The subthalamic nucleus contributes causally to perceptual decision-making in monkeys

  1. Department of Neuroscience, University of Pennsylvania, Philadelphia, PA 19104

Peer review process

Not revised: This Reviewed Preprint includes the authors’ original preprint (without revision), an eLife assessment, public reviews, and a response from the authors (if available).

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Editors

  • Reviewing Editor
    Kristine Krug
    Otto-von-Guericke University Magdeburg, Magdeburg, Germany
  • Senior Editor
    Michael Frank
    Brown University, Providence, United States of America

Reviewer #1 (Public Review):

The study reports that STN neurons recorded while monkeys performed a random-dot motion task show diverse activation timecourses relative to task events and dependencies on coherence, reaction time, and saccade-choice direction. Different neuron types could be grouped into functional subpopulations, e.g., coherence sensitivity emerging early only in choice-coding neurons. Clustering techniques identified three functionally defined neuron clusters whose dynamic activity profiles related to computational predictions of different decision models in the literature. Microstimulation at different STN recording sites affected behavioral performance in varying but well-conceptualized ways that were captured by the parameters of drift-diffusion models and related to the presence of STN functional clusters at recording sites. The authors conclude that their results validate key aspects of decision models and identify novel aspects of decision-related STN activity.

This is an interesting and high-quality paper that will be of interest across computational and decision neuroscience fields. The recordings and data analyses seem carefully conducted. The study has an attractive theoretical starting point of three specific computational signals that are then mapped onto identified neuron clusters. The combination of single-cell recordings, microstimulation, and computational modelling is a distinct strength of the paper. I only have a few questions and suggestions for clarification.

(1) It would be helpful to explain the criteria for choosing a given number of clusters and for accepting the final clustering solution more clearly. The quantitative results (silhouette plots, Rand index) in Supplementary Figure 2 should perhaps be included in the main figure to justify the parameter choices and acceptance of specific clustering solutions.

(2) It would be helpful to show how the activity profiles in Figure 3 would look like for 3 or 5 (or 6) clusters, to give the reader an impression of how activity profiles recovered using different numbers of clusters would differ.

(3) The authors attempt to link the microstimulation effects to the presence of functional neuron clusters at the stimulation site. How can you rule out that there were other, session-specific factors (e.g., related to the animal's motivation) that affected both neuronal activity and behavior? For example, could you incorporate aspects of the monkey's baseline performance (mean reaction time, fixation breaks, error trials) into the analysis?

(4) Line 84: What was the rationale for not including both coherence and reaction time in one multiple regression model?

Reviewer #2 (Public Review):

This study uses single-unit recordings in the monkey STN to examine the evidence for three theoretical models that propose distinct roles for the STN in perceptual decision-making. Importantly, the proposed functional roles are predictive of unique patterns of neural activity. Using k-means clustering with seeds informed by each model's predictions, the current study identified three neural clusters with activity dynamics that resembled those predicted by the described theoretical models. The authors are thorough and transparent in reporting the analyses used to validate the clustering procedure and the stability of the clustering results. To further establish a causal role for the STN in decision-making, the researchers applied microstimulation to the STN and found effects on response times, choice preferences, and latent decision parameters estimated with a drift diffusion model. Overall, the study provides strong evidence for a functionally diverse population of STN neurons that could indeed support multiple roles involved in perceptual decision-making. The manuscript would benefit from stronger evidence linking each neural cluster to specific decision roles in order to strengthen the overall conclusions.

The interpretation of the results, and specifically, the degree to which the identified clusters support each model, is largely dependent on whether the artificial vectors used as model-based clustering seeds adequately capture the expected behavior under each theoretical model. The manuscript would benefit from providing further justification for the specific model predictions summarized in Figure 1B. Further, although each cluster's activity can be described in the context of the discussed models, these same neural dynamics could also reflect other processes not specific to the models. That is, while a model attributing the STN's role to assessing evidence accumulation may predict a ramping up of neural activity, activity ramping is not a selective correlate of evidence accumulation and could be indicative of a number of processes, e.g., uncertainty, the passage of time, etc. This lack of specificity makes it challenging to infer the functional relevance of cluster activity and should be acknowledged in the discussion.

Additionally, although the effects of STN microstimulation on behavior provide important causal evidence linking the STN to decision processes, the stimulation results are highly variable and difficult to interpret. The authors provide a reasonable explanation for the variability, showing that neurons from unique clusters are anatomically intermingled such that stimulation likely affects neurons across several clusters. It is worth noting, however, that a substantial body of literature suggests that neural populations in the STN are topographically organized in a manner that is crucial for its role in action selection, providing "channels" that guide action execution. The authors should comment on how the current results, indicative of little anatomical clustering amongst the functional clusters, relate to other reports showing topographical organization.

Overall, the association between the identified clusters and the function ascribed to the STN by each of the models is largely descriptive and should be interpreted accordingly. For example, Figure 3 is referenced when describing which cluster activity is choice/coherence dependent, yet it is unclear what specific criteria and measures are being used to determine whether activity is choice/coherence "dependent." Visually, coherence activity seems to largely overlap in panel B (top row). Is there a statistically significant distinction between low and high coherence in this plot? The interpretation of these plots and the methods used to determine choice/coherence "dependence" needs further explanation.

In general, the association between cluster activity and each model could be more directly tested. At least two of the models assume coordination with other brain regions. Does the current dataset include recordings from any of these regions (e.g., mPFC or GPe) that could be used to bolster claims about the functional relevance of specific subpopulations? For example, one would expect coordinated activity between neural activity in mPFC and Cluster 2 according to the Ratcliff and Frank model. Additionally, the reported drift-diffusion model (DDM) results are difficult to interpret as microstimulation appears to have broad and varied effects across almost all the DDM model parameters. The DDM framework could, however, be used to more specifically test the relationships between each neural cluster and specific decision functions described in each model. Several studies have successfully shown that neural activity tracks specific latent decision parameters estimated by the DDM by including neural activity as a predictor in the model. Using this approach, the current study could examine whether each cluster's activity is predictive of specific decision parameters (e.g., evidence accumulation, decision thresholds, etc.). For example, according to the Ratcliff and Frank model, activity in cluster 2 might track decision thresholds.

Reviewer #3 (Public Review):

Summary:

The authors provide compelling evidence for the causal role of the subthalamic nucleus (STN) in perceptual decision-making. By recording from a large number of STN neurons and using microstimulation, they demonstrate the STN's involvement in setting decision bounds, scaling evidence accumulation, and modulating non-decision time.

Strengths:

The study tested three hypotheses about the STN's function and identified distinct STN subpopulations whose activity patterns support predictions from previous computational models. The experiments are well-designed, the analyses are rigorous, and the results significantly advance our understanding of the STN's multi-faceted role in decision formation.

Weaknesses:

While the study provides valuable insights into the STN's role in decision-making, there are a few areas that could be improved. First, the interpretation of the neural subpopulations' activity patterns in relation to the computational models should be clarified, as the observed patterns may not directly correspond to the specific signals predicted by the models. Second, the authors could consider using a supervised learning method to more explicitly model the pattern correlations between the three profiles. Third, a neural population model could be employed to better understand how the STN population jointly contributes to decision-making dynamics. Finally, the added value of the microstimulation experiments should be more directly addressed in the Results section, as the changes in firing patterns compared to the original patterns are not clearly evident.

  1. Howard Hughes Medical Institute
  2. Wellcome Trust
  3. Max-Planck-Gesellschaft
  4. Knut and Alice Wallenberg Foundation