibrium. An illustration of such relaxation kinetics is depicted in Fig. 10. Note that the currents jI/II restrict the trajectories to lie in the binodal manifold at all times.
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