The retina has a very high energy demand but lacks an internal blood supply in most vertebrates. Here we explore the hypothesis that oxygen diffusion limited the evolution of retinal morphology by reconstructing the evolution of retinal thickness and the various mechanisms for retinal oxygen supply, including capillarization and acid-induced haemoglobin oxygen unloading. We show that a common ancestor of bony fishes likely had a thin retina without additional retinal oxygen supply mechanisms and that three different types of retinal capillaries were gained and lost independently multiple times during the radiation of vertebrates, and that these were invariably associated with parallel changes in retinal thickness. Since retinal thickness confers multiple advantages to vision, we propose that insufficient retinal oxygen supply constrained the functional evolution of the eye in early vertebrates, and that recurrent origins of additional retinal oxygen supply mechanisms facilitated the phenotypic evolution of improved functional eye morphology.
The light-absorbing retina lining the back of the vertebrate eye is an outgrowth of the forebrain and shares the same high oxygen demand with other neural tissues (Country, 2017). Despite its high demand for oxygen, the retina of most vertebrates remains avascular (Country, 2017; Yu et al., 2009) and must be supplied by oxygen diffusing from adjacent vascular structures. Thus, retinal thickness is constrained by the diffusive distance between the retinal mitochondria and the ubiquitous choroidal capillary network (choriocapillaris) behind the retina (Country, 2017; Buttery et al., 1991; Chase, 1982; Yu et al., 2009). Diffusion is governed by Fick’s law, where adequate oxygen delivery to sustain a thicker retina can be achieved through reduced diffusion distance, increased surface area of retinal capillary beds, or increased oxygen partial pressure gradient. Any combination of such enhancements will increase oxygen flux and open opportunities for enhanced retinal thickness. While thickness itself may be of little adaptive consequence, its enhancement allows for changes in retinal morphology that are directly associated with visual performance. These include increased density of photoreceptors and ganglion cells within the retina (Walls, 1937; Querubin et al., 2009; Potier et al., 2017) as well as the stacking of rods and cones to increase light sensitivity (Rodieck, 1998).
Shorter diffusion distance from blood to the retina and/or larger diffusive area can be achieved by developing capillaries either within the retina itself or on its light facing side (intra- and pre-retinal capillaries, respectively). These additional capillary networks, which are analogous to those of the human retina, are found in a small minority vertebrates, including examples in teleost fish, amphibians, reptiles, birds, and particularly mammals, and are thus scattered across the vertebrate phylogeny (Yu et al., 2009; Country, 2017; Chase, 1982; Meyer, 1977; Buttery et al., 1991; Walls, 1937). While improving the oxygen supply, such retinal capillaries may interfere with the light path to the retinal cells and hence introduce a trade-off between oxygen delivery and visual acuity (Country, 2017; Yu and Cringle, 2001).
Early in the evolution of the ray-finned fishes, amino acid substitutions in haemoglobin produced an exceptional pH-sensitivity of oxygen binding called the Root effect (Root, 1931). The subsequent evolution of a specialised capillary bed behind the retina (choroid rete mirabile) allowed for localised reduction of pH, which promoted efficient oxygen off-loading. In combination with the counter-current arrangement of its capillaries it became possible to generate localised extreme oxygen partial pressures (PO2) in excess of 1300 mmHg (Wittenberg and Wittenberg, 1962; Wittenberg and Wittenberg, 1974b; Wittenberg and Haedrich, 1974a) (see Figure 3—figure supplement 1 and Interactive 3D Model for detailed vascular overview). Thus, many of the ray-finned fishes enhance oxygen flux to the retinal cells not by increased diffusion area or diminished diffusion distance, but instead by massively increasing the steepness of the diffusion gradient using the oxygen secretory mechanism.
Whilst the evolutionary relationships between the size of the Root effect and the development of the choroid rete mirabile has been studied in some detail (Berenbrink et al., 2005; Verde et al., 2008), the relationship between oxygen secretion and retinal thickness has not been examined. The same can be said of the relationship between the development of intra- or pre-retinal capillaries and retinal thickness. It has been convincingly argued that the choroid rete mirabile evolved only once in an early ray-finned fish but was subsequently lost independently within five clades of teleosts, concomitantly with a reduction in Root effect (Berenbrink et al., 2005). These losses allow for the investigation of whether secondary reductions in oxygen secretion resulted in thinning of the retina or in compensatory introduction of pre- or intra-retinal capillarization to maintain retinal thickness.
The present study was therefore designed to detect co-evolutionary changes between retinal oxygen supply and retinal morphology. Since the ray finned fishes are known to present all three enhancements in oxygen flux (Country, 2017; Yu and Cringle, 2001), we developed a phylogenetic model based on ray-finned fishes to illuminate the effects of enhancements and losses of oxygen secretion on retinal thickness, and we used the lobe-finned fishes as outgroup. Within these species, we measured the magnitude of the Root effect, the extent of retinal thickness, and the degree of retinal capillarization (Supplementary file 1). We then scanned the literature and included additional data on Root effect magnitude and the presence of the choroid rete mirabile to increase the power of the ray-finned fish model (Supplementary file 1). In addition, since intra-retinal capillarization is widespread among mammals, we used the model to evaluate the correlation between oxygen supply and retinal thickness in mammals based primarily on literature data.
Using this model, we tested three hypotheses on vertebrate eye evolution. Firstly, since retinal capillarization and oxygen secretion have not been reported in elasmobranchs or jawless vertebrates, we tested the hypothesis that the archetypal bony fish retina was thin and was supplied solely by the choriocapillaris. Next, we tested the hypothesis that any evolutionary enhancement of retinal oxygen flux was associated with thicker retinae. Finally, we tested the hypothesis that modulation of oxygen secretion changes the need for retinal capillarization, such that loss of oxygen secretion should be associated with either thinning of the retina or introduction of extra capillary supply routes.
In the following, we initially analyse the evolution of retinal thickness followed by a similar analysis of the evolution of retinal oxygen flux mechanisms. Finally, we present the analysis of the evolutionary interactions between retinal morphology and its oxygen supply.
The thickness of the retina and its layers was quantified with both in vivo high-frequency ultrasound and histology on 34 ray-finned fish species, three lungfishes and two mammals (Figure 1, Videos 1–2). This core data was supplemented with literature values of retinal thickness from 14 tetrapods. We then used a maximum likelihood ancestral state reconstruction to model retinal thickness across all branches within a phylogenetic tree encompassing these species.
This analysis suggested a thin retina (194 µm) in the last common ancestor of bony fishes some 425 million years ago (MYA), that is before the split of the ray- and lobe-finned fishes (Figure 1) supporting the first hypothesis. The analysis revealed that retinal thickness doubled independently on six occasions within the bony fish phylogeny. Thus, the doubling occurred once within osteoglossiform fishes, once in salmoniformes and four times in perciform fishes. In all of these groups retinal thickness exceeded 500 µm in some species (Figure 1). The analysis also showed that retinal thickness halved three times within the vertebrates, falling to below 96 µm within several species (Figure 1).
To test whether increased eye size was associated with a thicker retina, we first computed the body mass corrected residuals in eye mass (phylogenetic general least squares (PGLS), t = 12.7, p<0.001, n = 79, Figure 2A) and showed that these residuals were indeed strongly associated with increases in retinal thickness (PGLS, t = 21.6, p<0.001, n = 36, Figure 2B). This suggests that species that invest in large eyes (compared to similar sized species) also invest in increased retinal thickness.
Next, we used stereological analyses on high-resolution computed tomography scans, magnetic resonance imaging scans, and histological sections of eyes from 58 different vertebrates to identify and quantify the type and extent of capillary networks supplying the retina. In addition, we measured the Root effect in blood samples from 43 species and combined these two data sets to reconstruct the evolutionary history of the oxygen flux to the vertebrate retina (Figure 3). This analysis indicated that the most recent common ancestor of bony fishes was devoid of a choroid rete mirabile (probability for presence = 0.1%), devoid of intra-retinal capillaries (probability for presence = 0.4%), and likely also lacked pre-retinal capillaries (probability for presence = 32.4%) (Figure 3). These results strongly support the first hypothesis that the retina of this ancestor to bony fish only relied on the choroidal capillaries lining the back of the retina for oxygen delivery similarly to what is found in the extant coelacanth and Australian and South American lungfishes (Figure 3—figure supplement 2).
Further, the reconstruction showed that the choroid rete mirabile originated at least twice in the ray-finned fishes. Firstly, in the lineage leading to Amia, and secondly, in a common ancestor to the teleosts (Figure 3). Loss of the choroid rete mirabile actually appears to have been a common phenomenon through the radiation of the ray-finned fishes, as we find a surprising 23 losses (Figure 3). Intra-retinal capillaries originated independently within ray-finned fishes and mammals (Figures 3 and 4): Within the ray-finned fishes, intra-retinal capillarization originated at least twice, in the branches leading to the European eel, Anguilla anguilla, and the elephant nose fish, Gnathonemus petersii (Figure 3). Applying this model on mammalian data (Chase, 1982; Leber, 1903; Samorajski et al., 1966; Moritz et al., 2013; Kolmer, 1927; Bellhorn, 1997; McMenamin, 2007), reveals that the retina of the most recent common ancestor of mammals was most likely devoid of capillaries (anangiotic) (probability for presence of capillaries = 1.2%). Capillarization of the whole retina (holangiotic retina) seems to have originated from an anangiotic ancestor on at least three occasions within the mammalian phylogeny including twice within marsupials (~63 and 54 MYA) and once in a common ancestor of the eutherian superorders Laurasiatheria and Euarchontoglires (~96 MYA) (Figure 4). The analysis also shows secondary reductions in retinal capillarization within mammals. Thus, there are at least five complete losses within the eutherian mammals (Figure 4) where retina change from a holangiotic to an anangiotic state, as well as two partial reductions (holangiotic to merangiotic) where capillaries in the retinal periphery are lost but remain around the optical disc (i.e., in the branches leading to European rabbit, Oryctolagus cuniculus, and musk deer, Moschus fuscus).
The presence of a choroid rete mirabile is associated with an elevated Root effect. Thus, the Root effect is significantly higher in species with choroid rete mirabile compared to species without (phylogenetic analysis of variance simulation (pAOV), F = 122, p<0.001, n = 68, Figure 5A). Further, there is a negative correlation between the extent of pre-retinal capillarization and Root effect magnitude (PGLS, t = -4.62, p<0.001, n = 19; Figure 5B) supporting the idea of pre-retinal capillaries causing light scattering and thus a trade off in visual performance. This inverse relationship between retinal capillarization and oxygen secretion was supported by reconstructing retinal oxygen supply in the lines of descent connecting the most recent common ancestor of bony fishes and extant fishes exhibiting retinal oxygen secretion, such as European perch, Perca fluviatilis (Figure 6A). In this evolutionary trajectory, the Root effect increased linearly over time (Figure 6A). When the Root effect increased above 40% around 200 MYA, the choroid rete mirabile evolved, allowing a decrease in pre-retinal capillarization (Figure 6A). Similar reductions in retinal capillarity in the evolutionary trajectory leading to several other teleosts with retinal oxygen secretion further supported this relationship (evolutionary trajectories to all extant species are deposited on GitHub, https://github.com/christiandamsgaard/Retinaevolution). Moreover, the reconstructed evolutionary trajectories of retinal oxygen supply indicate reverse causation between retinal capillarity and oxygen secretion during secondary losses of oxygen secretion. For example, oxygen secretion was secondarily lost in the lineages leading to European eel, Anguilla anguilla (Figure 6B), and striped catfish, Pangasianodon hypophthalmus (Figure 6C), and these losses coincided with the origin of intra-retinal capillarization and extended pre-retinal capillarization in the two respective lineages. All three of these findings strongly support the third hypothesis by showing an inverse relationship between retinal capillarization and oxygen secretion through the dual presence of Root effect haemoglobins and the choroid rete mirabile.
The retinal thickness in the ray-finned fishes was strongly associated with the presence of a choroid rete mirabile which represents a proxy for oxygen secretion (pAOV, F = , p=0.00264; Figure 7A). This association was found in the evolutionary trajectory connecting the most recent common ancestor of bony fishes and extant teleosts showing a 30% increase in retinal thickness in the branch where the choroid rete mirabile evolved ~200 MYA (e.g., perch; Figure 6A). Conversely, in branches where the choroid rete mirabile was secondarily lost, retinal thickness decreased substantially, which further supported the tight relationship between oxygen secretion and retinal morphology (e.g., loaches; Figure 6D). The only species that deviated from this loss of retinal thickness downstream of loss of oxygen secretion are those in which oxygen flux was to some extent maintained by the introduction of intra- or pre-retinal capillaries that replace the loss of partial pressure gradient with an increase in diffusive surface area or reduced diffusive distance (Figure 6C; Figure 7A black vs. orange symbols, p=0.005, PGLS). This relationship can be tested in mammals, which never evolved oxygen secretion, but which show a strong relationship between retinal thickness and presence of intra-retinal capillarization (pAOV, F = , p = 0.00168; Figure 7B).
We also examined two groups of fishes with ‘natural knock-out’ of retinal morphology or haemoglobin to examine whether they follow the patterns described above. Firstly, Antarctic icefishes that lost haemoglobin could be compared to close relatives that retained haemoglobin allowing examination of how a sudden loss in blood oxygen carrying capacity affected retinal morphology. Here, the reconstruction showed that species with or without haemoglobin show remarkably similar retinal thickness (Figure 8). Those that lost haemoglobin and hence oxygen secretion show an extensive pre-retinal capillarization (previously described by Wujcik et al., 2007) allowing the maintenance of retinal thickness (Figure 8). This finding strongly emphasises how loss of blood oxygen supply can be compensated by increasing the diffusion area via new capillary networks. Secondly, we explored how relaxed selection on vision affected the oxygen supply to the eye. During the recurrent cave invasions by the Mexican tetra, Astyanax mexicanus, vision has been lost through varying degrees of eye regression (Figure 9). The ecotypes within this species displayed variation in Root effect magnitude and choroid rete mirabile size, where ecotypes with greatest eye regression showed lowest Root effect magnitudes as well as diminished choroid rete mirabile size (Figure 9). In addition, the Micos ecotype that exhibited an intermediate stage of eye regression had almost halved the retinal thickness compared to the basal surface ecotype. Thus, both of these ‘natural knock-out’ examples follow the pattern of retinal thickness correlating positively to oxygen supply capacity and further, where one type of oxygen delivery mechanism has been diminished it has been replaced by other types of oxygen delivery.
Our analysis reveals a tight, mutually dependent relationship between retinal oxygen supply mechanisms and retinal morphology in ray-finned fishes and mammals. These relationships are revealed both in the statistical correlations, in the temporal overlap within macroevolutionary reconstructions, and in the cases of ‘natural knock-out’ within Astyanax and Channichthyidae. These three separate lines of data independently support the hypothesis that the origin of additional oxygen supply mechanisms was associated with the evolutionary increases in retinal thickness.
The evolutionary reconstruction indicates that the last common ancestor of bony fishes only supplied the retina with oxygen from the choriocapillaris. This finding contrasts previous investigations suggesting an earlier origin of the choroid rete mirabile in a shared ancestor of bony fishes (Bailes et al., 2006; Yu et al., 2009). Further, our reconstruction revealed that this ancient bony fish likely possessed a thin retina, typical for extant species with no additional oxygen supply mechanisms, as well as species with reduced eye size (Figure 2B). Given that the positive relationship between eye size and retinal thickness held true for early vertebrates, our prediction of a thin retina is consistent with the fossil evidence where the oldest known bony fishes, for example †Guiyu oneiros (Zhu et al., 2009) and the oldest lobe-finned fishes (MacIver et al., 2017) possessed small eyes. Therefore, we propose that the advanced retinal oxygenation patterns in extant bony fishes derive from a very basic physiological phenotype in their most recent common ancestor.
The trajectories of retinal evolution from the most recent common ancestor of bony fish to teleosts with oxygen secretion show that the origin of the choroid rete mirabile ~200 MYA coincided with significantly increased retinal thickness (e.g., Figure 6A). This finding strongly suggests that oxygen secretion conferred an adaptive advantage to teleosts by improving retinal oxygenation through a steeper diffusion gradient and hence permitted the morphological evolution of the retina. Further, our confirmation of the second hypothesis of a negative correlation between Root effect magnitude and pre-retinal capillarization suggests that oxygen secretion conferred an additional advantage to fish vision by reducing the adverse effects of light scattering from red blood cells in the visual field (Country, 2017; Yu and Cringle, 2001).
Our data set also revealed multiple independent losses of the oxygen secretion system within the teleosts and associated regressions in retinal morphology (Figures 1 and 3). The causality underlying these secondary losses in oxygen secretion and the declines in retinal thickness is challenging to resolve. However, our demonstration of reduced Root effect magnitude and regressed choroid rete mirabile morphology in cave-dwelling ecotypes of Mexican tetras proposes that the recurrent secondary losses of oxygen secretion across teleosts may have resulted from relaxed selection on vision. The rapid loss of Root effect may also be an indication of costs associated with the maintenance of enhanced Root effect haemoglobins. Such costs have been suggested previously and include exaggerated coupling between CO2 and O2 transport, increased oxidative damage, and a reduction in blood's oxygen-carrying capacity under acidification of the blood (e.g., under anaerobic exercise, hypoxia, hypercapnia) (Pelster and Weber, 1991; Damsgaard et al., 2019b; Wilhelm Filho, 2007). However, the loss of a choroid rete mirabile did not lead to a complete loss of the Root effect in species that utilise a rete mirabile in the swim bladder for buoyancy regulation, as these species tend to have a reduced, but not lost, Root effect in their blood (Berenbrink et al., 2005). Whatever the dynamics of the Root effect loss, the positive correlation between retinal thickness and the magnitude of the Root effect in Mexican cave fishes provide further support for an intrinsic link between retinal morphology and oxygen flux mechanisms within vertebrates.
Interestingly, our analysis identified some species descending from ancestors that had lost the choroid rete mirabile but retained a thick retina. These species provided valuable insight into alternative mechanisms for retinal oxygenation that are independent of oxygen secretion. Here, we identified multiple independent increases in pre-retinal capillarization downstream to separate secondary losses of oxygen secretion, including, but not limited to, the striped catfish and the Channichthyidae. This vascular pattern also originated within the lobe-finned fishes that never evolved oxygen secretion, such as within the amphibians, reptiles, and birds (Country, 2017; Yu et al., 2009; Meyer, 1977), providing the same general mechanism for improved retinal oxygenation, which was also associated with retinal thicknesses exceeding those of many other tetrapods.
Intra-retinal capillaries represent an alternative mechanism to improve oxygen supply in the absence of oxygen secretion. The two independent origins of intra-retinal capillaries within teleosts both overlapped with the losses of oxygen secretion, but a maintenance of retinal thickness, which illustrates the efficacy of intra-retinal capillaries in oxygenating the retina. This retinal capillarization is functionally similar to the solution that evolved independently in mammals. Interestingly, the independent origins of holangiotic capillarization in mammals seem to coincide with the origin of endothermy in a late-Mesozoic dinosaur group, whereby mammals altered from a nocturnal to diurnal activity pattern that increased the reliance on vision and a thicker retina (Gerkema et al., 2013). Our reconstruction also revealed five secondary losses of intra-retinal capillaries in the eutherian mammal groups, which include species that have evolved non-visual primary senses (e.g., echolocation in bats) with retinal thicknesses well below those of species with intra-retinal capillarization. These observations all support the second hypothesis of a tight connection in the evolution of enhanced retinal oxygen delivery mechanisms and improved retinal thickness.
The six-fold interspecific differences in retinal thickness raise the question of the adaptive significance of retinal thickness to visual performance. Several studies have shown that retinal thickness increases with the density of photoreceptors and retinal ganglion cells, where the latter relates directly to spatial resolution (Walls, 1937; Querubin et al., 2009; Potier et al., 2017). This relationship is particularly pronounced in the retinal region surrounding the fovea or area centralis, where visual cells are not only densely packed but also frequently arranged in several layers, one above the other (Querubin et al., 2009; Potier et al., 2017; Jeffery and Williams, 1994). The only exception to this is the central fovea, where the retinal ganglion cells (and sometimes other inner retinal layers) are partially or fully displaced to create a depression on the retinal surface (known as the fovea), below which the retina is much thinner. Nonetheless, a thicker retina with a higher density of visual cells arranged in layers (as found in the vicinity of a fovea or area centralis) confers a number of performance advantages: Firstly, the ability to resolve spatial details in a well-focused retinal image is directly proportional to the density of ganglion cells (i.e., to the fineness of the sampling matrix; Rodieck, 1998). Secondly, layers of ganglion cells (possibly with parallel sampling matrices) have the potential to analyze different types of visual information in parallel pathways (e.g. the parallel ‘ON’ and ‘OFF’ ganglion cell pathways; Rodieck, 1998). Thirdly, a thicker photoreceptor layer allows the possibility of longer rod and cone outer segments for greater light absorption and enhanced sensitivity (Land and Nilsson, 2012; Cronin, 2014). Indeed, in many species of deep-sea fishes (Warrant and Locket, 2004; Locket, 1977), and in one remarkable nocturnal bird (the oilbird, Steatornis caripensis; Martin et al., 2004), the retina has thickened substantially to allow several layers of rods, hence significantly improving photon catch in the light-impoverished environments where these animals live.
A thicker retina obviously confers multiple performance advantages to the vision of animals, but simultaneously introduces an inherent trade-off between visual performance and retinal oxygen delivery. Here, we provide evidence for the convergent evolution of improved retinal morphology from a primitive retinal phenotype that was invariably associated with the emergence of improved oxygen supply mechanisms. We show that these additional mechanisms have been repeatedly gained and lost during vertebrate evolution and are in all cases associated with parallel changes in retinal morphology and possibly visual performance. Based on these data, we propose that retinal oxygen diffusion constrained the evolution of improved vision in ancestral vertebrates; a constraint that was repeatedly relaxed by various combinations of vascular and haemoglobin adaptations permitting the adaptive evolution of the vertebrate eye.
We used an integrative and comparative analysis of retinal morphology and respiratory phenotyping. First, measurements of the functional anatomy of the vertebrate eye were made in vivo with high-frequency ultrasound (Videos 1–2). These were expanded with stereological analyses of histological sections, high-resolution computed tomography and magnetic resonance imaging of whole eyes to quantify extra-retinal capillarization and thicknesses of all retinal layers and were combined with measurements of haemoglobin functional properties (Figure 3—figure supplement 1). We analyzed these data in a phylogenetic comparative framework to test to what extent independent origins of additional retinal oxygen supply were consistently associated with improved retinal morphology. When compatible, we further included published literature values for retinal thickness and Root effect magnitude and the absence and presence of a choroid rete mirabile and intra-retinal capillaries to increase the power in the ancestral state reconstructions (Supplementary file 1).
Eighty-seven species of fishes were included in this study, and were chosen to include representatives from as many clades as possible that were known to contain species with and without distinct types of retinal oxygen supplies. Of the initial 87 species, 31 species were examined by in vivo ultrasound imaging. These specimens were purchased from local aquaculture facilities, research institutions, or aquarium stores, and kept in large tanks coupled with a recirculation system at Zoophysiology, Aarhus University, Denmark. Animals were fed daily with commercially dry pellets until analysis and held under a 12:12 hr light cycle. Animals of the three ecotypes of Astyanax mexicanus (Surface, Micos, and Pachón) were offspring of animals caught in their natural caves by H.W. Notothenioid specimens were captured and sampled by TD and HWD along the West Antarctic Peninsula during a field campaign in 2016 supported by the United States Antarctic Program (USAP).
Several specimens with the following museum numbers were loaned from Natural History Museum of Denmark to examine retinal capillarity phenotype using whole animal magnetic resonance imaging in Latimeria chalumnae (ZMUC P1112, Conservation du Coelacanthe number 23) and Dissostichus eleginoides (ZMUC P63215), and using micro-CT following by histological sectioning of the eye of Neoceratodus fosteri (ZMUC P1127) (Figure 3—figure supplement 2).
To test for the effect of spheriality on eye volume estimations, we used whole animal imaging data sets of nototenioid specimens with the following museum numbers that were scanned using magnetic resonance imaging in Cottoperca gobio (ZMUC P639); Eleginops maclovinus (ZMUC CN2); Notothenia angustata (ZMUC 7746); Notothenia coriiceps (ZMUC 9086); Gymnodraco acuticeps (ZMUC P6346); Parachaenichthys georgianus (ZMUC P632), Parachaenichthys charcoti (ZMUC 6); Champsocephalus gunnari (ZMUC P63195); Chaenocephalus aceratus (ZMUC P63200); Chionodraco rastrospinosus (ZMUC P63202)], and using micro-computed tomography imaging (micro-CT) in Bovichtus variegatus (ZMUC CN1), Artedidraco skottsbergi (ZMUC 8374), Pogonophryne immaculate (ZMUC 7755), Harpagifer antarcticus (ZMUC P63273), and Harpagifer bispinis (ZMUC P6310).
High-frequency micro-ultrasound was applied to visualise retinal blood flow in vivo. Fish were lightly anaesthetised until unresponsive to tactile stimulation using benzocaine (ethyl-4-aminobenzoate) at species-dependent concentrations (Supplementary file 2) and immobilised in a custom-made harness underwater and under the same light regime. Ultrasound imaging was performed using a VisualSonics Vevo 2100 system with either a 21 MHz transducer (MS250) for very large species, a 40 MHz transducer (MS550d) for medium-sized species, or a 48 MHz transducer (MS700) for smaller species (Supplementary file 2), with the transducer placed orthogonally to the eye and parallel to the longitudinal axis of the fish. Both eyes were imaged 1 cm underwater using brightness mode to acquire high-resolution transversal videos and blood-motion-enhanced images by quadratic averaging (described below), and colour Doppler mode to acquire colour-coded videos of directional blood movement. All individuals within a species had similar blood flow patterns. Ultrasonographic videos from all species can be found in Videos 1–2. The transducer was initially translated across the entire eye surface to scan for optimal positioning of 2D ultrasound section for quantitative measurements.
Ultrasound imaging was used to quantify maximal retinal thickness [T(retina)] (as described below in Stereological analysis section) and the volumes of the eye [V(eye)], the retina [V(retina)], and the choroid rete mirabile [V(CRM)]. Maximal retinal thickness was used in the subsequent data analysis, while V(eye), V(retina), and V(CRM) were used to assess intraspecific variation in eye morphology (Supplementary file 3). For V(eye), a spherical eye shape was assumed, and volume was calculated from the radius [r(eye)] of the eye:
To determine how slight deviations from sphericity biased the results, 16 notothenioid species previously harvested as intact museum specimens were subjected to detailed analysis of the relationship between geometrically calculated eye volume from average eye radius (average of horizontal and vertical radius of the eye) and eye volume calculated from stereological measurements on 3D datasets acquired with MRI and micro-CT (see description of scanning parameters below). This showed that eye volume estimates based on eye radius were proportional (Figure 10) and not significantly different (p=0.33, paired t-test) to V(eye) estimates obtained by three-dimensional stereological analysis, thus allowing valid inclusion of species where only eye radius was available.
Retinal volume estimation was performed by subtracting the volume of intersection between the imaginary sphere constituted by the inner side of the retina [with the radius r(retina)] and the eye sphere displaced by the maximum thickness of the retina [d(eye/retina)] from the total eye volume (Figure 10):
Choroid rete mirabile volume estimation was performed by assuming a semilunar shape of the choroid rete mirabile and subtracting the volume of intersection between the imaginary sphere constituted by the choroid rete mirabile [with the radius r(CRM)] and the eye sphere displaced by d(eye/CRM) and the volume of intersection between the imaginary sphere constituted by the choroid rete mirabile and the imaginary sphere constituted by the optic nerve penetrating though the choroid rete mirabile [with the radius r(NO)] displaced by d(CRM/NO) from the total imaginary CRM sphere volume (Figure 10):
Both T(retina), V(eye), V(retina), and V(CRM), showed low intraspecific variation (Supplementary file 3), and consequently, only one replicate per species was used in the stereological analysis of micro-CT and histology. Additionally, 3D ultrasound was used to model the blood flow architecture in five representative species of different retina supply types (Video 2). Here a VisualSonics Vevo 2100 system with a 48 MHz transducer (MS700) was moved using motor-assisted stepwise 2D scanning in 20 µm steps to scan the entire eye in the dorsal-to-ventral direction, acquiring 1000 frames/step. Each sectional dataset was post-processed to calculate the quadratic averaged intensity (D) from the arithmetic averaged intensity (Î) from the intensity (I) at each pixel coordinate (x, y) over time (t) in the total number of frames (N):
This was reconstructed into 3D datasets with a 30 × 30 × 20 µm3 spatial resolution in which blood speckles that are much more dynamic than tissue speckles were greatly enhanced, thereby creating a functional angiography of the eye without the use of contrast agent (Tan et al., 2015).
After micro-ultrasound imaging, animals were euthanised with a benzocaine overdose in aquaria water. Blood was withdrawn from the caudal vein using a heparinised (5,000 IU ml−1) syringe in larger specimens and using heparinised hematocrit tubes from the exposed heart ventricle in smaller specimens. Fishes were then decapitated, and the whole heads fixed by immersion in buffered 4% formaldehyde for 10 min. Both eyes were then removed, weighed and immersed in buffered 4% formaldehyde at 5°C until histological preparation.
Immediately after sampling, blood was centrifuged (3 min, 2,900 g) to remove plasma and leukocytes. The red blood cell pellet was washed three times in saline and then stored and lysed at −80°C. Red blood cell solutions were thawed on ice, centrifuged (1 min, 12,000 g), and mixed to a final heme concentration of ~10 µmol l−1 in either 50 mmol l−1 citrate-HCl (pH 5.5) or Tris-HCl buffers (pH 8.5) containing 100 mmol l−1 KCl. Root effect magnitude was calculated as the per cent desaturation at pH 5.5 compared to pH 8.5, by recording the absorbance spectrum between 480 and 700 nm at 0.2 nm intervals, where fractions of oxyHb, deoxy-Hb and metHb were calculated by spectral deconvolution using species-specific wavelength spectra of oxyHb, deoxy-Hb and metHb (Jensen, 2007). This method shows the same Root effect magnitude as in whole blood (Berenbrink et al., 2011).
Micro-CT was used to acquire high-resolution three-dimensional information of ocular anatomy. In order to produce soft-tissue contrast in the micro-CT images, the fixed eye samples were soaked for 1–3 days (depending on specimen size) in phosphate-buffered saline to remove residual formaldehyde, and then immersed in isosmotic Lugol's solution (16.6 g l−1 KI and 8.3 g l−1 I2 in distilled water) for 2–14 days (depending on specimen size) to ensure adequate iodine staining of the samples. Micro-CT imaging was performed using a Scanco Medical µCT 35 scanner (Scanco Medical AG, Brüttisellen, Switzerland) in high-resolution mode (1000 projections/180°) with an isotropic voxel size of 3.5 µm, 6 µm, 10 µm, or 15 µm (depending on specimen size; Supplementary file 2), an X-ray tube voltage of 70 kVp, an X-ray tube current of 114 µA, and an integration time of 800 ms. Arterial perfusion via the ventral aorta using a custom made, BaSO4-containing, CT contrast agent (Rasmussen et al., 2010) was applied to model the vascular supply of the eye in goldfish. This specimen was imaged on an Xradia Zeiss VersaXRM-520 system to acquire both a low-resolution scan of the entire head region at 120 kVp with 1200 projection/180° and an isotropic voxel size of 36.5 µm and a high-resolution scan of the eye region at 100 kVp with 1200 projection/180° and an isotropic voxel size of 4.6 µm. For validation of eye sphericity five smaller notothenioid whole-body specimens were micro-CT scanned on a clinical Scanco Medical XtremeCT system (Scanco Medical AG, Brüttisellen, Switzerland) with 1500 projections/180° and an isotropic voxel size of 41 µm, an X-ray tube voltage of 59.4 kVp, an X-ray type current of 119 μA and an integration time of 132 ms.
For larger intact notothenioid species and the intact coelacanth specimen, MRI was performed on a clinical 3 T Siemens Magnetom Skyra system (Siemens Medical Solutions, Forchheim, Germany). For each scan, the fish were positioned on one side, and multiple surface RF coils were applied to cover the specimen. For both notothenioids and the coelacanth a 3D gradient echo DIXON sequence was first acquired with the following parameters: Repetition time (TR) = 5 ms, echo time (TE) = 1.23 ms, excitation flip angle of 10°, three averages and an isotropic image resolution of 1.42 mm. The eye of the coelacanth, still in place in the skull, was subsequently imaged applying a small surface RF coil with two sequences: first a T1 weighted gradient echo sequence with the following parameters: TR = 40 ms, TE = 8.53 ms, excitation flip angle = 35°, and an isotropic image resolution of 400 µm; secondly a T2 weighted spin-echo sequence with the following parameters: TR = 1.03 s, TE = 136 ms, four averages, and an isotropic image resolution of 350 µm. Then the left eye of the coelacanth was dissected free and was MRI scanned at a higher field strength in a pre-clinical 9.4 T Agilent system (Agilent Technologies, Oxford, United Kingdom) using a Rapid 72 surface RF coild and applying two sequences: first a T1 weighted gradient-echo sequence with the following parameters: TR = 11 ms, TE = 5.87 ms, excitation flip angle = 30°, eight averages, and an isotropic image resolution of 121 µm; secondly a T2 weighted turbo spin echo sequence with the following parameters: TR = 1 s, TE = 41.7 ms, echo train length = 8, four averages, and an isotropic image resolution of 242 µm. ImageJ (Wayne Rasband, National Institutes of Health, USA) version 1.51 hr was used for micro-CT, MRI and ultrasound data analysis and Amira 5.6 (FEI, Visualization Sciences Group) was used for anatomical model building.
Formaldehyde-fixed eyes were dehydrated in an ethanol series (70%, 96%, 99.9%), embedded in paraffin and sectioned at 5-µm-thick along the ventral-to-dorsal axis. The tiny eyes (Lepidosiren paradoxa, Pangio kuhlii, Astyanax mexicanus, Gasterosteus aculeatus) were fixed in situ and a portion of the head containing the eye, sectioned after decalcification in EDTA. All sections were stained with hematoxylin and eosin. Sections were imaged using bright-field microscopy with 20× (NA = 0.75) or 60× (NA = 1.35) oil objectives on an Olympus VS120 virtual slide scanning system.
V(CRM), V(retina), and V(eye) were estimated from the micro-CT scans by choosing ≥12 equally spaced parallel sections spanning each eye and applying a systematic uniform point grid on each section plane. Volumes were calculated by counting the number of points intersecting each tissue using the Cavalieri estimator (Mühlfeld et al., 2010). Similarly, the volume of pre-retinal capillaries [V(PRC)] was found by estimating the volume densities using test points on histological sections and multiplying by V(retina) estimated from micro-CT scans. The criterion for the presence of pre-retinal capillaries was set at vessels on the inner side of the retina with a diameter <3 times the length of the long semi-axis of the red blood cell spheroid. Presence of red blood cells in the retina was used as the criterion for the presence of intra-retinal capillaries. Types of intra-retinal capillaries in mammals were taken from the literature (Chase, 1982; Leber, 1903; Samorajski et al., 1966; Moritz et al., 2013; Kolmer, 1927; Bellhorn, 1997; McMenamin, 2007).
Choroid rete mirabile surface area [SA(CRM)] and retinal surface area [SA(retina)] were estimated by applying a systematic set of parallel test lines (with length L) to >5 and>3 histological sections, respectively. The number of intersections (I) with the choroid rete mirabile surface endothelium and the retina were counted, and SA(CRM) and SA(retina) were estimated as 2 × I × V(CRM)/L and 2 × I × V(retina)/L, respectively (Mühlfeld et al., 2010), using V(CRM) and V(retina) estimated from micro-CT scans. The spherical shape of the eye makes it possible to fulfil the assumption of isotropic vessel surfaces.
Maximum retinal thickness was measured as the maximum perpendicular distance through the retina from either 20, 30, or 40 degrees on each side of the optic nerve using ultrasound. To obtain information on the thickness of the individual retinal layers, we used the histological section that included the optical nerve. Here, the relative thicknesses of the individual retinal layers were measured from the position on the retina, where retinal thickness was maximal (choosing between positions 20, 30, or 40 degrees on each side of the optic nerve and Bruch's membrane and the inner limiting membrane as retinal boundaries), and absolute retinal layer thickness was calculated from the absolute retinal thickness obtained from ultrasound and relative layer thickness obtained from histology. This approach was chosen to avoid any potential bias from retinal shrinkage. However, maximal retinal thickness obtained from ultrasound and histology did not differ (p=0.18, paired t-test), and hence maximal retinal thickness and retinal layer thicknesses were obtained from histological sections in the notothenioids.
Stereological analyses of micro-CT scans and histological sections were performed in Fiji (1.8.0) and newCAST (Visiopharm, Hørsholm, Denmark), respectively.
A composite phylogeny was generated based on published, time-calibrated phylogenies, pruned to represent only species within the data set.
A simulation-based phylogenetic ANOVA was used to test for the effect of intra-retinal vessels or choroid rete mirabile on retinal thickness using a phylogenetic analysis of variance simulation, where a null distribution of F-statistics was simulated by allowing traits to evolve by Brownian motion across the tree for 50,000 generations, and calculated the probability of the observed F-statistic lying within the null distribution of F-statistics (α <0.05) (Garland et al., 1993).
Generalised least-squares fit by maximum likelihood were used to test for correlations between continuous characters assuming an error structure that follows either an Ornstein-Uhlenbeck or Brownian motion model for character evolution (Phylogenetic general least squares, PGLS), and the best fit was chosen based on Akaike's weight.
Eye mass was body mass corrected by computing the residuals from a PGLS regression of species-mean log10(eye mass [g]) plotted against species-mean log10(body mass [g]). The choroid rete mirabile endothelium surface area was corrected for body mass in the same way.
The evolutionary histories of continuous characters were reconstructed using maximum likelihood using a Brownian motion model for character evolution. To reconstruct the evolutionary history of the choroid rete mirabile as well as intra- and pre-retinal capillaries, we summarised information from 10,000 simulations of stochastic character mapping with transition rate matrix with equal rates, and an equal root node prior distribution (Bollback, 2006). Branches on which transitions most likely occurred were identified by first mapping the Bayesian posterior probabilities onto the phylogeny and then identifying branches where the probabilities changed between < 0.5 and > 0.5 along the branch. The reconstruction of intra-retinal capillarization across all species in the data set suggested anangiotic capillarization of the retina in the most recent common ancestor of mammals. Thus, the reconstruction of intra-retinal capillarization within mammals on Figure 4 was simulated using 1:0:0 root node prior distribution for anangiotic-, merangiotic-, and holangiotic capillarization for mammals.
Differences in Root effect magnitude between ecotypes of Astyanax mexicanus were determined by one-way ANOVA, and pairwise differences between groups were determined by a Student-Newman-Keuls posthoc test (α < 0.05). Analyses were made R v. 3.5.0 using the phytools, ape, and phangorm, and geiger packages (Revell, 2012; Paradis et al., 2004; Schliep, 2011; Harmon et al., 2008).
The full raw data set, computer code, and evolutionary trajectories to all species in Figure 6 are deposited on GitHub (https://github.com/christiandamsgaard/Retinaevolution; Damsgaard et al., 2019a; copy archived at https://github.com/elifesciences-publications/Retinaevolution).
The ultrasonography was performed with permission from the Danish Inspectorate for Animal Experimentation within the Danish Ministry of Food, Agriculture and Fisheries, Danish Veterinary and Food Administration (Permit number 2016-15-0201-00835). The Central Denmark Region Committees on Health Research Ethics approved the use of histological sections from human autopsies, project ID M-2012-299-12, file 48447. The University of Oregon Institutional Animal Care and Use Committee approved the capture and sampling of notothenioid specimens (Animal Welfare Assurance Number A‐3009‐01, IACUC protocol 12‐02RA).
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Constance L CepkoReviewing Editor; Harvard Medical School, United States
Patricia J WittkoppSenior Editor; University of Michigan, United States
Jay F StorzReviewer
In the interests of transparency, eLife publishes the most substantive revision requests and the accompanying author responses.
This study provides insight into the evolution of mechanisms of oxygen delivery to the retina, a tissue with a high metabolic demand. A thicker retina is typically associated with better vision, in most cases due to an increase in the photoreceptor density, which provides for greater resolution (higher acuity), due to an increase in the sampling of photons arriving at the photoreceptor layer. As well, an increase in the density of retinal ganglion cells, the output cells of the retina which transmit the results of the processing of the visual signals, to the brain. These increases cause an increase in retinal thickness, and a concomitant demand for an increase in energy, which can be enabled by an increase in oxygen supply. Oxygen can be supplied to the retina via several mechanisms, which are explored in this study of bony fishes and mammals. Intraretinal vasculature as well as a plexus of vessels, the choroid, adjacent to the support cells of the retina (the retinal pigment epithelium), are the two vascular tissues that can increase or decrease in accord with changes in retinal thickness. In addition, the "Root effect", a mechanism for increasing oxygen delivery via an effect of pH on the affinity of hemoglobin for oxygen, can change the availability of oxygen for the retina. Through an extensive analysis of these parameters, and retinal thickness, the data support a model whereby oxygen supply co-evolved with retinal thickness. This is a very well supported model that provides an excellent example of how a study of physiological parameters can inform our understanding of the evolution of an important trait.
Decision letter after peer review:
[Editors’ note: minor issues and corrections have not been included, so there is not an accompanying Author response.]
This tour de force study uses a combination of biochemical physiology, micro-anatomy, and phylogenetic reconstructions to elucidate the evolution of retinal morphology in bony vertebrates, and associated mechanisms of retinal oxygen supply. The experiments are rigorous, the statistical methods are sound, the sample sizes are impressive, the inferences regarding evolved changes in phenotype are well-supported, and the conclusions are biologically fascinating and unexpected.
Overall, this is an extremely comprehensive, biologically rich study that yields fascinating insights into the evolution of high-acuity vision, and it illustrates how changes in one particular sensory system require modifications of physiological phenotypes that seem completely unrelated. For example, Damsgaard and colleagues convincingly demonstrate that retinal morphology of fishes is intimately tied to the manner in which the oxygenation properties of hemoglobin are modulated by changes in red blood cell pH - a fascinating and unexpected result.
The authors' inferences about physiological/morphological trade-offs are well-supported by the phylogenetic patterns of trait coevolution, and they are further bolstered by unique exceptions that prove the rule. For example, to clinch the association between retinal morphology and 'Root effect' hemoglobin, the authors examined Antarctic ice fishes - the only vertebrates that do not possess red blood cell hemoglobin - and documented that the absence of a mechanism for ocular oxygen secretion via the Root effect was compensated by extensive pre-retinal capillarization to sustain oxygen diffusion. They also examined different ecomorphs of the cave-dwelling Mexican tetra that represent different stages of ocular regression. Among these different ectomorphs - which appear to represent different degrees of commitment to a subterranean lifestyle - those that exhibited the most advanced stages of eye regression also exhibited reductions in the associated micro-vasculature that provides a means of counter-current oxygen-exchange (the rete mirabile) and they possessed hemoglobins with the smallest Root effect. The different lines of evidence all point in the same direction and clearly demonstrate that retinal thickness is closely associated with oxygen-supply. The results also highlight interesting compensatory mechanisms for ensuring an uninterrupted oxygen supply.
This is an impressively integrative and rigorous study that presents well-supported conclusions and tells a biologically fascinating story. In my opinion, this study is definitely appropriate for a top-tier journal like eLife.
Once this paper is published, I would love to add it to the set of papers we discuss in my Evolution graduate course. It nicely illustrates the power of integrating experimental biology with comparative phylogenetic methods and it demonstrates how mechanistic insights into how animals work can shed light on broad-scale patterns of organismal evolution.
I thoroughly enjoyed reading this manuscript. It is a good example on how evolutionary questions can (only) be solved with thorough physiological experimentation. Unfortunately, this view is not yet shared by many evolutionary biologists, but I think that articles like this should make them to see the strength and importance of evolutionary physiology. The work was well written and convincingly argued, so I was left with virtually no criticisms - and this seldom is the case for my reviews.
There is actually only one point, which I think the authors may want to consider. They discuss the reasons for the loss of Root effect Hb and regressed choroid rete in the Introduction. While the reasoning is quite convincing for this, they do not address the converse point: many bony fish have evolved and retained Root effect Hb and choroid rete instead of evolving choroid capillarization, to me this suggests that the Root effect Hb may be useful also for other purposes than choroid oxygen secretion.https://doi.org/10.7554/eLife.52153.sa1
- Mark Bayley
- Christian Damsgaard
- Christian Damsgaard
- Michael Berenbrink
- Tobias Wang
- H William Detrich III
- Thomas Desvignes
- H William Detrich III
- Jens R Nyengaard
- Jesper S Thomsen
- Annemarie Brüel
- Henrik Lauridsen
- Henrik Lauridsen
The funders had no role in design, execution, and submission of this study.
We thank Aage Alstrup, The Natural History Museum of Denmark, Kattegatcentret, Nordsøens Oceanarium, Rachael Heuer, Timothy Bister, Jacob Green, Marcus Krag and Josh DeWyse for helping with supply of animals; Mads Andersen, Malthe Hvas, Jakob Thyrring, Rasmus Buchanan, and Heidi Meldgaard for help with animal handling; Kristian Beedholm for help with MatLab scripts; Olav M Andersen for providing access to mouse histological sections; Toke Bek for loaning histological sections from humans and for constructive feedback; Elin Pedersen and Helene Andersen for laboratory assistance; Michael W Country and Chris M Wood for feedback on earlier versions of the manuscript; Hannah Wright, Oliver Kepp, and MBe 's advanced undergraduate students at the Institute of Animal Physiology, Humboldt University, Berlin, for help with Root effect measurements from seven fish species.
The Danish Ministry of Foreign Affairs (DANIDA) [DFC no. 12-014AU] (MBa), the Carlsberg Foundation (CD), the Velux Foundation (HL), the UK Biotechnology and Biological Sciences Research Council (BBSRC 26/S17991) (MBe), the Danish Council for Independent Research (to TW), the US National Science Foundation Office of Polar Programs [NSF/PLR OPP-1444167 to HWD, and NSF/PLR OPP-1543383 to HWD and TD] funded the project. The Villum Foundation supported the Centre for Stochastic Geometry and Advanced Bioimaging. The VELUX Foundation and the Karen Elise Jensens Foundation donated the micro-CT scanner, and the ultrasound scanner, respectively. This is contribution 400 from the Northeastern University Marine Science Center.
Human subjects: The Central Denmark Region Committees on Health Research Ethics approved the use of histological sections from human autopsies, project ID M-2012-299-12, file 48447.
Animal experimentation: The ultrasonography was performed with permission from the Danish Inspectorate for Animal Experimentation within the Danish Ministry of Food, Agriculture and Fisheries, Danish Veterinary and Food Administration (Permit number 2016-15-0201-00835). The University of Oregon Institutional Animal Care and Use Committee approved the capture and sampling of notothenioid specimens (Animal Welfare Assurance Number A‐3009‐01, IACUC protocol 12‐02RA).
- Patricia J Wittkopp, University of Michigan, United States
- Constance L Cepko, Harvard Medical School, United States
- Jay F Storz
- Received: September 23, 2019
- Accepted: November 19, 2019
- Version of Record published: December 10, 2019 (version 1)
© 2019, Damsgaard et al.
This article is distributed under the terms of the Creative Commons Attribution License, which permits unrestricted use and redistribution provided that the original author and source are credited.