Abstract
A classic problem in metabolism is that fast-proliferating cells use seemingly wasteful fermentation for energy biogenesis in the presence of sufficient oxygen. This counterintuitive phenomenon, known as overflow metabolism or the Warburg effect, is universal across various organisms. Despite extensive research, its origin and function remain unclear. Here, we show that overflow metabolism can be understood through growth optimization combined with cell heterogeneity. A model of optimal protein allocation, coupled with heterogeneity in enzyme catalytic rates among cells, quantitatively explains why and how cells choose between respiration and fermentation under different nutrient conditions. Our model quantitatively illustrates the growth rate dependence of fermentation flux and enzyme allocation under various perturbations and is fully validated by experimental results in Escherichia coli. Our work provides a quantitative explanation for the Crabtree effect in yeast and the Warburg effect in cancer cells and can be broadly used to address heterogeneity-related challenges in metabolism.
Introduction
A prominent feature of cancer metabolism is that tumor cells excrete large quantities of fermentation products in the presence of sufficient oxygen (Hanahan and Weinberg, 2011; Liberti and Locasale, 2016; Vander Heiden et al., 2009). This process, discovered by Otto Warburg in the 1920s (Warburg et al., 1924) and known as the Warburg effect, aerobic glycolysis, or overflow metabolism (Basan et al., 2015; Hanahan and Weinberg, 2011; Liberti and Locasale, 2016; Vander Heiden et al., 2009), is ubiquitous among fast-proliferating cells across a broad spectrum of organisms (Vander Heiden et al., 2009), ranging from bacteria (Basan et al., 2015; Holms, 1996; Meyer et al., 1984; Nanchen et al., 2006; Neidhardt et al., 1990) and fungi (De Deken, 1966) to mammalian cells (Hanahan and Weinberg, 2011; Liberti and Locasale, 2016; Vander Heiden et al., 2009). For microbes, cells use standard respiration when nutrients are scarce, while they use the counterintuitive aerobic glycolysis when nutrients are adequate, just analogous to normal tissues and cancer cells, respectively (Vander Heiden et al., 2009).
Over the past century, and particularly through extensive studies in the last two decades (Liberti and Locasale, 2016), various rationales for overflow metabolism have been proposed (Basan et al., 2015; Chen and Nielsen, 2019; Majewski and Domach, 1990; Molenaar et al., 2009; Niebel et al., 2019; Peebo et al., 2015; Pfeiffer et al., 2001; Shlomi et al., 2011; Vander Heiden et al., 2009; Varma and Palsson, 1994; Vazquez et al., 2010; Vazquez and Oltvai, 2016; Zhuang et al., 2011). Notably, Basan et al. (Basan et al., 2015) provided a systematic characterization of this process, including various types of experimental perturbations. Currently, prevalent explanations (Basan et al., 2015; Chen and Nielsen, 2019) hold that overflow metabolism arises from the proteome efficiency in fermentation being consistently higher than that in respiration. However, recent studies have shown that the measured proteome efficiency in respiration is actually higher than in fermentation for many yeast and cancer cells (Shen et al., 2024), even though these cells generate fermentation products through aerobic glycolysis. This finding (Shen et al., 2024) apparently contradicts the prevalent explanations (Basan et al., 2015; Chen and Nielsen, 2019). Furthermore, most explanations (Basan et al., 2015; Chen and Nielsen, 2019; Majewski and Domach, 1990; Niebel et al., 2019; Shlomi et al., 2011; Varma and Palsson, 1994; Vazquez et al., 2010; Vazquez and Oltvai, 2016; Zhuang et al., 2011) heavily rely on the assumption that cells optimize their growth rate for a given rate of carbon influx (i.e., nutrient uptake rate) under each nutrient condition (or its equivalents). However, this assumption is questionable, as the given factors in a nutrient condition are the identities and concentrations of the carbon sources (Molenaar et al., 2009; Scott et al., 2010; Wang et al., 2019), rather than the carbon influx. Therefore, the origin and function of overflow metabolism still remain unclear (DeBerardinis and Chandel, 2020; Hanahan and Weinberg, 2011; Liberti and Locasale, 2016; Vander Heiden et al., 2009).
Why have microbes and cancer cells evolved to possess the seemingly wasteful strategy of aerobic glycolysis? For unicellular organisms, there is evolutionary pressure (Vander Heiden et al., 2009) to optimize cellular resources for rapid growth (Dekel and Alon, 2005; Edwards et al., 2001; Hui et al., 2015; Li et al., 2018; Scott et al., 2010; Towbin et al., 2017; Wang et al., 2019; You et al., 2013). In particular, it has been shown that cells allocate protein resources for optimal growth (Hui et al., 2015; Scott et al., 2010; Wang et al., 2019; You et al., 2013), and the most efficient protein allocation corresponds to elementary flux mode (Müller et al., 2014; Wortel et al., 2014). For cancer cells, disrupting the growth control system and evading immune destruction from the host are prominent hallmarks of their survival (Hanahan and Weinberg, 2011), which in certain ways mimic the evolutionary pressure on microbes to optimize cell growth rate. In this study, we apply the optimal growth principle of microbes, which also roughly holds for cancer cells, to a heterogeneous framework to address the puzzle of aerobic glycolysis. We use Escherichia coli as a typical example to show that overflow metabolism can be understood from optimal protein allocation combined with heterogeneity in enzyme catalytic rates. The optimal growth strategy varies between respiration and fermentation depending on the concentration and type of the nutrient, and the combination with cell heterogeneity results in the standard picture (Basan et al., 2015; Holms, 1996; Meyer et al., 1984; Nanchen et al., 2006; van Hoek et al., 1998) of overflow metabolism. Our model quantitatively illustrates the growth rate dependence of fermentation/respiration flux and enzyme allocation under various types of perturbations in E. coli. Furthermore, it provides a quantitative explanation for the data on the Crabtree effect in yeast and the Warburg effect in cancer cells (Bartman et al., 2023; Shen et al., 2024).
Results
Coarse-grained model
Based on the topology of the metabolic network (Neidhardt et al., 1990; Nelson et al., 2008) (see Fig. 1A), we classify the carbon sources that enter from the upper part of glycolysis into Group A (Wang et al., 2019) and the precursors of biomass components (such as amino acids) into five pools. Specifically, each pool is designated according to its entry point (see Fig. 1A and Appendix 1.2 for details): a1 (entry point: G6P/F6P), a2 (entry point: GA3P/3PG/PEP), b (entry point: pyruvate/acetyl-CoA), c (entry point: a-ketoglutarate), and d (entry point: oxaloacetate). Pools al and a2 are also combined as Pool a due to the joint synthesis of precursors. Then, the metabolic network for Group A carbon source utilization (see Fig. 1A) can be coarse-grained into a model shown in Fig. 1B (see Appendix 2.1 for details), where node A represents an arbitrary carbon source of Group A. Evidently, Fig. 1B is topologically identical to Fig. 1A. Each coarse-grained arrow in Fig. 1B represents a stoichiometric flux Ji, which delivers carbon flux and may be accompanied by energy consumption or biogenesis (e.g., J1, Ja1, see Figs. 1A-B and Appendix-fig. 1A).
In fact, the stoichiometric flux Ji scales with the cell population. For comparison with experiments, we define the normalized flux , which can be regarded as the flux per unit of biomass (the superscript “(N)” stands for normalized; see Appendix 1.3–1.4 for details). Here, Mcarbon represents the carbon mass of the cell population, and m0 is the weighted average carbon mass of metabolite molecules at the entry of precursor pools (see Eq. S17). Then, the cell growth rate λ can be represented by the total outflow of the normalized fluxes: (see Appendix 1.4). The normalized fluxes of respiration and fermentation are and , respectively (see Fig. 1A-B). In practice, each is characterized by two quantities: the proteomic mass fraction ϕi of the enzyme dedicated to carrying the flux and the substrate quality κi, such that . We take the Michaelis-Menten form for the enzyme kinetics (Nelson et al., 2008), and then (see Eq. S12 and Appendix 1.4 for details), where [Si] is the concentration of substrate Si, and Ki is the Michaelis constant. For each intermediate node and reaction along the pathway (e.g., node M1 in Ja1), the substrate quality κi can be approximated as a constant (see Appendix 1.5): , where [Si] ≥ Ki generally holds true in bacteria (Bennett et al., 2009; Park et al., 2016). However, the nutrient quality κA is a variable that depends on the nutrient type and concentration of a Group A carbon source (see Eq. S27).
Generally, there are three independent fates for a Group A carbon source in the metabolic network (Chen and Nielsen, 2019): fermentation, respiration, and biomass generation (see Appendix-fig. 1C-E). Each draws a distinct proteome fraction of ϕf, ϕr and ϕBM, with no overlap between them (see Appendix 2.1). The net effect of the first two fates is energy biogenesis, while the last one generates precursors for biomass, accompanied by energy biogenesis. By applying the proteomic constraint (Scott et al., 2010) that there is a maximum fraction ϕmax for proteome allocation (ϕmax ≈ 0.48 (Scott et al., 2010)), we have:
In fact, Eq. 1 is equivalent to (see Appendix 2.1 for derivation details), where ϕR and ϕA represent the proteomic mass fractions of the active ribosome-affiliated proteins and the cargo proteins responsible for the uptake of the Group A carbon source, respectively. During cell proliferation, ribosomes serve as the factories for protein synthesis and are primarily composed of proteins (Neidhardt et al., 1990; Nelson et al., 2008), while other biomass components, such as RNA, are optimally produced (Kostinski and Reuveni, 2020) in accordance with the growth rate determined by protein synthesis. Thus, the cell growth rate is proportional to ϕR: λ = ϕR ° κt, where κt is a parameter set by the translation rate (Scott et al., 2010) (see Appendix 1.1 for details), which can be approximated as a constant within the growth rate range of interest (Dai et al., 2016).
For balanced cell growth in bacteria, the energy demand JE, expressed as the stoichiometric energy flux in ATP, is generally proportional to the biomass production rate (Ebenhoh et al., 2024), since the proportion of maintenance energy is roughly negligible (Locasale and Cantley, 2010) (see Appendix 9 for the cases of yeast and tumor cells). Thus, the normalized flux of energy demand in ATP, denoted as , representing the energy demand per unit of biomass, is proportional to the growth rate λ (see Appendix 2.1 for details):
where ηE is an energy coefficient (see Eqs. S25–S26 for details). By converting all energy currencies (such as NADH, FADH2, etc.) into ATP, the normalized energy fluxes for respiration and fermentation are given by and , where and are the stoichiometric coefficients of ATP production per glucose in each pathway (see Appendixfig. 1C-E and Appendix 2.1 for details). The denominator coefficient of “2” is derived from the stoichiometry of the coarse-grained reaction M1→2M2 (see Fig. 1A-B). Applying the criteria of flux balance (i.e., mass conservation; see Appendix 1.3) at each intermediate node (Mi, i = 1, …, 5) and precursor pool (Pool i, i = a1, a2, b, c, d), along with the constraints of proteome allocation (see Eq. 1) and energy demand (see Eq. 2), we obtain the relations between normalized energy fluxes and growth rate for a given nutrient condition with a fixed κA (see Appendix 2.1 for details):
where φ is a constant coefficient primarily determined by ηE (see Eq. S33), and φ·λ represents the normalized flux of energy demand, excluding the energy biogenesis from the biomass synthesis pathway. The coefficients ψ, ψr and ψf are functions of κA · ψ-1 denotes the proteome efficiency for biomass generation in the biomass synthesis pathway (see Eq. S32), defined as ψ-1 = λ/ϕBM (see Appendix 2.1). ψr and ψf represent the proteome efficiencies for energy biogenesis in the respiration and fermentation pathways, respectively, defined as the normalized energy fluxes expressed in ATP generated per proteomic mass fraction, with and . Hence,
where both and are composite parameters that can be approximated as constants, with = 1/κ1 + 2/κ2 + 2/κ3 + 2/κ4 and = 1/κ1 + 2/κ2 + 2/κ6 (see Appendices 1.5 and 2.1 for details).
Origin of overflow metabolism
The standard picture of overflow metabolism (Basan et al., 2015; Holms, 1996; Meyer et al., 1984; Nanchen et al., 2006; van Hoek et al., 1998) is exemplified by the experimental data (Basan et al., 2015) presented in Fig. 1C, where the fermentation flux exhibits a threshold-analog dependence on the growth rate λ. It is well established that respiration is significantly more efficient than fermentation in terms of energy biogenesis per unit of carbon (i.e., ) (Nelson et al., 2008; Vander Heiden et al., 2009). Then, why do cells bother to use the seemingly wasteful fermentation pathway? We proceed to address this issue by applying optimal protein allocation (Scott et al., 2010; Wang et al., 2019) within the framework of optimal growth.
For cell proliferation in a given nutrient condition (i.e., with a fixed κA), the values of εr, εf and ψ are determined (Eqs. 4 and S32). However, the growth rate λ can be influenced by protein allocation between respiration and fermentation, specifically λr and λf, according to the governing equation (Eq. 3). If εr > εf, that is, if the proteome efficiency in respiration is higher than that in fermentation, then . The optimal growth strategy is , meaning that the cell exclusively uses respiration. Conversely, if εf> εr, then is optimal, and the cell solely uses fermentation. In either case, the choice between respiration and fermentation for optimal growth is determined by weighing the proteome efficiencies.
In practice, both proteome efficiencies εr and εf are functions of nutrient quality κA, which can be influenced by the nutrient type and concentration of the carbon source (see Eqs. 4 and S27). Therefore, the choice for optimal growth may vary depending on the nutrient conditions. In nutrient-poor conditions where and , the proteome efficiencies can be approximated by and (see Eq. 4), and hence εr (κA)>εf(κA) (since ), meaning that the proteome efficiency of respiration is higher than that of fermentation under nutrient-poor conditions. In rich media, however, using the parameters of κi derived from in vivo/in vitro experimental data of E. coli (see Appendix-tables 1–2 and Appendix 6.1–6.2), we obtain with Eq. 4 (see also Eqs. S39–S40), where represents the substrate quality of glucose at saturated concentration (abbreviated as “ST” in the superscript).
This means that the proteome efficiency in fermentation is higher than that in respiration for bacteria in rich media. Indeed, recent studies have validated that the measured proteome efficiency in fermentation is higher than in respiration for E. coli in lactose at saturated concentration (Basan et al., 2015), i.e., . In Fig. 1E, we present the growth rate dependence of proteome efficiencies εr and εf in a three-dimensional (3D) form using the collected data shown in Appendix-table 1, where εr, εf and the growth rate λ all vary as functions of nutrient quality κA. Furthermore, the ratio Δ (defined as Δ(κA) ≡ εf (κA)/εr (κA)) is a monotonically increasing function of κA, and there exists a critical value of κA (denoted as ; see Appendix 2.2 for details) satisfying . Below , the cell grows slowly, and the choice for optimal growth is respiration (with εf < εr, λ = ϕmax · (ψ + φ/εr)-1), while above , the cell grows faster, and the optimal growth strategy is fermentation (with εf < εr, λ = ϕmax · (ψ + φ/εf)-1)). The above analysis qualitatively explains the phenomenon of aerobic glycolysis.
For a quantitative understanding of overflow metabolism, let us first consider the homogeneous case, where all cells share identical biochemical parameters. For optimal protein allocation, the relation between fermentation flux and growth rate is given by , where “Q” represents the Heaviside step function, and λC is the critical growth rate for a nutrient condition with (i.e., λC ≡ λ()). Similarly, the growth rate dependence of respiration flux is . These digital response outcomes are consistent with the numerical simulation findings of Molenaar et al. (Molenaar et al., 2009). However, they are clearly incompatible with the threshold-analog response observed in the standard picture of overflow metabolism (Basan et al., 2015; Holms, 1996; Meyer et al., 1984; Nanchen et al., 2006; van Hoek et al., 1998).
To address this issue, we take into account cell heterogeneity, which is ubiquitous in both microbes (Ackermann, 2015; Bagamery et al., 2020; Balaban et al., 2004; Nikolic et al., 2013; Solopova et al., 2014; Wallden et al., 2016; Yaginuma et al., 2014; Zhang et al., 2018) and tumor cells (Duraj et al., 2021; Hanahan and Weinberg, 2011; Hensley et al., 2016). In the context of the Warburg effect or overflow metabolism, experimental studies have reported significant metabolic heterogeneity in the choice between respiration and fermentation within a cell population (Bagamery et al., 2020; Duraj et al., 2021; Hensley et al., 2016; Nikolic et al., 2013). Motivated by the observation that the turnover number (kcat value) of a catalytic enzyme varies considerably between in vitro and in vivo measurements (Davidi et al., 2016; Garcia-Contreras et al., 2012), we note that the concentrations of potassium and phosphate, which vary from cell to cell, have a significant impact on the kcat values of metabolic enzymes (Garcia-Contreras et al., 2012). Therefore, within a cell population, there is a distribution of kcat values for a catalytic enzyme, commonly referred to as extrinsic noise (Elowitz et al., 2002). For simplicity, we assume that the kcat values for each enzyme follow a Gaussian distribution. This leads to varied distributions of single-cell growth rate in different carbon sources (see Eqs. S155–S157, S163–S165), which has been fully verified by recent experiments using isogenic E. coli at single-cell resolution (Wallden et al., 2016) (Appendix-fig. 2B). Consequently, the critical growth rate λC should follow a Gaussian distribution within a cell population (see Appendix 7 for details), where μλC is approximated by the deterministic result of λC (Eq. S43). We assume that the coefficient of variation (CV) is σλC/μλC = 12%, or equivalently, the CV for the catalytic rate of each metabolic enzyme is 25%. Thus, we obtain the growth rate dependence of fermentation and respiration fluxes (see Appendix 2.3 for details):
where “erf” represents the error function. The fermentation flux exhibits a threshold-analog relation with the growth rate (the red curves in Figs. 1C-D, 2B-C, and 3B, D, F), while the respiration flux (the blue curve in Fig. 1D) decreases with an increase in fermentation flux. In Fig. 1C-D, we observe that the model results (see Eq. 5 and Appendix 8; parameters are set based on the experimental data shown in Appendix-table S1) quantitatively agree with the experimental data from E. coli (Basan et al., 2015; Holms, 1996). The fermentation flux was determined by the acetate secretion rate , and the respiration flux was deduced from the carbon dioxide flux (the superscript “(M)” represents the measurable flux in the unit of mM/OD600/h; see Appendix 8.1 for details). Therefore, by incorporating cell heterogeneity, our model of optimal protein allocation quantitatively explains overflow metabolism.
Testing the model through perturbations
To further test our model, we systematically investigate its predictions under various types of perturbations and compare them with experimental data from existing studies (Basan et al., 2015; Holms, 1996) (see Appendices 3 and 4.1 for details).
First, we consider the proteomic perturbation caused by overexpression of useless proteins encoded by the lacZ gene (i.e., ϕZ perturbation) in E. coli. The net effect of the ϕZ perturbation is that the maximum fraction of the proteome available for resource allocation changes from ϕmax to ϕmax − ϕZ (Basan et al., 2015), where ϕZ is the proteomic mass fraction of useless proteins. In a cell population, the critical growth rate λC (ϕZ) still follows a Gaussian distribution N (μλC (ϕZ), σλC (ϕZ)2), where the CV of λC (ϕZ) remains unchanged. Consequently, the growth rate dependence of fermentation flux changes to (see Appendix 3 for model perturbation results regarding respiration flux), where both the growth rate λ(κA, ϕZ) and the normalized fermentation flux are bivariate functions of κA and ϕZ (see Eqs. S49 and S56–S57). For each degree of LacZ expression (with fixed ϕZ), similar to wild-type strains, the fermentation flux exhibits a threshold-analog response to growth rate as κA varies (see Fig. 2C), which agrees quantitatively with experimental results (Basan et al., 2015). The shifts in the critical growth rate λC(ϕZ) are fully captured by μλC (ϕZ) = μλC (0) (1 − ϕZ/ϕmax). In contrast, for nutrient conditions with each fixed κA, since the growth rate changes with ϕZ just like λC (ϕZ): λ(κA, ϕZ) = λ (κA, 0)(1 − ϕZ/ϕmax), the fermentation flux is then proportional to the growth rate for the varying levels of LacZ expression: , where the slope is a monotonically increasing function of the substrate quality κA. These scaling relations are well validated by the experimental data (Basan et al., 2015) shown in Fig. 2B. Finally, in the case where both κA and ϕZ are free to vary, the growth rate dependence of fermentation flux presents a threshold-analog response surface in a 3D plot, where ϕZ appears explicitly as the y-axis (see Fig. 2A). Experimental data points (Basan et al., 2015) lie right on this surface, which is highly consistent with the model predictions.
Next, we study the influence of energy dissipation, which introduces an energy dissipation coefficient w to Eq. 2: . Similarly, the critical growth rate in this case, λC(w), follows a Gaussian distribution N(μλC(w), σλC(w)2) in a cell population. The relation between the growth rate and fermentation flux can be characterized by (see Appendix 3.2 for details): . In Fig. 3A-B, we present a comparison between the model results and experimental data (Basan et al., 2015) in 3D and 2D plots, which demonstrate good agreement. A notable characteristic of energy dissipation, as distinguished from ϕZ perturbation, is that the fermentation flux increases despite a decrease in the growth rate when κA is fixed.
We proceed to analyze the impact of translation inhibition with different sub-lethal doses of chloramphenicol on E. coli. This type of perturbation introduces an inhibition coefficient ι to the translation rate, thus turning κt into κt/(ι + 1). Still, the critical growth rate λC(ι) follows a Gaussian distribution N (μλC(ι), σλC(ι)2), and then, the growth rate dependence of fermentation flux is is given by: (see Appendix 3.3 for details). In Appendix-fig. 2D-E, we observe that the model predictions are generally consistent with the experimental data (Basan et al., 2015). However, a noticeable systematic discrepancy arises when the translation rate is low. Therefore, we consider maintenance energy, which is typically tiny and generally negligible for bacteria over the growth rate range of interest (Basan et al., 2015; Locasale and Cantley, 2010; Neidhardt, 1996). Encouragingly, by assigning a very small value to the maintenance energy coefficient w0 (w0 = 2.5 (h-1)), the model results for the growth rate-fermentation flux relation quantitatively agree with experiments (Basan et al., 2015) (see Fig. 3C-D and Appendix 3.3 for details).
Finally, we consider the alteration of nutrient categories by switching to a non-Group A carbon source: pyruvate, which enters the metabolic network from the endpoint of glycolysis (Neidhardt et al., 1990; Nelson et al., 2008). The coarse-grained model for pyruvate utilization is shown in Fig. 3E (see also Fig. 1A), which shares identical precursor pools with those for Group A carbon sources, yet has several differences in the coarse-grained reactions. The growth rate dependencies of both the proteome efficiencies (see Appendix-fig. 2H) and energy fluxes (see Fig. 3F) are qualitatively similar to those of Group A carbon source utilization, while there are quantitative differences in the coarse-grained parameters (see Appendices 4.1 and 8 for details). Most notably, the critical growth rate and the ATP production per glucose in the fermentation pathway for pyruvate utilization are noticeably smaller than those for Group A sources (i.e., λC and , respectively). Consequently, the growth rate dependence of fermentation flux in pyruvate should present a distinctly different curve from that of Group A carbon sources (see Eqs. 5 and S105), which is fully validated by experimental results (Holms, 1996) (see Fig. 3F).
Enzyme allocation under perturbations
As mentioned above, our coarse-grained model is topologically identical to the central metabolic network (Fig. 1A) and can thus predict enzyme allocation for each gene in glycolysis and the TCA cycle (see Appendix-fig. 1B and Appendix-table 1) under various types of perturbations. In Fig. 1B, the intermediate nodes M1, M2, M3, M4, and M5 represent G6P, PEP, acetyl-CoA, α-ketoglutarate, and oxaloacetate, respectively. Therefore, ϕ1 and ϕ2 correspond to enzymes involved in glycolysis (or at the junction of glycolysis and the TCA cycle), while ϕ3 and ϕ4 correspond to enzymes in the TCA cycle (see Fig. 1A-B and Appendix 2.1).
We first consider enzyme allocation under carbon limitation by varying the nutrient type and concentration of a Group A carbon source (i.e., κA perturbation). This has been extensively studied in more simplified models (Hui et al., 2015; You et al., 2013), where the growth rate dependence of enzyme allocation under κA perturbation is generally described by a C-line response (Hui et al., 2015; You et al., 2013). Specifically, the genes responsible for digesting carbon compounds exhibit a linear increase in gene expression as the growth rate decreases (Hui et al., 2015; You et al., 2013). However, when it comes to enzymes catalyzing reactions between intermediate nodes, we gathered experimental data from existing studies (Hui et al., 2015) and found that the enzymes in glycolysis exhibit a completely different response pattern compared to those in the TCA cycle (Appendix-fig. 3A-B). This discrepancy cannot be explained by the C-line response. To address this issue, we apply the coarse-grained model described above (see Fig. 1B) to calculate the growth rate dependence of enzyme allocation for each ϕi(i = 1, 2, 3, 4) using model settings for wild-type strains, with no fitting parameters influencing the shape (see Eqs. S118–S119 and Appendix 8). In Fig. 4A-B and Appendix-fig. 3C-D, we see that the model predictions overall match with the experimental data (Hui et al., 2015) for representative genes from either glycolysis or the TCA cycle, and maintenance energy (with w0 = 2.5 (h-1)) has a negligible effect on this process. Still, there are minor discrepancies that arise from the basal expression of metabolic genes, which may be attributed to the fact that our model deals with relatively stable growth conditions while microbes need to be prepared for fluctuating environments (Basan et al., 2020; Kussell and Leibler, 2005; Mori et al., 2017).
We proceed to analyze the influence of ϕZ perturbation and energy dissipation. In both cases, our model predicts a linear response to growth rate reduction for all genes in either glycolysis or the TCA cycle (see Appendix 5.2–5.3 for details). For ϕZ perturbation, all predicted slopes are positive, and there are no fitting parameters involved (Eqs. S120–S121). In Fig. 4C-D and Appendix-fig. 3E-J, we show that our model quantitatively illustrates the experimental data (Basan et al., 2015) for representative genes in the central metabolic network, and there is better agreement with experiments (Basan et al., 2015) by incorporating the maintenance energy (with w0 = 2.5 (h-1) as aforementioned). For energy dissipation, however, the predicted slopes of the enzymes corresponding to ϕ4 are negative, and there is a constraint that the slope signs of the enzymes corresponding to the same ϕi(i = 1, 2, 3) should be the same. In Appendix-fig. 3K-N, we see that the model results (Eqs. S127 and S123) are consistent with experiments (Basan et al., 2015).
Explanation of the Crabtree effect in yeast and the Warburg effect in cancer cells
We proceed to apply our model to explain the Crabtree effect in yeast (Bagamery et al., 2020; De Deken, 1966; Shen et al., 2024) and the Warburg effect in tumors (Bartman et al., 2023; Duraj et al., 2021; Hanahan and Weinberg, 2011; Liberti and Locasale, 2016; Shen et al., 2024; Vander Heiden et al., 2009) with slight modifications using the optimal growth principle combined with cell heterogeneity (see Appendix 9 and Appendix-fig. 5). For yeast and tumors, similar to the case of E. coli, the proteome efficiencies εr and εf are both increasing functions of the nutrient quality κA (see Eq. S170). Specifically, under poor nutrient conditions (i.e., εA is small), the proteome efficiency in respiration is higher than that in fermentation: εr > εf (see Eqs. S174–S175), making respiration the best choice for optimal growth (see Eq. S171). Conversely, when the nutrient is abundant and εf > εr, aerobic glycolysis (i.e., fermentation) becomes the optimal growth strategy (see Eq. S172). Further combination with cell heterogeneity results in the standard picture of overflow metabolism, which has indeed been observed in yeast (van Hoek et al., 1998). However, it remains challenging to tune the growth rate of cancer cells in vivo.
Recently, Shen et al. (Shen et al., 2024) discovered that the proteome efficiency measured at the cell population level in respiration (i.e., 〈εr〉; where “〈 〉” denotes the population average) is higher than that in fermentation (i.e., 〈εf〉) for many yeast and cancer cells, despite the presence of fermentation fluxes through aerobic glycolysis. Evidently, this finding (Shen et al., 2024) contradicts prevalent explanations (Basan et al., 2015; Chen and Nielsen, 2019), which hold that overflow metabolism arises because the proteome efficiency in fermentation is consistently higher than in respiration. Nevertheless, our model may resolve this puzzle due to the incorporation of two important features. First, our model predicts that the proteome efficiency in respiration is larger than that in fermentation when nutrient quality is low (see Eqs. S174–S175). Second, and crucially, by accounting for cell heterogeneity, our model allows a proportion of cells to have a higher proteome efficiency in fermentation than in respiration, even when the overall proteome efficiency in respiration at the cell population level is greater than that in fermentation (i.e., 〈εr〉 > 〈εf〉).
To compare our model results quantitatively with experimental data on yeast and tumors (Shen et al., 2024), we define as the fraction of ATP produced through fermentation. To account for cell heterogeneity, we apply Gaussian distributions to enzyme turnover numbers, as mentioned above. This yields the relationship between and 〈εr〉 and 〈εf〉 through derivations (see Eqs. S180–S190 and Appendix 9 for details):
where χεr and χεf represent the CVs of proteome efficiencies εr and εf, respectively. Due to the higher levels of cell heterogeneity in yeast (Bagamery et al., 2020) and cancer cells (Duraj et al., 2021; Hanahan and Weinberg, 2011; Hensley et al., 2016), the CVs of εr and εf (i.e., χεr and χεf) in these cells are expected to be significantly higher than those in E. coli, although their precise values are unknown. The values for the variables shown in Eq. 6 can be obtained from experiments. Therefore, we plot the theoretical results from Eq. 6 using χεr and χεf values of 0.25, 0.40, and 0.58 to compare with experimental data from yeast and in vivo mouse tumors (Bartman et al., 2023; Shen et al., 2024). As shown in Fig. 5A-B, the theoretical results with χεr = χεf = 0.58 align quantitatively with the experimental data (Bartman et al., 2023; Shen et al., 2024) on both logarithmic and linear scales, demonstrating that our model has the potential to quantitatively explain the Crabtree effect in yeast and the Warburg effect in cancer cells.
Discussion
The phenomenon of overflow metabolism, or the Warburg effect, has been a long-standing puzzle in cell metabolism. Although many rationales have been proposed over the past century (Basan et al., 2015; Chen and Nielsen, 2019; Majewski and Domach, 1990; Molenaar et al., 2009; Niebel et al., 2019; Peebo et al., 2015; Pfeiffer et al., 2001; Shlomi et al., 2011; Vander Heiden et al., 2009; Varma and Palsson, 1994; Vazquez et al., 2010; Vazquez and Oltvai, 2016; Zhuang et al., 2011), contradictions persist (Shen et al., 2024), leaving the origin and function of this phenomenon unclear (DeBerardinis and Chandel, 2020; Hanahan and Weinberg, 2011; Liberti and Locasale, 2016; Vander Heiden et al., 2009). In this study, we use E. coli as a typical example and demonstrate that overflow metabolism can be understood through optimal protein allocation combined with cell heterogeneity. Under nutrient-poor conditions, the proteome efficiency of respiration is higher than that of fermentation (see Fig. 1E), and thus the cell uses respiration to optimize growth. In rich media, however, the proteome efficiency of fermentation increases more rapidly and surpasses that of respiration (see Fig. 1E), leading the cell to adopt fermentation as the optimal growth strategy. In further combination with cell heterogeneity in enzyme catalytic rates (Davidi et al., 2016; Garcia-Contreras et al., 2012), our model quantitatively illustrates the threshold-analog response (Basan et al., 2015; Holms, 1996) in overflow metabolism (see Fig. 1C). Furthermore, it quantitatively explains the data on the Crabtree effect in yeast and the Warburg effect in cancer cells (Bartman et al., 2023; Shen et al., 2024).
In existing rationales (Basan et al., 2015; Chen and Nielsen, 2019; Majewski and Domach, 1990; Shlomi et al., 2011; Varma and Palsson, 1994; Vazquez and Oltvai, 2016), the standard picture of overflow metabolism (Basan et al., 2015; Holms, 1996; Meyer et al., 1984; Nanchen et al., 2006; van Hoek et al., 1998) has primarily been illustrated by a threshold-linear response, which heavily depends on the assumption that cells optimize their growth rate based on a given rate of carbon influx under each nutrient condition (or similar equivalents, see Appendix 6.3). However, in practice, for microbes or tumor cells grown in vitro or in vivo, the given factors are the identity and concentration of the nutrient (Molenaar et al., 2009; Scott et al., 2010; Wang et al., 2019), rather than the rate of carbon influx. Additionally, prevalent explanations (Basan et al., 2015; Chen and Nielsen, 2019) suggest that overflow metabolism originates from the proteome efficiency in fermentation always being higher than that in respiration (see Appendix 6.3 for details). While it has been observed in E. coli that proteome efficiency in fermentation is higher than that in respiration for cells cultured in lactose at saturated concentration (Basan et al., 2015), Shen et al. (Shen et al., 2024) reported that for many yeast and cancer cells, the proteome efficiency in fermentation is noticeably lower than that in respiration, despite the presence of aerobic glycolytic fermentation flux. This observation (Shen et al., 2024) evidently contradicts the prevalent explanations (Basan et al., 2015; Chen and Nielsen, 2019). Our model resolves this puzzle by significantly differing from existing rationales in its optimization principle, where we purely optimize cell growth rate without imposing a special constraint on carbon influx (see Appendix 6.3 for details). More importantly, our model incorporates cell heterogeneity, which is crucial for both explaining the threshold-analog response in overflow metabolism and for resolving this puzzle raised by Shen et al. (Shen et al., 2024).
In the homogeneous case, the optimal growth strategy for growth rate dependent fermentation flux results in a digital response (see Eq. S44), corresponding to an elementary flux mode (Müller et al., 2014; Wortel et al., 2014), which aligns with the numerical study by Molenaar et al. (Molenaar et al., 2009), yet is incompatible with the standard picture of overflow metabolism (Basan et al., 2015; Holms, 1996; Meyer et al., 1984; Nanchen et al., 2006; van Hoek et al., 1998). Furthermore, cells would not generate fermentation flux if the proteome efficiency in fermentation were higher than that in respiration under the optimal growth framework. By incorporating heterogeneity in enzyme catalytic rates (Davidi et al., 2016; Garcia-Contreras et al., 2012), the critical growth rate (i.e., threshold) shifts from a single value to a Gaussian distribution (see Eq. S45 and Appendix 7 for details; see also Appendix-fig. 4) across a cell population, thereby turning a digital response into the threshold-analog response observed in overflow metabolism (see Fig. 1C). Moreover, cell heterogeneity allows a fraction of cells to possess a larger proteome efficiency in fermentation than in respiration despite the overall proteome efficiency in respiration at the cell population level is higher than in fermentation. This mechanism facilitates the fermentation flux in yeast and cancer cells observed by Shen et al. (Shen et al., 2024) (see Fig. 5A-B).
Our model results, based on cell heterogeneity, are further supported by observed distributions of single-cell growth rates in E. coli (Wallden et al., 2016) (see Appendix-fig. 2B), and by experiments involving various types of perturbations (Basan et al., 2015; Holms, 1996; Hui et al., 2015), both in terms of acetate secretion patterns and gene expression in the central metabolic network (see Fig. 2–4, Appendix-figs. 2D-E and 3). Furthermore, the heterogeneity patterns predicted by our model for fermentation and respiration modes within a cell population are validated by experiments on intra-tumor heterogeneity in glioblastoma using optical microscopy (Duraj et al., 2021) and align with the non-genetic heterogeneity observed in experiments with S. cerevisiae (Bagamery et al., 2020) and E. coli (Nikolic et al., 2013). Finally, our model can be broadly applied to address heterogeneity-related challenges in metabolism on a quantitative basis, including diverse metabolic strategies of cells in various environments (Bagamery et al., 2020; Duraj et al., 2021; Escalante-Chong et al., 2015; Hensley et al., 2016; Liu et al., 2015; Solopova et al., 2014; Wang et al., 2019).
Additional information
Author contributions
X.W. conceived and designed the project, developed the model, carried out the analytical and numerical calculations, and wrote the paper.
Competing Interest Statement
The author declares no competing interests.
Data, Materials, and Software Availability
All study data are included in the article and/or appendices.
Acknowledgements
The author thanks Chao Tang, Qi Ouyang, Yang-Yu Liu and Kang Xia for helpful discussions. This work was supported by National Natural Science Foundation of China (Grant Nos.12004443 and 12474207), Guangzhou Municipal Innovation Fund (Grant No.202102020284) and the Hundred Talents Program of Sun Yat-sen University.
Appendix 1 Model framework
Appendix 1.1 Proteome partition
Here we adopt the proteome partition framework similar to that introduced by Scott et al. (Scott et al., 2010). All proteins in a cell are classified into three classes: the fixed portion Q-class, the active ribosome-affiliated R-class, and the remaining catabolic/anabolic enzymes C-class. Each proteome class has a mass and mass fraction Qi, where QQ is a constant, and we define ϕmax = 1 − ϕQ. In the exponential growth phase, the ribosome allocation for protein synthesis of each class is fi, with fQ + fR + fC = 1.
To analyze cell growth optimization, we first consider the homogeneous case where all cells share identical biochemical parameters, simplifying the mass accumulation of the cell population into a “big cell”. This simplification does not affect the value of growth rate λ. For bacteria, the protein turnover is negligible, so the mass accumulation of each class follows:
where mAA stands for the average molecular weight of amino acids, kT is the translation rate, is the number of ribosomes, mR is the protein mass of a single ribosome, and is the total protein mass of ribosomes, with (Neidhardt, 1996; Scott et al., 2010). For a specific stable nutrient environment, fR and kT are temporal invariants. Thus,
where λ = fR ° kT ° mAA/(ς °mR) , and the total protein mass of the cell population follows:
Over a long period in the exponential growth phase (i.e., t → + ∞), we have ϕi = fi (i = Q, R, C), and
where Kt = kT ° mAA/(ς ° mR).
Appendix 1.2 Precursor pools
Based on the entry points of the metabolic network, we classify the precursors of biomass components into five pools (Fig. 1A-B): a1 (entry point: G6P/F6P), a2 (entry point: GA3P/3PG/PEP), b (entry point: pyruvate/acetyl-CoA), c (entry point: a-ketoglutarate), and d (entry point: oxaloacetate). These five pools draw approximately ra1 = 24%, ra2 = 24%, rb = 28%, rc = 12% and rd = 12% of the carbon flux (Nelson et al., 2008; Wang et al., 2019). There are overlapping components between Pools a1 and a2 due to the joint synthesis of some precursors. Therefore, we use Pool a to represent both Pools a1 and a2 in the descriptions.
Appendix 1.3 Stoichiometric flux
We consider the following biochemical reaction between substrate Si and enzyme Ei:
where ai, di and are the reaction parameters, Si+1 is the product, bi and ci are the stoichiometric coefficients. For most of the reactions in the central metabolism, bi = 1 and ci = 0. The reaction rate follows Michaelis-Menten kinetics (Nelson et al., 2008):
where , [Ei] and [Si] are the Michaelis constant, and the concentrations of enzyme Ei and substrate Si, respectively. For this reaction (Eq. S5), d[Si+1]/dt = bi ° vi and d[Si]/dt = −vi. In the cell population (the “big cell”), suppose that the cell volume is Vcell, then the stoichiometric flux of the reaction is:
The copy number of enzyme Ei is NEi = Vcell °[Ei] with a total weight of MEi = NEi ° mEi, where mEi is the molecular weight of Ei. By defining the enzyme cost of an Ei molecule as nEi = mEi/m0, where m0 is a unit mass, then the cost of all Ei molecules is Φi = NEi ° nEi (Wang et al., 2019). By further defining , then:
The mass fraction of enzyme Ei in the proteome is ϕi = MEi/Mprotein, and thus:
Appendix 1.4 Carbon flux and cell growth rate
To clarify the relation between the stoichiometric flux Ji and growth rate λ, we consider the carbon flux in the biomass production. The carbon mass of the cell population (the “big cell”) is given by Mcarbon = Mprotein ° rcarbon/rProein, where rcarbon and rprotem represent the mass fraction of carbon and protein within a cell. In the exponential growth phase, the carbon flux of the biomass production is given by:
where mcarbon is the mass of a carbon atom. In fact, the carbon mass flux per stoichiometry varies depending on the entry point of the precursor pool. Taking Pool b as an example, there are three carbon atoms in a molecule of the entry point metabolite (i.e., pyruvate). Assuming that carbon atoms are conserved from pyruvate to Pool b, then the carbon flux of Pool b is given by , where Jb is the stoichiometric flux from pyruvate to Pool b (Fig. 1A-B) and stands for the carbon number of a pyruvate molecule. Combining with Eq. S10 and noting that , we get Jb ° ° mcarbon = rb ° λ ° Mcarbon. Similarly, for each precursor pool, we have:
where the subscript “EPi“ represents the entry point of Pool i, and is the number of carbon atoms in a molecule of the entry-point metabolite.
For each substrate in intermediate steps of the metabolic network, we define Ki as the substrate quality:
and for each precursor pool, we define:
Combining Eqs. S8, S9 and S11, we have
Then, we define the normalized flux, which can be regarded as the flux per unit of biomass:
where the superscript “(N)” stands for normalized. Combined with Eqs. S8, S9 and S12, we have:
Since , by setting
we then obtain:
and we have , and
Appendix 1.5 Intermediate nodes
In a metabolic network, the metabolites between the carbon source and precursor pools are referred to as intermediate nodes. As specified by Wang et al. (Wang et al., 2019), to optimize cell growth rate, the substrate of each intermediate node is nearly saturated, and thus:
Real cases could be more complicated due to other forms of metabolic regulations. Recent quantitative studies (Bennett et al., 2009; Park et al., 2016) have shown that, at least in E. coli, for most of the substrate-enzyme pairs, Ki is lower than the substrate concentration (i.e., [Si] > Ki), which implies .
Appendix 2 Model and analysis
Appendix 2.1 Coarse-grained model
In the coarse-grained model shown in Fig. 1B, node A represents an arbitrary carbon source of Group A (Wang et al., 2019), which joins at the upper part of glycolysis. Nodes M1, M2, M3, M4, and M5 stand for G6P, PEP, acetyl-CoA, a-ketoglutarate, and oxaloacetate, respectively. In the analysis of carbon supply into precursor pools, we lump sum G6P/F6P as M1, GA3P/3PG/PEP as M2, and pyruvate/acetyl-CoA as M3 for approximation. For the biochemical reactions, each follows Eq. S5 with bi = 1 except for M1 →2M2 and M3+M5→M4. Basically, there are three independent possible fates for a Group A carbon source (e.g., glucose, see Appendix-fig. 1C-E) (Chen and Nielsen, 2019): energy biogenesis through fermentation; energy biogenesis via respiration (Appendix-fig.1C-D), or conversion into biomass components accompanied by energy biogenesis in the biomass pathway. Each fate involves a distinct fraction of the proteome, with no overlap between them (Appendix-fig. 1).
By applying flux balance to the stoichiometric fluxes and combining with Eq. S8, we have:
Obviously, the stoichiometric fluxes of respiration Jr and fermentation Jf (Appendix-fig. 1C-D) are:
We further assume that the carbon atoms are conserved from each entry point metabolite to the precursor pool, and then,
In terms of energy biogenesis for the relevant reactions, for convenience, we convert all the energy currencies into ATPs, namely, NADH→2ATP (Neidhardt et al., 1990), NADPH→2ATP (Neidhardt et al., 1990; Sauer et al., 2004), FADH2→1ATP (Neidhardt et al., 1990). Then, we have
where JE represents the energy demand for cell proliferation, expressed as the stoichiometric energy flux in ATP. βi is the stoichiometric coefficient with β1 = 4, β2 = 3, β3 = 2 , β4 = 6, β6 = 1, and βa1 = 4 for E. coli (Neidhardt et al., 1990; Sauer et al., 2004). For bacteria, the energy demand is generally proportional to the carbon flux infused into biomass production, as the proportion of maintenance energy is roughly negligible (Locasale and Cantley, 2010). Thus,
where rE is the ratio and also a constant.
By applying the substitutions specified in Eqs. S9, S12, S14–S18, combined with Eqs. S4, S10, S21–S25, and the constraint of proteome resource allocation ϕR + ϕC = ϕmax, we have:
where and ηE are defined as and , respectively.
Here, for each intermediate node, Ki follows Eq. S20, which can be approximated as a constant. The substrate quality of the Group A carbon source kA varies with the identity and concentration of the Group A carbon source:
which is determined externally by the culture condition. From Eq. S26, all ϕi and ϕR can be expressed in terms of , and λ :
In Eq. S28, for each ϕi or ϕR, the - and -related proteome fraction terms belong to the fractions of the proteome dedicated to respiration (denoted as far) and fermentation (denoted as faf), respectively. The 2 -related proteome fraction terms belong to those involved in the biomass synthesis pathway (denoted as ϕBM). Thus, , , and . By substituting Eq. S28 into Eq. S26, we have:
Here, and stand for the normalized energy fluxes of respiration and fermentation, with
where = β1 + 2(β2 + β3 + β4) and = β1 + 2(β2 + β6), with = 26 and = 12 for E. coli. εr and εf represent the proteome efficiencies for energy biogenesis in the respiration and fermentation pathways (Appendix-fig. 1C-D), defined as and ; that is, the normalized energy fluxes expressed in ATP generated per proteomic mass fraction dedicated to respiration and fermentation, respectively. Hence,
ψ−1 is the proteome efficiency for biomass generation in the biomass synthesis pathway (Appendix-fig. 1E), defined as (see Eqs. S15 and S19); that is, the normalized flux (which differs from the normalized energy flux used to define εr and εf) generated per proteomic mass fraction dedicated to biomass synthesis. Hence
φ is an energy demand coefficient (a constant), with
and φ ° 2 stands for the normalized flux of energy demand other than the accompanying energy biogenesis from the biomass synthesis pathway.
Appendix 2.2 The reason for overflow metabolism
Microbes optimize their growth rate to survive through the evolutionary process (Vander Heiden et al., 2009). The optimal growth principle also roughly holds for tumor cells, which proliferate while ignoring growth restriction signals and evading immune destruction by the host (Vander Heiden et al., 2009). First, we consider the optimal growth strategy for a single cell. The coarsegrained model for bacteria is summarized in Eq. S26 and further simplified in Eq. S29. Here, εr, εf and ψ are functions of κA (see Eqs. S31, S32), so we also denote them as εr (κA), εf (κA), ψ(κA). Evidently, the fluxes of both respiration and fermentation take non-negative values, i.e., , ≥ 0, and all the coefficients are positive: εr (κA), εf (κA), ψ(κA),φ > 0.
Thus, if εr > εf, then (ψ + φ/εr)° λ = ϕmax − (1/εf − 1/εr) ≤ ϕmax. Obviously, the solution for optimal growth is:
Similarly, if εf > εr, then the optimal growth solution is:
In both cases, the growth rate λ takes the maximum value for a given nutrient condition (i.e., given κA):
So, why do microbes use the seemingly wasteful fermentation pathway when the growth rate is large under aerobic conditions? Prevalent explanations (Basan et al., 2015; Chen and Nielsen, 2019) suggest that it originates from that the proteome efficiency in fermentation is consistently higher than in respiration (i.e., εf > εr). If this is the case, why do microbes still use the normal respiration pathway when the growth rate is small? The answer lies in the fact that both εr(κA) and εf(κA) are not constants, but are dependent on nutrient conditions. In Eq. S31, when κA is small, consider the extreme case of κA → 0, and then
Since , clearly,
Combined with Eq. S36, thus cells would certainly use the respiration pathway when the growth rate is very small. Meanwhile, suppose that is the maximum value of κA available across different Group A carbon sources, and if there exists a κA (with κA ≤ ) satisfying εr (κA) < εf(κA), specifically,
then Δ(κA) ≡ εf (κA)/εr (κA) is a monotonically increasing function of κA. Thus,
and cells would use the fermentation pathway when the growth rate is large.
In practice, experimental studies using E. coli (Basan et al., 2015) have demonstrated that proteome efficiency in fermentation is higher than in respiration when the Group A carbon source is lactose at a saturated concentration, i.e., εr() < εf(). Here, represents the substrate quality of lactose and the superscript “(ST)” signifies saturated concentration. In fact, E. coli grows much faster in G6p than lactose (Basan et al., 2015), thus, > , and hence, Eq. S40 holds for E. coli. From a theoretical perspective, we can verify Eq. S39 and consequently Eq. S40 using Eq. S20, combined with the in vivo/in vitro biochemical parameters obtained from experimental data (see Appendix-tables 1–2). For example, it is straightforward to confirm that using this method (see Appendix 8.2), further supporting the validity of Eqs. S39–S40 (see also Appendix 9).
Now that Eqs. S38–S40 are all valid, a critical value of κA, denoted as , exists, satisfying Δ () =1. Thus,
Combined with Eq. S31, we have:
By substituting Eq. S42 into Eqs. S31, S32 and S36, we obtain the expressions for εr (), εf () and the critical growth rate at the transition point (i.e., λC ≡ λ()):
where εr|f represents either εr or εf. In Fig. 1E, we show the dependencies of κr(κA), εf(κA) and λ(εA) on εA in a 3-dimensional form, as εA changes.
Appendix 2.3 The relation between respiration/fermentation flux and growth rate
We proceed to study the relation between the respiration/fermentation flux and the cell growth rate. From Eqs. S16 and S30, we see that the stoichiometric fluxes Jr, Jf, the normalized fluxes , and the normalized energy fluxes , are all interconvertible. For convenience, we first analyze the relations between , and λ under growth rate optimization. In fact, all these terms are merely functions of κA (see Eqs. S34–S36), which is determined by the nutrient condition (Eq. S27).
In the homogeneous case, where all microbes share identical biochemical parameters, as λ(κA) increases with κA, appear abruptly and vanish simultaneously as κA exceeds (Fig. 1E, see also Eqs. S34–S35, S41). Combining Eqs. S34–S36 and S43, we obtain:
where “θ” stands for the Heaviside step function. Defining λmax = λ(), and then, [0, λmax] is the relevant range of the x axis. In fact, the digital responses in Eq. S44 are consistent with the numerical simulation results of Molenaar et al. (Molenaar et al., 2009). However, these results are incompatible with the threshold-analog response in the standard picture of overflow metabolism (Basan et al., 2015; Holms, 1996).
In practice, the values of can be greatly influenced by the concentrations of potassium and phosphate (Garda-Contreras et al., 2012), which vary from cell to cell. Consequently, there is a distribution of values for among cell populations, commonly referred to as extrinsic noise (Elowitz et al., 2002). For convenience, we assume that each (and thus κi) follows a Gaussian distribution with a coefficient of variation (CV) of 25%. Therefore, the distribution of λC can be approximated by a Gaussian distribution (see Appendix 7.1):
where μλC and σλC represent the mean and standard deviation of λC, with the CV σλC/μλC calculated to be 12% (see Appendix 8.2 for details). Note that λ is κA dependent, while λC is independent of κA. Thus, given the growth rate of microbes in a culturing medium (e.g., in a chemostat), the normalized energy fluxes are:
where “erf” represents the error function. In practice, given a culturing medium, there is also a probability distribution for the growth rate (Appendix-fig. 2B, see also Eq. S157). For approximation, in plotting the growth rate-flux relations, we use the deterministic (noise-free) value of the growth rate as a proxy. To compare with experiments, we essentially compare the normalized fluxes , (see Appendix 8.1 for details). Combining Eqs. S30 and S46, we obtain:
In Fig. 1C-D, we see that Eq. S47 quantitatively illustrates the experimental data (Basan et al., 2015), where the model parameters were obtained using biochemical data for the catalytic enzymes (see Appendix-table 1 for details).
Appendix 3 Model perturbations
Appendix 3.1 Overexpression of useless proteins
Here, we consider the case of overexpression of the protein encoded by the lacZ gene (i.e., ϕZ perturbation) in E. coli. Effectively, this limits the proteome by altering ϕmax:
where ϕZ stands for the proteomic mass fraction of useless proteins, which is controllable in experiments. Then, the growth rate changes into a bivariate function of κA and ϕZ:
and thus,
Obviously, remains a constant (following Eq. S42), while λC(ϕZ) = λ(, ϕZ) and λmax(ϕZ) ≡ λ(, ϕZ) become functions of ϕZ:
In the homogeneous case, and follow:
Combined with Eqs. S50–S51, we have:
To compare with experiments, we assume that each and κi follow the extrinsic noise with a CV of 25% specified in Appendix 2.3, and we neglect the noise on ϕZ and ϕmax. Combining Eqs. S45 and S51, λC(ϕZ) approximately follows a Gaussian distribution:
where μλC(ϕZ) and σλC(ϕZ) represent the mean and standard deviation of λC(ϕZ), with
Here, μλC(0), σλC(0), λC(0), λmax(0) and λ(κA, 0) represent the parameters or variables free from ϕZ perturbation, just as those in Appendix 2.3. Since the noise on the multiplier term (i.e., 1 − ϕz/ϕmax) is negligible, the CV of λC(ϕZ) (i.e., σλC(ϕZ)/μλC(ϕZ)) is unaffected by ϕz. By combining Eqs. S46 and S48, we obtain the relations between the normalized energy fluxes and growth rate:
where λ(κA, ϕZ), μλC(ϕZ) and σλC(ϕZ) follow Eqs. S50 and S55 accordingly. For a given value of ϕZ, i.e., ϕZ is fixed, then, λ(κA, ϕZ) changes monotonically with ϕA. Combining Eqs. S55- S56 and S30, we obtain the relation between the normalized fluxes , and the growth rate (where ϕZ is a parameter):
In Fig. 2C. we show that the model predictions (Eq. S57) quantitatively agree with the experiments (Basan et al., 2015).
Meanwhile, we can also perturb the growth rate by tuning ϕZ in a stable culturing environment with fixed concentration of a Group A carbon source (i.e., given [A]). In fact, for this case there is a distribution of ϕA values due to the extrinsic noise in , yet this distribution is fixed. For convenience of description, we still referred to it as fixed κA. Then, combining Eqs. S30, S50, S55 and S56, we get:
Here, λ(κA, 0) remains unaltered as κA is fixed. Therefore, in this case, and are proportional to λ, where the slopes are both functions of κA. More specifically, the slope of is a monotonically increasing function of κA, while that of is a monotonically decreasing function of κA. In Fig. 2B, we see that the model predictions (Eq. S58) agree quantitatively with the experiments (Basan et al., 2015).
In fact, the growth rate can be altered by tuning ϕZ and κA simultaneously. Then, the relations among the energy fluxes, growth rate and ϕZ still follow Eq. S57 (where ϕZ is a variable). In a 3-D representation, these relations correspond to a surface. In Fig. 2A, we show that the model predictions (Eq. S57) match well with the experimental data (Basan et al., 2015).
Appendix 3.2 Energy dissipation
In practice, energy dissipation disrupts the proportional relationship between energy demand and biomass production. Thus, Eq. S25 becomes:
where w represents the dissipation coefficient. In fact, maintenance energy contributes to energy dissipation, and we define the maintenance energy coefficient as w0. In bacteria, the impact of maintenance energy is roughly negligible, yet in tumor cells, it plays a much more significant role (Locasale and Cantley, 2010).
The introduction of energy dissipation leads to a modification of Eq. S26: combining Eq. S59 and Eq. S16, we have:
Then, Eq. S29 changes to:
Consequently, if εr > εf, the optimal growth strategy for the cell is:
and if εf > εr, the optimal growth strategy is:
Then, the growth rate becomes a bivariate function of both κAand w:
Clearly, is still a constant, while λC (w) = λ(, w) and λmax(w) = λ(, w) become functions of w:
For a cell population, in the homogeneous case, and follow:
To compare with experiments, we assume the same extent of extrinsic noise in (and thus κi) as that specified in Appendix 2.3. Combining Eqs. S45 and S65, λC(w) approximately follows a Gaussian distribution:
where μλC(w) and σλC(w) represent the mean and standard deviation of λC(w), and
Here, μλC(0), σλC(0), λC(0), λmax(0) and λ(κA, 0) represent parameters or variables unaffected by energy dissipation. In fact, there is a distribution of values for εr/f(). For approximation, we use the deterministic value of εr/f() in Eq. S68, and then the CV of λC(w) remains largely unperturbed by w. Combining Eqs. S46, S66 and S67, we have:
Since the dissipation coefficient w is tunable in experiments, for a given value of w, λ(κA, w) changes monotonically with κA. Combining Eqs. S68–S69 and S30, we have (here w is a parameter):
The comparison between model predictions (Eq. S70) and experimental results (Basan et al., 2015) is shown in Fig. 3B, which shows quantitative agreement. Meanwhile, the growth rate can also be perturbed by changing κA and w simultaneously. The relations among the energy fluxes, growth rate and w follow Eq. S70 (here w is a variable). In a 3D representation, these relations form a surface. As shown in Fig. 3A, the model predictions (Eq. S70) agree quantitatively with the experimental results (Basan et al., 2015).
Appendix 3.3 Translation inhibition
In E. coli, the translation rate can be modified by adding different concentrations of translation inhibitors, e.g., chloramphenicol (Cm). The net effect of this perturbation is represented as:
where i stands for the inhibition coefficient with ι > 0, and (1 + ι)−1 represents the translation efficiency. Thus, Eq. S32 changes to:
First, we consider the case where maintenance energy is neglected, i.e., w0 = 0. In this case, the growth rate takes the following form:
where λ(κA, 0) and ψ(κA, 0) represent the terms unaffected by translation inhibition. Thus, λC(ι) ≡ λ(, ι) and λmax(ι) ≡ λ(, ι) become functions of ι:
In the homogeneous case, and follow:
To compare with experiments, we assume that extrinsic noise exists in and κi as specified in Appendix 2.3. Combining Eqs. S45 and S74, λC(ι) can be approximated by a Gaussian distribution:
where μλC(ι) and σλC(ι) represent the mean and standard deviation of λC(ι), with
Here, μλC(0), σλC(0), ψ(, 0) , λC(0) and λmax(0) stand for the terms unaffected by translation inhibition. Essentially, there are distributions of values for εr/f(), ψ(, 0) and ψ(, ι). For approximation, we use the deterministic values of these terms in Eq. S77, and then the CV of λC(ι) can be approximated by λC(0). Combining Eqs. S46, S75 and S76, we have:
In the experiments, the inhibition coefficient ι is controllable by adjusting the concentration of the translation inhibitor. For a given value of ι, λ(κA, ι) changes monotonically with κA. Combining Eqs. S30 and S78, we have (here i is a parameter):
where μλC(ι) and σλC(ι) follow Eq. S77. The growth rate can also be perturbed by altering both κA and ι simultaneously. In this case, the relations among the energy fluxes, growth rate and ι still follow Eq. S79 (here ι is a variable). The comparison between Eq. S79 and experimental data (Basan et al., 2015) is shown in Appendix-fig. 2D (3-D) and 2E (2-D). Overall, there is good consistency; however, there remains a noticeable discrepancy when ι is large (i.e., at high concentration of the translation inhibitor). This led us to consider the maintenance energy through the coefficient w0, which is small but may account for this discrepancy. Then, λ(κA, ι) changes into:
while λC(ι) ≡ λ(, ι) and λmax(ι) ≡ λ(, ι) still follow Eq. S74, though the forms of λC(0) and λmax(0) change to:
In the homogeneous case, and follow:
To compare with experiments, we assume that the extrinsic noise follows the specification in Appendix 2.3. Combining Eqs. S45, S74 and S81, λC(ι) approximately follows a Gaussian distribution:
Here μλC(ι) and σλC(ι) still follow Eq. S77, while μλC(0) and σλC(0) change accordingly with λC(0) (see Eq. S81). For approximation, we use the deterministic values of the relevant terms in Eq. S77, and then the CV of λC(ι) is roughly the same as λC(0). Combining Eqs. S46, S82 and S83, we have:
Thus, for a given ι, λ(κA, ι) changes monotonically with κA. Combining Eqs. S30 and S84, we have (here ι is a parameter):
The growth rate and fluxes can also be perturbed by altering both κA and ι simultaneously. The relations among the energy fluxes, growth rate and ι would still follow Eq. S85, except that ι is now regarded as a variable. Assuming a small amount of maintenance energy by assigning w0 = 2.5 (h-1), we find that the experimental results (Basan et al., 2015) agree quantitatively well with the model predictions (Fig. 3C-D).
Appendix 4 Overflow metabolism in substrates other than Group A carbon sources
Due to the topology of the metabolic network, for cells using Group A carbon sources, the behavior of overflow metabolism follows Eq. 5 (or Eq. S47) upon κAperturbation (i.e., varying the type or concentration of a Group A carbon source). This has been demonstrated clearly in the above analysis and agrees quantitatively with experiments. However, further analysis is required for cells using substrates other than Group A sources due to the topological differences in carbon utilization (Wang et al., 2019). In principle, substrates entering from glycolysis or the points before acetyl-CoA are potentially involved in overflow metabolism, while those joining from the TCA cycle are not relevant to this behavior. Still, mixed carbon sources are likely to induce a different profile of overflow metabolism, as long as there is a carbon source derived from glycolysis.
Appendix 4.1 Pyruvate
The coarse-grained model for pyruvate utilization is shown in Fig. 3E. Here, nodes M1, M2, M3, M4, M5 follow the descriptions in Appendix 2.1. Each biochemical reaction follows Eq. S5 with bi = 1 except that 2M2→M1 and M3 + M5→M4. By applying flux balance to the stoichiometric fluxes, combining with Eq. S8, we have:
For energy biogenesis, we convert all the energy currencies into ATPs, and then,
where β7 = 1, β8 = 2, β3 = 2, β4 = 6, β6 = 1, β9 = 6, β1 = 4 for E. coli (Neidhardt et al., 1990; Sauer et al., 2004), and JE follows Eq. S25. By applying the substitutions specified in Eqs. S9, S12, S14–S18, combined with Eqs. S4, S10, S22, S23, S25, S86–S87, and the constraint of proteome resource allocation, we have:
where . κi is approximately a constant which follows Eq. S20 for each of the intermediate node. The substrate quality of κpy varies with the external concentration of pyruvate ([py]),
From Eq. S88, all ϕi can be expressed by , , and 2:
By substituting Eq. S90 into Eq. S88, we have:
Here, and stand for the normalized energy fluxes of respiration and fermentation, respectively, with
where = β3 + β4 + β8 and = β6 + β8, with = 10 and = 3 for E. coli. The coefficients and represent the proteome efficiencies for energy biogenesis using pyruvate in respiration and fermentation pathways, respectively, with
is the proteome efficiency for biomass generation using pyruvate in the biomass synthesis pathway, with
φpy is an energy demand coefficient (a constant), with
Evidently, Eq. S91 is identical in form with Eq. S29. The growth rate changes into κpy dependent:
When κpy is very small, combined with Eq. S93, then,
Obviously, ≫ , and hence
As long as
where the superscript “(ST)” stands for the saturated concentration, then,
and there exists a critical value of ϕpy, denoted as , with
Here, is the growth rate at the transition point, and stands for either or . In Appendix-fig. 2H, we show the dependencies of (κpy), (κpy) and λ(κpy) on κpy in a 3dimensional form. In the homogeneous case, and follow:
Defining , and then, [0, ] is the relevant range of the x axis. To compare with experiments, we assume the same extent of extrinsic noise in as specified in Appendix 2.3. Then, approximately follows a Gaussian distribution:
where and stand for the mean and standard deviation of . Then, the relations between the normalized energy fluxes and growth rate are:
Combined with Eq. S92, we have:
In Fig. 3F, we show that the model predictions (Eq. S105) align quantitatively with the experimental results (Holms, 1996).
Appendix 4.2 Mixture of a Group A carbon source with extracellular amino acids
In the case of a Group A carbon source mixed with amino acids, the coarse-grained model is shown in Appendix-fig. 2A. This model can be used to analyze mixtures with one or multiple types of extracellular amino acids. Here, Eqs. S21, S22, S24 and S25 still apply, but Eq. S23 changes to (the case of i= a1 remains the same as Eq. S23):
Here, represents the number of carbon atoms in a molecule of Pool i. For simplicity, we assume:
In the case where all 21 types of amino acids are present and each is at saturated concentration (denoted as “21AA”), we have:
where ϕi and κi are defined following Eqs. S9 and S12. Since the cell growth rate significantly increases with the mixture of amino acids, we deduce that Pools a2-d are supplied by amino acids in growth optimization, with
Amino acids should be more efficient in the supply of biomass synthesis than the Group A carbon source for Pools a2-d, i.e.,
In practice, the requirement for proteome efficiency when using amino acids is even higher, since the biomass synthesis pathway is accompanied by energy biogenesis for Group A carbon sources, but not for amino acids. Combining Eqs. S108 and S109, we have:
where , follow Eq. S30, while εr and εf follow Eq. S31. ψ21AA−1 is the proteome efficiency for biomass generation in the biomass synthesis pathway under this nutrient condition, with
φ21AA is an energy demand coefficient, with
Combining Eqs. S111 and S31, the formula for the growth rate is:
In fact, Eqs. S37–S42 still apply. εr/f() satisfies Eq. S43, while and are:
When extrinsic noise is taken into account, approximately follows a Gaussian distribution:
and the normalized fluxes , change to:
The above analysis can be extended to cases where a Group A carbon source is mixed with arbitrary combinations of amino acids. Eqs. S111, S114–S117 would remain in a similar form, while Eqs. S112–S113 would change depending on the combinations of amino acid. In Appendix-fig. 2B-C, we compare model predictions (see also Appendix 7.2 and Eq. S157) with experimental data (Basan et al., 2015; Wallden et al., 2016) from mixtures of 21 or 7 types of amino acids along with a Group A carbon source, demonstrating quantitative agreement. Additionally, the increase in the critical threshold of growth rate for the growth rate-dependent fermentation flux in mixtures with extracellular amino acids (i.e., , > λC, see Appendix-fig. 2C) has also been observed in other experimental findings (Peebo et al., 2015).
Appendix 5 Enzyme allocation upon perturbations
Appendix 5.1 Carbon limitation within Group A carbon sources
In Eq. S28, we present the model predictions for the dependencies of enzyme proteomic mass fractions on growth rate and energy fluxes. To compare with experiments, we assume the same extent of extrinsic noise in as specified in Appendix 2.3. Relative protein expression data for enzymes within glycolysis and the TCA cycle are available from existing studies and are comparable to the ϕ1–ϕ4 enzymes of our model (Fig. 1B). Upon κA perturbation, κA is a variable while w0 is fixed (see Appendix 1.5). Combining Eqs. S28 and S47 (with w0 = 0), we obtain:
In Appendix-fig. 3C-D, we show the comparisons between model predictions (Eq. S118, w0 = 0) and experimental data (Hui et al., 2015), which are consistent overall. We then consider the influence of maintenance energy as specified in Appendix 3.2. Here, we continue to choose w0 = 2.5 (h−1 A as previously adopted in Appendix 3.3. Thus, Eq. S28 still holds. Combined with Eq. S85 under the condition that ι = 0, we have:
In Fig. 4A-B, we show that the model predictions (Eq. S119, w0 = 2.5 (h−1) generally agree with the experiments (Hui et al., 2015). However, there are different basal expressions of these enzymes, likely due to living demands other than cell proliferation, such as preparation for starvation (Mori et al., 2017) or changes in the type of the nutrient (Basan et al., 2020; Kussell and Leibler, 2005).
Appendix 5.2 Overexpression of useless proteins
In the case of ϕZ perturbation under each nutrient condition with fixed κA (see Appendix 3.1), we consider the same extent of extrinsic noise in as specified in Appendix 2.3. The relation between enzyme allocation and growth rate can be obtained by combining Eqs. S28 and S58 (with w0 = 0):
Here λ(κA, 0) is the growth rate for ϕZ = 0, and thus it is a parameter rather than a variable. The growth rate is defined as λ(κA, ϕZ), which follows Eq. S50. Thus, ϕi is proportional to the growth rate λ. In Appendix-fig. 3E-F, we observe that the model predictions (Eq. S120) generally agree with the experiments (Basan et al., 2015). Next, we consider the influence of maintenance energy with w0 = 2.5 (h−1). Combining Eqs. S28, S58 and S85 (with ι = 0), we get:
Here, the growth rate is defined as λ(κA, ϕZ), and λ(κA, 0) is a parameter rather than a variable.
Thus, ϕi is a linear function of the growth rate λ, with a positive slope and a positive y-intercept. In Fig. 4C-D and Appendix-fig. 3I-J, we show that the model predictions (Eq. S121) agree quantitively with the experimental data (Basan et al., 2015).
Appendix 5.3 Energy dissipation
In the case of energy dissipation under each nutrient condition, w is perturbed while κA is fixed. The relation between protein allocation and growth rate can be obtained by combining Eqs. S28 and S70. However, since w is explicitly present in Eq. S70, it is necessary to reduce this variable to obtain the growth rate dependence of enzyme allocation. From Eq. S64, we have:
Here, λ(κA, 0) ≡ λ(κA, w = 0) (satisfying Eq. S64) is a parameter rather than a variable. “θ” stands for the Heaviside step function. Thus, we have:
where the energy dissipation coefficient w is regarded as a function of the growth rate.
Combining Eqs. S28, S70 and S123, we get:
where w(λ) follows Eq. S123. When κA lies in the vicinity of or w is small so that
then we have:
and thus:
Note that in Eq. S123, w is a linear function of λ with a negative slope. Thus ϕi exhibits a linear relation with λ when Eq. S125 is satisfied (see Eq. S127). In fact, the slope of ϕ4 is certainly negative (combining Eqs. S64, S123 and S127), while the sign of the slope for other ϕi depends on parameters. For a given nutrient, the enzymes corresponding to the same ϕi should exhibit the same slope sign. Another restriction is that if the slope sign of ϕ1 is negative, then the slope sign of ϕ2 is surely negative. In Appendix-fig. 3K-N, we show that our model results agree well with the experimental data (Basan et al., 2015) (Eq. S127).
Appendix 6 Other aspects of the model
Appendix 6.1 A coarse-grained model with more details
To compare with experiments, we consider a coarse-grained model with more details, as shown in Appendix-fig. 2F. Here, nodes M6, M7 represent GA3P and DHAP, respectively. Other nodes follow the descriptions specified in Appendix 2.1. Each biochemical reaction follows Eq. S5 with bi = 1 except that M1 → M6 + M7 and M3 + M5 → M4. By applying flux balance to the stoichiometric fluxes, combined with Eq. S8, we obtain:
While Eqs. S22–S25 still hold. By applying the substitutions specified in Eqs. S9, S12, S14–S18, combined with Eqs. S4, S10, S22–S25, S128, and the constraint of proteome resource allocation, we get:
Then, Eq. S28 still holds, while ϕ10 and ϕ11 are:
By substituting Eqs. S28 and S130 into Eq. S129, we get:
where “dt” stands for details. Eqs. S30 and S33 still hold. and represent the proteome efficiencies for energy biogenesis in the respiration and fermentation pathways, respectively, with
is the proteome efficiency for biomass generation in the biomass synthesis pathway, with
Appendix 6.2 Estimation of the in vivo enzyme catalytic rates
We use the method introduced by Davidi et al. (Davidi et al., 2016), combined with proteome experimental data (Basan et al., 2015) (Appendix-table 2), to estimate the in vivo enzyme catalytic rates. Combining Eqs. S28 and S130, we have:
Here, , , λ and ϕi (i = 1-6,10-11) are measurable from experiments (see Appendix 8.1 and Appendix-table 2). Thus, we can obtain the in vivo values of κi from Eq. S134. Combined with Eqs. S17 and S20, we have
Eq. S135 is the in vivo result for the enzyme catalytic rate. In Appendix-fig. 2G, we show a comparison between in vivo and in vitro results for kcat values of enzymes within glycolysis and the TCA cycle, which are roughly consistent. In the applications, we prioritized the use of in vivo results for enzyme catalytic rates, and use in vitro data as a substitute when there were gaps.
Appendix 6.3 Comparison with existing models that illustrate experimental results
For the coarse-grained model described in Appendix 2, the normalized stoichiometric influx of a Group A carbon source is given by:
Combined with the first equation in Eq. S28 and Eq. S30, we obtain:
where ϑ = ηa1 + ηc + (ηa2 + ηb + ηd)/2. Evidently, , and ϑ are constant parameters. In this subsection, we highlight the major differences between our model presented in Appendix 2 and existing models that illustrate the growth rate dependence of fermentation flux in the standard picture of overflow metabolism (Basan et al., 2015; Holms, 1996; Meyer et al., 1984; Nanchen et al., 2006).
Based on the modeling principles rather than the detailed mechanisms, there are two major classes of existing models that can illustrate experimental results. Both classes of models regard the proteome efficiencies εr and εf as constants, with εf > εr if used, or follow functionally equivalent propositions. However, in our model, εr and εf are both functions of κA, which vary significantly upon nutrient perturbation, with εr (κA → 0) > εf (κA → 0) and (see Eqs. S38, S40–S41). Furthermore, there are significant differences in the modeling and optimization principles, as listed below.
The first class of models (Chen and Nielsen, 2019; Majewski and Domach, 1990; Niebel et al., 2019; Shlomi et al., 2011; Varma and Palsson, 1994; Vazquez et al., 2010; Vazquez and Oltvai, 2016; Zhuang et al., 2011) optimize the ratio of biomass outflow to carbon influx , either to optimize the growth rate for a given carbon influx or to minimize the carbon influx for a given growth rate. Since respiration is far more efficient than fermentation in terms of energy biogenesis per unit carbon, to optimize the ratio , cells would preferentially use respiration when the carbon influx is small. As carbon influx increases above a certain threshold, factors such as proteome allocation direct cells toward fermentation in a threshold-linear response, since they consider εf > εr. Our model is significantly different from this class of models in the optimization principle, as we purely optimize the cell growth rate for a given nutrient condition, without imposing a special constraint on the carbon influx.
The second class of models, represented by Basan et al. (Basan et al., 2015), also adopt the optimization of in the interpretation of their model results. However, the growth rate dependence of fermentation flux was derived prior to the application of growth rate optimization (although it can be derived by optimizing ). In fact, Eqs. S29 and S137 in our model are very similar in form to those in Basan et al. (Basan et al., 2015), yet there are critical differences, which we list below. In Eq. S29, by regarding and as the two variables in a system of linear equations, we obtain the following expressions:
In Basan et al. (Basan et al., 2015), Eq. S138 is considered to be the relation between and λ upon nutrient (and thus ) perturbation, while εr and εf are regarded as constants throughout the perturbation. By contrast, in our model, Eq. S138 serves as a constraint under a given nutrient condition with fixed κA, and is not relevant to nutrient perturbation. For wild-type strains, if εr (κA) > εf (κA) (or vice versa), then the solution for optimal growth is and , with . This solution, which satisfies Eq. S138, corresponds to a point rather than a line in the relation between growth rate λ and normalized energy flux upon κA perturbation.
Appendix 7 Probability density functions of variables and parameters
Appendix 7.1 Probability density function of κi
Enzyme catalysis is crucial for the survival of living organisms, as it significantly accelerates biochemical reactions by reducing the energy barrier between the substrate and product (Nelson et al., 2008). However, the maximal turnover rate of enzymes, kcat, varies notably between in vivo and in vitro measurements (Davidi et al., 2016). Recent studies suggest that differences in the aquatic medium are the primary cause of this variation (Davidi et al., 2016; García-Contreras et al., 2012). In particular, potassium and phosphate concentrations have a significant influence on kcat (García-Contreras et al., 2012), and these concentrations exhibit some degree of variation among cell populations under intracellular conditions (García-Contreras et al., 2012). For simplicity, we assume that the turnover rate of each enzyme Ei, , follows a Gaussian distribution with among cells (representing extrinsic noise (Elowitz et al., 2002), denoted as χext). The probability density function of is then given by:
When the CV of the distribution (i.e., ) is less than 1/3, is almost identical to . In this case, follows the positive inverse of Gaussian (IOG) distribution, and the probability density function is:
where is the shape parameter, and is the mean.
Meanwhile, due to the stochastic nature of biochemical reactions, we apply Gillespie’s chemical Langevin equation (Gillespie, 2000) to account for intrinsic noise (Elowitz et al., 2002) (denoted as χint). For cell size regulation of E. coli within a cell cycle, the cell mass at the initiation of DNA replication per chromosome origin remains constant (Donachie, 1968). Thus, the time required for enzyme Ei to complete a catalytic job (with a timescale of ) can be approximated as the first passage time of a stochastic process, with
Here , where Θ is proportional to the cell volume, and Γi (t) represents independent, temporally uncorrelated Gaussian white noise. Then, for a given value of , the first passage time TΓ follows an Inverse Gaussian (IG) distribution (Folks and Chhikara, 1978):
where is the shape parameter, and represents the mean. The variance of this distribution is . Thus, we can obtain the CV:
which is inversely proportional to the square root of cell volume. Evidently, the intrinsic and extrinsic noise make orthogonal contributions to the total noise (Elowitz et al., 2002) (denoted as χtot):
In fact, when the CV is small (i.e., CV≪1), both the IOG and IG distributions converge into Gaussian distributions (Appendix-fig. 4). In the back-of-the-envelope calculations, we approximate x in all denominator terms of IOG (x, μ, ζ) and IG (x, μ, ζ) as μ (since CV≪1). Then, both the IOG and IG distributions can be approximated as follows:
with a variance of , and
with a variance of . Rigorously, we show below that IG (x, μ, ζ) shrinks to be N (μ, μ/ζ) when the CV is small. For the IG distribution, the characteristic function of the variable x is given by (Folks and Chhikara, 1978; Van Kampen, 1992):
and therefore,
When the variance σ2 = μ3/ζ is very small, we essentially require 2μ2k/ζ = 2σ2k/μ ≪ 1, and then . Thus,
This leads to:
In fact, intrinsic noise does affect the short-term measurement of enzyme catalytic rate and growth rate at the single-cell level. However, its contribution in the long term is averaged out and thus becomes negligible. For simplicity, we approximate χtot ≈ χext. Combined with Eqs. S145–S146, it is straightforward to verify that shares roughly the same CV as :
For convenience, in the model analysis, we approximate both IOG and IG distributions as Gaussian distributions. Then, all are independent, normally distributed random variables following Gaussian distributions:
Using the properties of Gaussian distributions, for a series of constant real numbers γi, the summation of , which we define as , follows a Gaussian distribution (Van Kampen, 1992):
with and . The relation between κi and is shown in Eq. S12. To optimize cell growth rate, each κi of the intermediate nodes satisfies Eq. S20, while κA satisfies Eq. S27. Thus, for a given nutrient condition ([A] is fixed), all the ratios are constants. Combined with Eqs. S139, S145–S146, and S152, the distributions of all κi and 1/κi can be approximated as Gaussian distributions:
where and are the means of κi and 1/κi, and and are their standard deviations. Using the properties of Gaussian distributions, combined with Eq. S31, S32, S36, S42–S43, S145–S146 and S153, εr, εf, ψ, λr, λf, and λC also roughly follow Gaussian distributions.
Appendix 7.2 Probability density function of the growth rate λ
From Appendix 7.1, we note that λr and λf (see Eq. S36) roughly follow Gaussian distributions, with
where and represent the mean and standard deviation, respectively. We further assume that the correlation between λr and λf is ρrf. From Eq. S36, we see that the growth rate λ takes the maximum of λr and λf , i.e.,
Then, the cumulative distribution function of λ is , where
Thus, the probability density function of the growth rate A is given by:
In Appendix-fig. 2B, we show that Eq. S157 quantitatively matches the experimental data for E. coli under the relevant conditions.
Appendix 8 Model comparison with experiments on E. coli
Appendix 8.1 Flux comparison with experiments on E. coli
In Appendix 6.2, we see that the values of and are required to calculate the in vivo enzyme catalytic rates of the intermediate nodes. Here, we use Jacetate and to represent the stoichiometric fluxes of acetate from the fermentation pathway and CO2 from the respiration pathway, respectively. Combined with the stoichiometric coefficients of both pathways, we have:
By further combining with Eqs. S16–S17, we get:
In fact, the values of Jacetate and scale with the mass of the “big cell”, which increases over time. In experiments, the measurable fluxes are typically expressed in the unit of mM/OD600/h (Basan et al., 2015). Thus, we define and as the fluxes of Jacetate and (per biomass) in the unit of mM/OD600/h, respectively. The superscript “(M)” represents the measurable flux in this unit. For E. coli, we use the following biochemical data collected from published literature: 1 OD600 roughly corresponds to 6×108 cells/mL (Stevenson et al., 2016), the average mass of a cell is 1pg (Milo and Phillips, 2015), the biomass percentage of the cell weight is 30% (Neidhardt et al., 1990), the molar mass of carbon is 12g (Nelson et al., 2008), rcarbon = 0.48 (Neidhardt et al., 1990) and rprotein = 0.55 (Neidhardt et al., 1990). Combined with the values of ri (see Appendix 1.2) and , where , , , and (Nelson et al., 2008), we have:
From Eq. S18, we obtain the values of ηi for each precursor pool: ηa1 = 0.15, ηa2 = 0.30, ηb = 0.35, ηc = 0.09, and ηd = 0.11. Still, the value of ηE is required to compare the growth rate dependence of fermentation/respiration fluxes between model results and experiments, which we will specify in Appendix 8.2.
Appendix 8.2 Model parameter settings using experimental data of E. coli
We have collected biochemical data for E. coli, as shown in Appendix-tables 1–2, to set the model parameters. This includes the molecular weight (MW) and in vitro kcat values of the catalytic enzymes, as well as the proteome and flux data used to calculate the in vivo turnover numbers. To reduce measurement noise, we take the average rather than the maximum value of in vivo kcat from calculations using data from four cultures (see Appendix-table 2). Here, we prioritize the use of in vivo kcat wherever applicable unless there is a gap in the in vivo data (see Appendix-table 1).
Note that our models are coarse grained. For example, the flux J3 shown in Fig. 1B actually corresponds to three different reactions in the metabolic network (see Fig. 1A and Appendix-table 1), which we label as (i = 1, 2, 3). For each , there are corresponding variables/parameters of , , , satisfying Eqs. S8, S9 and S12, Evidently, (i = 1, 2, 3), and it is straightforward to derive the following relation between and κ3:
In fact, Eq. S161 can be generalized to determine the values of other κi in the coarse-grained models combined with the biochemical data. For the coarse-grained model of Group A carbon source utilization shown in Fig. 1B, we have the values for parameters κi (i = 1, …, 6), and then . Evidently, , , and thus . For pyruvate, we have (see Eqs. S43 and S101), and it is easy to check that .
For the remaining model parameters, note that we have classified the inactive ribosomal-affiliated proteins into the Q-class, and then ϕmax = 48% (Scott et al., 2010). The value of κt is obtainable from experiments: the translation speed is 20.1aa/s (Scott et al., 2010), with 7336 amino acids per ribosome (Neidhardt, 1996) and ς ≈ 1.67 (Neidhardt, 1996; Scott et al., 2010) (see Appendix 1.1), hence κt = 1/610 (s-1). However, there are insufficient data to determine the values of κi (i = a1, a2, b, c, d) for the metabolites between the entry point metabolites shown in Fig. 1A to the precursor pools. These processes involves many steps, so these values are expected to be quite large. Here, we combine the contributions of κt and κi (i = a1, a2, b, c, d) by defining a composite parameter:
We proceed to estimate the values of Ω and φ using experimental data (Basan et al., 2015) for wild-type strains on the relation (Fig. 1C), and then all the remaining model parameters are set accordingly.
For the case of w0 = 0, where all kcat values follow a Gaussian distribution with an extrinsic noise of 25% CV (which is the general setting we use unless otherwise specified), we have φ = 10.8 and Ω = 1345 (s). Accordingly, we obtain ηE = 14.78, (h-1) , and , where the CV of the extrinsic noise for Ω is estimated using the averaged CV of other κi. For the translation inhibition effect of Cm, we estimate the values for ι as , , and , where the superscript stands for the concentration of Cm, and the subscript represents the choice of w0.
For pyruvate, with the value of ηE, we get φpy = 14.82. However, there is still a lack of proteome data to determine the value of κ9, which involves many steps in the metabolic network and thus can be considerably large. Here we define another composite parameter, Ω’Gg ≡ (ηb + ηc)/κ8 + ηa1/κ9, and estimate its value as Ω’Gg = 690 (s) from growth rate data for E. coli measured under the relevant nutrient conditions (Basan et al., 2015), where the subscript “Gg” stands for glucogenesis. Then, (h-1), and , where the same CV of extrinsic noise for Ω applies to Ω’Gg.
For the case of a Group A carbon source mixed with 21 amino acids (21AA, with saturated concentrations), we have φ21AA = 14.2. Comparing Eq. S32 with Eq. S112, the parameter Ω should change to . Obviously, 1/κt < Ω21AA < Ω, and we estimate Ω21AA = 1000 (s) from the growth rate data for E. coli measured under the relevant nutrient conditions (Wallden et al., 2016). Then, we have (h-1), and .
For the case of a Group A carbon source mixed with 7 amino acids (7AA: His, Iso, Leu, Lys, Met, Phe, and Val), similar to the roles of φ21AA and Ω21AA, we define φ7AA and Ω7AA. Using the mass fraction of the 7AA combined with Eq. S18, we have φ7AA = 11.6. For the value of Ω7AA, evidently, Ω21AA < Ω7AA < Ω, and we estimate Ω7AA = 1215 (s) from growth rate data for E. coli measured under the relevant culture media (Basan et al., 2015). Then, (h-1), and .
For the case of w0 = 2.5 (h-1), we have φ = 8.3, and thus ηE = 12.28, while other parameters such as Ω, and remain the same as for w0 = 0. Nevertheless, the values for ι under translation inhibition by Cm are influenced by the choice of w0, where the values of ι change to , , and .
From Appendix 7.1–7.2, combined with Eq. S114, the distributions of and can be approximated by Gaussian distributions:
where and stand for the mean values, while and represent the standard deviations. For the case of glucose mixed with 21AA (labeled as “Glucose+21AA”), the distribution of the growth rate follows Eq. S157. With Ω21AA = 1000 (s) , we have , (both definitions follow Eq. S163), and ρrf ≈ 1.0 (obtained from numerical results).
For the case of succinate mixed with 21AA (labeled as “Succinate+21AA”), the respiration pathway is always more efficient since succinate lies within the TCA cycle. Thus, the cell growth rate (defined as ) would take the value of the respiration one and follows a Gaussian distribution:
For the case where acetate is the sole carbon source, the cells exclusively use the respiration pathway, and the growth rate (defined as λacetate) follows a Gaussian distribution:
Using the measured growth rate data (Wallden et al., 2016), we estimate and . To illustrate the distribution of growth rates , and shown in Appendix-fig. 2B, if no other source of noise existed, extrinsic noise with a CV of 40% would be required for each kcat value. Then, , , , and . Allowing for the possibility that intrinsic noise may also play a non-negligible role in the observed single-cell growth rate (which is not a longterm average), we still use extrinsic noise with a CV of 25% for the model results of E.coli, except for those shown in Appendix-fig. 2B.
Appendix 9 Explanation of the Crabtree effect in yeast and the Warburg effect in tumors
Our model, along with the analysis presented in Appendix 2, can be extended with modifications to explain the Crabtree effect in yeast and the Warburg effect in tumors. In both cases, the optimization objective remains maximizing the cell growth rate. Consequently, yeast and tumor cells use the most efficient pathway for ATP production at the single-cell level.
For model applications in yeast or tumor cell metabolism, the fermentation flux shifts from acetate secretion to ethanol and lactate secretion, respectively (see Appendix-fig. 5A-B). The respiration and biomass generation pathways remain largely similar to those of E. coli, except that the biochemical reactions within the TCA cycle and respiratory chain occur in the mitochondria (see Appendix-fig. 5C-D). This leads to an increased enzyme cost for the respiration pathway due to energy currency exchanges between NADH or FADH2 and ATP in the mitochondria. The coarse-grained models for Group A carbon source utilization in yeast and mammalian cells are shown in Appendix-fig. 5E-F, where M3 represents pyruvate. In yeast and mammalian cells, the stoichiometric coefficients for ATP production (i.e., βi) are identical to each other but differ from those of E. coli (see Fig. 1B and Appendix-fig. 5C-D), with β1 = 5, β2 = 1 , β3 = 5 , β4 = 7.5, β6 = -2.5 , and βa1 = 5 (Nelson et al., 2008). Hence, the stoichiometric coefficients of ATP production per glucose in each pathway are and , respectively, where and .
The impact of maintenance energy in yeast and tumor cells is significantly higher than that in E. coli (Locasale and Cantley, 2010). Therefore, Eq. S25 changes to (see Eq. S59):
where w0 is the aforementioned maintenance energy coefficient. Thus, we have (see Eq. S60):
To account for the protein cost of energy currency exchanges in the mitochondria, we introduce ϕMT and κMT to represent the proteomic mass fraction of the enzymes and the effective substrate quality of related metabolites in the mitochondria, respectively. Note that the energy currency exchanges between NADH or FADH2 and ATP only occur during respiration, as there is no net NADH or FADH2 generation during fermentation (see Appendix-fig. 5C-D). Combined with Eq. S167, Eq. S25 changes to:
Here, Eq. S28 still holds, and we have:
where and follow Eq. S30, and ψ and φ satisfy Eq. S32 and S33, respectively. The expression for εf follows Eq. S31. However, the expression for εr differs from that in Eq. S31. For yeast and mammalian cells, we have:
At the single-cell level, from Eq. S169, and similar to Eq. S61–S63, if εr > εf, the optimal growth strategy is:
while if εf > εr, the optimal growth strategy is:
In both cases, the growth rate λ reaches its maximum value for a given nutrient condition with fixed κA:
From Eq. S170, when κA is very small such that κA → 0, it is evident that for yeast and mammalian cells, we still have:
Thus,
since still holds. Then, as long as , there exists a critical switching point for κA (denoted as , see Eq. S41), below which respiration is more efficient, while above , fermentation becomes more efficient in ATP production per proteome. Combined with Eq. S170, we have:
Accordingly, we obtain the expressions for , and λC (i.e., ):
Consequently, yeast and tumor cells would preferentially use respiration under starvation conditions (where εr > εf), yet switch to aerobic glycolysis when nutrients are abundant (where εr < εf) for optimal cell growth. This qualitatively illustrates the Crabtree effect in yeast and the Warburg effect in tumors.
At the cell population level, cell heterogeneity resulting from intrinsic and extrinsic noise causes the turnover numbers (i.e., kcat) of enzymes and the critical growth rates at the transition point (λC) to follow distributions, which we assume to be Gaussian (see Eq. S45, Appendices 2.3 and 7.1). Due to the higher level of heterogeneity observed in tumor cells (Duraj et al., 2021; Hanahan and Weinberg, 2011; Hensley et al., 2016) and yeast (Bagamery et al., 2020) compared to E. coli, the extent of noise—and thus the CVs of kcatand λC—in yeast and tumor cells are expected to be larger than those in E. coli. The growth rate dependence of the normalized energy fluxes is as follows:
where and are the mean and standard deviation of λC, respectively, similar to the case of E. coli. Therefore, the growth rate dependence of the normalized fluxes is:
Combined with Eq. S160, Eq. S179 can be compared to experimental results, although in practice, it is difficult to tune the growth rate of tumor cells in vivo in experiments.
Recently, Shen et al. (Shen et al., 2024) reported that in many yeast and tumor cells, the measured proteome efficiencies in respiration at the cell population level are higher than the corresponding proteome efficiencies in fermentation, even though aerobic glycolysis fermentation fluxes still occur. This finding apparently contradicts prevalent explanations (Basan et al., 2015; Chen and Nielsen, 2019), which assert that overflow metabolism originates from the proteome efficiency in fermentation always being higher than in respiration.
Our model can resolve the puzzle above based on two important features: First, our model predicts that as long as ATP generation per glucose in respiration is higher than in fermentation (i.e., ), which definitely holds true for all organisms, the proteome efficiency in respiration is higher than that in fermentation when the nutrient quality κA is low (see Eqs. S37- S38 and S174–S175). Second, and importantly, due to cell heterogeneity at the population level, a subset of cells exhibiting greater proteome efficiency in fermentation compared to respiration could exist, even if the proteome efficiency at the cell population level in respiration is higher than in fermentation.
To facilitate comparison between our model and the experiments of Shen et al. (Shen et al., 2024), we define Prf as the proportion of ATP generated from fermentation, and as the proteome efficiency difference between respiration and fermentation, with
and
At the cell population level, εr, εf, 1/εr and 1/εf roughly follow Gaussian distributions (see Appendix 7.1 and Eq. S170), with
Here, , , , , and , , , are the standard deviations and mean values of εr, εf, 1/εr and 1/εf, respectively. Thus,
where the angle bracket “” represents the average over the cell population, and and are the population-averaged values of εr and εf, respectively, which are both measurable in experiments. From the derivations shown in Appendix 7.1, we approximately have
Here, we use , , and to represent the CVs of εr, εf, 1/εr and 1/εf, respectively, with
Similar to Eq. S151, the CVs of 1/εr and 1/εf are roughly equal to those of εr and εf, respectively. Thus,
Combining Eqs. S181 and S182, and using the properties of Gaussian distributions, follows a Gaussian distribution:
where and are the mean and standard deviation of , respectively. Evidently, we have
Then, we proceed to calculate the relation between Prf and using Eq. S187, and hence we obtain:
Combining Eqs. S180, S183–S185, and S188–S189, we have:
Note that the normalized energy fluxes and are proportional to the measured ATP fluxes generated in respiration and fermentation, respectively. Hence, Eq. S190 can be directly compared to experimental data. For yeast and tumor cells, due to a higher level of heterogeneity, the CVs of εr and εf, i.e., and , could be significantly higher than the corresponding values in E. coli, though their exact values are unknown. Consequently, we plot theoretical results with the values of and chosen as 0.25, 0.40, and 0.58 to compare with the experimental data for yeast and in vivo mouse tumors (Bartman et al., 2023; Shen et al., 2024). In Fig. 5A-B, we observe that the theoretical results using agree well with the experimental data (Bartman et al., 2023; Shen et al., 2024), both on a log scale and linear scale. This demonstrates that our model has the potential to quantitatively illustrate the Crabtree effect in yeast and the Warburg effect in tumors.
Appendix 10 Notes on the application of reference data
Data calibration
Throughout our manuscript, we use experimental data from the original references, except for two calibrations. The first calibration is noted in the footnote of Appendixtable 2. With this calibration, the data for E. coli (Basan et al., 2015) in Appendix-table 2 align with the curve shown in Fig. 1C, which includes experimental data for E. coli from other sources. The second calibration applies to the data shown in Figs. 3F and 1C (chemostat data for E. coli). The unit in the original reference (Holms, 1996) is mmol/(dry mass)g/h. To convert this to the unit mM/OD600/h, used in our text, the conversion factor should be 0.18. Here, we deduce that only 60% of the measured dry biomass in centrifuged material is effective when calibrating with other experimental results. Therefore, there is a calibration factor of 0.6, and the conversion factor changes to 0.3.
Data from the inducible strains
Some of the experimental data in the original references (Basan et al., 2015; Hui et al., 2015) were obtained using E. coli strains with titratable systems (e.g., titratable ptsG, LacY). The relation of these inducible strains generally aligns with the same curve as that of wild-type E. coli (Fig. 1C). Since evolutionary treatment was not applied to the inducible strains, we approximate titration perturbation as a technique that mimics culturing the strains in a less efficient Group A carbon source.
Experimental data sources
The batch culture data for E. coli shown in Fig. 1C (labeled as minimum/rich media or inducible strains) and Appendix-fig. 2C were taken from the source data of the reference’s figure 1 (Basan et al., 2015). The chemostat data for E. coli shown in Fig. 1C were taken from the reference’s table 7 (Holms, 1996). The data for E. coli shown in Fig. 1D were taken from the reference’s extended data figure 3a (Basan et al., 2015), with the calibration specified in the footnote to Appendix-table 2.
The data for E. coli shown in Fig. 2A were adopted from the reference’s extended data figure 4a-b (Basan et al., 2015). The data for E. coli shown in Fig. 2B were taken from the source data of the reference’s figure 2a (Basan et al., 2015). The data for E. coli shown in Fig. 2C were taken from the source data of the reference’s figure 3a (Basan et al., 2015). The data for E. coli shown in Fig. 3A-B were taken from the source data of the reference’s figure 3d (Basan et al., 2015).
The data for E. coli shown in Fig. 3C-D and Appendix-fig. 2D-E were taken from the source data of the reference’s figure 3c (Basan et al., 2015). The data for E. coli shown in Fig. 3F were taken from the reference’s table 7 (Holms, 1996), with a calibration factor specified in the above paragraph (“Data calibration”).
The data for E. coli shown in Fig. 4A-B and Appendix-fig. 3A-D were taken from the reference’s table S2 with the label “C-lim” (Hui et al., 2015). We excluded the reference’s data with λ = 0.45205 h-1 as there are other unconsidered factors involved during slow growth (Dai et al., 2016) (for λ < 0.5 h-1), and we suspect that unknown calibration factors may exist. The data for E. coli shown in Fig. 4C-D and Appendix-fig. 3E-N were adopted from the reference’s extended data figure 6–7 (Basan et al., 2015).
The batch culture data for yeast shown in Fig. 5 were derived from the source data of the reference’s extended figure 4c-d (Shen et al., 2024). The chemostat data for yeast shown in Fig. 5 were derived from the source data of the reference’s figure 3d-e (Shen et al., 2024), where glucose is the limiting nutrient. We excluded the reference’s data for I. orientalis under condition C2, where the ATP flux was abnormally small. The mouse tumor in vivo data shown in Fig. 5 were derived from the source data of the reference’s figure 4e-g (Shen et al., 2024), which were originally reported by Bartman et al. (Bartman et al., 2023), the same research group as Shen et al. (Shen et al., 2024). We did not include the cancer cell line data shown in figure 4a-c of Shen et al. (Shen et al., 2024) since it appears that the proteomic data and flux data were obtained from two different references with inconsistent culturing conditions.
The gene names of E. coli depicted in Appendix-fig. 1B were identified using the KEGG database. The data for E. coli shown in Appendix-fig. 2G were drawn from Appendix-table 1, which includes the original references themselves. The flux data for E. coli presented in Appendix-table 2 were obtained from the reference’s extended data figure 3a (Basan et al., 2015), with the calibration specified in the footnote. The proteome data for E. coli shown in Appendixtable 2 were taken from the reference’s supplementary Table N5 (Basan et al., 2015).
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