Non-thalamic origin of zebrafish sensory nuclei implies convergent evolution of visual pathways in amniotes and teleosts

  1. Solal Bloch
  2. Hanako Hagio
  3. Manon Thomas
  4. Aurélie Heuzé
  5. Jean-Michel Hermel
  6. Elodie Lasserre
  7. Ingrid Colin
  8. Kimiko Saka
  9. Pierre Affaticati
  10. Arnim Jenett
  11. Koichi Kawakami
  12. Naoyuki Yamamoto
  13. Kei Yamamoto  Is a corresponding author
  1. Paris-Saclay Institute of Neuroscience (Neuro-PSI), Université Paris-Saclay, CNRS, France
  2. Laboratory of Fish Biology, Graduate School of Bioagricultural Sciences, Nagoya University, Japan
  3. Institute for Advanced Research, Nagoya University, Japan
  4. Laboratory of Molecular and Developmental Biology, National Institute of Genetics, Japan
  5. TEFOR Paris-Saclay, CNRS UMS2010, INRA UMS1451, Université Paris-Saclay, France
  6. Department of Genetics, SOKENDAI (The Graduate University for Advanced Studies), Japan

Abstract

Ascending visual projections similar to the mammalian thalamocortical pathway are found in a wide range of vertebrate species, but their homology is debated. To get better insights into their evolutionary origin, we examined the developmental origin of a thalamic-like sensory structure of teleosts, the preglomerular complex (PG), focusing on the visual projection neurons. Similarly to the tectofugal thalamic nuclei in amniotes, the lateral nucleus of PG receives tectal information and projects to the pallium. However, our cell lineage study in zebrafish reveals that the majority of PG cells are derived from the midbrain, unlike the amniote thalamus. We also demonstrate that the PG projection neurons develop gradually until late juvenile stages. Our data suggest that teleost PG, as a whole, is not homologous to the amniote thalamus. Thus, the thalamocortical-like projections evolved from a non-forebrain cell population, which indicates a surprising degree of variation in the vertebrate sensory systems.

Introduction

It is accepted that all vertebrate brains possess three major divisions: the forebrain (prosencephalon), midbrain (mesencephalon), and hindbrain (rhombencephalon). The brain morphogenesis established along the anterior-posterior and dorsal-ventral axes of the neural tube occurs at early embryonic states (Figdor and Stern, 1993; Joyner et al., 2000; Echevarría et al., 2003; Stern et al., 2006; Vieira et al., 2010). Neuronal connectivity that determines the brain functions is established at later developmental stages. It is a fundamental question to evaluate to what extent the functional connectivity is conserved among different vertebrate groups (Güntürkün, 2005; Yamamoto and Bloch, 2017; Striedter and Northcutt, 2020).

This issue has been difficult to address, because connectivity patterns are often similar across vertebrate groups. Yet, there is no consensus on the regional homology of the related brain structures across species. This is illustrated by the still ongoing discussions about the evolutionary history of the sensory ascending pathways and thalamorecipient pallial areas in amniotes (a group containing mammals and birds). Notably in birds, several different thalamic nuclei convey sensory information to the pallium (Pal; dorsal telencephalon containing the cortex in mammals) in a modality-specific manner. Thus, the avian thalamo-pallial pathway is often compared to the mammalian thalamocortical pathway (Figure 1; amniotes; Th → Pal) (Butler, 1994a; Butler, 1994b; Reiner et al., 2005). In contrast, homology of the target pallial areas has been under debate (Karten and Shimizu, 1989; Bruce and Neary, 1995; Striedter, 1997; Puelles et al., 2000; Butler et al., 2011; Dugas-Ford et al., 2012).

Tectofugal pathways in amniotes, amphibians, and teleosts and their phylogenetic relationships.

Schematic drawings of sagittal sections of the rodent, frog, and zebrafish brains are shown above a phylogenetic tree of bony vertebrates (Osteichthyes). Note that tetrapods (including mammals, birds, and amphibians) and teleosts belong to two different groups of Osteichthyes: tetrapods are sarcopterygians (lobe-finned fish) whereas teleosts are actinopterygians (ray-finned fish). The ascending visual projections to the telencephalon are shown with red arrows. Although the connectivity patterns are similar, there are differences between taxa. The relay nuclei giving rise to the telencephalic projections are in the thalamus (Th) in tetrapods, while they are in the preglomerular complex (PG) in teleosts. The major telencephalic target is the pallium (Pal; indicated in green) in amniotes and in teleosts, while it is the subpallium (SPa) in amphibians. Abbreviations: Cb, cerebellum; Pal, pallium; PG, preglomerular complex; SC, superior colliculus; SPa, subpallium; TeO, optic tectum; Th, thalamus. Brain orientation: r, rostral; c, caudal; d, dorsal; v, ventral.

The principal problem is that it is difficult to determine the ancestral condition for the thalamo-pallial pathways of amniotes. Amphibians are the closest outgroup, but unlike amniotes, their sensory projections from the thalamus (Th) mainly terminate in the subpallium (SPa; ventral telencephalon containing the striatum; Figure 1; amphibians; Th → SPa), with little projections to the pallium (Kicliter, 1979; Neary and Northcutt, 1983; Wilczynski and Northcutt, 1983; Butler, 1994a).

Outside of tetrapods, brain structures are highly divergent compared to amniotes, and thus it is even more complicated to draw an evolutionary scenario. Although teleosts also have sensory afferents to the pallium, the morphology of the teleost pallium is very different from that of tetrapods, as the developmental processes are different (evagination in tetrapods versus eversion in teleosts). Different authors have proposed different hypotheses concerning which part of the teleost pallium would correspond to the mammalian neocortex (Braford, 1995; Wullimann and Mueller, 2004; Northcutt, 2006; Yamamoto et al., 2007; Yamamoto, 2009; Mueller et al., 2011). Recent publications examining developmental processes of the zebrafish pallium have modified the classical view of the eversion model (Folgueira et al., 2012; Dirian et al., 2014; Furlan et al., 2017), and we have proposed a new interpretation on the pallial homology (Yamamoto and Bloch, 2017; Yamamoto et al., 2017).

In teleosts, the controversy is not only over the pallial homology. It has also been debated whether or not the structure giving rise to the major pallial projections is homologous to the tetrapod thalamus (Wullimann and Rink, 2002; Northcutt, 2006; Yamamoto and Ito, 2008; Mueller, 2012). This structure is named the preglomerular complex (PG; Figure 1; teleosts; PG → Pal). In order to determine the evolutionary scenario of sensory pathways in bony vertebrates (Osteichthyes), it is important to investigate whether or not the teleost PG is homologous to the amniote thalamus.

As for the controversy over the pallial homology, different authors claim different hypotheses. On the one hand, based on descriptive embryology, the teleost PG has been considered to originate from the basal portion of the diencephalon, the posterior tuberculum (Bergquist, 1932; Braford and Northcutt, 1983; Butler and Hodos, 2005; Northcutt, 2008; Vernier and Wullimann, 2009). In contrast, the thalamus originates from the alar portion of the diencephalon.

On the other hand, due to the similar connectivity patterns of sensory pathways, it has also been proposed that PG may be homologous to the thalamus (Yamamoto and Ito, 2008; Ito and Yamamoto, 2009). The PG receives various sensory inputs of different modalities (e.g. visual, auditory, lateral line, gustatory, and possibly somatosensory), and gives rise to ascending projections to the pallium (Striedter, 1991; Striedter, 1992; Yoshimoto et al., 1998; Yamamoto and Ito, 2005; Yamamoto and Ito, 2008; Northcutt, 2006; Ito and Yamamoto, 2009). Notably, the tectofugal visual pathway has been well investigated, and it has been compared to the one in amniotes. In goldfish and carp, the lateral preglomerular nucleus (PGl), a component nucleus within the PG, receives visual information from the optic tectum (TeO) and projects to the lateral part of the dorsal telencephalic area (Dl) within the pallium (TeO → PG → Pal; Figure 1; Yamamoto and Ito, 2005; Yamamoto and Ito, 2008; Northcutt, 2006). This is similar to the tectofugal or extrageniculate visual pathway in mammals: a visual thalamic nucleus (pulvinar in primates, and lateral posterior nucleus in other mammals like rodents) receives inputs from the TeO (superior colliculus -SC- in mammals) and projects to the visual pallium (extrastriate visual cortex in mammals) (SC → Th → Pal; Figure 1). In addition, the relative size and complexity of the PG are correlated with the complexity of the pallial connections, similarly to what has been documented in the tetrapod thalamus (Northcutt, 2008).

Some other studies have suggested that the PG consists of Pax6-positive (Pax6+) alar diencephalic cells that migrate ventrally during development (Wullimann and Puelles, 1999; Wullimann and Rink, 2001; Wullimann and Rink, 2002; Mueller and Wullimann, 2002; Ishikawa et al., 2007).

More recently, our cell lineage study in zebrafish has shown that many PG cells are migrating from the midbrain region, instead of the diencephalon (which is in the forebrain). The ventral brain regions containing the PG, the torus lateralis (TLa), and the inferior lobe (IL), which were considered to be part of the forebrain, are in fact composed of cells migrating from the midbrain-hindbrain boundary (MHB) (Bloch et al., 2019). These data strongly suggest that the PG is not, as a whole, homologous to the amniote thalamus. Bloch et al., 2019 focused on the development of IL but left open the question whether the midbrain-derived cell cluster contains the PG-pallial projection neurons.

This study aims to clarify the developmental origin of the PG neurons comprising an ascending tectofugal visual pathway. Combining tract-tracing and cell lineage studies, we confirmed that the majority of the PG cells, including pallial projection neurons in the PGl, originate from the mesencephalic region. Thus, the teleost PG does not appear homologous to the amniote thalamus, implying that their similar connectivity patterns evolved independently in the two animal groups.

Results

Zebrafish transgenic line labeling the visual afferent projection to the pallium

In order to generate a transgenic line that labels the ‘thalamocortical-like pathway’ in zebrafish, we performed a genetic screen using the Tol2 transposon-based gene trap construct, and collected transgenic fish with expression of the engineered Gal4 transcription factor in specific cell populations. The Gal4 expression was visualized by crossing the transgenic fish with a reporter line carrying EGFP under the control of UAS (Tg(UAS:GFP)) (Asakawa and Kawakami, 2009; Kawakami et al., 2010; Lal et al., 2018).

Among these lines, we identified a Gal4-expressing transgenic fish line, Tg(gSAGFF279A) crossed with Tg(UAS: GFP), which had GFP-positive (GFP+) cells projecting to a part of the pallium (Figure 2—figure supplement 1). We analyzed the genomic DNA from the transgenic fish by Southern blot and inverse PCR, and found that the gene trap construct was integrated within an intron of the inpp5ka (inositol polyphosphate-5-phosphatase Ka) gene (Figure 2—figure supplement 2). Hereafter, we simply refer to this double transgenic line Tg(gSAGFF279A;UAS:GFP) as Tg(279A-GFP), and always used the offspring screened with GFP expression.

In the Tg(279A-GFP), abundant GFP+ fibers are present in the Dl (Figure 2A), and GFP+ cell bodies are found in a part of PG (Figure 2B). 3D reconstruction of confocal images of the entire brain allowed us to follow the projection from the PG to the pallium (Figure 2C,D and Video 1). We confirmed that axonal projections originating from the PG terminate in the ipsilateral Dl (Figure 2C and Video 1).

Figure 2 with 2 supplements see all
GFP+ afferents in Tg(279A-GFP) zebrafish transgenic line.

(A and B) Frontal sections of Tg(279A-GFP) adult brain showing the GFP+ fibers in Dl of the pallium (A), and GFP+ cell bodies in PG (more specifically, PGl; B). The levels of the frontal sections are indicated on the schematic drawing of a lateral view of the brain (upper right). (A) Abundant GFP+ fibers are found in the zebrafish Dl, which corresponds to the main visual area in the goldfish pallium (upper left schematic drawing adapted from Yamamoto, 2009). (B) A brain section at the level of PG. Higher magnification of the right side of PG is shown in the inset. Based on the nomenclature from goldfish, we define the GFP+ PG cell cluster projecting to the Dl as PGl in the present study. (C and D) Selected visualization of the GFP+ projections from PGl to the pallium. After 3D reconstruction of the whole brain imaging of Tg(279A-GFP), the GFP+ signal of the PGl cells was selectively visualized in order to follow their projections (see Materials and methods). C shows the dorsal view of the brain and D shows the lateral view. The original movie is shown in Video 1. Abbreviations: Dl, lateral part of dorsal telencephalic area; Dm, medial part of dorsal telencephalic area; PG, preglomerular complex; PGl, lateral preglomerular nucleus; TeO, optic tectum. Brain orientation: r, rostral; c, caudal; d, dorsal; v, ventral. Scale bars = 100 µm (A and B); 500 µm (C and D).

Video 1
3D reconstruction of the PG-pallial visual afferents in the brain of the Tg(279A-GFP) transgenic line.

Confocal images of the entire zebrafish brain were reconstructed to demonstrate axonal projections in 3D. Selective visualization of GFP+ signal by manual segmentation (shown in orange) demonstrates axonal projections originating from the PG neurons to the ipsilateral Dl.

This projection from the PG to the Dl is quite similar to the ascending visual projection of other cyprinid species such as goldfish and carp (Yamamoto and Ito, 2008). In goldfish and carp, the vast majority of retinal axons terminate in TeO, and the TeO neurons project to the PGl, which in turn projects to the Dl in the pallium. In Tg(279A-GFP) zebrafish brain, GFP+ cells form a cluster within a nucleus corresponding to the goldfish PGl. Sagittal sections through the PG demonstrate the GFP+ cell cluster as a prominent oval-shaped structure (Figure 2—figure supplement 1A). Thus, based on the comparison with other cyprinids, we here refer to the GFP+ PG cell cluster projecting to the Dl as PGl.

The PGl-Dl projection is not yet observable at 4 weeks post-fertilization (wpf) (Figure 3A,B, and Figure 3—figure supplement 1). A few GFP+ cell bodies appear at the level of PG around 6 wpf. The GFP+ cell cluster in PG (which we consider as PGl) becomes prominent at 8 wpf (Figure 3D), yet the GFP+ fiber labeling in the Dl appear very weak at this stage (Figure 3C). At 3 months post-fertilization (mpf), there are around 200 GFP+ cells in the PG in each side of the brain (Figure 2B–D, Figure 3F, and Figure 2—figure supplement 1I), and they project heavily to the Dl (Figure 2A,C,D, Figure 3E, and Figure 2—figure supplement 1A,B,F).

Figure 3 with 1 supplement see all
Progression of GFP expression in the Tg(279A-GFP) brain during development.

Frontal sections of 4 wpf (A and B), 8 wpf (C and D), and the adult (E and F) brains at the level of the telencephalon (A, C, and E) and PG (B, D, and F). Approximate antero-posterior levels are indicated in the schematic drawing on the top. At 4 wpf, there is no GFP+ fiber in the Dl (A) nor GFP+ cell around the PG (B). The GFP+ cells (presumably in the PGl) become obvious at 8 wpf (D), but their fiber labeling in the Dl is significantly weaker (C) in comparison to the adult (E). Abbreviations: Dl, lateral part of dorsal telencephalic area; PG, preglomerular complex; TeO, optic tectum. Scale bar = 200 µm.

Validation of the tectofugal visual pathway in zebrafish

In order to verify whether the GFP+ projections can be regarded as a tectofugal visual pathway in zebrafish, we performed tract-tracing studies using DiI, biocytin, or biotinylated dextran amine (BDA).

It has been known that retinal projections terminate in the upper layers of TeO in a wide range of species of ray-finned fish (von Bartheld and Meyer, 1987), and it is also the case in zebrafish (Figure 4—figure supplement 1). In order to confirm whether the zebrafish PG receives visual inputs from the TeO, we injected DiI into the PG of the Tg(279A-GFP) line, targeting the lateral subdivision (PGl) with a guide of GFP (Figure 4A, asterisk). After 2–3 weeks of incubation, we observed retrogradely labeled cell bodies in a deep layer of TeO (Figure 4B). Each cell extends its dendrites up to the retino-recipient upper layer of TeO (the stratum fibrosum et griseum superficiale; SFGS), and this morphology is identical to the neurons receiving retinal inputs in carp and goldfish (Yamamoto and Ito, 2008). BDA injections into the TeO (Figure 4C, asterisk) labeled axon terminals in the PGl (Figure 4D, arrowheads), confirming that the PGl receives tectal inputs.

Figure 4 with 1 supplement see all
Tract-tracing study showing connections of the lateral preglomerular nucleus (PGl).

Schematic drawings indicate the injection site of each tracer and levels of the frontal sections shown on the right panels. In all the frontal sections shown in A-L, the lateral side of the brain is to the left. (A–F) PGl receiving tectal inputs. (A and B) DiI retrograde labeling (magenta), showing the injection site in the PGl (A; asterisk), and a retrogradely labeled neuron (B; arrow) located in a deep layer (SPV) of the optic tectum (TeO). This neuron extends its dendrites (B; arrowheads) to the upper layer (SFGS) where retinal projections terminate. (C and D) BDA anterograde labeling (brown) showing the injection site in TeO (C; asterisk) and anterogradely labeled terminals in the ipsilateral PGl (D; arrowheads). (E) Cresyl violet staining showing the cytoarchitecture of the zebrafish PG: the lateral (PGl) and the anterior (PGa) subdivisions can be identified, based on the comparison with the goldfish PG (the nomenclature applied from goldfish; Yamamoto and Ito, 2008). (F) GFP+ labeling in the PG of Tg(279A-GFP) zebrafish line (20 µm projection of confocal images; GFP in green and DAPI in grey), showing a section comparable to the level shown in (E). GFP+ perikarya are mostly found in PGl. (G–L) PGl neurons projecting to Dl of the pallium. (G and H) Biocytin injection site in the PGl (G; asterisk) and anterogradely labeled terminals in the ipsilateral Dl (H). The right top inset in (H) shows a higher magnification of the squared area showing numerous labeled terminals. (I) GFP+ fiber labeling in the Dl of Tg(279A-GFP) zebrafish line, demonstrating an arborization pattern comparable to the anterograde biocytin labeling shown in (H). (J and K) Biocytin injection site in the Dl (J; asterisk), and retrogradely labeled neurons in the ipsilateral PGl (K) that extend dendrites ramifying in the neuropil. (L) GFP+ perikarya labeling in the PGl of Tg(279A-GFP) zebrafish line (arrowheads; 5 µm projection), demonstrating the almost identical cell localization as shown in (K). Abbreviations: Dl, lateral part of dorsal telencephalic area; PGa, anterior preglomerular nucleus; PGl, lateral preglomerular nucleus; SAC, stratum album centrale; SFGS, stratum fibrosum et griseum superficiale; SGC, stratum griseum centrale; SPV, stratum periventriculare; TeO, optic tectum. Brain orientation: r, rostral; c, caudal; d, dorsal; v, ventral. Scale bars = 50 µm (A, D-G, K, and L); 20 µm (B); 200 µm (C); 100 µm (H–J).

Following the biocytin injection into PGl (Figure 4G, asterisk), we observed abundant fiber labeling in the Dl (Figure 4H). This Dl labeling pattern is identical to the GFP+ fiber labeling of the Tg(279A-GFP) (Figure 2A and Figure 4I). Conversely, biocytin injections into Dl (Figure 4J, asterisk) labeled perikarya of PGl neurons (Figure 4K), coinciding with the position of the GFP+ cells in Tg(279A-GFP) (Figure 4L, arrowheads). These data confirm that the PGl neurons project to the Dl of the pallium.

Thus, we conclude that the PGl conveys visual information from the TeO to the Dl, and that the GFP+ projection from the PG to the Dl in Tg(279A-GFP) recapitulates this visual pathway.

Mesencephalic progenitors give rise to the GFP+ PG cells

Based on a cell lineage method using tamoxifen inducible Cre-lox recombination, we recently demonstrated that many cells of mesencephalic (midbrain) origin are present in some brain structures that have been considered to be of prosencephalic (forebrain) origin (Bloch et al., 2019). PG was one of them, thus we further investigated the development of PG cells, including those in PGl.

We used a double transgenic line generated by crossing Tg(her5:ERT2CreERT2) and Tg(βactin:lox-stop-lox-hmgb1-mCherry), in which mCherry is expressed in the progenies of her5-expressing cells by a tamoxifen induction. The transcription factor her5 is exclusively expressed in the midbrain-hindbrain boundary (MHB) at 24 hr post-fertilization (hpf) (Figure 5A), and in ventricular cell clusters in the midbrain (alar part such as the tectum) at juvenile stages (Galant et al., 2016; Bloch et al., 2019).

Figure 5 with 1 supplement see all
Progression of the mCherry+ cell distribution in the PG of Tg(her5:ERT2CreERT2;βactin:lox-stop-lox-hmgb1-mCherry) zebrafish treated with tamoxifen at 24hpf.

(A) In situ hybridization (ISH) of ert2Cre showing that the expression of Cre in this line is limited to the midbrain-hindbrain boundary (MHB) at 24 hpf. (B–G) Sagittal (B, D, F) and frontal (C, E, G) views of brains showing the development of PG region. The schematic drawing of the zebrafish brain shows the position of PG (indicating the level of the frontal sections shown in C, E, and G). Higher magnifications of the PG region are shown in the insets. mCherry+ cells are shown in magenta, and brain morphology (DiD fiber labeling in B and C, DAPI in D and E) is shown in grey. (B and C) 3D reconstruction from confocal images of 5–7 dpf larval brains (images reused from Bloch et al., 2019). The arrows indicate the PG primordium. (D–G) Adult brain sections, with (D and E) and without DAPI (F and G). Abbreviations: Cb, cerebellum; IL, inferior lobe; MHB, midbrain-hindbrain boundary; PG, preglomerular complex; PGa, anterior preglomerular nucleus; PGl, lateral preglomerular nucleus; Tel, telencephalon; TeO, optic tectum. Brain orientation: r, rostral; c, caudal; d, dorsal; v, ventral. Scale bars = 100 µm.

By following the mCherry-positive (mCherry+) cells at different developmental stages after induction at 24 hpf, we observe that PG is constituted as the most rostro-ventral end of a cell cluster migrating from the MHB (Figure 5B,D,F and Video 2). The her5-mCherry+ cells are distributed in the entire PG, including the PGl where the 279A-GFP+ pallial projection neurons are located (Figure 5 and Figure 5—figure supplement 1). Thus, we conclude that many of PG cells, if not all, are of midbrain origin.

Video 2
3D reconstruction of the mCherry+ cells in the 2 wpf brain of Tg(her5:ERT2CreERT2;βactin:lox-stop-lox-hmgb1-mCherry) zebrafish treated with tamoxifen at 24 hpf.

mCherry+ cells are shown in magenta, and DiD fiber labeling is shown in grey.

To further confirm whether the GFP+ and mCherry+ signals co-localize, we generated a quadruple transgenic line Tg(her5:ERT2CreERT2;βactin:lox-stop-lox-hmgb1-mCherry;279A-GFP) (Figure 6—figure supplement 1), and performed tamoxifen induction at 24 hpf. We have verified that the quadruple transgenic line is identical to the double transgenic lines in terms of expressions of GFP and mCherry, and that their brain development is unaltered. Observing the PG in the adult stage (3 mpf), we found that there are GFP+ PG cells co-expressing mCherry (Figure 6C–F, arrowheads). This suggests that at least some of the GFP+ pallial projection neurons originate from the MHB.

Figure 6 with 1 supplement see all
Co-localization of GFP and mCherry in the adult PG cells of the quadruple transgenic line Tg(her5:ERT2CreERT2;βactin:lox-stop-lox-hmgb1-mCherry;279A-GFP) following the tamoxifen induction at 24 hpf.

(A) Schematic drawing of the adult zebrafish brain indicating the level of section through the PG shown in B-F. (B) A single plane confocal image showing a global view of the frontal section of a 3 mpf zebrafish brain. The white square indicates the PGl shown in C-F at a higher magnification. (C–F) A confocal image (5 µm projection) showing the co-localization of GFP and mCherry in PGl (arrowheads). Inset of E shows the double-labeled cell at a higher magnification. Abbreviations: Dl, lateral part of dorsal telencephalic area; PG, preglomerular complex; PGa, anterior preglomerular nucleus; PGl, lateral preglomerular nucleus; TeO, optic tectum. Brain orientation: r, rostral; c, caudal; d, dorsal; v, ventral. Scale bars = 200 µm (B); 30 µm (C; applicable to D-F); 10 µm (inset of E).

Since the GFP+ projection neurons become observable after 4 wpf (Figure 3), we hypothesized that they may be generated also during the juvenile stages. Thus, we decided to perform the tamoxifen induction at different developmental stages. However, the fertility of the her5 quadruple transgenic line (number of eggs and survival rate of young larva) was relatively low. For this reason, we used an additional transgenic line for the induction at later developmental stages.

As an alternative to the Tg(her5:ERT2CreERT2), we used Tg(Dr830:ERT2CreERT2) (Heuzé, 2017). The enhancer sequence ‘830’ (human enhancer is named ‘Hs830’, and zebrafish enhancer is ‘Dr830’) is a highly conserved regulatory sequence in mouse and in zebrafish, which acts as a putative enhancer of the transcription factor Meis2 (meis2a in zebrafish) selectively in the tectum (Heuzé, 2017). In this line, the expression territory of Cre is larger than Tg(her5:ERT2CreERT2) at 24 hpf, but the expression is limited to the tectal area after 30–48 hpf (Figure 7 and Figure 7—figure supplement 1). We first generated the double transgenic line Tg(Dr830:ERT2CreERT2;βactin:lox-stop-lox-hmgb1-mCherry), then crossed with Tg(279A-GFP), in order to generate a quadruple transgenic fish Tg(Dr830:ERT2CreERT2;βactin:lox-stop-lox-hmgb1-mCherry;279A-GFP) (Figure 8—figure supplement 1).

Figure 7 with 1 supplement see all
Expression of ert2Cre in the Tg(Dr830:ERT2CreERT2) embryonic brains.

(A–C) Sagittal sections of embryonic brains (rostral to the left). At 24 hpf (A), ert2Cre is highly expressed in the mesencephalic domain, and a weak expression is also found in the anterior part of the brain. Later, at 30 hpf (B), the ertCre expression becomes limited to the mesencephalon. At 48 hpf (C), the ertCre expression is found exclusively in the tectal area. In C, the section plane is slightly tilted showing a more dorsal view of the embryo. Abbreviations: Mes, mesencephalic area; Tel, telencephalic area. Scale bars = 100 µm.

We performed tamoxifen induction at different developmental stages from 24 hpf up to 8 wpf (Supplementary file 1), and examined the adult brains to verify whether GFP+ pallial projection neurons co-express mCherry. Similarly to the cases using Tg(her5:ERT2CreERT2), tamoxifen treatments induced mCherry expression in many cells in the PG including the PGl. Counting mCherry+ cells from individuals induced at different time points suggests that at least 60% of PG cells would originate from the midbrain region (Figure 8—figure supplement 2).

We found GFP/mCherry co-expressing cells consistently at all the induction time-points until 6 wpf (Figure 8). The mCherry+ cells became less and less abundant along development. At 6 wpf, there were very few mCherry+ cells in PG, and we found only one cell co-expressing GFP and mCherry among all the specimens examined (Figure 8G). We didn’t observe any co-expression in the case of induction at 8 wpf.

Figure 8 with 2 supplements see all
Co-localization of GFP and mCherry in the adult PG cells of the quadruple transgenic line Tg(Dr830:ERT2CreERT2;βactin:lox-stop-lox-hmgb1-mCherry;279A-GFP) following the tamoxifen induction at different developmental stages.

(A–G) Confocal images (5 µm projection) of frontal sections through the PG showing the co-localization of GFP and mCherry (arrowheads). The GFP/mCherry co-localization was consistently observed in the animals induced up to 6 wpf. Co-labelled cells are shown at a higher magnification in the insets in merged images. The section plane shown here is identical to that in Figure 6. Scale bar = 30 µm.

Thus, our results suggest that GFP+ PGl cells are gradually added throughout the larval/juvenile stages around up to 6 wpf. Considering the small number of GFP+ cells in PGl and the short-term tamoxifen induction time, it would be reasonable to conclude that the majority of GFP+ pallial projection neurons are progenies of cells derived from the tectal region.

Discussion

Ontogeny of the zebrafish PG

By using the tamoxifen inducible Cre-lox system in zebrafish, we labeled with mCherry the cells that were located in the midbrain region during development (between 24 hpf and 6 wpf). The abundance of mCherry+ cells in the adult PG suggests that the majority of PG cells derive from the mesencephalic region. PG cells were consistently labeled with mCherry following the treatments at all the developmental stages examined. This suggests that PG progressively grows by addition of cells migrating from the mesencephalon.

It is difficult to prove whether all the PG cells originate from the mesencephalon, due to the technical limitation of the tamoxifen induction. Long term tamoxifen treatment leads to a high mortality rate of the fish during the experiment (Bloch et al., 2019; Yu et al., 2020). Moreover, the Cre-lox system would not allow 100% induction rate (Hayashi and McMahon, 2002). Thus, mCherry labeling of each experiment would represent only a fraction of the cells originating from the mesencephalic region.

With the use of the Tg(279A-GFP), we could label visual pallial projection neurons in the PG (or more specifically in the PGl). There are only about 200 GFP+ neurons in the adult PG. In the quadruple transgenic lines expressing both GFP and mCherry, we observed consistently at least one or two co-expressing cells whenever the tamoxifen induction was performed before 6 wpf. Considering the short duration of each tamoxifen treatment, most of the GFP+ cells may originate from the midbrain. Thus, we conclude that the PGl projection neurons are mainly composed of cells migrating from the mesencephalon, by gradual accumulation from embryonic to juvenile stages (until around 6 wpf). The absence of mCherry/GFP co-localization at 8 wpf suggests that the PGl reaches maturation around this stage, as indicated by the abundance of projections to the Dl (Figure 3C,D).

At early embryonic stages (before 30 hpf) in both quadruple transgenic lines, the Cre expression appears to extend from dorsal to ventral MHB, therefore it is hard to conclude whether the PG cells derive from the alar or basal portion. A recent publication using shh-GFP transgenic line suggests that the adult PG contains shh-expressing cells (GFP+ in the transgenic line), indicating that some PG cells may be of basal origin (Wullimann and Umeasalugo, 2020). In contrast, the expression of Cre at later stages (after 48 hpf) is limited to the alar portion of the mesencephalon (notably tectal area). Thus, PG cells are migrating from the alar mesencephalic region at least after larval stages. This is consistent with previous studies claiming the PG is comprised of Pax6-expressing migrating cells (Wullimann and Rink, 2001; Ishikawa et al., 2007): both thalamic and tectal regions are Pax6+ domains.

This earlier data had been interpreted as demonstrating a forebrain origin of PG cells, implying that the Pax6+ cells are thalamic (Ishikawa et al., 2007), or prethalamic Wullimann and Rink, 2001; Wullimann and Rink, 2002 following the prosomeric model (Wullimann and Puelles, 1999). The main argument of the forebrain origin of the PG is an indication of radial organization from the diencephalic ventricular zone to the putative PG region (Wullimann and Rink, 2002; Ishikawa et al., 2007; Mueller and Guo, 2009). In our data, trajectory of the migration was not clearly demonstrated, and we cannot exclude that some PG cells are radially migrated from the diencephalic ventricular zone. Thus, we cannot rule out the possibility that some radially migrated cells serve as a scaffold at an early stage, and mesencephalic cells by tangential migration may accumulate on them.

GFP+ fiber labeling in Dl appears to be prominent only at around 8 wpf (Figure 3C). Unlike the thalamocortical projections in amniotes that are already abundant at late embryonic stages (Cordery and Molnár, 1999; Bielle et al., 2011; Molnár et al., 2012), the visual ascending projections to the pallium in zebrafish are not mature until late juvenile stages. Yet zebrafish larvae can coordinate body orientation against the current, capture food, or escape from predators using relatively simple tectal circuitries (retina → TeO → motor outputs) (Del Bene et al., 2010; Grama and Engert, 2012; Barker and Baier, 2013). Such visuo-motor processing at the level of tectum (without reaching the forebrain) may be comparable to the circuitry involved in saccadic eye movements in mammals (Yamamoto and Bloch, 2017). It is possible that larval and early juvenile zebrafish behaviors are largely dependent on the tectal circuitries, and the visual system involving telencephalic circuitry becomes more important at later stages.

Evolution of ascending visual pathways

Based on mammalian studies, the presence of ‘two visual systems’ terminating in the mammalian cortex has been proposed (Schneider, 1969). One system is called the ‘thalamofugal’ or ‘geniculate’ pathway, in which retinal inputs reach the striate visual cortex (V1) via a thalamic nucleus (lateral geniculate nucleus in the case of mammals). The other is called the ‘tectofugal’ or ‘extrageniculate’ pathway, in which retinal inputs reach the extrastriate visual cortex via two intermediate structures, the tectum (superior colliculus in mammals) and another thalamic nucleus (pulvinar in primates and lateral posterior nucleus in other mammals like rodents). Since then, most studies in non-mammals have been interpreted based on this notion of ‘two visual systems’ (Hall and Ebner, 1970; Karten and Hodos, 1970; Riss and Jakway, 1970; Ingle, 1973; Karten et al., 1973; Hagio et al., 2018).

However, researchers have never reached a consensus on the evolutionary history of the tectofugal pathways. The debates have often been related to unsolved homology of the target pallial areas. The main issue is which part of the pallium would correspond to the mammalian neocortex in non-mammals such as birds (Karten and Shimizu, 1989; Bruce and Neary, 1995; Striedter, 1997; Puelles et al., 2000; Butler et al., 2011; Dugas-Ford et al., 2012) and teleosts (Braford, 1995; Wullimann and Mueller, 2004; Northcutt, 2006; Yamamoto et al., 2007; Mueller et al., 2011).

Our study does not solve the problem of pallial homology, but it strongly suggests that the tectofugal pathways in amniotes and teleosts are not homologous. In tetrapods, the neuronal cell bodies giving rise to the pallial projections are located in the thalamus, even though their projection targets differ between the major tetrapod groups. In contrast, our data clearly suggest that many (if not all) of the PG neurons are not part of the thalamus, but have a mesencephalic origin. Thus, in terms of regional homology, the teleost PG is not homologous to the amniote thalamus that is considered to be of forebrain origin. There exists a possibility that some PG cells come from a forebrain territory, as suggested by previous studies (Wullimann and Rink, 2001; Wullimann and Rink, 2002; Ishikawa et al., 2007). Nonetheless, in addition to the developmental criteria, the cladistics analysis also reveals the lack of evolutionary continuity of the thalamo-pallial projections as detailed below.

Substantial tectofugal visual pathways to the pallium are observed only in amniotes and teleosts, and not in the intermediate taxa (Figure 9). In amphibians, the major sensory relay nucleus is the dorsal thalamus, but unlike the amniote situation, there are very few projections to the pallium, and the majority terminates in the subpallium (ventral telencephalon) (Kicliter, 1979; Neary and Northcutt, 1983; Wilczynski and Northcutt, 1983; Butler, 1994a). Similarly, basal groups of the actinopterygians also have a poorly developed pallial connectivity, and afferent projections from the thalamic region seem to terminate in the ventral portion of the telencephalon (Albert et al., 1999; Yamamoto et al., 1999; Holmes and Northcutt, 2003). Furthermore, in Polypterus, visual projection to the pallium is mediated via the nucleus medianus of the posterior tuberculum (MTP; Figure 9), which is considered to be uniquely derived in this group and not homologous to any known pathways in tetrapods (Northcutt et al., 2004; Northcutt, 2009). Indeed, there are more than two ascending pathways, with a variable abundance of each pathway depending on species (Riss and Jakway, 1970; Graybiel, 1972; Benevento and Standage, 1983; Gamlin and Cohen, 1986; Albert et al., 1999; Wild and Gaede, 2016; Heap et al., 2017).

Phylogenetic comparison of pallial projections in bony vertebrates (Osteichthyes).

Schematic drawing of representative embryonic brains of sarcopterygians (amniote and amphibian) and actinopterygians (teleost and Polypterus) are shown above the phylogenetic tree of the Osteichthyes. Afferent projections to the pallium are shown with red arrows. The thickness of the line represents the relative prominence of the pallial projections in each group. As suggested in the present study, cell populations giving rise to pallial projections are unlikely derived from the thalamic region in actinopterygians. The basal groups of sarcopterygians and actinopterygians (e.g. amphibians and Polypterus) have poorly developed pallial projections. Therefore, abundant pallial projections are likely to have evolved independently in amniote and teleost lineages. Abbreviations: ac, anterior commissure; Hy, hypothalamus; MTP, nucleus medianus of the posterior tuberculum; ORR, optic recess region; Pal, pallium; PG, preglomerular complex; poc, post-optic commissure; SPa, subpallium; TeO, optic tectum; Th, thalamus. Brain orientation: r, rostral; c, caudal; d, dorsal; v, ventral.

In combination, these observations strongly suggest that the teleost and amniote pathways are not homologous to one another, but have evolved independently.

Thalamocortical-like functions by midbrain neurons in teleosts?

The amniote thalamo-pallial projections (thalamocortical projections in mammals) are intra-forebrain projections, from the dorsal diencephalon to the dorsal telencephalon. Due to the enlargement of the forebrain in mammals especially in humans, forebrain evolution has drawn much attention for the study of sensory processing and cognitive functions.

In contrast, our data suggest that the PG-pallial projection in teleosts is a midbrain-forebrain projection, and that a non-forebrain cell population can play an equivalent role to the thalamocortical projection neurons (conveying sensory information to the pallium). We here focused on the tectofugal visual pathway through the PGl because of the availability of a zebrafish transgenic line, but the PG as a whole also receives inputs of other sensory modalities (auditory, lateral line, gustatory etc) (Striedter, 1991; Striedter, 1992; Yoshimoto et al., 1998; Yamamoto and Ito, 2005; Yamamoto and Ito, 2008; Northcutt, 2006). We have previously shown that the external part of the IL, another teleost-specific multi-sensory integration center (Rink and Wullimann, 1998; Shimizu et al., 1999; Ahrens and Wullimann, 2002; Yang et al., 2007), is also derived from the mesencephalon (Bloch et al., 2019). More studies are needed to determine the functions of PG and IL, but these data indicate that the teleost lineage have taken an evolutionary path different from amniotes, recruiting more mesencephalic structures for sensory processing.

In addition to the variation in neuronal connectivity that we reveal here, we have already demonstrated unexpected diversity of dopamine systems, despite their involvement in similar physiological/behavioral properties across vertebrate groups (Fontaine et al., 2015; Yamamoto et al., 2015; Yamamoto et al., 2017; Yamamoto and Bloch, 2017). Recently, Striedter and Northcutt, 2020 have also pointed out a number of examples of convergent evolution across vertebrate taxa, in agreement with our hypothesis. Taking all these data into consideration, vertebrate brains have tremendously diversified across taxa during evolution, and many more similarities are due to convergent evolution than previously thought.

Materials and methods

Zebrafish lines

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For tract-tracing study, wild-type zebrafish (Danio rerio) with the Oregon AB genetic background of both sexes were used.

The Tg(gSAGFF279A) and Tg(UAS:GFP) transgenic lines were generated in the National Institute of Genetics (Mishima, Japan) (Asakawa and Kawakami, 2009; Kawakami et al., 2010; Lal et al., 2018), and their offspring Tg(gSAGFF279A;UAS:GFP), abbreviated as Tg(279A-GFP), were used in this study. This zebrafish line was maintained either by incross or by crossing with AB.

The Tg(279A-GFP) fish line was crossed with other transgenic lines to perform cell lineage studies. It was crossed either with the Tg(her5:ERT2CreERT2) (Galant et al., 2016) or Tg(Dr830:ERT2CreERT2) (Heuzé, 2017), plus with the Tg(βactin:lox-stop-lox-hmgb1-mCherry) (Wang et al., 2011; Galant et al., 2016), thus obtaining the quadruple Tg(her5:ERT2CreERT2;βactin:lox-stop-lox-hmgb1-mCherry;279A-GFP) or Tg(Dr830:ERT2CreERT2;βactin:lox-stop-lox-hmgb1-mCherry;279A-GFP).

For in situ hybridization (ISH) of ert2Cre, double transgenic lines Tg(her5:ERT2CreERT2;βactin:lox-stop-lox-hmgb1-mCherry) and Tg(Dr830:ERT2CreERT2;βactin:lox-stop-lox-hmgb1-mCherry) were used.

Fish maintenance and staging

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Zebrafish used for the tract tracing were maintained at Nagoya University (Japan) in aquaria at 22–26°C. For the rest of the experiments, zebrafish were raised in the animal facility in Neuro-PSI (Gif-sur-Yvette, France). Embryos/larvae up to 5 days post-fertilization (dpf) were maintained and staged as described (Kimmel et al., 1995). After larval stages, zebrafish were raised in a fish facility (maintained at 26–28°C). Zebrafish at 3 mpf or older is considered as adult. In all experiments performed in this study, we randomly used both male and female.

The experimental protocols and care of laboratory animals were conducted in compliance with the official regulatory standards and approval of the French Government (reference document n°APAFIS#1286–2015062616102603 v5), the official Japanese regulations for research on animal, and the regulations on Animal Experiments in Nagoya University.

DiI tract-tracing

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To examine neural connectivity in the adult zebrafish, we placed crystals of DiI (1,1'-dilinoleyl-3,3,3',3'-tetramethylindocarbocyanine, 4-Chlorobenzenesulfonate; FAST DiI solid, Thermo Fisher Scientific-Molecular Probes, D7756) in the telencephalon and the optic tectum post-mortem. DiI is a fluorescent lipophilic tracer that diffuses along lipid membranes, allowing both anterograde and retrograde labeling of neural processes. Adult zebrafish (n = 40) were fixed with 4% paraformaldehyde (PFA) in phosphate buffered saline (PBS) overnight at 4°C.

The brains were dissected out and a small crystal was inserted into the brain using a glass pipette. The crystal was left in the brain for dye diffusion from 10 days to 2 weeks at 37°C in PBS, or PBS containing 0.05% sodium azide to avoid fungal contamination. The brains were embedded in 3% agarose, and sectioned at 80 µm (in frontal and sagittal) using a vibratome (Leica VT 1000 s).

Biocytin and BDA tract-tracing

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Biocytin (Sigma-Aldrich, B4261) was injected into adult zebrafish brains (n = 40), both in vivo and in vitro. For some in vivo injections into the TeO, BDA (molecular weight 3000; Thermo Fisher Scientific-Molecular Probes, D7135) was also used (n = 3), because labeled terminals in the PGl were clearer than those with biocytin.

For in vivo tract-tracing, fish were anesthetized by immersing in fresh water containing 200 mg/L tricaine methanesulfonate (MS222; Sigma-Aldrich, A5040) and set in a device for physical restraint. A small amount of fresh water containing 150–200 mg/L MS222 were poured on the fish for aeration and also to maintain the anesthetic condition. Prior to injections of biocytin into the optic nerve, extraocular muscles and the optic nerve were cut, and the eyeball was excised. Crystals of biocytin were injected into the proximal stamp of the optic nerve with a minute insect pin. For injections of biocytin into TeO and Dl, a dorsal portion of the cranium was opened with forceps to expose the brain, and crystals of biocytin were inserted into the target region with a minute insect pin.

For BDA injections into the TeO, the fish were aerated with fresh water containing 85 mg/L MS222 through the mouth to maintain the anesthetic condition. A dorsal portion of the cranium was opened with a dental drill (Minimo ACE; MNA Minitor Co. Ltd.) to expose the brain, and a glass microelectrode (tip diameters: 4–14 µm) filled with 1–2% BDA solution in 0.05M Tris-HCl-buffered saline (TBS; pH 7.4) was driven into the TeO with a manipulator (MN-3; Narishige). BDA was injected iontophoretically with square current pulses (+5 µA, 0.5 Hz, 50% duty cycle) passed through the electrodes for 5 min with a stimulator (SEN-3301; Nihon Kohden). After the injection, the orbital cavity and the cranial opening were closed with a flap made of a paraffin sheet (Parafilm, Bemis Company) or a small piece of Saran Wrap; both were affixed to the cranium with an acrylic adhesive (Aron alpha, jelly type; Toagosei).

Postoperative fish were maintained in aquaria for 1–5 hr. After the survival period, the fish were deeply anesthetized with MS222 (over 200 mg/L) and perfused through the heart with 2% paraformaldehyde and 1% glutaraldehyde in 0.1 M phosphate buffer (PB), pH 7.4. The brains were removed from the skull and post-fixed in fresh solution of the same fixative at 4°C for 1 to 2 days.

We also injected biocytin into the TeO, PGl, and Dl in vitro because it was difficult to maintain postoperative fish in aquaria for hours following injections in vivo. A detailed in vitro tract-tracing method has been reported previously (Yamamoto and Ito, 2008). Fish were deeply anesthetized with MS222 (over 200 mg/L). We quickly dissected the brain from the skull and then injected crystals of biocytin into TeO, PGl, and Dl with a minute insect pin. The brain was kept in a container filled with 50 mL normal artificial cerebrospinal fluid solution for marine teleosts (126 mM NaCl, 4.0 mM KCl, 1.0 mM MgSO4, 1.7 mM CaCl2, 26 mM NaHCO3, 1.0 mM NaH2PO4, and 10 mM glucose; Tsutsui et al., 2001) at room temperature. The solution was aerated and changed every 30 min. After 3–4.5 hr, we fixed the brain by immersion in 2% paraformaldehyde and 1% glutaraldehyde in 0.1 M PB for 1–3 days at 4°C.

Tissue processing following biocytin and BDA injections

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The fixed brains were cryo-protected by immersion in 0.1 M PB containing 20% sucrose at 4°C overnight. Cryo-protected brains were embedded in 5% agarose (type IX, ultra-low gelling temperature; Sigma-Aldrich, A2576) containing 20% sucrose and frozen in n-hexane at −60°C. Then, frontal sections were cut at a thickness of 40 µm on a cryostat and mounted on gelatin-coated glass slides. The sections were dried for one hour at room temperature and washed once with 0.05 M TBS containing 0.1% Tween 20 (TBST) and twice with TBS each for 10 min. To quench non-specific peroxidase activities, sections were steeped in methanol containing 0.3% H2O2 for 10 min and washed three times with TBS and once with 0.03% TBST each for 10 min. Sections were incubated with a solution of avidin-biotin-peroxidase complex (1:100; VECTASTAIN Elite ABC Standard Kit, Vector Laboratories, PK-6100) overnight at room temperature. After a wash with TBST and three washes with TBS each for 10 min, sections were incubated for one hour with 0.05% 3,3’-diaminobenzidine (Sigma-Aldrich, D5637) solution in 0.1 M PB containing 0.04% nickel ammonium sulfate and 0.01% H2O2. The reaction was stopped by four times washes with TBS, and the sections were counterstained with 0.05–0.1% cresyl violet, dehydrated, and coverslipped with Permount (Fisher Scientific, SP15-500).

One fish was used for histological analysis with Nissl-stained sections (frontal section). Fixation and tissue processing were performed as mentioned above for in vivo tract-tracing materials, except that the section thickness was 30 µm. After going through an ascending series of ethanol to remove lipid, the sections were rehydrated through a descending series of ethanol. The sections were stained with 0.1% cresyl violet, dehydrated, cleared in xylene, and coverslipped with Permount.

Tamoxifen treatment

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Tamoxifen treatments were performed in quadruple transgenic fish (see above) as described previously (Galant et al., 2016; Bloch et al., 2019). 4-Hydroxytamoxifen (Sigma-Aldrich, T176) was dissolved in ethanol at a concentration of 10 mg/ml and stored at −20°C until use. The working solution was freshly prepared before the treatment, then further diluted with embryo medium (for 24 hpf, 30 hpf, and seven dpf) or fish water (for 2–6 wpf). The fish were incubated in the tamoxifen working solution at 28°C in the dark.

Embryos at 24 hpf and 30 hpf were dechorionated with Pronase (1 mg/ml; Sigma-Aldrich, P5147) prior to the tamoxifen treatment. Embryos were placed into the six-well culture plate (Thermo Fisher Scientific) and were incubated with embryo medium containing tamoxifen. 24 hpf embryos were treated with 10 µg/ml tamoxifen for 6 hr, and 30 hpf embryos were treated with 5 µg/ml tamoxifen for 24 hr. After the incubation, the fish were washed rapidly three times with embryo medium, then put back to the incubator. seven dpf larvae were treated in a large petri dish (around 100 ml embryo medium) with 5 µg/ml tamoxifen on two consecutive days, with an incubation time of 4 hr each.

For juveniles (2–6 wpf), fish were placed in a beaker (100–200 ml fish water depending on the number of fish) with an air pump, and incubated with 2 µg/ml tamoxifen on four consecutive days. The incubation time per day was 2–4 hr, and the treatment was interrupted whenever the fish looked sick. At the end of each incubation, the fish were gently washed 3 times with fish water, placed back to a clean fish tank and fed.

The tamoxifen treatments were performed at least twice per each developmental stage, and each treatment contained at least 10 individuals (see Supplementary file 1 for number of fish analyzed). The tamoxifen-induced mCherry expression was systematically observed at 3 mpf. The fish were sacrificed and double-immunofluorescence anti-GFP and anti-dsRed were performed (see below).

Tissue preparations for immunofluorescence or in situ hybridization (ISH)

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Zebrafish embryos up to 48 hpf were fixed in ice-cold 4% paraformaldehyde (PFA; Electron Microscopy Sciences) in 0.01 M PBS containing 0.1% Tween 20 (PBST) overnight at 4°C. Zebrafish older than 5 dpf were deeply anesthetized using 0.2% tricaine methanesulfonate (MS222; Sigma-Aldrich) diluted in fish water. The fish were fixed in 4% PFA in PBST overnight at 4°C, then brains were dissected out.

Samples used for ISH were dehydrated in ethanol gradient series, and kept at −20°C in methanol at least for a couple of days. They were rehydrated prior to ISH. For immunolabeling, samples were conserved in a stocking solution containing 0.5% PFA and 0.025% sodium azide. Adult brains were sectioned in a frontal plane (80 µm) with a vibratome.

For a whole-brain imaging for zebrafish younger than 2 wpf (14 dpf), a simplified clearing protocol was applied as previously described (Affaticati et al., 2018; Bloch et al., 2019). Depigmentation was applied as follows: up to 15 larvae were incubated in 10 mL of pre-incubation solution in a petri dish (0.5X saline sodium citrate buffer (SSC), 0.1% Tween20) for 1 hr at room temperature without stirring. Then samples were bleached by incubation in depigmentation solution (0.5X SSC, 5% formamide, 3% H2O2). Samples were left in the solution until pigments were completely degraded. Samples were then washed three times in PBST and left overnight in PBST.

For tissue clearing of older zebrafish brains, a passive CLARITY technique (zPACT) was performed (Affaticati et al., 2017). Dissected brains were fixed in freshly prepared ice-cold methanol-free 4% PFA in PBS (pH 7.4) at 4°C overnight. Samples were then soaked in a precooled solution of hydrogel (0.01 M PBS, 0.25% VA-044 initiator, 5% dimethyl sulfoxide, 1% PFA, 4% acrylamide, and 0.0025% bis-acrylamide) at 4°C for 2 days. The hydrogel polymerization was triggered by replacing atmospheric oxygen with nitrogen in a desiccation chamber at 37°C for 3 hr. Passive tissue clearing was performed at 37°C for 5 days in the clearing solution (8% SDS, 0.2 M boric acid, pH adjusted to 8.5) under rotation in a hybridization oven. After clearing, brains were washed in PBST at room temperature with gentle shaking for 2 days. Brains were incubated in a depigmentation solution (0.5X SSC (150 mM NaCl, 15 mM sodium citrate, pH 7.2), 5% formamide, 0.5X SSC, 3% H2O2, 0.1% Tween 20) for 40 min under light until all remaining pigments were bleached. After washing in PBST brains were post-fixed in PFA 4% in PBS (pH 7.4) at 4°C overnight.

Immunofluorescence

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Double immunolabeling for GFP (1:1000; Aves Labs, GFP-1020; RRID:AB_10000240) and dsRed (1:600, Takara Bio, 632496; RRID:AB_10013483) was performed on adult brain sections of quadruple transgenic zebrafish. Samples were incubated in primary antibodies in PBST containing 4% NGS and 0.3% Triton X-100 at 4°C overnight. Then, samples were incubated with secondary antibodies conjugated to fluorophores (1:1000; Alexa Fluor 488 and 546, Thermo Fisher Scientific-Molecular Probes) in PBST at 4°C overnight. Goat anti-chicken antibody labelled with Alexa Fluor 488 (A-11039; RRID:AB_142924) was used for anti-GFP, and goat anti-rabbit antibody labelled with Alexa Fluor 546 (A-11010; RRID:AB_143156) was used for dsRed. The same protocol was used for single-color immunofluorescence (either GFP or dsRed only) on adult and juvenile brain sections of the parent transgenic lines. In order to visualize the brain morphology, the sections were counterstained with DAPI (4′,6-diamidino-2-phenylindole dihydrochloride; 5 µg/ml, Sigma-Aldrich) at room temperature for 20 min.

Immunofluorescence on larval zebrafish brains in toto (14 dpf or earlier) was performed as described previously (Bloch et al., 2019). Briefly, after depigmentation, samples were incubated at room temperature for 5 hr in a blocking solution containing NGS, 10% dimethyl sulfoxide (DMSO), 5% PBS-glycine 1 M, 0.5% Triton X-100, 0.1% deoxycholate, and 0.1% NP-40 in PBST. Samples were then incubated in labeling solution (2% NGS, 20% DMSO, 0.05% sodium azide, 0.2% Triton X-100, PBST, 10 μg/ml heparin) with anti-dsRed antibody (1:600) at room temperature for 3–4 days with gentle shaking on a 3D rocker. Secondary antibody incubation was performed for 3–4 days and DiD (Thermo Fisher Scientific-Molecular Probes L7781; 1 µg/ml) labeling was added from the second day to show the whole brain morphology. Finally, samples were incubated in a fructose-based high-refractive index (RI) solution that is adjusted to 1.457 for imaging.

CLARITY-processed adult brains were incubated in blocking solution (0.01 M PBS, 0.1% Tween 20, 1% Triton X-100, 10% dimethyl sulfoxide, 10% normal goat serum, 0.05 M glycine) at 20°C for 3 hr. Subsequently samples were incubated in labeling solution (0.01 M PBS, 0.1% Tween 20, 0.1% Triton X-100, 9% dimethyl sulfoxide, 2% normal goat serum, 0.05% sodium azide) with the chicken anti-GFP antibody (1:400) for 7 days at room temperature under gentle agitation. After four washing steps in PBST, samples were incubated in labeling solution with the goat anti-chicken antibody labelled with Alexa Fluor 488 (1:400) at room temperature for 7 days. Samples were washed for 2 days in PBST and mounted in a fructose-based high refractive index solution (fHRI); 70% fructose, 20% DMSO in 0.002 M PBS, 0.005% sodium azide. The refractive index of the solution was adjusted to 1.457 using a refractometer (Kruss). The clarified samples were incubated in 50% fHRI for 6 hr and further incubated in 100% fHRI for 1 day. For imaging, samples were mounted in 1% low melting point agarose and covered with fHRI.

In situ hybridization (ISH)

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ISH for ert2Cre (Dirian et al., 2014; Galant et al., 2016; Heuzé, 2017) was performed for zebrafish brains of different developmental stages, in order to verify the expression of Cre recombinase. Detailed ISH procedures have been described in our previous publications (Affaticati et al., 2015; Xavier et al., 2017).

After rehydration, the samples were permeabilized with proteinase K (1 µg/ml; Sigma-Aldrich, P6556) at 37°C for 5–10 min. The proteinase K reaction was stopped by incubation with 2 µg/µl glycine. After PBST washes, the samples were incubated in hybridization buffer at 65°C for 4 hr, then hybridized with 2 ng/ml of cRNA probe in hybridization buffer at 65°C for at least 18 hr. Samples were then washed in gradient series of formamide/2X SSC mixture at 65°C: 75% formamide/25% 2X SSC, 50% formamide/50% 2X SSC, 25% formamide/75% 2X SSC, then washed in 2X SSC and finally in 0.2X SSC. After being rinsed with PBST at room temperature, the samples were incubated with anti-digoxigenin conjugated with alkaline phosphatase (1:2500; sheep anti-DIG-AP Fab fragments, Roche Diagnostics, 11093274910; RRID:AB_514497) at 4°C overnight. After PBST washes, the signal was visualized by incubation with nitroblue tetrazolium chloride (NBT) and 5-bromo-4-chloro-3-indolylphosphate (BCIP) solution (Roche Diagnostics, 11681451001) in 0.1 M Tris-HCl (pH9.5)/0.1 M NaCl in H2O (TN buffer).

For embryos, the entire ISH procedures were performed in toto. Embryos were embedded into 3% agarose and sectioned with a vibratome in a sagittal plane (40 µm), and slide mounted for imaging. For juvenile brains, probe hybridization was performed in toto, and the brains were sectioned with a vitratome in a frontal plane (40 µm) before incubating with anti-DIG-AP.

Each experimental condition contained at least 4 samples for juvenile brains and at least 10 samples for embryos. The experiments were repeated at least 3 times for each developmental stage of tamoxifen treatments (Supplementary file 1), except for 8 wpf, in which we did not observe any mCherry/GFP co-localization (see Results).

Image acquisition

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A Leica TCS SP8 laser scanning confocal microscope was used to image adult sections with a 25x or 40x water immersion objective. For clarified brains, the same microscope was used with a Leica HC Fluotar L 25x/1.00 IMM motCorr objective. For all these acquisitions, fluorescence signal was detected through photomultipliers (PMTs) after sequential laser excitation of fluorophores at 405, 488, 552 nm. Steps along the Z-axis were set at 1 µm. Epifluorescence images were acquired using a Multizoom AZ100 (Nikon).

Bright-field images were acquired with upright microscopes, either BX43 or BX60 (Olympus). Acquired images were adjusted for brightness and contrast using ImageJ/FIJI software (Schindelin et al., 2012).

Quantification of mCherry+ cells in PG

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The mCherry+ cells in the adult PG were counted from confocal images using the ImageJ cell counter plugin. We used stacks of 5 μm from frontal sections containing the PGl. The total number of cells was determined with DAPI nuclear labeling, and proportion of mCherry+ cells was calculated. The cell count was performed in the brains induced at 4 different time points: 24 hpf, 48 hpf, 2 wpf, and 3 wpf, and the average from two specimens was presented as data for each time point (Figure 8—figure supplement 2).

3D image reconstruction of young zebrafish brains

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In order to visualize the global distribution of mCherry+ cells in the brains of larval/juvenile (5, 7, 14 dpf) zebrafish, 3D reconstruction of confocal images was performed as described in Bloch et al., 2019. A whole brain imaged with confocal microscopy was reconstructed in 3D, using Imaris 8.0.1 software (Oxford Instruments) by means of the ‘3D view’ visualization tool on a Dell T3610 workstation.

Selective visualization of PGl fiber projections in Tg(279A-GFP)

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The signal of the Tg(279A-GFP) was selectively visualized by manual segmentation of the fiber projections in Amira (Thermo Fisher Scientific, FEI). For the classification of the staining of the specimen, we broke down the staining pattern into four categories: background, specimen background, specimen signal, and specimen auxiliary signal that contains a widely distributed population of cells outside the scope of this study. The process of manual segmentation is an iterative succession of initial freehand (Brush) segmentation and subsequent refinement with interactive thresholding tools (Magic wand, Threshold). The segmentation was initialized by a coarse manual segmentation of the pattern of interest and was refined region by region in up to seven iterations. The rather high number of manual and threshold-based segmentation iterations is due to the auxiliary signal, which is also located in close proximity to the pattern of interest. Local thresholds for the (negative) segmentation of the auxiliary signal were adapted with respect to the voxel values of the surrounding region to a lower boundary value of 150–180 (higher boundary always was 255). The resulting regions of exceptionally bright voxels were dilated in all three dimensions by two pixels for removing the auxiliary signal in their entirety from the region of interest.

For the final visualization we multiplied the original grey value dataset with the binary 3D mask of the segmentation. Since in this mask the region of interest is encoded as one (1) and the background as zero (0) the multiplication of the image with its mask will result in the separation of its original grey values within the mask from the background signal because the latter is multiplied by zero. This isolated signal was visualized using the orange-yellow colormap (look-up-table, LUT) volrenRed.col with a truncated dynamic range (0–200) for better contrast and visibility of the signal of interest in a Volren-module of Amira.

For the context of the signal of interest, we visualized in parallel the entire dataset in a separate Volren-module using a grey colormap with slightly truncated dynamic range (10-255) as a means of global contrast enhancement.

Appendix 1

Appendix 1—key resources table
Reagent type (species) or resourceDesignationSource or referenceIdentifiersAdditional information
Strain, strain background (Danio rerio)Tg(gSAGFF279A;UAS:GFP)This studyzTrap database: gSAGFF279Atransgenic zebrafish 
Strain, strain background (Danio rerio)Tg(UAS:GFP)Asakawa and Kawakami, 2009zTrap database:
UASGFP1A
transgenic zebrafish
Strain, strain background (Danio rerio)Tg(her5:ERT2CreERT2)Galant et al., 2016transgenic zebrafish
Strain, strain background (Danio rerio)Tg(Dr830:ERT2CreERT2)Heuzé, 2017transgenic zebrafish
Strain, strain background (Danio rerio)Tg(βactin:lox-stop-lox-hmgb1-mCherry)Wang et al., 2011transgenic zebrafish
Antibodychicken polyclonal anti-GFPAves LabsCat# GFP-1020; RRID:AB_100002401:1000 (brain sections), 1:400 (whole brain)
Antibodyrabbit polyclonal anti-dsRedTakara BioCat# 632496; RRID:AB_100134831:600
Sequence-based reagentoligonucleotide ert2 forward primerEurogentec
(sequence based on Dirian et al., 2014)
5'-ATGGCCGGTGACATGAGAGCTG-3'
Sequence-based reagentoligonucleotide Cre reverse primer Eurogentec
(sequence based on Dirian et al., 2014)
  5'-CATCAGGTTCTTCCTGACTTCAT-3'
Chemical compound, drugtamoxifenSigma-AldrichT176
Software, algorithmAmira 6.5.0Thermo Fisher Scientific-FEI
Software, algorithmImaris 8.0.1Oxford Instruments
Software, algorithmFiji / ImageJSchindelin et al., 2012http://fiji.sc/
Software, algorithmImageJ cell counter pluginKurt De Vos (University of Sheffield)https://imagej.nih.gov/ij/plugins/cell-counter.html
OtherbiocytinSigma-AldrichB4261
Otherbiotinylated dextran amine (BDA)Thermo Fisher ScientificD7135
OtherDiIThermo Fisher ScientificD7756
OtherDiDThermo Fisher ScientificL7781
OtherDAPISigma-Aldrich32670

Data availability

Source data files for a transgenic zebrafish line have been provided online: https://tel.archives-ouvertes.fr/tel-01968023. All the other data generated or analysed during this study are included in the manuscript and supporting files.

The following previously published data sets were used

References

  1. Book
    1. Braford MR
    2. Northcutt RG
    (1983) Organization of the diencephalon and pretectum of the ray-finned fishes
    In: Davis R. E, Northcutt R. G, editors. Fish Neurobiology Higher Brain Areas and Functions. Ann Arbor, MI: University of Michigan Press. pp. 117–164.
    https://doi.org/10.1134/S0022093007010097
    1. Graybiel AM
    (1972)
    Some extrageniculate visual pathways in the cat
    Investigative Ophthalmology 11:322–332.
    1. Reiner A
    2. Yamamoto K
    3. Karten HJ
    (2005) Organization and evolution of the avian forebrain
    The Anatomical Record Part A: Discoveries in Molecular, Cellular, and Evolutionary Biology 287A:1080–1102.
    https://doi.org/10.1002/ar.a.20253
    1. Vernier P
    2. Wullimann MF
    (2009)
    Encyclopedia of Neuroscience
    Evolution of the posterior tuberculum and preglomerular nuclear complex, Encyclopedia of Neuroscience, Berlin, Heidelberg, Springer.
  2. Book
    1. Yamamoto K
    2. Bloch S
    (2017)
    Overview of Brain Evolution : Lobe-Finned Fish vs. Ray-Finned Fish
    In: Watanabe S, Hofman M. A, Shimizu T, editors. Evolution of the Brain, Cognition, and Emotion in Vertebrates. Tokyo: Springer. pp. 3–33.

Decision letter

  1. Marianne E Bronner
    Senior and Reviewing Editor; California Institute of Technology, United States
  2. Glenn Northcutt
    Reviewer

In the interests of transparency, eLife publishes the most substantive revision requests and the accompanying author responses.

Acceptance summary:

In this manuscript, the authors convincingly show that PGl and PGa contain numerous mCherry+ cells showing that they are derived from the mesencephalon, although it remains unlikely that the entire preglomerular complex (PG-C) is mesencephalon-derived. These findings are important for understanding the mechanism of forebrain evolution.

Decision letter after peer review:

Thank you for submitting your article "Non-thalamic origin of zebrafish sensory relay nucleus: convergent evolution of visual pathways in amniotes and teleosts" for consideration by eLife. Your article has been reviewed by three peer reviewers, and the evaluation has been overseen by Marianne Bronner as the Senior and Reviewing Editor. The following individual involved in review of your submission has agreed to reveal their identity: Glenn Northcutt (Reviewer 3).

The reviewers have discussed the reviews with one another and the Reviewing Editor has drafted this decision to help you prepare a revised submission.

Summary:

In this manuscript, the authors provide developmental evidence that many, if not all, of the pallial projecting cells of the preglomerular complex are of midbrain origin, and conclude that this is a case of convergent evolution between teleosts and other vertebrates. The reviewers found the manuscript interesting but also suggest numerous revisions to improve the manuscript. Rather than enumerating them, please see the detailed reviews below. We believe these will greatly improve the manuscript and can be accomplished in a reasonable period of time.

Reviewer 1:

The authors present valuable new data that address a longstanding question in comparative neuroanatomy, namely whether the visual pathway ascending from the optic tectum to the telencephalon in teleosts passes through the dorsal thalamus, as it does in amniotes. The authors present convincing evidence that (at least) a substantial number of the "relay" neurons in this pathway develop from mesencephalic precursors, rather than from the diencephalon/thalamus. This is an important finding in part because it strongly suggests that the "tectofugal" visual pathway in teleosts is not homologous to that in amniotes. I'm convinced by the data but see two potential weaknesses:

1) In each individual fish (which were tamoxifen-treated at different stages of development), only a relatively small fraction of the cells labeled for mesencephalic origin are double-labeled with the ascending PG neuron marker (i.e., the "relay" neuron marker). The authors argue that this double-labeling percentage is low because the tamoxifen induction (for the Cre-based lineage tracing) is limited to a relatively short period of time and the Cre-lox system can, in any case, never label 100% of the neurons. It's a bit embarrassing to admit, but I am uncertain whether this argument (paragraph one of the Discussion) is valid (shouldn't one nonetheless expect more double-labeled cells after tamoxifen induction in early development?). Fortunately, the editor will surely be in a better position to make this judgment than I am. The question is important because the work may well be criticized on the grounds that "not all" of the relay (i.e., PG) neurons were shown to originate from the mesencephalon, leaving open the possibility that some are thalamic. The authors themselves seem rather tentative as well ("it may be reasonable to assume that most GFP+ cells originate from the midbrain").

2) A key phyogenetic argument is muddled. Specifically the final paragraph of subsection “Evolution of ascending visual pathways” is very confusing or even misleading. I think it would be best simply to write something like: "Substantial tectofugal visual pathways to the pallium are observed only in amniotes and teleosts (forget the "Osteichtyes" reference; it will only confuse most readers) and not in the intermediate taxa. In addition, the data in the present paper clearly indicate that many (though perhaps not all) of the PGl neurons in the teleost pathway are (in contrast to amniotes) not part of the thalamus, but instead have a mesencephalic origin. In combination, these observations strongly suggest that the teleost and amniote pathways are not homologous to one another (i.e. have evolved independently of one another)." The business about the ancestor of bony fishes having had "diffuse visual pathways" is not well justified. I'm not even sure what it's supposed to mean. Perhaps the authors envision some sort of differential elaboration from an ancestral diffuse state, akin to Ebbesson's old idea of parcellation, but there is no evidence for that and, surely, de novo pathways are not a logical impossibility. Easily fixed, though.

Reviewer 2:

Combining tamoxifen inducible cre-lox p fate mapping (lineage tracing) with tract tracing methodology in a transgenic line of the teleost zebrafish, the authors claim to show that the alar plate mesencephalon (tectum opticum) contributes perhaps the majority neurons to a lateral teleostean visual relay nucleus of the preglomerular complex (PGl) located in a laterally displaced diencephalic territory. The authors performed several experiments and incubated over various time frames to show that many neurons if not the majority of the PGl derives from the tectum opticum. In addition, the study shows that specifically these GFP-positive mesencephalic neurons project into those two teleostean pallial territories, the main projection area is the dorsolateral pallium (Dl) and a minor projection area is located in the dorsomedial pallium (Dm). The authors discuss their findings regarding the evolution of homologs and non-homologs to the mammalian thalamo-cortical projections specifically the mammalian geniculate and extra-geniculate pathways. Based on the results, the authors conclude that zebrafish/teleosts preglomerular complex is independently evolved "thalamus-like" relaying center and the PGl specifically is a mesencephalic nucleus that cannot be compared to neither the geniculate nor the extrageniculate pathway. Thus, the study provides important new information to the evolutionary origin of the PGl suggesting that the PGl projections to Dl and Dm arise from these mesencephalic GFP positive neurons.

Overall, the manuscript is well written, the method of cre-loxp mediated fate mapping is advanced, and the results interesting. However, the overall enthusiasm about the findings is dampened because of issues related to how the findings are presented and that previous publications are either not properly or not at all cited. In addition, I have doubts that the PGl should be treated in its entirety as a mesencephalic entity. Instead, I would think that it's rather likely that the mesencephalon contributes many cells to the PGl, which itself resides in the diencephalon. It looks like what the authors describe should be considered tangential migration into the diencephalon. My recommendation for publication, thus, would be dependent upon revisions and reactions from the authors towards these criticisms.

Criticisms (Overview):

Most importantly, I would like to see more cre-loxP staining that show the development of the PGl and migrating GFP positive neurons between the TeO and its supposedly final destination the PG.

There are major problems with regard to the introduction, rationale, and discussion of the evolution of visual thalamo-cortical or thalamo-pallial like projections in teleosts and their comparability to mammals (and/or birds). Here, the authors avoid discussing how the zebrafish forebrain and in particular the everted pallium can be compared to (a) the overall prosomeric organization of the vertebrate brain (e.g., Puelles and Rubenstein, 2003, Puelles and Rubenstein, 2015) and (b) with regard to several competing pallial eversion theories that postulate different locations for the homologs of the dorsal (mammalian iscortex) and medial pallial (hippocampus) territories. With regard to the projections of the PGl: Former studies (cited by the authors) already established, that PGl in teleosts project to two pallial territories of the teleostean telencephalon, the medial (Dm) and dorsolateral (Dl) zones most often respectively considered the homologs of the pallial amygdala and medial (hippocampal) pallium (based on prox1 gene expression, Ganz et al., 2012). However, Dl (together with a central area (Dc) and dorsal territory (Dd) also have been discussed as being homologous or functionally equivalent to the mammalian dorsal pallium (isocortex). The authors need to state how the interpret homologies and based on what criteria (developmental as is the case for the PGl?). The putative homologies to the mammalian dorsal pallium, amygdala and hippocampuse need to be discussed in order to make sense out of the comparison to the mammalian thalamo-cortical projections, because if there was no distinct isocortex-homolog in teleosts at the first place, the postulation of potentially homologous thalamo-cortical projections would be pointless. Basically, the authors need to declare their position on where the dorsal pallium homolog (if they think it exists) is located in the everted pallium of zebrafish. To my understanding, the authors define homology first and foremost by determination of the topological place of origin, whereas function or connectivity can change during evolution as similarly pointed out by Nieuwenhuys (2009). It is unclear to the reader if they also define pallial homologies based on developmental criteria. The schematics (specifically Figure 1) that describe the visual pathways are way too simplistic.

My recommendation is that these issues need to be solved before considering publishing in eLife.

In the following, I will detail the problems.

1) Lack of citations and balanced discussion/.

First of all, the idea that the preglomerular complex is an independently (parallel) evolved thalamus-like structure is not new and the authors should give credit to some publications that have expressed this hypothesis before. Most obvious, there is a relatively recent review about the zebrafish thalamus organization (Mueller, 2012) that already states that the PG-complex should be treated as an independently evolved thalamus-like structure (similar to some studies before cited in that review). The review also focuses on the comparison of the PGl connectivity with regard to the mammalian geniculate and extra-geniculate pathways with a prominent figure that outlines that the zebrafish pathways are not homologous to these mammalian pathways. Although most previous works considered the PG-complex mainly a derivative of the posterior tuberculum (e.g. the early works of the Northcutt group some of which are cited by the authors), developmental studies on proliferation patterns using PCNA and BrdU already indicated that the PG-complex is of "multiprosomeric origin" and that even mesencephalic neurablasts migrate into the developing PG-complex (Wullimann and Puelles, 1999, Mueller and Wullimann, 2002). It is hard to imagine that the authors have not recognized these studies as they are also described in depth in the atlas of the developing zebrafish brain (Mueller and Wullimann, 2005, 2nd edition 2016). Wullimann and Mueller also provided alternative eversion hypotheses (Mueller and Wullimann, 2009) on the location and definition of the dorsal pallium (Mueller et al., 2011, Mueller, 2012). Even though the authors most likely disagree with these alternative views, they cannot simply ignore them. They need to discuss them reasonably balanced in comparison with their own ideas (e.g., Ito and Yamamoto, 2009, Yamamoto et al., 2007) to illustrate their view on pallial homologies. For example, in their complex eversion model of 2007, Yamamoto et al. postulated that many different areas of the pallium (dorsomedial (Dm), dorsolateral (Dl), dorsocentral (Dc), and dorsal domain (Dd) constitute the teleostean homolog of the dorsal pallium. To be clear, I am not suggesting that the authors need to discuss eversion models in detail, but they at least need to mention that there are diverging interpretations on pallial organization and that this is an open question or that comparative anatomists have not reached a consensus on that question.

2) Prosomeric organization not considered and incorrect citations.

The next problem concerns the potentially multi-prosomeric organization of the zebrafish PG-complex (PGC). Here the authors too often switch between the PGl, which they found to be a derivative of the mesencephalon, and the PG-complex at large. Here the authors fail again to provide a nuanced perspective on the matter at hand. So, basically the authors do not address the problem that the remaining nuclei of the PGC are obviously not derived from the tectum opticum nor do these remaining PG nuclei seem to show migrated GFP positive TeO cells, which in turn leaves open the possibility that each single nucleus is derived from only one or from multiple different prosomeric or other domains. Again, the authors need to develop a more balanced view on the organization and potential homologies to mammalian or tetrapod forebrains and cite more previously published articles in a balanced manner. In addition, it would be nice if they compared the PGl with any other nucleus of the PG-complex with a potentially different place of origin (if they think that single nuclei have very distinct developmental origins? But this is of course just a suggestion to broaden the hypothesis which otherwise would need to be restricted to the PGl).

For example:

The authors write that "some studies suggest that Pax6-positive (Pax6+) alar cell population migrate ventrally to form the PG during development (Ishikawa et al., 2007;Wullimann and Rink, 2001), claiming that the teleost PG is homologous to the tetrapod thalamus".

This statement is incorrect at least for Wullimann and Rink (2001, and 2002). Specifically, these authors clearly state already in their Abstract (2002) that: "The peripherally migrated, adult diencephalic preglomerular complex of the basal plate posterior tubercle (early: M2) provides sensory inputs to the pallium. Early Pax6 protein distribution indicates that at least part of M2 may directly originate from alar plate ventral thalamic Pax6-expressing cells." In other words, their work suggests that ventral thalamic (or prethalamic) pax6 cells contribute to the PG complex and not that the PG complex as a whole is homologous to the thalamus proper (dorsal thalamus).

Again, the idea that the PG complex is of multiprosomeric origin (Wullimann and Puelles, 1999) already implies that it cannot be fully homologous, in theory only portions of it or single nuclei can be homologous or field homologous. The authors should not interchangeably compare thalamus with prethalamus, there is a huge difference between these entities.

Reviewer 3:

Although the preglomerular nucleus of teleosts is known to receive multiple ascending sensory projections, and to project to the pallium, its homology to cell groups in other vertebrates is uncertain. It has been claimed to be homologous to parts of the dorsal thalamus (Yamoto and Ito, 2008) and to the posterior tubercle (Striedter and Northcutt, 2020) In this manuscript, the authors provide developmental evidence that many, if not all, of the pallial projecting cells of the preglomerular complex are of midbrain origin , and they conclude that this is a case of convergent evolution between teleosts and other vertebrates. The evidence appears convincing and would represent resolution of an important topic in vertebrate brain evolution.

[Editors' note: further revisions were suggested prior to acceptance, as described below.]

Thank you for submitting your article "Non-thalamic origin of zebrafish sensory nuclei implies convergent evolution of visual pathways in amniotes and teleosts" for consideration by eLife. Your article has been reviewed by two peer reviewers, and the evaluation has been overseen by Marianne Bronner as the Senior Editor. The reviewers have opted to remain anonymous.

The reviewers have discussed the reviews with one another and the Reviewing Editor has drafted this decision to help you prepare a revised submission.

We would like to draw your attention to changes in our revision policy that we have made in response to COVID-19 (https://elifesciences.org/articles/57162). Specifically, we are asking editors to accept without delay manuscripts, like yours, that they judge can stand as eLife papers without additional data, even if they feel that they would make the manuscript stronger. Thus the revisions requested below only address clarity and presentation.

Summary:

In this manuscript, the authors convincingly show that PGl and PGa contain numerous mCherry+ cells showing that they are derived from the mesencephalon, although it remains unlikely that the entire preglomerular complex (PG-C) is mesencephalon-derived. These findings are important for understanding the mechanism of forebrain evolution.

Revisions:

As detailed in the reviews below, the reviewers raise many points that can be addressed by careful changes to the text. For example, while the overall readability of the manuscript has improved, t it would be important to add more in-depth discussion about alternative views and data that speak against their hypothetisis. Although these and other changes are editorial, they are also extremely critical for correct presentation of the data so are more than minor. I refer you to the complete reviews below for further details.

Reviewer 1:

The authors have nicely addressed my concerns and, as far as I can tell, the main concerns of the other reviewers. I do like the new/additional figures and am convinced by them. I only have four substantial (but not major) recommendations (plus some more minor editorial suggestions). Overall, I think it's a strong paper that makes an important contribution to its field.

Introduction paragraph three, opening sentence: This sentence is flawed. Instead, I suggest: "The principal problem is that it is difficult to determine the primitive condition for the thalamopallial pathways of amniotes."

Discussion paragraph four: I suggest, instead: "The earlier data had been interpreted as demonstrating a forebrain origin of PG cells, implying that he Pax6+ cells are thalamic or prethalamic. Our data, in contrast, show that a significant percentage of PG cells are of mesencephalic origin." I would leave the tectal cells out of it, despite what one of the other reviewers wrote; I think the figures show clearly enough that, yes, many tectal cells are labeled as well.

Paragraph three subsection “Evolution of ascending visual pathways”: I suggest: "Our study does not solve the pallial homology problem, but it strongly suggests that the tectofugal pathways in amniotes and teleosts are not homologous to one another. In tetrapods, the neurons giving rise to the pallial projections all have their cell bodies in the thalamus, even though their pallial projection targets differ between the major amniote groups."

Figure 8—figure supplement 2: for the y-axis label, I suggest: "mCherry+ cells (cumulative %)”; and for the legend, I suggest: "Cherry+ cells observed after tamoxifen induction at the indicated time points" and "mCherry+ cells observed after induction at earlier developmental stages"

Reviewer 2:

After reading the revised manuscript and response letter of the authors, I recommend some minor revisions before considering the article for eLife. The authors now convincingly show that PGl and PGa contain numerous mCherry+ cells, however I still find it unlikely that the entire preglomerular complex (PG-C) is a derivative of the mesencephalon. Since the overall readability after revision has considerably increased, I do better understand the authors intents though and both the introduction and results part have been improved a lot. Within the discussion part, they could discuss somewhat more in depths alternative views and data that speak against their own hypothetical scenario. Their findings are important for understanding the mechanism of forebrain evolution. To be precise, my previously expressed major concern is that developmental gene expression patterns, BrdU-experiments, shh-driven GFP, and GFAP-radial glia fiber distribution speak in favor of a radial migration from alar and basal plates of the prosomeric forebrain plus some either radial or tangential contributions of the mesencephalon) for most of the preglomerular complex. It is incorrect in this context to state that former studies on the developmental origin of the PG-C focused "only" on molecular distributions, as the authors want to imply. There is a whole body of work that suggest a multiprosomeric orgin including some (tangential) migration originating in the alar plate mesencephalon.

The controversy or problem could simply be solved if the authors would discuss their evolutionary hypothesis in a slightly more considerate way and in comparison to some of the papers that suggested a prosomeric organization (see further below). This would make the paper stronger in the end, not weaker. They do find that a huge number of mesencephalic neurons contribute to the preglomerular complex. As their results, however, do not allow to determine if the mCherry+ cells are the results of tangential or radial migration, they need also to make a statement here about what they think is happening.

In the following, I will respond to their rebuttal letter in some detail:

Point 1) Validation whether the entire PG is of the mesencephalic origin (mCherry+)

Authors:

As we have already mentioned, the percentage of mCherry+ in each induction is not very high, around 10-20%. However, it has to be considered that the PG continues to develop up to 6-8 wpf, thus the induction time represents only a fraction of the developmental timeframe. Based on these data, it would be reasonable to conclude that the majority (if not all) of PG is constituted by mesencephalic neurons.

Reviewer 2:

The authors need to be more careful with their assumptions, if they can induce only about 10 to 20% and also did not study the entire timeframe of PG development. Plus, there is probably also some apoptosis ongoing that these authors do not take into consideration. Although the PG continuous to develop into 6 to 8 wpf, the proliferation and migration activity has probably slowed down considerably compared to the early timeframe. Plus, the authors themselves do in fact state something similar in their Discussion.

The authors state:

“It is difficult to prove whether all the PG cells originate from the mesencephalon, due to the technical limitation of the tamoxifen induction. Long term tamoxifen treatment leads to a high mortality rate of the fish during the experiment (Bloch et al., 2019; Yu et al., 2019). Moreover, the Cre-lox system would not allow 100% induction rate (Hayashi and McMahon, 2002). Thus, mCherry labeling of each experiment would represent only a fraction of the cells originating from the mesencephalic region.”

So, how can the authors state that it is difficult to proof a claim and then act as if they did proof it?

In addition, and as I stated before, numerous studies on GFAP and other molecular distributions including shh-driven GFP, distribution of GABAergic neurons indicated a prosomeric organization of the zebrafish forebrain and the PG-C is most likely of multiprosomeric origin including contributions from the mesencephalon as stated before (Puelles and Wullimann, 1999, Mueller and Wullimann, 2004, etc.). Again, the authors did not provide evidence or thoroughly discussed the problem of tangential versus radial migration. The problem of radial versus tangential migration is pivotal for both discussing potential homologies and correctly interpreting the topological origin of the preglomerular complex. This should be discussed in one paragraph in the Discussion.

Point 2) Discussion on the pallial homology in the context of eversion theory.

Authors:

As pointed out, we here discuss the "regional homology", based on developmental criteria. Recent publications based on cell lineage studies (Dirian et al., 2014; Furlan et al., 2017) have indicated that the classical eversion theory needs to be modified. We have discussed this point in our previous publications, proposing a new view on the pallial homology (Yamamoto et al., 2017; Yamamoto and Bloch, 2017).

Reviewer 2:

I am okay with not discussing pallial homology, but I suggest citing also the Folgueira et al., 2012 paper about the morphogenesis underlying the development of the everted teleost telencephalon, because it is significance for understanding the eversion process.

3) Discussion and references on previous works in relation to the prosomeric model

Author's statement in response to previous comments of reviewer 2.

We do not agree to use expression of genes as the only argument to define brain regions, thus we see problems on the conclusions of some previous works proposed to refer by reviewer 2. Our position has been discussed in our previous publications (Affaticati et al., 2015; Yamamoto et al., 2017; Yamamoto and Bloch, 2017), and we mentioned it briefly in Introduction.

However, we avoid to discuss in detail because it would not be directly relevant to the topic here. Again, regardless of the position concerning the prosomeric model, our findings favors the hypothesis that the PG, as a whole, is not homologous to the amniote thalamus.

Reviewer 2:

The authors oversimplify by stating that reviewer 2 argues to "use expression of genes as the only argument to define brain regions." The prosomeric model is currently the established paradigm in comparing forebrain organization across vertebrates and a lot of former studies on developmental gene expressions, developmental and adult GFP progeny studies in transgenic lines do in fact support an overall prosomeric organization of the forebrain in teleosts as in other vertebrates. I understand that the authors aim to promote a new "model" or "theory" of forebrain evolution. However, as their model is not widely accepted in the field and the broader audience of eLife, of course, they need to discuss the established or current standard model(s) somewhat more in depth. Last but not least, it would probably help to make their hypothesis stronger.

I am okay with some of the other statements and the authors' , so I will not go into further detail with regard to their responses here.

Regarding more cre-loxP….

The authors write:

Please note that the GFP does not represent the PGl cell identity. The expression of GFP can be switched on and off, depending the regulation of the inserted locus (inpp5ka gene). We think this is the case here. The GFP may be expressed only after maturation (the PGl cells arrive at the final destination). Thus the experiment prosed by reviewer 2 would not provide the information that he or she expects.

Reviewer 2:

Okay, it seems as if fate mapping has some weaknesses in zebrafish, and I see this as an argument to be more cautious with regard to the estimated numbers of cells reaching PGl, and PG at large.

Evaluation of homology.

I accept the changes and do not have further comments here.

Lack of citations, the authors state:

We added this reference to the Introduction. It is true that hypotheses by Mueller, 2012, on the ascending auditory and visual pathways (Figure 7 and 8) suggest that they are not homologous to the thalamocortical pathways. However, we find a problem on the rationale: the author claims that the PG-Dl projection is not homologous to the corticothalamic projection because the entire Dl should be homologous to the hippocampus. Thus, we cited the position of the author rather in the context of the controversy of pallial homology.

Reviewer 2:

This is not entirely true, because Mueller also considered developmental data and gene expression analyses in line with the Wullimann papers (e.g. Wullimann and Mueller, 2002) and the distribution of gad67 mRNA in the adult brain (Mueller and Guo, 2009). This latter paper would also need to be cited in the context of what Wullimann describes with the shh-GFP line, that is, that distributions of molecular markers are radially organized suggesting a prosomeric ground plan of the diencephalon that includes the PG-C in their view.

I am not saying that the authors have to agree with any of these alternative views, but it would make the discussion stronger and it would be helpful for future discussions.

The authors write:

We admit that we often switch PGl and PG. In the sentence discussing about the "visual" projection neurons, we refer PGl, whereas when the point of discussion concerns the entire PG or "sensory" projections in general, we tend to refer PG.

In the previous version, we did not clearly describe that the mCherry+ cells are distributed throughout the PG (other than PGl), which may have led the confusion. We here provide new figures (new Figure 5 and Figure 5—figure supplement 1) to demonstrate that the mCherry+ cells are not limited to the PGl, but also found other nucleus of the PG (such as PGa).

To avoid the confusion, we modified the "PGl" to "PG" in some figures and descriptions, unless it is important to exclude other nuclei of PG.

Reviewer 2 response:

The newly added Figure 5 definitely helps to convince the reader that there are substantial amounts of mCherry+ cells in both PGl and PGa. The readability has improved a lot. However, to truly convince the readers that the entire PG-C is a derivative of the mesencephalon photographs are needed that also show mCherry+ cells are equally distributed in all of nuclei of the PG-C. So, the authors should also show a microphotograph of the PGm, for example, and all other nuclei of the PG-C that they consider be derivatives of the mesencephalon. Based on the photographs they already provided, it should be easy to show also close-up photographs of mCherry+ neurons in the remaining PG nuclei.

With regard to the remaining points I raised in my last review, I am satisfied with the changes made by the authors. In addition, I am also globally okay with the text changes. In the following, I will only make some comments specific to the altered manuscript.

The authors write:

“The her5-mCherry+ cells are distributed in the entire PG, including the PGl where the 279A-GFP+ pallial projection neurons are located (Figure 5 and Figure 5—figure supplement 1). Thus, we conclude that many of PG cells, if not all, are of the midbrain

origin.”

Reviewer 2 comments:

Figure 5 shows mCherry+ cells nicely in the inlet of 5E and PGl and PGa. Could the author also label the other PG nuclei showing such a cross sections? For example, PGm should be shown as well as all other nuclei that they consider derivatives of the mesencephalon. Globally stating that the entire PG is a derivative is not precise enough.

Discussion paragraph four:

The authors do now discuss in a well-balanced manner the hypotheses regarding pax6-positive and shh-positive cell contributions to the PG-C in lines.

However, a paragraph is missing that discusses the findings that PCNA, and longterm BrdU-studies in comparison to expression patterns of ngn1 and neuroD indicated contributions from both alar and basal plate diencephalic territories (Pretectum, Thalamus, PTd, PTv) to the PG-C (M2) between 2 and 5 dpf in larval zebrafish (Wullimann and Puelles, 1999, and Mueller and Wullimann, 2002). This is important and cannot just simply ignored in the discussion because the PG-C is probably not only comprised of ex-pax6-positive neurons coming from the mesencephalon. It is unlikely, that these ngn1/neuroD positive neurons are shh- or pax6 positive. So, besides pax6 and shh-positive contributions, the authors cannot rule out that glutamatergic precursors from these diencephalic territories contribute to the PG-C.

https://doi.org/10.7554/eLife.54945.sa1

Author response

Reviewer 1:

The authors present valuable new data that address a longstanding question in comparative neuroanatomy, namely whether the visual pathway ascending from the optic tectum to the telencephalon in teleosts passes through the dorsal thalamus, as it does in amniotes. The authors present convincing evidence that (at least) a substantial number of the "relay" neurons in this pathway develop from mesencephalic precursors, rather than from the diencephalon/thalamus. This is an important finding in part because it strongly suggests that the "tectofugal" visual pathway in teleosts is not homologous to that in amniotes. I'm convinced by the data but see two potential weaknesses:

1) In each individual fish (which were tamoxifen-treated at different stages of development), only a relatively small fraction of the cells labeled for mesencephalic origin are double-labeled with the ascending PG neuron marker (i.e., the "relay" neuron marker). The authors argue that this double-labeling percentage is low because the tamoxifen induction (for the Cre-based lineage tracing) is limited to a relatively short period of time and the Cre-lox system can, in any case, never label 100% of the neurons. It's a bit embarrassing to admit, but I am uncertain whether this argument (paragraph one of the Discussion) is valid (shouldn't one nonetheless expect more double-labeled cells after tamoxifen induction in early development?). Fortunately, the editor will surely be in a better position to make this judgment than I am. The question is important because the work may well be criticized on the grounds that "not all" of the relay (i.e., PG) neurons were shown to originate from the mesencephalon, leaving open the possibility that some are thalamic. The authors themselves seem rather tentative as well ("it may be reasonable to assume that most GFP+ cells originate from the midbrain").

In a previous publication, we have already demonstrated that many PG cells are derived from the mesencephalon (Bloch et al., 2019). The PG develops as the anterior end of the migrating MHB progenies, and the entire region containing the PG is labeled with mCherry. In the revised manuscript, we provide additional data to demonstrate it (new Figure 5, Figure 5—figure supplement 1, Figure 8—figure supplement 2, and Video 2). Thus, even without the double-labeling data (co-localization of GFP and mCherry), we can reasonably assume that the majority of PG cells are of mesencephalic origin. The GFP/mCherry double labeling further confirm that the pallial projection neurons are not exceptional, and they also are derived from the mesencephalon. Altogether, it is reasonable to conclude that the majority of PG cells, including the "thalamic-like" projection neurons, are of mesencephalic, not thalamic origin.

In Figure 8—figure supplement 2, we provide an estimation of the proportion of mCherry+ cells. This indicates that around 60% of PG cells observed in the adult originate from the midbrain between 24hpf and 3 wpf. We have demonstrated that the mCherry+ in PG would continue to increase up to around 6-8 wpf. Thus it would be reasonable to conclude that the majority (if not all) of PG cells are constituted by mesencephalic neurons.

2) A key phyogenetic argument is muddled. Specifically the final paragraph of subsection “Evolution of ascending visual pathways” is very confusing or even misleading. I think it would be best simply to write something like: "Substantial tectofugal visual pathways to the pallium are observed only in amniotes and teleosts (forget the "Osteichtyes" reference; it will only confuse most readers) and not in the intermediate taxa. In addition, the data in the present paper clearly indicate that many (though perhaps not all) of the PGl neurons in the teleost pathway are (in contrast to amniotes) not part of the thalamus, but instead have a mesencephalic origin. In combination, these observations strongly suggest that the teleost and amniote pathways are not homologous to one another (i.e. have evolved independently of one another)." The business about the ancestor of bony fishes having had "diffuse visual pathways" is not well justified. I'm not even sure what it's supposed to mean. Perhaps the authors envision some sort of differential elaboration from an ancestral diffuse state, akin to Ebbesson's old idea of parcellation, but there is no evidence for that and, surely, de novo pathways are not a logical impossibility. Easily fixed, though.

We have modified the description.

Reviewer 2:

Combining tamoxifen inducible cre-lox p fate mapping (lineage tracing) with tract tracing methodology in a transgenic line of the teleost zebrafish, the authors claim to show that the alar plate mesencephalon (tectum opticum) contributes perhaps the majority neurons to a lateral teleostean visual relay nucleus of the preglomerular complex (PGl) located in a laterally displaced diencephalic territory. The authors performed several experiments and incubated over various time frames to show that many neurons if not the majority of the PGl derives from the tectum opticum. In addition, the study shows that specifically these GFP-positive mesencephalic neurons project into those two teleostean pallial territories, the main projection area is the dorsolateral pallium (Dl) and a minor projection area is located in the dorsomedial pallium (Dm). The authors discuss their findings regarding the evolution of homologs and non-homologs to the mammalian thalamo-cortical projections specifically the mammalian geniculate and extra-geniculate pathways. Based on the results, the authors conclude that zebrafish/teleosts preglomerular complex is independently evolved "thalamus-like" relaying center and the PGl specifically is a mesencephalic nucleus that cannot be compared to neither the geniculate nor the extrageniculate pathway. Thus, the study provides important new information to the evolutionary origin of the PGl suggesting that the PGl projections to Dl and Dm arise from these mesencephalic GFP positive neurons.

Overall, the manuscript is well written, the method of cre-loxp mediated fate mapping is advanced, and the results interesting. However, the overall enthusiasm about the findings is dampened because of issues related to how the findings are presented and that previous publications are either not properly or not at all cited. In addition, I have doubts that the PGl should be treated in its entirety as a mesencephalic entity. Instead, I would think that it's rather likely that the mesencephalon contributes many cells to the PGl, which itself resides in the diencephalon. It looks like what the authors describe should be considered tangential migration into the diencephalon. My recommendation for publication, thus, would be dependent upon revisions and reactions from the authors towards these criticisms.

There are three major issues raised by reviewer 2:

1) Validation whether the entire PG is of the mesencephalic origin (mCherry+).

We provided additional data (new Figure 5, Figure 5—figure supplement 1, Figure 8—figure supplement 2, and Video 2) with modification of the corresponding text.

a) In order to demonstrate clearly that the entire PG develops from the mesencephalon, we added figures to show the progress of mCherry+ cells after induction at 24 hpf in

Tg(her5:ERT2CreERT2;βact:lox-stop-lox-hmgb1-mCherry).

They are shown in the new Figure 5, Figure 5—figure supplement 1, and Video 2.

These images show that the mCherry+ cells are not limited to the nucleus corresponding to PGl, but distributed throughout in PG.

b) We also quantified the proportion of mCherry+ cells (Figure 8—figure supplement 2). The number of mCherry+ cells was counted in the brains induced at different time points (at 24 hpf, 48 hpf, 2 wpf, and 3 wpf). We provide an estimate that around 60% of PG cells observed in the adult originate from the midbrain between 24hpf and 3 wpf.

As we have already mentioned, the percentage of mCherry+ in each induction is not very high, around 10-20%. However, it has to be considered that the PG continues to develop up to 6-8 wpf, thus the induction time represents only a fraction of the developmental timeframe. Based on these data, it would be reasonable to conclude that the majority (if not all) of PG is constituted by mesencephalic neurons.

2) Discussion on the pallial homology in the context of eversion theory.

We have re-organized the Introduction so that the reader can better follow our point of view. We also mentioned that there are debates on the pallial homology.

As pointed out, we here discuss the "regional homology", based on developmental criteria. Recent publications based on cell lineage studies (Dirian et al., 2014; Furlan et al., 2017) have indicated that the classical eversion theory needs to be modified. We have discussed this point in our previous publications, proposing a new view on the pallial homology (Yamamoto et al., 2017; Yamamoto and Bloch, 2017).

We avoided to discuss the hypotheses of pallial homology in details, because it is not directly related to our conclusion and rather confusing for readers who are not familiar to all the controversy on the topic.

An important point of this article is that regardless of the pallial homology, the current data showing the non-homology between teleost PG and amniote thalamus strongly suggest that the PG-pallial projections in teleosts are not homologous to the thalamocortical projections in mammals. We re-organized a part of Discussion also.

3) Discussion and references on previous works in relation to the prosomeric model.

We do not agree to use expression of genes as the only argument to define brain regions, thus we see problems on the conclusions of some previous works proposed to refer by reviewer 2. Our position has been discussed in our previous publications (Affaticati et al., 2015;; Yamamoto et al., 2017; Yamamoto and Bloch, 2017), and we mentioned it briefly in Introduction.

However, we avoid to discuss in detail because it would not be directly relevant to the topic here. Again, regardless of the position concerning the prosomeric model, our findings favors the hypothesis that the PG, as a whole, is not homologous to the amniote thalamus.

Criticisms (Overview):

Most importantly, I would like to see more cre-loxP staining that show the development of the PGl and migrating GFP positive neurons between the TeO and its supposedly final destination the PG.

Please note that the GFP does not represent the PGl cell identity. The expression of GFP can be switched on and off, depending the regulation of the inserted locus (inpp5ka gene). We think this is the case here. The GFP may be expressed only after maturation (the PGl cells arrive at the final destination). Thus the experiment prosed by reviewer 2 would not provide the information that he or she expects.

A short-term tracing experiment (tamoxifen induction at 4 wpf and observation several days after) has already been demonstrated in the previous publication (Bloch et al., 2019). Although not shown in the publication, we have also observed at 7 wpf (3 weeks after the induction at 4 wpf), which was similar to the observation at 3 mpf. Thus the progenies induced at 4 wpf seem to reach PGl within 3 weeks.

Instead of performing the experiment reviewer 2 suggested, we provided the new images to show a progress of mCherry+ cells along development in Tg(her5:ERT2CreERT2;βact:lox-stop-lox-hmgb1mCherry) after induction at 24 hpf.

[…] To my understanding, the authors define homology first and foremost by determination of the topological place of origin, whereas function or connectivity can change during evolution as similarly pointed out by Nieuwenhuys (2009). It is unclear to the reader if they also define pallial homologies based on developmental criteria. The schematics (specifically Figure 1) that describe the visual pathways are way too simplistic.

Here we have two criteria to evaluate non-homology of the tectofugal pathways: one is based on developmental data and the other is on cladistic analysis.

Developmental analysis: Regional homology can be tested by whether or not the two structures in different species are derived from the same topological position within the neural tube. Based on the developmental data, our results demonstrating the mesencephalic origin of many PG cells including the pallial projection neurons favors the hypothesis that PG is not homologous to the amniote thalamus.

Cladistic analysis: It is true that the connectivity pattern can change during evolution, but in that case, we expect to be able to reconstruct the evolutionary changes by cladistic analyses. If a characteristic between two species is homologous, we expect that many of the sister groups possess the characteristics.

This is not the case in the tectofugal pathways in bony vertebrates.

Thus, homology of tectofugal pathways between teleosts and mammals would be rejected at both levels of argument.

We revised the Discussion to better clarify this point.

My recommendation is that these issues need to be solved before considering publishing in eLife.

In the following, I will detail the problems.

1) Lack of citations and balanced discussion.

First of all, the idea that the preglomerular complex is an independently (parallel) evolved thalamus-like structure is not new and the authors should give credit to some publications that have expressed this hypothesis before. Most obvious, there is a relatively recent review about the zebrafish thalamus organization (Mueller, 2012) that already states that the PG-complex should be treated as an independently evolved thalamus-like structure (similar to some studies before cited in that review).

We added this reference to the Introduction. It is true that hypotheses by Mueller, 2012, on the ascending auditory and visual pathways (Figure 7 and 8) suggest that they are not homologous to the thalamocortical pathways. However, we find a problem on the rationale: the author claims that the PG-Dl projection is not homologous to the corticothalamic projection because the entire Dl should be homologous to the hippocampus. Thus, we cited the position of the author rather in the context of the controversy of pallial homology.

Although most previous works considered the PG-complex mainly a derivative of the posterior tuberculum (e.g. the early works of the Northcutt group some of which are cited by the authors), developmental studies on proliferation patterns using PCNA and BrdU already indicated that the PG-complex is of "multiprosomeric origin" and that even mesencephalic neurablasts migrate into the developing PG-complex (Wullimann and Puelles, 1999, Mueller and Wullimann, 2002).

These references were cited in the Introduction.

We also added an image as the new Figure 5C, to show the primordium of PG that is comparable to the cell population reported in these publications (M" shown in Figure 7 of Wullimann and Puelles, 1999).

To be clear, I am not suggesting that the authors need to discuss eversion models in detail, but they at least need to mention that there are diverging interpretations on pallial organization and that this is an open question or that comparative anatomists have not reached a consensus on that question.

As suggested, we rewrote the Introduction to mention that there are controversies.

2) Prosomeric organization not considered and incorrect citations.

The next problem concerns the potentially multi-prosomeric organization of the zebrafish PG-complex (PGC). Here the authors too often switch between the PGl, which they found to be a derivative of the mesencephalon, and the PG-complex at large. Here the authors fail again to provide a nuanced perspective on the matter at hand. So, basically the authors do not address the problem that the remaining nuclei of the PGC are obviously not derived from the tectum opticum nor do these remaining PG nuclei seem to show migrated GFP positive TeO cells, which in turn leaves open the possibility that each single nucleus is derived from only one or from multiple different prosomeric or other domains. Again, the authors need to develop a more balanced view on the organization and potential homologies to mammalian or tetrapod forebrains and cite more previously published articles in a balanced manner. In addition, it would be nice if they compared the PGl with any other nucleus of the PG-complex with a potentially different place of origin (if they think that single nuclei have very distinct developmental origins? But this is of course just a suggestion to broaden the hypothesis which otherwise would need to be restricted to the PGl).

We admit that we often switch PGl and PG. In the sentence discussing about the "visual" projection neurons, we refer PGl, whereas when the point of discussion concerns the entire PG or "sensory" projections in general, we tend to refer PG.

In the previous version, we did not clearly describe that the mCherry+ cells are distributed throughout the PG (other than PGl), which may have led the confusion. We here provide new figures (new Figure 5 and Figure 5—figure supplement 1) to demonstrate that the mCherry+ cells are not limited to the PGl, but also found other nucleus of the PG (such as PGa).

To avoid the confusion, we modified the "PGl" to "PG" in some figures and descriptions, unless it is important to exclude other nuclei of PG.

For example:

The authors write that "some studies suggest that Pax6-positive (Pax6+) alar cell population migrate ventrally to form the PG during development (Ishikawa et al., 2007; Wullimann and Rink, 2001), claiming that the teleost PG is homologous to the tetrapod thalamus".

This statement is incorrect at least for Wullimann and Rink (2001, and 2002). Specifically, these authors clearly state already in their Abstract (2002) that: "The peripherally migrated, adult diencephalic preglomerular complex of the basal plate posterior tubercle (early: M2) provides sensory inputs to the pallium. Early Pax6 protein distribution indicates that at least part of M2 may directly originate from alar plate ventral thalamic Pax6-expressing cells. " In other words, their work suggests that ventral thalamic (or prethalamic) pax6 cells contribute to the PG complex and not that the PG complex as a whole is homologous to the thalamus proper (dorsal thalamus).

We modified the statement in the Introduction, simply mentioning that "…(Pax6+) alar diencephalic cells migrate ventrally to form the PG".

In addition, we added new Figure 5C, in which the arrow indicates mCherry+ cells at the same level reported as the M" or M2 migrated preglomerular region shown in Wullimann and Puelles (1999). This reveals that at least there are migrated cells from the MHB in the M2 region.

[Editors' note: further revisions were suggested prior to acceptance, as described below.]

Reviewer 1:

The authors have nicely addressed my concerns and, as far as I can tell, the main concerns of the other reviewers. I do like the new/additional figures and am convinced by them. I only have four substantial (but not major) recommendations (plus some more minor editorial suggestions). Overall, I think it's a strong paper that makes an important contribution to its field.

We thank reviewer 1 for his/her kind comments. Almost all the points raised by him/her are integrated in the text.

Reviewer 2:

The problem of radial versus tangential migration is pivotal for both discussing potential homologies and correctly interpreting the topological origin of the preglomerular complex. This should be discussed in one paragraph in the Discussion.

To be precise, my previously expressed major concern is that developmental gene expression patterns, BrdU-experiments, shh-driven GFP, and GFAP-radial glia fiber distribution speak in favor of a radial migration from alar and basal plates of the prosomeric forebrain plus some either radial or tangential contributions of the mesencephalon) for most of the preglomerular complex.

The main point raised by reviewer 2 and the editor is to discuss about alternative data that speak against our hypothesis. We thus added a paragraph about this point in Discussion.

Also, we mentioned that the hypothesis proposed by Wullimann and Rink (2001, 2002) are based on the prosomeric model (Wullimann and Puelles, 1999).

<bold />I am okay with not discussing pallial homology, but I suggest citing also the Folgueira et al., 2012, paper about the morphogenesis underlying the development of the everted teleost telencephalon, because it is significance for understanding the eversion process.

We added the reference in Introduction.

[….] (Mueller and Guo, 2009). This latter paper would also need to be cited in the context of what Wullimann describes with the shh-GFP line, that is, that distributions of molecular markers are radially organized suggesting a prosomeric ground plan of the diencephalon that includes the PG-C in their view.

We added the reference in Discussion.

To truly convince the readers that the entire PG-C is a derivative of the mesencephalon photographs are needed that also show mCherry+ cells are equally distributed in all of nuclei of the PG-C. So, the authors should also show a microphotograph of the PGm, for example, and all other nuclei of the PG-C that they consider be derivatives of the mesencephalon.

We added more posterior sections including PGm as Figure 5—figure supplement 1D and E.

https://doi.org/10.7554/eLife.54945.sa2

Article and author information

Author details

  1. Solal Bloch

    Paris-Saclay Institute of Neuroscience (Neuro-PSI), Université Paris-Saclay, CNRS, Gif-sur-Yvette, France
    Present address
    Department of Neuroscience, Charleston Alcohol Research Center, Medical University of South Carolina, Charleston, United States
    Contribution
    Conceptualization, Funding acquisition, Validation, Investigation, Visualization, Method-ology, Writing - original draft, Writing - review and editing, Conducted cell lineage study
    Contributed equally with
    Hanako Hagio
    Competing interests
    No competing interests declared
  2. Hanako Hagio

    1. Laboratory of Fish Biology, Graduate School of Bioagricultural Sciences, Nagoya University, Nagoya, Japan
    2. Institute for Advanced Research, Nagoya University, Nagoya, Japan
    Contribution
    Funding acquisition, Validation, Investigation, Visualization, Methodology, Writing - original draft, Writing - review and editing, Conducted tract-tracing study
    Contributed equally with
    Solal Bloch
    Competing interests
    No competing interests declared
    ORCID icon "This ORCID iD identifies the author of this article:" 0000-0003-2197-4595
  3. Manon Thomas

    Paris-Saclay Institute of Neuroscience (Neuro-PSI), Université Paris-Saclay, CNRS, Gif-sur-Yvette, France
    Present address
    Plateau de phénotypage TEFOR, LPGP-INRA, Rennes, France
    Contribution
    Investigation, Methodology, Conducted cell lineage study
    Competing interests
    No competing interests declared
  4. Aurélie Heuzé

    Paris-Saclay Institute of Neuroscience (Neuro-PSI), Université Paris-Saclay, CNRS, Gif-sur-Yvette, France
    Contribution
    Resources, Created the Tg(Dr830:ERT2CreERT2) transgenic line
    Competing interests
    No competing interests declared
  5. Jean-Michel Hermel

    Paris-Saclay Institute of Neuroscience (Neuro-PSI), Université Paris-Saclay, CNRS, Gif-sur-Yvette, France
    Contribution
    Investigation, Visualization, Writing - review and editing
    Competing interests
    No competing interests declared
    ORCID icon "This ORCID iD identifies the author of this article:" 0000-0001-7902-8994
  6. Elodie Lasserre

    Paris-Saclay Institute of Neuroscience (Neuro-PSI), Université Paris-Saclay, CNRS, Gif-sur-Yvette, France
    Contribution
    Investigation
    Competing interests
    No competing interests declared
  7. Ingrid Colin

    Paris-Saclay Institute of Neuroscience (Neuro-PSI), Université Paris-Saclay, CNRS, Gif-sur-Yvette, France
    Contribution
    Investigation
    Competing interests
    No competing interests declared
  8. Kimiko Saka

    Laboratory of Molecular and Developmental Biology, National Institute of Genetics, Mishima, Japan
    Contribution
    Resources, Visualization, Created and characterized the Tg(gSAGFF279A;UAS:GFP) transgenic line
    Competing interests
    No competing interests declared
    ORCID icon "This ORCID iD identifies the author of this article:" 0000-0002-2552-6725
  9. Pierre Affaticati

    TEFOR Paris-Saclay, CNRS UMS2010, INRA UMS1451, Université Paris-Saclay, Gif-sur-Yvette, France
    Contribution
    Investigation, Methodology, Performed tissue clearing and whole-brain image acquisition
    Competing interests
    No competing interests declared
  10. Arnim Jenett

    TEFOR Paris-Saclay, CNRS UMS2010, INRA UMS1451, Université Paris-Saclay, Gif-sur-Yvette, France
    Contribution
    Data curation, Formal analysis, Visualization, Methodology, Performed 3D reconstruction of confocal images
    Competing interests
    No competing interests declared
  11. Koichi Kawakami

    1. Laboratory of Molecular and Developmental Biology, National Institute of Genetics, Mishima, Japan
    2. Department of Genetics, SOKENDAI (The Graduate University for Advanced Studies), Mishima, Japan
    Contribution
    Resources, Supervision, Funding acquisition, Validation, Visualization, Methodology, Created and characterized the Tg(gSAGFF279A;UAS:GFP) transgenic line
    Competing interests
    No competing interests declared
    ORCID icon "This ORCID iD identifies the author of this article:" 0000-0001-9993-1435
  12. Naoyuki Yamamoto

    Laboratory of Fish Biology, Graduate School of Bioagricultural Sciences, Nagoya University, Nagoya, Japan
    Contribution
    Supervision, Funding acquisition, Validation, Methodology, Writing - original draft, Writing - review and editing, Supervised tract-tracing study
    Competing interests
    No competing interests declared
  13. Kei Yamamoto

    Paris-Saclay Institute of Neuroscience (Neuro-PSI), Université Paris-Saclay, CNRS, Gif-sur-Yvette, France
    Contribution
    Conceptualization, Supervision, Funding acquisition, Validation, Investigation, Visualization, Methodology, Writing - original draft, Project administration, Writing - review and editing
    For correspondence
    kei.yamamoto@cnrs.fr
    Competing interests
    No competing interests declared
    ORCID icon "This ORCID iD identifies the author of this article:" 0000-0002-8775-9022

Funding

Agence Nationale de la Recherche (ANR-13-BSV4-0001 PALL-E-NODY)

  • Kei Yamamoto

Fondation pour la Recherche Médicale (Equipes FRM 2017)

  • Kei Yamamoto

Fondation pour la Recherche Médicale (Fin de thèse de sciences FDT201805005408)

  • Solal Bloch

Japan Society for the Promotion of Science (JP16J03625)

  • Hanako Hagio

Japan Agency for Medical Research and Development (NBRP/Genome Information upgrading program)

  • Koichi Kawakami

National Institut of Genetics and NBRP (NIG-JOINT (2013-A15))

  • Koichi Kawakami

The funders had no role in study design, data collection and interpretation, or the decision to submit the work for publication.

Acknowledgements

The authors thank members of Kawakami's team for their contribution for generating Tg(gSAGFF279A) and Tg(UAS:GFP) zebrafish transgenic lines. Many thanks to the members of TEFOR, notably Elodie de Job, Laurie Rivière, Elodie Machado, and Isabelle Robineau for their technical help. We also thank Matthieu Simion for his help and discussion, and Catherine Pasqualini for critical reading. We also thank members of the animal facility (especially Krystel Saroul) for taking care of zebrafish. Finally, we thank members of Laure Bally-Cuif’s, Jean-Stéphane Joly’s, and Philippe Vernier’s team, for their support including technical, administrative, and financial help.

Ethics

Animal experimentation: The experimental protocols and care of laboratory animals were conducted in compliance with the official regulatory standards and approval of the French Government (reference document n°APAFIS#1286- 2015062616102603 v5), the official Japanese regulations for research on animal, and the regulations on Animal Experiments in Nagoya University.

Senior and Reviewing Editor

  1. Marianne E Bronner, California Institute of Technology, United States

Reviewer

  1. Glenn Northcutt

Publication history

  1. Received: January 7, 2020
  2. Accepted: August 14, 2020
  3. Version of Record published: September 8, 2020 (version 1)

Copyright

© 2020, Bloch et al.

This article is distributed under the terms of the Creative Commons Attribution License, which permits unrestricted use and redistribution provided that the original author and source are credited.

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  1. Solal Bloch
  2. Hanako Hagio
  3. Manon Thomas
  4. Aurélie Heuzé
  5. Jean-Michel Hermel
  6. Elodie Lasserre
  7. Ingrid Colin
  8. Kimiko Saka
  9. Pierre Affaticati
  10. Arnim Jenett
  11. Koichi Kawakami
  12. Naoyuki Yamamoto
  13. Kei Yamamoto
(2020)
Non-thalamic origin of zebrafish sensory nuclei implies convergent evolution of visual pathways in amniotes and teleosts
eLife 9:e54945.
https://doi.org/10.7554/eLife.54945

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