Early life stress causes sex-specific changes in adult fronto-limbic connectivity that differentially drive learning
Abstract
It is currently unclear whether early life stress (ELS) affects males and females differently. However, a growing body of work has shown that sex moderates responses to stress and injury, with important insights into sex-specific mechanisms provided by work in rodents. Unfortunately, most of the ELS studies in rodents were conducted only in males, a bias that is particularly notable in translational work that has used human imaging. Here we examine the effects of unpredictable postnatal stress (UPS), a mouse model of complex ELS, using high resolution diffusion magnetic resonance imaging. We show that UPS induces several neuroanatomical alterations that were seen in both sexes and resemble those reported in humans. In contrast, exposure to UPS induced fronto-limbic hyper-connectivity in males, but either no change or hypoconnectivity in females. Moderated-mediation analysis found that these sex-specific changes are likely to alter contextual freezing behavior in males but not in females.
Introduction
Childhood maltreatment (CM) is a broad term used to define a heterogenous group of early adversities that range from severe bullying to physical, emotional, and/or sexual abuse (White and Kaffman, 2019a; Teicher and Samson, 2016). Exposure to CM increases the risk for the development of multiple psychopathologies and medical conditions over the lifespan (Anda et al., 2006; Nemeroff, 2016; Teicher and Samson, 2016; Kaffman and Meaney, 2007), with an estimated annual economic burden of $2 trillion in the United States alone (Peterson et al., 2018). While CM is recognized as a significant risk factor for abnormal brain development in industrialized countries, a thorough understanding of how CM impacts neurodevelopment and psychopathology in males and females is lacking (White and Kaffman, 2019b; Bath, 2020; Bale and Epperson, 2015; Cameron et al., 2017; Gobinath et al., 2014). Given that 30–40% of the adult population have experienced some form of CM (Agorastos et al., 2019), clarifying these issues is necessary in order to effectively diagnose and treat the enormous clinical and economic burden associated with CM (White and Kaffman, 2019a).
The study of CM-associated outcomes is generally framed from a cumulative risk perspective, where the risk of negative outcomes raises linearly with the number of maltreatment exposures (Kessler et al., 1997; Anda et al., 2006; Chen et al., 2010; Evans et al., 2013). Newer models have expanded this framework to highlight that different forms of CM fall along multiple dimensions, and this in turn more directly impacts later outcomes than number of CM instances per se (McLaughlin et al., 2014; McLaughlin and Sheridan, 2016). However, neither of these models has addressed the potential role that sex plays in moderating CM-associated outcomes (Bath, 2020; White and Kaffman, 2019b). Further, much of the focus in the field to date has been on the role that sex plays in influencing the rate of psychopathology with little consensus and/or replication of findings (White and Kaffman, 2019b; Cameron et al., 2017; Bale and Epperson, 2015). Briefly, some studies report similar outcomes in males and females, some found females to be more sensitive to CM, while others see effects only in males (White and Kaffman, 2019b). A more nuanced approach suggests that sex-specific effects may depend on genetic vulnerability, the circuit involved, and the developmental stage when the stress occurred, or outcomes were assessed (White and Kaffman, 2019b; Bath, 2020; Demaestri et al., 2020).
Importantly, similar clinical presentation may be driven by different underlying mechanisms in males and females as reported for depression (Labonté et al., 2017) and neuropathic pain (Sorge et al., 2015). These findings suggest that sex-specific interventions might be needed to more effectively treat psychiatric and medical consequences of CM (Bath, 2020; White and Kaffman, 2019b). Promising progress on this issue comes from advanced imaging techniques (Lerch et al., 2017; Le Bihan, 2003; Biswal, 2012; Moldrich et al., 2010). The most reproducible findings are from structural MRI studies which show reduced hippocampal and corpus callosum volume in those exposed to CM, with a hint that these effects are larger in males compared to age-matched females (Teicher and Samson, 2016). A recent multi-center study using a large cohort of 3036 individuals did not find any significant changes in hippocampal size but noted reduced caudate size in females that was not seen in males exposed to CM (Frodl et al., 2017). Few studies have had sufficient power to directly test for CM by sex interactions on task mediated fMRI activation and connectivity using resting state fMRI (rsfMRI), or diffusion MRI (dMRI) (White and Kaffman, 2019b). Even within these studies, there is no agreement with regard to a specific pattern of task-mediated neuronal activation (Crozier et al., 2014; Colich et al., 2017; Dannlowski et al., 2012) or connectivity (Herringa et al., 2013; Ohashi et al., 2019).
This ambiguity highlights the difficulty of studying long-term consequences of complex adversity in human populations where the nature and severity of the CM may be different between and within studies and findings may be confounded with other psychological or medical co-morbidities; for a thorough review on this topic, see Herringa, 2017. Preclinical studies in rodents can bypass many obstacles faced in clinical research by precisely controlling the genetic composition of the animals, and the severity, duration, and complexity of the stress. Human imaging techniques, such as high-resolution MRI, dMRI, and rsfMRI, can be used in rodent models to characterize structural and functional outcomes that can be more directly compared to humans. Further, the contribution of structural and functional changes, measured via imaging, to behavioral alterations can be rigorously tested using optogenetics and chemogenetic tools (Kaffman et al., 2019). Although rodents and non-human primates exposed to early life stress (ELS) show similar behavioral and physiological outcomes reported in human studies, the vast majority of work has been done only in males (White and Kaffman, 2019b; Bath, 2020). Specifically, the few studies that used imaging to characterize outcomes in rodent models of ELS were done exclusively in males (Bolton et al., 2018; Molet et al., 2016; Carlyle et al., 2012; Yan et al., 2017; Guadagno et al., 2018a; Sarabdjitsingh et al., 2017; Johnson et al., 2018), with only one imaging study examining outcomes in both sexes (Honeycutt et al., 2020). The need to extend these findings to females is highlighted by a report of considerable neuroanatomical sex differences in the postnatal mouse brain (Qiu et al., 2018) and a recent study showing that maternal separation leads to sex-specific effects in amygdala (AMY) connectivity with the prefrontal cortex (PFC) in adolescent rats (Honeycutt et al., 2020).
Our lab has modified and built upon the widely used limited bedding and nesting (LBN) paradigm developed by Tallie Baram’s lab (Walker et al., 2017) by extending the time frame dam and pups are exposed to LBN (from PND2-9 to PND0-25) and adding brief, 1 hr, bouts of maternal separation on an unpredictable schedule, that is, PND 14, 16, 17, 21, 22, and 25, followed by nest disruption. This ELS paradigm is termed unpredictable postnatal stress (UPS) and was designed to represent both a cumulative and multidimensional subtype of CM that allows us to test how complex adversity can alter neurodevelopment and behavioral outcomes in both male and female mice (White and Kaffman, 2019b). Balb/cByj mice were used due to their high sensitivity to stress (Caldji et al., 2004; Zaharia et al., 1996; Francis et al., 2003; Carola et al., 2004; Tractenberg et al., 2016; Wei et al., 2010; Wei et al., 2012; McWhirt et al., 2019; Malki et al., 2015; Flint and Tinkle, 2001; Wei et al., 2014; Wei et al., 2015; Delpech et al., 2016) and the ability of Balb/cByj dams to reliably maintain their litters in the complete absence of nesting material (Wei et al., 2010). Further, we have previously shown that UPS produces an elevated anxiety phenotype in both adolescent and adult Balb/cByj offspring (Johnson et al., 2018). Using rsfMRI we found increased fronto-limbic connectivity in UPS male mice that included increased AMY–PFC and AMY–hippocampus connectivity, the strength of which was highly correlated with anxiety-like behaviors (Johnson et al., 2018). Interestingly, females did not show an elevated anxiety phenotype, suggesting that UPS may affect males and females differently. This original study did not include females in rs-fMRI analysis and is thus unable to speak to potential ELS by sex interactions on fronto-limbic connectivity patterns.
The current study aimed to replicate and extend our understanding of UPS-induced behavioral phenotypes and brain connectivity patterns in adult male and female mice. Our first objective was to replicate our previous findings that UPS increases anxiety-like behavior in male, but not female mice and to examine the effects of UPS, sex and their interaction on other exploratory behaviors (i.e. novel object) and contextual and cued fear conditioning. The second goal was to assess the effects of UPS and sex on local volumetric changes, microstructural alterations in white matter tracts, and structural connectivity using high resolution dMRI. Finally, we sought to replicate our fronto-limbic hyper connectivity rsfMRI findings in UPS male mice using dMRI tractography and to test whether similar changes would also be seen in female mice exposed to UPS.
Results
Effects of UPS on body weight and baseline stress levels
A main effect of rearing on body weight was consistently found at P14 (F (1, 106)=36.66, p<0.001, ηp2 = 0.257 Figure 1A and B) and P26 (F (1, 104)=61.22, p<0.001, ηp2 = 0.303, Figure 1C) showing that UPS animals were significantly smaller than control (CTL) animals. No significant effects of sex or an interaction were seen in 14- and 26-day-old pups (p>0.05). The effect of rearing persisted into adulthood (F (1, 28)=7.86, p=0.009 ηp2 = 0.219, Figure 1D), with a significant main effect of sex (F (1, 28)=80.31, p<0.0001, ηp2 = 0.741), but no interaction between sex and rearing (F (1, 28)=0.03, p=0.87, ηp2 = 0.001). Serum from adult animals was processed for corticosterone levels. Results reveal a significant interaction of sex and rearing on corticosterone level (F (1, 25)=9.37, p=0.005, ηp2 = 0.273). Sidak’s post-hoc analysis revealed a significant reduction in corticosterone levels in UPS compared to CTL males (p=0.01, Cohn’s d = −1.4), which was not seen in females (p=0.31, Cohn’s d = 0.9, Figure 1E). Further, there was a significant main effect of sex (F (1, 25)=4.72, p=0.04, ηp2 = 0.159), but no effect of rearing (F (1, 25)=1.06, p=0.31, ηp2 = 0.041; Figure 1E). Given the interaction between UPS and sex for corticosterone levels we also assessed the effects of UPS, sex, and the interaction on the normalized weight of the adrenal gland (Figure 1F). A significant effect of sex was also found for normalized adrenal gland weight (F (1, 27)=117.10, p<0.0001, females > males, ηp2 = 0.813), but with no significant effects for rearing (F (1, 27)=0.60, p=0.45, ηp2 = 0.022), or interaction (F (1, 27)=0.05, p=0.83, ηp2 = 0.002).

Long-lasting effects of UPS on body weight and stress response.
(A) Timeline. (B–D) Body weights across the lifespan (P14 and 26: n = 23–33, adulthood: n = 8 for each rearing and sex group, see Figure 1—source data 1 for raw data). (E) Baseline corticosterone levels in adulthood (n = 7–8 per rearing and sex group). (F) Adult adrenal size normalized to body weight (n = 7–8 per rearing and sex group). UPS: unpredictable postnatal stress, CTL: control, OF: open field, OE: object exploration, EPM: elevated plus maze, FC: fear conditioning. Mean and SEM, *p<0.05.
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Figure 1—source data 1
Raw data for body weight, corticosterone level, and adrenal weight.
- https://cdn.elifesciences.org/articles/58301/elife-58301-fig1-data1-v2.xlsx
Long-term consequences of UPS on behavior
Two-way ANOVA revealed no significant effects of sex, rearing, or an interaction on time spent in the center of the open field (sex: F (1, 68)=1.34, p=0.25, ηp2 = 0.019; rearing: F (1, 68)=0.912, p=0.34, ηp2 = 0.013; interaction: F (1, 68)=3.37, p=0.31, ηp2 = 0.015; Figure 2A), or on total distance traveled (sex: F (1, 68)=0.908, p=0.234, ηp2 = 0.013, rearing: F (1, 68)=0.626, p=0.43, ηp2 = 0.009; interaction: F (1, 68)=1.959, p=0.17, ηp2 = 0.028; Figure 2B). These behavioral outcomes were replicated in an additional cohort, see Supplementary file 1. Two-way ANOVA on time spent in the open arms of the EPM revealed a significant main effect of rearing (F (1, 72)=7.411, p=0.008, ηp2 = 0.093), where UPS-reared animals spent significantly more time in the open arms (Figure 2C). This effect was not replicated in a second cohort suggesting that UPS-induced elevations in exploration of open arms may not be robust. Further, there were no significant effects of sex (F (1, 72)=0.054, p=0.82, ηp2 = 0.001), or interaction (F (1, 72)=0.49, p=0.48, ηp2 = 0.007), and no differences were seen in closed arm exploration (sex: F (1, 72)=0.35, p=0.55, ηp2 = 0.005; rearing: F (1, 72)=0.83, p=0.37, ηp2 = 0.011; interaction: F (1, 72)=2.25, p=0.14, ηp2 = 0.03; Figure 2D). These effects were replicated in a second cohort, see Supplementary file 1.

Effects of unpredictable postnatal stress and sex on adult behavior.
Time in the center (A) and distance traveled in the OF (B). Time spent in the open (C) and closed arms (D) of the EPM. Time exploring objects in an arena (E). Average freezing behavior in contextual fear conditioning test (F) and during cue presentations in novel context (G) (n = 12–23 per rearing and sex group). Mean and SEM, *p<0.05. Figure 2—source data 1.
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Figure 2—source data 1
Raw data for behavioral outcomes.
- https://cdn.elifesciences.org/articles/58301/elife-58301-fig2-data1-v2.xlsx
UPS mice spent significantly less time exploring novel objects, rearing: F (1, 70)=9.77, p=0.003, ηp2 = 0.123 (Figure 2E), but with no significant interaction F (1, 70)=0.306, p=0.58, ηp2 = 0.004. These effects were seen in an additional cohort (Supplementary file 1). In cohort 1, there was also a significant effect of sex: F (1, 70)=22.53, p<0.001, ηp2 = 0.243, but this finding was not replicated in the additional cohort (Supplementary file 1).
Learned freezing behavior was then assessed in a contextual and cued-fear conditioning paradigm. Initial freezing prior to the onset of shocks revealed no inherent differences in baseline activity between sexes or rearing conditions (sex: F (1, 68)=0.28, p=0.60, ηp2 = 0.004; rearing: F (1, 68)=2.34, p=0.13, ηp2 = 0.033; interaction: F (1, 68)=0.02, p=0.89, ηp2 < 0.001), findings that were all replicated in an additional cohort (sex: F (1, 62)=0.22, p=0.64, ηp2 = 0.004; rearing: F (1, 62)=0.004, p=0.95, ηp2 < 0.001; interaction: F (1, 62)=0.717, p=0.40, ηp2 = 0.011). Repeated measures ANOVA revealed a significant effect of freezing behavior over time (Greenhouse–Geisser: F (2.2686, 272)=91.38, p<0.001, ηp2 = 0.573; cohort 2: F (2.464, 248)=70.50, p<0.001, ηp2 = 0.532) where animals froze more as the number of shocks experienced increased regardless of sex or rearing condition. No other significant within-subject effects were noted (p>0.1). After 24 hr, animals were placed back into the training context. Two-way ANOVA revealed a significant main effect of rearing (F (1, 68)=18.52, p<0.001, ηp2 = 0.214; Figure 2F) where UPS-reared animals froze significantly less to the original training context compared to CTL-reared counterparts, an effect that was replicated in cohort 2 (Supplementary file 1). No significant effects of sex (F (1, 68)=1.88, p=0.18, ηp2 = 0.027) or an interaction (F (1, 68)=3.37, p=0.07, ηp2 = 0.047) were seen in cohort 1 or cohort 2 (Supplementary file 1). Together, these findings suggest that the UPS rearing condition leads to reproducible deficits in context encoding or retrieval.
Mice showed minimal freezing to the novel context on day 3, but tone exposure produced significantly higher freezing behavior indicating appropriate cue-mediated learning (Figure 2—figure supplement 1). There were no consistent effects of rearing, sex, or interaction on baseline freezing and responses to tone-on and tone-off episodes (Figure 2—figure supplement 1). When collapsing tone-on episodes, two-way ANOVA for cue-recall revealed a significant main effect of sex (F (1, 68)=8.57, p=0.005, ηp2 = 0.112, Figure 2G), with females freezing more than males to the cue, an effect replicated in cohort 2 (Supplementary file 1). Further, there were no significant effects of rearing condition or an interaction on cue-induced freezing (rearing: (F (1, 68)=2.204), p=0.14, ηp2 = 0.031; interaction: (F (1, 68)=3.32), p=0.07, ηp2 = 0.047; Figure 2G), with similar outcomes seen in the second (Supplementary file 1).
To further demonstrate the robustness of the rearing effect on outcomes in the novel exploration test (Figure 2E) and contextual fear condition (Figure 2F) we replicated these findings in additional cohorts of mice (Figure 2—figure supplement 2). Moreover, using linear mixed-effect analyses we show that behavioral outcomes in these two tests are not likely to be mediated by a litter effect (Supplementary file 2).
Voxel-based volumetric changes
Next, we obtained high resolution dMRI scans (n = 6 mice per rearing condition and sex, for a total of 24 adult mice) and conducted a 2 × 2 whole-brain voxel-based morphometric analysis to identify local volumetric changes affected by UPS, sex, and their interaction. Using a minimal voxel cluster of 25 and a false discovery rate of 0.1 (p<0.011), we identified several volumetric changes that were affected by condition regardless of sex (Figure 3). Volumetric changes were relatively small (20–30%) and included increased volumes in the nucleus accumbens, olfactory bulb (OB), cingulate cortex, subregions within the sensory cortex, ventral hippocampus (vHC), and AMY in UPS mice. UPS mice showed reduced volumes in the frontal cortex, PFC, subregions of the motor cortex (MO), the sensory cortex, fimbria, striatum, and thalamus when compared to CTL mice (Supplementary file 3). Relatively few areas showed volumetric changes between males and females and their identification required less stringent false discovery rate of 0.3 (p<0.0107) and minimum cluster size at 25. Using these parameters, males showed increased volumes in subregions of the BNST, medial preoptic area, OB, and dorsal hippocampus (dHC) and reduced volume in parts of the MO, sensory cortex, striatum, and thalamus when compared to the female mice (Figure 3—figure supplement 1). No brain regions showed UPS by sex interaction after correcting for multiple comparisons and adjusting the minimal cluster size to more than 20. Therefore, an exploratory analysis was conducted using uncorrected analysis (p<0.05 uncorrected, minimal cluster size >20) and the results are shown in Figure 3—figure supplement 2.

Main effect of unpredictable postnatal stress (UPS) on local volumetric changes.
Minimal cluster size >25 voxels, FDR < 0.1, p<0.0105. 1 = no change; <1 (blue) reduced volume in UPS; >1 (green) increased in UPS (n = 6 per rearing and sex group). Nucleus accumbens – ACB. Figure 3—source data 1.
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Figure 3—source data 1
Matlab codes used to conduct the 2 × 2 analyses for Figures 3 and 4.
- https://cdn.elifesciences.org/articles/58301/elife-58301-fig3-data1-v2.zip
Fractional anisotropy (FA)
A 2 × 2 ANOVA revealed significant effect of UPS on FA in numerous brain regions (minimum cluster size >25, FDR = 0.1, p<0.007) with moderate effect size of 40–50% (Figure 4). Increased FA in UPS was most pronounced in subregions of the sensory cortex, hypothalamus, and AMY with reduced FA was seen in the rostral corpus callosum and stria medularis (Figure 4). Similar to the volumetric analysis, the effects of sex on FA were subtle requiring lowering the FDR to 0.3 (Figure 4—figure supplement 1) and an exploratory uncorrected characterization of the interaction between UPS and sex interaction is available in Figure 4—figure supplement 2.

Main effect of unpredictable postnatal stress (UPS) on local changes in FA.
Minimal cluster size >25 voxels, FDR < 0.1, p<0.007. 1 = no change; <1 (blue) reduced volume in UPS; >1 (green/red) increased in UPS (n = 6 per rearing and sex group). Figure 3—source data 1.
Tractography
We previously found increased rsfMRI connectivity between the AMY and the PFC and between the AMY and the hippocampus (both ventral and dorsal) in UPS male mice (Johnson et al., 2018) and wanted to test whether a similar increase in structural connectivity is seen using tractography. Moreover, our volumetric and FA analyses have revealed long-term structural changes associated with UPS, with only subtle effects of sex, and little evidence to support interaction between UPS and sex. Thus, it became important to test whether a similar pattern would be seen using tractography. To address this issue, we first confirmed that there is a good agreement between our dMRI projections and the expected anterograde connectivity available from the Allen Mouse Brain Connectivity Atlas (Figure 5—figure supplement 1). Next, we quantified ipsilateral streamlines between the AMY, hippocampus (vHC and dHC), and the PFC in both the right and left hemispheres. Repeated measures ANOVA was first conducted to ascertain whether laterality existed in the effect of UPS, sex, and their interaction on connectivity. In most cases there was no significant effect of laterality allowing us to combine streamlines data from the left and right hemispheres; a detailed analysis for each hemisphere is available in Figure 5—figure supplements 2 and 3.
AMY–PFC
No significant effects were found within subjects (p>0.05), but a 2 × 2 ANOVA found significant main effects of sex (F (1, 20)=8.90, p=0.007, ηp2 = 0.292), rearing condition (F (1, 20)=6.48, p=0.02, ηp2 = 0.289), and interaction (F (1, 20)=19.269, p<0.001, ηp2 = 0.483) on the number of streamlines between the AMY and the PFC (Figure 5A). Sidak’s post-hoc analysis showed a significant effect of sex within the UPS condition (p<0.001, Cohn’s d = −3.5), but not the CTL condition (p=0.33, Cohn’s d = 0.5). Further, there was a significant effect of rearing condition for males (p<0.001, Cohn’s d = 2.9), but not for females (p=0.21, Cohn’s d = −0.6). Overall, AMY–PFC connectivity was significantly increased in UPS-reared males but was not altered in UPS-reared females (Figure 5A).

Unpredictable postnatal stress differentially alters PFC connections with the AMY and vHC in males and females.
(A) Representative images and quantification of AMY–PFC tractography. (B) Representative images and quantification of vHC–PFC tractography. AMY – amygdala, PFC – prefrontal cortex, vHP – ventral hippocampus (n = 6 per rearing and sex group). Mean and SEM. *p<0.05.
vHC–PFC
No significant effects were found within subjects (p>0.05), and there was no significant effect of sex (F (1, 20)=0.08, p=0.78, ηp2 = 0.004). A significant effect of rearing (F (1, 20)=7.07, p=0.02, ηp2 = 0.261) and interaction between rearing and sex (F (1, 20)=18.416, p<0.001, ηp2 = 0.479) were found for the number of streamlines between the vHC and the PFC (Figure 5B). Sidak’s post-hoc analysis showed a significant effect of sex within the UPS condition (p=0.004, Cohn’s d = −1.9) and the CTL condition (p=0.01, Cohn’s d = 1.6) whereby within the CTL condition females have increased number of streamlines over males, but this pattern was reversed in the UPS condition. Further, there was a significant effect of rearing condition for males (p<0.001, Cohn’s d = 2.4), but not females (p=0.26, Cohn’s d = −0.9). Overall, vHC–PFC showed a similar pattern of connectivity to that seen between the AMY and the PFC, with UPS increasing the number of streamline projections in males but not females (Figure 5B).
AMY–hippocampus
Repeated measures ANOVA revealed a significant within-subject main effect of hemisphere on the number of streamlines between the AMY complex and the hippocampal formation (Figure 6A). Specifically, the left hemisphere showed significantly higher connectivity compared to the right hemisphere (Greenhouse–Geisser F (1, 20)=8.183, p<0.01, ηp2 = 0.29; Figure 6—figure supplement 1A and B). Further, there was a significant interaction between sex and hemisphere (Greenhouse–Geisser F (1, 20)=17.82, p<0.01, ηp2 = 0.471) that when unpacked showed a significant effect of sex within the right hemisphere (p=0.001, Cohn’s d = 1.3) but not within the left (p=0.29, Cohn’s d = −0.4), and a significant effect of hemisphere for females (p<0.001, Cohn’s d = 1.8), but not males (p=0.35, Cohn’s d = −0.2), Figure 6—figure supplement 1A and B. Together, these findings suggest a small reduction in right hemisphere connectivity in females (Figure 6—figure supplement 1B). No other significant effects were found within subjects (p>0.05). Between-subject analysis found a significant interaction between sex and rearing condition (F (1, 20)=18.74, p<0.001, ηp2 = 0.484) that when unpacked revealed a significant effect of sex within the UPS condition (p<0.001, Cohn’s d = 2.3), but not within the CTL condition (p=0.16, Cohn’s d = −1.1) where UPS females show a reduced number of streamlines compared to UPS males. Further, a significant effect of rearing condition was found within males (p=0.001, Cohn’s d = 2.1) where UPS males showed increased connectivity compared to CTL males, but the pattern was significantly reversed in females (p=0.03, Cohn’s d = −1.4; Figure 6A). To further explore this, streamlines were specifically quantified between the AMY and dHC versus vHC.

Unpredictable postnatal stress causes sex-specific alterations in AMY–hippocampus connections.
(A) Representative images and quantification of the number of streamline connections between AMY and the entire hippocampus. Number of streamline connections between the AMY and the dorsal hippocampus (B) and between the AMY and the vHP (C). AMY – amygdala, dHP – dorsal hippocampus, vHP – ventral hippocampus (n = 6 per rearing and sex group). Mean and SEM, *p<0.05.
AMY–dHC
No significant effects were found within subjects (p>0.05, Figure 6—figure supplement 1E and G), but significant between-subject effects were seen (Figure 6B). There was no significant effect of sex (F (1, 20)=0.093, p=0.76, ηp2 = 0.005), but a significant effect of rearing condition (F (1, 20)=13.62, p=0.001, ηp2 = 0.405) and interaction (F (1, 20)=5.96, p=0.001, ηp2 = 0.444). Unpacking the interaction revealed a significant increase in connectivity in females (p<0.001; UPS > CTL, Cohn’s d = 3.5) but not males (p=0.83; Cohn’s d = −0.1 Figure 6B).
AMY–vHC
Repeated measures ANOVA revealed a significant within-subject main effect of hemisphere on the number of streamlines with higher connectivity in the left compared to the right hemisphere (Greenhouse–Geisser F (1, 20)=5.318, p=0.03, ηp2 = 0.21). There was a significant interaction of sex and hemisphere (Greenhouse–Geisser F (1, 20)=6.93, p=0.02, ηp2 = 0.257) that when unpacked revealed a significant effect of sex on the right hemisphere (p=0.005, Cohn’s d = 1.0) but not left (p=0.86, Cohn’s d = −0.1). Further, females show decreased connectivity in the right hemisphere (p=0.002, Cohn’s d = −1.0) compared to the left, a pattern not observed in males (p=0.82, Cohn’s d = 0.1), Figure 6—figure supplement 1F and H. No other significant effects were found within subjects (p>0.05), but significant between-subject effects were seen. Results reveal an insignificant main effect of rearing condition (F (1, 20)=0.386, p=0.54, ηp2 = 0.019), but a significant effect of sex (F (1, 20)=4.473, p=0.047, ηp2 = 0.183) and interaction (F (1, 20)=30.89, p<0.001, ηp2 = 0.607 Figure 6C). Sidak’s post-hoc analysis found enhanced connectivity in UPS compared to CTL males (p=0.002, Cohn’s d = 2.1), but reduced connectivity in UPS females compared to CTL females (p<0.001, Cohn’s d = −2.4). These suggest that the alterations in connectivity seen in UPS between the AMY to the whole hippocampal formation (Figure 6A) are mainly driven by changes in AMY connectivity with the vHC (Figure 6C).
AMY–vHC tractography and freezing behavior
Given the large number of streamline projections between the AMY and vHC (Figure 6C) and their role in footshock consolidation (Huff et al., 2016) and contextual fear learning and retrieval (Fanselow and Dong, 2010; Zhu et al., 2014; Rudy and Matus-Amat, 2005), we conducted a moderated-mediation analysis to examine the role that sex plays in impacting the effects of UPS on the number of AMY–vHC streamlines in the left hemisphere (Figure 7A, path A) and its relationship to freezing behavior in contextual fear conditioning (Figure 7A, path B). This analysis revealed that both rearing condition (b = 1822.67, SE = 654.59, t = 2.78, p=0.01, 95% CI [457.14, 3188.20]), and sex (b = 2063.33, SE = 654.59, t = 3.15, p=0.005, 95% CI [697.80, 3428.86]) significantly predicted the number of streamlines between the AMY and vHC (Figure 7A, path A). Consistent with our previous analysis, however, there was a significant interaction between rearing and sex (b = −3966.33, SE = 925.73, t = −4.29, p=0.0004, 95% CI [−5897.48, –2035.18]). Specifically, for males, the number of AMY–vHC streamlines was greater for UPS animals compared to CTL animals (b = 1822.67, SE = 654.59, t = 2.78, p=0.01, 95% CI [457.14, 3188.20]) while the opposite effect was found for females (b = −2143.67, SE = 654.59, t = −3.28, p=0.004, 95% CI [−3509.20, –778.14]). While both the main effects of number of AMY–vHC streamlines (b = −0.0003, SE = 0.0001, t = −3.61, p=0.002, 95% CI [−0.0005, –0.0001]) and sex (b = 0.34, SE = 0.13, t = 2.63, p=0.02, 95% CI [0.07, 0.62]) significantly predicted time spent freezing, there was also a significant interaction between sex and rearing condition (b = 0.0003, SE = 0.0001, t = 2.75, p=0.01, 95% CI [0.0001, 0.0006], Figure 7A, path B). For males, a greater number of AMY–vHC streamlines predicted decreased time spent freezing (b = −0.0003, SE = 0.0001, t = −3.61, p=0.002, 95% CI [−0.0005, –0.0001]), but there was no significant relationship between number of AMY–vHC streamlines and freezing behavior for females (b = 0.0001, SE = 0.0001, t = 0.70, p=0.49, 95% CI [−0.0001, 0.0002]). In contrast to the findings in the left hemisphere, the number of AMY–vHC streamlines in the right hemisphere did not significantly predict freezing behavior for either male or female animals (p>0.5).

Moderated-mediation model of freezing behavior.
(A) Path model testing the effects of sex on number of amygdala (AMY)–ventral hippocampus (vHP) streamlines (left hemisphere) in mice exposed to unpredictable postnatal stress (UPS; path A) and the moderating effects of sex on the relationship between number of streamlines connections and freezing behavior (path B). Direct effect of UPS on freezing behavior after controlling for the indirect effects of streamline number and its interaction with sex is shown as path C, and the overall significance for the indirect moderating paths is shown for males and females at the bottom. (B) Interaction between number of streamlines (left hemisphere) between AMY and vHP and sex on freezing behavior. High and low number of streamlines correspond to one standard deviation above and below the mean of this variable, respectively. Overall, streamlines predict freezing behavior in males but not females. ***p≤0.001, **p≤0.01, *p≤0.05.
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Figure 7—source data 1
SPSS syntax used for the moderator analysis.
- https://cdn.elifesciences.org/articles/58301/elife-58301-fig7-data1-v2.txt
Overall, tests of statistical mediation revealed a significant indirect effect of rearing condition on freezing behavior via number of left AMY–vHC streamlines for males (b = −0.54, SE = 0.20, 95% CI [−0.92, –0.13]), but not females (b = −0.11, SE = 0.21, 95% CI [−0.60, 0.35], Figure 7A, paths A and B, and bottom of figure for summary stats). The direct effect of rearing condition on freezing behavior (path C) was no longer significant after controlling for the mediating influence of streamline number and its interaction with sex (b = 0.05, SE = 0.18, t = 0.27, p=0.79, 95% CI [−0.33, 0.43]).
Together, these results support the notion that reduced freezing behavior seen in UPS males is driven, at least in part, by increased connectivity between the AMY and vHC in the left hemisphere. For males, UPS rearing (compared to CTL rearing) led to an increased number of AMY–vHC streamlines in the left hemisphere, which in turn led to reduced freezing behavior. The direct effect of rearing condition on time spent freezing became nonsignificant when the number of streamline connections was controlled by the model (Figure 7C, path C). This indicates that UPS-mediated changes in connectivity represent a major contributor to freezing behavior in male mice. This was not the case for females where exposure to UPS led to a decrease in the number of AMY–vHC streamlines in the left hemisphere, a reduction that did not significantly predict freezing behavior (Figure 7B).
Global and regional connectivity
A recent dMRI study in humans found similar global connectivity changes in adult males and females exposed to CM (Ohashi et al., 2019). To test whether global connectivity is differentially affected in male and female UPS mice, we generated a 14 × 14 matrix (Figure 8A). This network included 182 tractograms in each hemisphere that were used to calculate global efficiency and small-worldness using Graph Theory (Bullmore and Sporns, 2009). No significant effects of hemisphere were found within subjects (p>0.05) allowing us to test the effects of rearing, sex and their interaction across both hemispheres. A 2 × 2 ANOVA found a main effect of rearing on global network efficiency (F (1, 20)=6.66, p=0.018, ηp2 = 0.25) with no significant effects of sex (F (1, 20)=2.94, p=0.10, ηp2 = 0.13), or interaction (F (1, 20)=2.21, p=0.15, ηp2 = 0.10, Figure 8B). There were also significant effects of rearing (F (1, 20)=21.77, p<0.0005, ηp2 = 0.52) and sex (F (1, 20)=8.56, p=0.0084, ηp2 = 0.3) on small-worldness (Figure 8C), but no significant interaction (F (1, 20)=3.50, p=0.076, ηp2 = 0.15). Overall, exposure to UPS reduced global network efficiency and increased small-worldness in both males and females. These findings are consistent with human imaging data (Ohashi et al., 2019) and are mainly driven by reduced connectivity between the AMY and to a lesser extent the OB, with several other brain regions including the hypothalamus, striatum, hippocampus, and cerebellum (CB) (Figure 8A, red lines).

Effects of unpredictable postnatal stress (UPS) and sex on global connectivity.
(A) Schematic representation of global connectivity for control (CTL) and UPS. Red lines indicate reduced connectivity and green lines indicate increased connectivity compared to CTL group. (B) Quantification of global efficiency (Geff) and (C) Small-worldness (SW). (n = 6 per rearing and sex group). Mean and SEM, *p<0.05. Abbreviations: amygdala (AMY), cerebellum (CB), dorsal hippocampus (dHP), dorsal striatum (STRd), lateral hypothalamic zone (LZ), medial hypothalamic zone (MEZ), motor cortex (MO), olfactory bulb (OB), periventricular zone (PVZ), prefrontal cortex (PFC), somatosensory cortex (SS), thalamus (TH), ventral hippocampus (vHP), ventral striatum (STRv).
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Figure 8—source data 1
GRETNA codes used for global connectivity analysis.
- https://cdn.elifesciences.org/articles/58301/elife-58301-fig8-data1-v2.zip
Previous work in humans has shown that alterations in AMY’s centrality can distinguish between symptomatic and asymptomatic individuals exposed to CM (Ohashi et al., 2019). To test this issue in UPS mice we examined the effects of UPS, sex, and their interaction on nodal clustering, efficiency, and degree of centrality for the right and left AMY (Figure 9A). No significant differences on these outcomes were found between the left and the right AMY allowing us to collapse across hemispheres. A 2 × 2 ANOVA found a significant effect of rearing on the nodal clustering coefficient (F (1, 20)=24.08, p<0.0001, ηp2 = 0.55), where UPS-reared animals displayed a smaller nodal clustering coefficient compared to CTL-reared animals (Figure 9B). No significant effects of sex or interaction were found for degree of centrality (Figure 9B). A large effect size that was highly significant was seen for the interaction between rearing and sex for nodal efficiency (F (1, 20)=32.38, p<0.0001, ηp2 = 0.62; Figure 9C). Follow-up Sidak’s post-hoc analysis revealed a highly significant reduction in AMY nodal efficiency in UPS males compared to CTL-reared males (p<0.0001, Cohn’s d = 6.0), a difference that was much smaller and was not significant in females (p=0.07, Cohn’s d = 1.3). Further inspection of the connectivity maps clarified that reduced nodal AMY efficiency seen in male UPS mice is driven by reduced connectivity between the AMY and structures such as striatum, hypothalamus, and CB (Figure 9A, red lines). Together, these findings highlight the exquisite specificity by which UPS alters structural connectivity in male and female mice.

Effects of unpredictable postnatal stress and sex on AMY regional connectivity.
(A) Schematic representation of AMY connectivity with other brain regions. Red lines indicate reduced connectivity and green lines indicate enhanced connectivity compared to same sex group. (B) Quantification for nodal clustering coefficient (NCp), (C) degree of centrality (Dcent), and (D) nodal efficiency (Neff). Abbreviations: amygdala (AMY), cerebellum (CB), dorsal hippocampus (dHP), dorsal striatum (STRd), lateral hypothalamic zone (LZ), medial hypothalamic zone (MEZ), motor cortex (MO), olfactory bulb (OB), periventricular zone (PVZ), prefrontal cortex (PFC), somatosensory cortex (SS), thalamus (TH), ventral hippocampus (vHP), ventral striatum (STRv). Mean and SEM, *p<0.05.
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Figure 9—source data 1
GRETNA codes used to assess amygdala connectivity.
- https://cdn.elifesciences.org/articles/58301/elife-58301-fig9-data1-v2.zip
Generalizability of the sex-specific tractography findings
To further test the generalizability of the sex-specific tractography findings, we increased the number of mice scanned to 12–13 per rearing and sex, for a total of 50 mice. This larger cohort of mice confirmed sex-specific changes in AMY–PFC, vHC–PFC, AMY–hippocampus, and AMY–vHC connectivity. Connectivity between the AMY and the dHC showed a significant rearing effect, but no significant rearing by sex interaction (Figure 10). Measurements of global connectivity such as global efficiency and small-worldness revealed highly significant effects of rearing consistent with the findings seen in the smaller cohort of mice (Figure 11). All the 13 previously identified connectomes affected in the subgroup of animals (Figure 8) were also differentially regulated in the larger cohort of mice. Two additional connectomes, not identified previously (AMY–sensory cortex and AMY–MO), showed reduced connectivity in UPS in this larger group of mice (Figure 11). Outcomes of AMY regional connectivity were also very similar to those reported in our initial group of mice (Figure 12). Together, these findings demonstrate robust sex-specific changes in fronto-limbic connectivity in adult mice exposed to UPS.

Fronto-limbic connectivity using an expanded cohort of animals (n = 12–13 per rearing and sex, total n = 50 mice).
(A) Amygdala (AMY)–prefrontal cortex (PFC) connectivity revealed rearing by sex interaction (F (1, 46)=7.82, p=0.0075) that was driven by increased connectivity in unpredictable postnatal stress (UPS) males (p=0.0061) but not UPS females (p=0.63). (B) vHPC–PFC showed rearing by sex interaction (F (1, 46)=14.99, p=0.0003) that was due to increased connectivity in UPS males (p=0.0009) but not UPS females (p=0.17). (C) There was a significant rearing by sex interaction (F (1, 46)=5.57, p=0.023) for AMY–PFC connectivity that was driven by sex-specific increase in connectivity in UPS males (p=0.0034) but not UPS females (p=0.99). (D) AMY–dHPC showed significant rearing effect (F (1, 46)=7.33, p=0.0095), with no significant effects of sex or interaction. (E) AMY–vHPC connectivity revealed a significant rearing by sex interaction (F (1, 46)=8.98, p=0.0044) that was due to increased connectivity in UPS males (p=0.026) but not UPS females (p=0.19). Graphs represent mean and SEM, *p<0.05, **p<0.01, ***p<0.005.
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Figure 10—source data 1
Raw data for fronto-limbic connectivity in the extended cohort.
- https://cdn.elifesciences.org/articles/58301/elife-58301-fig10-data1-v2.xlsx

Global connectivity using an expanded cohort of animals (n = 12–13 per rearing and sex, total n = 49 mice).
(A) Schematic representation of global connectivity for control (CTL) and unpredictable postnatal stress. Red lines indicate reduced connectivity and green lines indicate increased connectivity compared to CTL group. (B) Global efficiency (Geff) showed a significant effect of rearing (F (1, 45)=18.68, p<0.0001), no significant effects of sex (F (1, 45)=0.53, p=0.47), and a trend for interaction (F (1, 45)=3.92, p=0.054). (C) Small-worldness (SW) showed significant effects of rearing (F (1, 45)=38.38, p<0.0001), sex (F (1, 45)=29.6, p<0.0001), and interaction (F (1, 45)=14.13, p=0.0005), with Sidak’s post-hoc analysis showing significant increase in males (p<0.0001) but not females (p=0.18). Mean and SEM, ****p<0.00001. Abbreviations: amygdala (AMY), cerebellum (CB), dorsal hippocampus (dHP), dorsal striatum (STRd), lateral hypothalamic zone (LZ), medial hypothalamic zone (MEZ), motor (MO), olfactory bulb (OB), periventricular zone (PVZ), prefrontal cortex (PFC), somatosensory cortex (SS), thalamus (TH), ventral hippocampus (vHP), ventral striatum (STRv).
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Figure 11—source data 1
Raw data for Figures 11 and 12.
- https://cdn.elifesciences.org/articles/58301/elife-58301-fig11-data1-v2.xlsx

AMY regional connectivity using an expanded cohort of animals (n = 12–13 per rearing and sex, total n = 49 mice).
(A) Schematic representation of AMY connectivity with other brain regions. Red lines indicate reduced connectivity and green lines indicate enhanced connectivity compared to same sex group. (B) Nodal centrality (NcP) showed significant rearing (F (1, 45)=42.56, p<0.0001) and interaction (F (1, 45)=12.23, p=0.0011), but no significant effect of sex (F (1, 45)=0.15, p=0.70). Sidak’s post-hoc analysis showing significant increase in nodal centrality in males (p<0.0001) but not in females (p=0.078). (C) Degree of centrality (Dcent) revealed no significant effects of rearing, sex, or interaction. (D) Nodal efficiency showed significant rearing (F (1, 45)=89.41, p<0.0001) and interaction (F (1, 45)=35.40, p<0.0001), but no significant effect of sex (F (1, 45)=3.39, p=0.072). Sidak’s post-hoc analysis found significant increase in nodal centrality in males (p<0.0001) and in females (p=0.036). Abbreviations: amygdala (AMY), cerebellum (CB), dorsal hippocampus (dHP), dorsal striatum (STRd), lateral hypothalamic zone (LZ), medial hypothalamic zone (MEZ), motor (MO), olfactory bulb (OB), periventricular zone (PVZ), prefrontal cortex (PFC), somatosensory cortex (SS), thalamus (TH), ventral hippocampus (vHP), ventral striatum (STRv). Mean and SEM, *p<0.05, ****p<0.0001. Figure 11—source data 1.
Discussion
The present study demonstrates that UPS, a complex model of ELS in the mouse, produces long-lasting behavioral and central anatomical changes, some of which are moderated by sex. The role that sex plays in CM-associated outcomes is a growing area of interest (White and Kaffman, 2019b; Bath, 2020), and it is becoming increasingly clear that the influence of sex may only be seen in certain behaviors, neurodevelopmental processes, and/or specific circuits (White and Kaffman, 2019b; Bath, 2020; Demaestri et al., 2020). This is in line with the findings reported here. For example, here we report similar impact of UPS on body weight, object exploration, contextual conditioning, and global connectivity in males and females. Male and female UPS mice also showed similar changes in local volumetric and FA, but our sample size for these measures (n = 6) was not sufficiently powered to detect significant sex by rearing interactions after correcting for multiple testing. Nevertheless, this sample size revealed robust moderating effects of sex on UPS-induced outcomes in fronto-limbic connectivity and AMY nodal efficiency, findings that were further confirmed using a larger cohort of mice.
To the best of our knowledge this is the first paper to utilize high resolution dMRI to assess the effects of ELS on brain structure in both males and females. Using these methods, we demonstrated that males and females exposed to UPS showed several changes that are consistent with those previously reported in human and animal literature. Specifically, UPS leads to reduced global network efficiency and increased small-worldness that resemble those seen in a large cohort of individuals exposed to CM (Ohashi et al., 2019). Global efficiency, the ability of a network to propagate parallel information, increases during brain development and is associated with improved cognition (Bassett and Bullmore, 2017; Farahani et al., 2019; Huang et al., 2015; Bullmore and Sporns, 2009). The reduced global efficiency seen in UPS mice suggests abnormal maturation of this feature and is consistent with the cognitive deficits seen in the same animals. Small-worldness, a highly conserved network pattern across species, decreases during development (Bassett and Bullmore, 2017; Bullmore and Sporns, 2009; Lupfer et al., 2013). Thus, the increased small-worldness seen in UPS animals is further support of a premature network.
In terms of volumetric changes, UPS mice showed several outcomes that were also reported in humans (summarized in Supplementary file 3). These include reduced volumes in the frontal cortex (Carrion et al., 2001; De Bellis et al., 2002; Heim et al., 2013), reduced corpus callosum volume (Teicher and Samson, 2016), increased anterior cingulate (Zuo et al., 2019), and increased AMY volume (Pechtel et al., 2014; Mehta et al., 2009; Tottenham et al., 2010). It is important to note, however, that increased anterior cingulate and AMY volumes have not been consistently reported in humans (Teicher and Samson, 2016; Frodl et al., 2017), but increased AMY volumes are seen in non-human primates (Coplan et al., 2014) and juvenile rats exposed to LBN (Guadagno et al., 2018b). With regard to FA changes, UPS mice showed reduced FA in the corpus callosum which is one of the most robust findings in the human literature (Teicher and Samson, 2016; McCarthy-Jones et al., 2018). In contrast, the increased vHC volume seen in UPS mice is diametrically opposite to a large body of work showing reduced hippocampal volume in individuals exposed to CM (Baker et al., 2013; Cohen et al., 2006; Teicher and Samson, 2016). However, a recent analysis using over 3000 subjects found no statistical differences in hippocampal volume (Frodl et al., 2017), underscoring the challenges involved in conducting this work in humans. Inconsistent outcomes have also been reported in rats exposed to LBN, with one report indicating increased volume (Guadagno et al., 2018a) and a second publication noting reduced hippocampal volume (Molet et al., 2016). Additional work is therefore needed to replicate our findings, clarify mechanisms, and the contribution of this expansion in vHC to connectivity and behavioral outcomes.
Our sample size was not sufficiently powered to identify sexually dimorphic changes after rigorous correction for multiple comparisons, and the relatively lower resolution of dMRI compared to T1/T2-weighted MRI and differences in tissue contrasts may have also limited our ability to capture these differences. Nevertheless, we have identified several of the previously known sexually dimorphic brain regions including the BNST and medial preoptic area in the hypothalamus, hippocampus, thalamus, OB, striatum, and the sensory cortex (Figure 3—figure supplement 1). These findings are consistent with a previous study in C57BL/6 mice (Qiu et al., 2018) and in humans (Gillies and McArthur, 2010; Ruigrok et al., 2014; Goldstein et al., 2001), underscoring the conserved nature of these sexual dimorphic alterations.
Our dMRI tractography shows good agreement with anterograde viral tracing reported by the Allen Mouse Brain Connectivity Atlas (Figure 5—figure supplement 1), suggesting that the tractography data shown here represents true anatomical projections. Using this approach we found a robust increase in fronto-limbic connectivity in males exposed to UPS (Figures 5 and 6).These structural changes are consistent with our previous resting-state fMRI findings in UPS males (Johnson et al., 2018) and those reported in male rats exposed to LBN (Bolton et al., 2018). Similar patterns were seen in both the left and the right hemispheres (Figure 5—figure supplements 1 and 2 and Figure 6—figure supplement 1) and were further confirmed using a larger cohort of mice (Figure 10). The observation that the hyper connectivity is unique to males and is not seen in females reveals a novel sex-dependent effect of UPS on this specific circuit. Sex-specific alterations in connectivity have been reported in adolescents and young adults exposed to ELS (Crozier et al., 2014; Herringa et al., 2013; Colich et al., 2017) but not in adult subjects (Ohashi et al., 2019; Dannlowski et al., 2012). Nevertheless, increased AMY connectivity was associated with higher levels of symptomatology including anxiety and depression in adulthood (Ohashi et al., 2019), suggesting that findings in UPS males may have translational utility for some types of ELS in humans. Exposure to maternal separation also induced sex-specific changes in the connectivity between the basolateral AMY and the PFC in juvenile rats; however, these changes appear to be more prominent in females (Honeycutt et al., 2020). Together, these findings highlight intriguing sex-dependent effects of varying ELS paradigms on fronto-limbic connectivity in rodents.
Despite clear differences in UPS-induced fronto-limbic connectivity between males and females, their behavioral profiles were remarkably similar and raise the possibility that alterations in connectivity may lead to different behavioral outcomes in males and females. To address this issue, we conducted a moderated-mediation analysis to test whether sex was moderating the relationships between UPS-induced changes in connectivity between the AMY and the vHC and their resulting influence on freezing behavior. We focused on these connections for several reasons, that is, UPS induced opposing outcomes in males and females (increased in males and reduction in females, Figure 6D), there were clear volumetric changes in both areas, and these areas play an important role in fear learning. Our analysis suggests that alterations in connectivity in males, but not females, is in part responsible for the reduced freezing behavior seen in UPS mice (Figure 7). Future work should use optogenetic or chemogenetic approaches to further test the conclusions drawn from this moderated-mediation model, but the findings reported here are consistent with other examples showing that similar behavioral outcomes can be driven by different mechanisms in males and females (Labonté et al., 2017; Sorge et al., 2015).
Previous work has shown that ELS alters brain laterality (Denenberg et al., 1980; Sherman et al., 1980; Zhang et al., 2005; Guadagno et al., 2018a; Sullivan and Gratton, 2002), but the exact mechanisms responsible for these changes are yet to be elucidated. Most of our findings were seen on both the left and the right hemispheres. Nevertheless, we report three interesting findings, all of which are related to laterality within the AMY–vHC connections. First, there was a significant increase in connectivity on the left compared to the right regardless of sex. Second, there was a significant effect of sex on the right hemisphere with females showing reduced connections compared to males. Third, moderated-mediation analysis found higher number of projections between the AMY and vHC on the left, but not the right, predicting male freezing behavior in the contextual fear conditioning.
It is important to note that we were unable to replicate our UPS-induced anxiety-like behavior in the open field or the EPM (Johnson et al., 2018). One possible explanation for this failure to replicate may be due to differences in the implementation of the paradigm. For instance, the current studies were conducted in a room that was roughly 10 times quieter than the room utilized in previous work (see Animals heading within the Materials and methods section) and the work was conducted by different individuals. These outcomes also highlight the sensitivity of the OF and the EPM tests to multiple variables such as sex of the experimenter, phase of the light/dark cycle, degree of illumination in the arena, noise, smells, and order of behavioral testing (Tractenberg et al., 2016; Alves et al., 2019; Murthy and Gould, 2018; Lehmann and Feldon, 2000). Our inability to replicate behavioral outcomes in the EPM in the first and second cohorts underscores the challenges of using this test even under practically identical conditions (Supplementary file 1) and highlights the need to develop more robust behavioral tests of anxiety; see Oberrauch et al., 2019; Meyer et al., 2019; Prevot et al., 2019 for some encouraging examples. Reduced baseline corticosterone levels were seen in males, but not female UPS mice (Figure 1E). This outcome is consistent with a recent meta-analysis showing an overall blunted corticosterone levels in individuals exposed to early adversity (Bunea et al., 2017) and might be due to sex-specific changes in connectivity between the AMY and the hypothalamus (Figure 9A).
Additional work is also needed to characterize maternal care in UPS and its potential for inducing sex-specific changes; see Bath, 2020 for a comprehensive review on this topic. Consistent with our previous work (Johnson et al., 2018) we found that UPS caused a robust reduction in weight across different ages (Figure 1). Moreover, male and female UPS mice spent less time exploring novel objects and showed reduced contextual freezing, findings that were replicated in two independent cohorts (Figure 2 and Supplementary file 1) and in additional studies conducted in the lab (Figure 2—figure supplement 2).
Conclusion
Using high resolution dMRI we show that UPS induces several neuroanatomical changes in the adult rodent brain that mimics those seen in individuals exposed to CM. Some of the most important examples include alterations in global network connectivity, reduced volume and FA in the corpus collosum, frontal cortex atrophy, and increased AMY size, findings that were seen in both males and females. In contrast, exposure to UPS induced sex-specific changes in fronto-limbic connectivity, raising the possibility that these connections may mediate different behavioral outcomes in males and females. This possibility is consistent with findings from a moderated-mediation analysis indicating that UPS-induced alterations in connectivity between the AMY and the vHC is responsible for reduced contextual freezing behavior in males but not in females. These findings reinforce the continued need for additional research into the moderating effects of sex on CM-induced outcomes in both humans and animals.
Materials and methods
Reagent type (species) or resource | Designation | Source or reference | Identifiers | Additional information |
---|---|---|---|---|
Strain, strain background (Mus musculus) | Balb/cByj | Jax: 001026 | RRID:MGI:5654246 | |
Commercial assay or kit | ELISA Corticosterone Kit | Arbor Assays, Ann Arbor, MI | Cat. # K014-H1 | |
Software, algorithm | DTIStudio | http://www.mristudio.org | Version 3.0.3 | |
Software, algorithm | MRtrix | http://www.mrtrix.org PMID:26499812 | Version 3.0.2 | |
Software, algorithm | GRETNA software | GRETNA PMID:26175682 | Version 2.0 | |
Software, algorithm | SPSS | SPSS, IBM Corp. Armonk, NY | Version 24.0 | |
Software, algorithm | GraphPad Prism, La Jolla California USA | GraphPad Prism, La Jolla California USA | Version 8.1.0 | |
Software, algorithm | Matlab | MathWorks, Natick, MA 01760–2098 | Version 2019B |
Animals
BALB/cByj mice (Stock # 001026, Jackson Laboratories) were housed in standard Plexiglas cages and kept on a standard 12:12 hr light–dark cycle (lights on at 7:00 AM), with food provided ad libitum and constant temperature and humidity (23 ± 1°C and 43% ± 2). Background noise in the room was kept at dB: 56.5, which was significantly lower compared to the levels recorded (dB: 65.9) in our previous studies (Johnson et al., 2018). All studies were approved by the Institutional Animal Care and Use Committee (IACUC) at Yale University, protocol #2020–10981, and were conducted in accordance with the recommendations of the NIH Guide for the Care and the Use of Laboratory Animals.
Early-life stress models
View detailed protocolThirty females and seven male BALB/cByj mice, 8–10 weeks old, were purchased from the Jackson Laboratory and allowed to acclimate for 12 days in our facility. Breeding cages were set up using a 2:1 female to male harem in standard mouse Plexiglas cages with two cups corncob bedding and no nesting material. Visibly pregnant dams were transferred to ‘maternity cages’ containing two cups corncob bedding with no nesting material and three chow pellets on the floor. New females were added to the harem cages. On postnatal day (P0) litters were culled to five to eight pups and randomized to either CTL or UPS conditions. Mice raised under CTL conditions were provided with two cups corncob bedding (500cc) and one 5 × 5 cm nestlet per cage. Bedding for CTL condition was changed on P14 and P21. UPS litters were provided with half cup of corncob and no nesting material from P0 to 25 with bedding changes on P7, P14, and 21. In addition to LBN material, UPS litters were separated from their dam for 1 hr on P14, P16, P17, P21, P22, and P25 (Figure 1A). During the separation period, the dam was transferred to a new cage followed by the individual transfer of the pups to a different cage containing clean corncob bedding, and the home cage was briefly shaken to evenly spread the bedding and disrupt the nest. At the end of the 1 hr separation, the pups were individually returned to their home cage followed by the return of the dam. All animals were weighed at P14, P26, and at the time of tissue collection. At the time of weaning (P26) animals were group-housed with same sex littermates with two cups corncob bedding and no nesting material. Cages were changed weekly but were otherwise left undisturbed until behavior testing commenced at P70.
Behavioral testing
General strategy
Request a detailed protocolBased on our previous work we estimated that roughly 13 mice per rearing condition and sex are needed to achieve a power of 0.8, using an effect size (Cohn’s d = 1.15) and α = 0.05 (two tails) (Johnson et al., 2018). Using these a priori power calculations we conducted behavioral testing in a cohort of 12–23 mice per group from four to six litters, for a total of four groups (i.e. CTL-males, UPS-males, CTL-females, and UPS-females; Figure 2). To Identify robust behavioral outcomes in lieu of corrections for multiple behavioral testing, we repeated the behavioral work using a second cohort consisting of n = 9–19 mice per group from four to six litters. Behavioral data for cohort 1 and cohort 2 are summarized in Figure 2—figure supplement 1. Reproducible outcomes in the novel object exploration and contextual fear conditioning were further confirmed using additional cohorts of animals (Figure 2—figure supplement 2).
Handling
Request a detailed protocolAll animals were handled each morning for 3 days prior to the beginning of behavioral testing. Animals were individually removed from the cage and placed onto the back of the hand of the experimenter, and allowed to explore the experimenter hand for 30 s. The animal was placed into a holding cage until all animals from that home cage had been handled, at which time all animals were returned to the home cage. At the end of third day of handling, animals were placed into the behavioral room and allowed to acclimate for 2 hr prior to the onset of behavioral testing. Behavioral testing was conducted between 1230 and 1700 hr daily.
Exploratory behaviors
Request a detailed protocolExploratory behavior was tested using the open-field test, the elevated plus maze, and exploration of novel objects. In the open-field test, mice were allowed to explore a 50 × 50 cm arena (lux 60) for 5 min during which the distance traveled and the time spent in the inner 15 cm area was measured using the EthoVision tracking system (Noldus Information Technology). For the elevated plus maze (EPM), the mice were placed in the middle of a standard elevated plus maze (each arm is 10 × 50 cm long; open arm lux 120 and closed arm lux 60) facing an open arm and allowed to explore the maze for 5 min. The time spent exploring the open and closed arms was determined using the EthoVision tracking system. To assess the approach behaviors in a novel context, mice we placed at the right-hand corner of a 50 × 25 cm box (lux 100) with corncob bedding covering the bottom and two identical objects located at the opposite end of the box. Animals were allowed to explore for 5 min, the sessions were recorded, and an experimenter blind to sex and condition scored the amount of time each animal spent in direct contact with the objects.
Fear-conditioning
Request a detailed protocolOn training day, animals are placed into a Med Associates’ fear conditioning chamber (Part # VFC-008 with interior dimensions of 29.53 × 23.5×20.96 cm) with a grid floor (Part # ENV-005FPU-M: 29.21 × 29.21×6.05 cm), in the presence of a 2% lemon scent diluted in 70% EtOH. Animals were allowed 300 s to explore the chamber before the onset on tone-shock pairings. Animals were presented with 30, 0.5 s discontinued tones (7500 Hz, 80 dB) that co-terminated with a 1 s 0.65 mA foot shock. Discontinued tones (also known as pips) represent a more ethological relevant acoustic cues (Kent and Brown, 2012) as they reliably elicit efficient freezing and have been used as an US in fear conditioning previously (Kent and Brown, 2012; Ito et al., 2009). This pattern was repeated for a total of five tone-shock pairings with a variable inter-trial interval (30–180 s). There was a 30 s period at the end of the session following the last pairing. Freezing behavior was recorded using Med Associates’ Video Freeze software (V2.6.5.81; Med Associates Inc, St. Albans, VT). Animals were then returned to their home cage until testing. The apparatus was cleaned with 70% EtOH between each session. Twenty-four hours following training, animals were returned to the testing room and placed into the same context (grid floor with a 2% lemon scent diluted in 70% EtOH); freezing behavior was monitored for 10 min and the first 5 min was scored. On the third day of testing, animals were placed into a novel context (walls were replaced with an opaque plastic sheet to round off the walls, a thick mesh netting covered the grid floor, and animals were exposed to a 2% peppermint scent diluted in 70% EtOH). The same five-tone presentation schedule from training was employed in the absence of the shock, and freezing behavior was continually monitored.
Tissue collection/processing
Request a detailed protocolAll tissues were collected between 1030 and 1230 hr to minimize the changes associated with circadian rhythm and was completed 5–6 days following the conclusion of behavioral testing. Briefly, one at a time, animals were anesthetized with chloral hydrate (100 mg/kg) and then placed into a transport cage with some bedding/food from their home cage. Once the animal had achieved sedation (unresponsive to toe-pinch), it was transported to a separate room within the animal facility where a cardiac puncture was performed to collect roughly 100 µl of blood in tubes containing heparin. These were then spun down (5000 × g for 5 min) to collect serum and assess corticosterone levels. Mice were then transcardially perfused using cold PBS/heparin (50 units/ml) solution followed by 10% formalin (polyScience). Adrenal glands were then dissected and weighed. After perfusion, mice were decapitated, and intact skulls were post-fixed for 24 hr at 4°C in 10% formalin, then transferred to sterile 1× PBS (pH 7.4), and left at 4°C until transfer to the imaging facility at NYU for ex vivo dMRI studies (n = 6 mice per condition and sex). These numbers were based on an effect size of (Cohn’s d = 2.0), α = 0.05 (two tails), and power = 0.8 (Johnson et al., 2018). To further confirm the generalizability of the sex-specific changes we found in fronto-limbic connectivity we expanded the number of mice scanned in each rearing and sex condition to 12–13, for a total of 50 mice (Figure 10). Corticosterone levels were determined using ELISA (Cat. # K014-H1, Arbor Assays, Ann Arbor, MI).
dMRI studies
View detailed protocolUpon arrival at the NYU imaging facility, brains were equilibrated with Gadolinium (0.2 mM) in PBS for 1 week at 4°C and scanned by an experimenter blind to the sex and rearing condition. Scanning was conducted overnight using a 7-Tesla MR system equipped with a four-channel cryogenic probe for enhanced sensitivity (Ratering et al., 2008). Images were acquired using a modified 3D GRASE sequence (Wu et al., 2013) with the following parameters: echo time (TE)/repetition time (TR) = 33/400 ms, 100 µm isotropic resolution, two non-diffusion weighted images (b0s) and 60 diffusion weighted images (DWIs) with a diffusion weighting (b) of 5,000 s/mm2, and a total imaging time of 12 hr. DTIStudio (http://www.mristudio.org) was used to align all DWIs to the average of b0s to remove small sample displacements due to vibrations during the long scan and compute average DWI (aDWI) and FA maps using the diffusion tensor model. The aDWI and FA maps were normalized to an MRI-based atlas (Chuang et al., 2011; Arefin et al., 2019) using the dual-channel (aDWI+FA) large deformation diffeomorphic metric mapping (LDDMM) (Ceritoglu et al., 2009). To assess global and regional AMY connectivity, we transferred 28 structural labels (i.e. 14 nodes and 182 connectomes in each hemisphere) to the subject images using the inverse mapping from LDDMM. The 14 brain regions (aka nodes) chosen for the analysis include the AMY, CB, dHP, dorsal striatum (STRd), lateral hypothalamic zone (LZ), medial hypothalamic zone (MEZ), MO, OB, periventricular zone (PVZ), PFC, somatosensory cortex (SS), thalamus (TH), vHP, and ventral striatum (STRv). These nodes were selected because they show UPS-mediated volumetric and FA alterations using unbiased voxel analyses (Figures 3 and 4), are highly connected based on the Allen Mouse Brain Connectivity Atlas (Oh et al., 2014), and comply with principles for node selection outlined by Kaiser, 2011. These specify that nodes should be (1) non-overlapping, (2) have unique set of connections to other nodes, and (3) be well delineated using standard parcellation scheme that is comparable across species, with later point made possible by the registration of our MRI-based atlas (Chuang et al., 2011; Arefin et al., 2019). The transferred structural labels were visually examined and showed good agreement with the corresponding structures in the subject images. For each pair of ipsilateral structures, random seeds were first assigned to a structure (e.g. the AMY). Next, the number of seeds proportional to the volume of the structure and streamlines from the seeds passing through the target structure (e.g. hippocampus) were reconstructed using a probabilistic tractography method implemented in MRtrix (http://www.mrtrix.org) as described previously (Wu and Zhang, 2016). The numbers of streamlines between regions were used as a measure of the connection strength. GRETNA software (Wang et al., 2015) was used to quantify global and regional properties of the structural connectome using principles of graph theory (Bullmore and Sporns, 2009). Global features included measurement of global efficiency (Geff) and the small-worldness (SW) and were normalized with respect to 1000 simulated random networks with equal distribution of edge weight and node strength as reported previously (Rubinov and Sporns, 2011; Schlemm et al., 2017). Furthermore, local graph parameters, such as nodal clustering coefficient (NCp), nodal efficiency (Neff), and degree centrality (Dcent) (Watts and Strogatz, 1998; Rubinov and Sporns, 2010), were calculated to capture alterations in the vicinity of the left and right AMY. All imaging scans are available at DOI: https://doi.org/10.35092/yhjc.12367658.
Moderated-mediation analysis
Request a detailed protocolA moderated-mediation regression analysis was conducted using the Preacher and Hayes, 2008 bootstrapping procedure (5000 bootstrap resamples) and associated SPSS macro (Model 58) to test the moderating impact of sex on UPS-effects on the number of streamlines between the AMY and vHC and the relationship between these projections and freezing behavior in the contextual fear conditioning test (see Figure 7A for visual depiction of path model). For this analysis, rearing condition (dummy-coded; 0 = CTL reared; 1 = UPS reared) was entered into the model as the independent variable (X variable), the number of AMY–vHC streamlines (continuous, mean-centered) was entered into the model as the mediator (M variable), sex (dummy-coded; 0 = male, 1 = female) was specified as the moderator (W variable), and percent freezing was included as the outcome variable (Y variable; log-transformed to correct positive skew, per convention for regression analyses).
Statistical analysis
Request a detailed protocolStatistical analyses were done using SPSS (IBM Corp. Released 2016. IBM SPSS Statistics for Windows, Version 24.0. Armonk, NY; IBM Corp.) and visualized with GraphPad Prism version 8.1.0 for MacOS (GraphPad Software, La Jolla, California, USA). Animals that were >2 s.d. above or below the mean were eliminated from behavioral analysis. Data were examined using a two-way ANOVA with rearing condition (CTL or UPS) and sex as fixed factors. Behavioral testing was limited to a priori defined and well-accepted endpoints and used p<0.05 (two tails) to identify significant outcomes. A 2 × 2 ANOVA, written in Matlab, was used to assess the effects of UPS, sex, and their interaction on maps of local volumetric changes and FA using voxel-based analysis (Ashburner and Friston, 2000). The minimum number of voxels used to define a volumetric cluster and levels for false-base discovery rate correction for multiple comparisons differ depending on whether main effects of rearing, sex, or interaction where tested, and these are specified in the results section. Repeated measures ANOVA was used to assess the effect of laterality as a within-subject variable and sex and rearing as between-subject variables on the following four projections: (1) AMY–PFC, (2) AMY–vHC, (3) AMY–dHC, and (4) vHC–PFC. Significant interactions were followed by post-hoc comparisons using Tukey’s HSD or Sidak’s test. These same procedures were used to analyze laterality in both global and AMY connectivity. To account for the hierarchical nature of the data, additional linear mixed-effects models were conducted on the key-dependent measures from this experiment to ensure that outcomes were driven by condition or sex and not maternal care or litter per se (Figure 2—figure supplement 2).
Data availability
All imaging data are deposited at https://doi.org/10.35092/yhjc.12367658.
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Decision letter
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Jason P LerchReviewing Editor; The Hospital for Sick Children, Canada
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Timothy E BehrensSenior Editor; University of Oxford, United Kingdom
In the interests of transparency, eLife publishes the most substantive revision requests and the accompanying author responses.
Acceptance summary:
The authors explored how sex mediates the effect of early life stress on brain and behaviour in mice. They found that such stress increases the connectivity in males whereas it had no or even an opposite effect in females; this change in connectivity in turn influenced how males, but not females, behaviourally responded to stressful situations. This paper thus provides important biological insights into the differential effects of stress on the male and female brain.
Decision letter after peer review:
Thank you for submitting your article "Early life stress causes sex-specific changes in adult fronto-limbic connectivity" for consideration by eLife. Your article has been reviewed by three peer reviewers, one of whom is a member of our Board of Reviewing Editors, and the evaluation has been overseen by Timothy Behrens as the Senior Editor. The reviewers have opted to remain anonymous.
The reviewers have discussed the reviews with one another and the Reviewing Editor has drafted this decision to help you prepare a revised submission.
As the editors have judged that your manuscript is of interest, but as described below that additional experiments are required before it is published, we would like to draw your attention to changes in our revision policy that we have made in response to COVID-19 (https://elifesciences.org/articles/57162). First, because many researchers have temporarily lost access to the labs, we will give authors as much time as they need to submit revised manuscripts. We are also offering, if you choose, to post the manuscript to bioRxiv (if it is not already there) along with this decision letter and a formal designation that the manuscript is "in revision at eLife". Please let us know if you would like to pursue this option. (If your work is more suitable for medRxiv, you will need to post the preprint yourself, as the mechanisms for us to do so are still in development.)
Summary:
This manuscript uses behavioural testing and diffusion MRI to assess the effects of early life stress on brain and behaviour. The authors employed a modified version of the limited bedding and nesting protocol developed by Baram, which included maternal separation and nest disruption (ranging from P0-P25)- which the authors term unpredictable postnatal stress (UPS). In the current studies, the authors tested control and UPS mice on the elevated plus maze (EPM), open field (OF), novel object approach, as measures of anxiety-like behavior. Interestingly, the authors failed to replicate their initial findings of elevations in anxiety-like behavior in male mice. The authors instead found no main effect of treatment or interaction with sex for OF. The authors found an anxiolytic effects of UPS on the EPM test, with UPS mice spending more time in the open arms, with no effect of sex or interaction. Finally, the authors found an anxiogenic effect of UPS rearing on novel object approach, with a significant effects of sex that did not replicate in an internal replication study. The authors observe very interesting effects of their manipulation on regional brain volume (increase in some regions, with reductions in others, that appear to be sex specific). The authors also note significant effects of UPS rearing on regional connectivity by DTI, with significant effects on connectivity between limbic, hippocampal, and prefrontal structures. The authors try to relate individual differences in strength of connections (based upon tractography) with levels of freezing behavior. Curiously, for this measure, the author observed significant effects of sex and rearing condition on amygdala-hippocampal streamlines that appear to be predictive of levels of freezing behavior in males but not females.
Essential revisions:
This is a timely paper addressing an interesting topic. The experiments are well designed, employ a number of approaches, along with technical rigor. However, a number of questions arise related to failure to replicate prior effects from the lab, as well as the ability to replicate main effects between studies within this report.
The authors use their previously published UPS model, which is an adaptation of the more commonly used limited bedding model. Using their UPS model, the authors were not able to replicate their previous findings of UPS effects on anxiety-like behavioral phenotypes, which evokes the question of how robust this model is compared to more commonly used models of ELS. The authors discuss the possible impact of increased noise in the room during testing for anxiety-like behavior tasks and the potential sensitivity of these assays to environment and experimenter which may have driven the failure to replicate. However, the authors also appeared to have difficulty in replicating some of the more robust assays (some measures of fear learning), possibly indicating that the variability may be at the level of efficacy of stress induction and not necessarily and solely variability at the time of phenotypic testing. Perhaps the authors could comment on how replicable the neural connectivity findings in the current study are expected to be in future attempts to replicate this work. Ideally, an additional replication cohort or more robust comparison of existing literature data would provide stronger evidence about which effects of UPS and/or ELS in general are robust.
The n=6 per group for MRI is too low; most power analyses indicate that around 10-12 mice per group are more appropriate (i.e. that's where you hit the point of diminishing returns for adding more mice), and should be even higher if interactions are tested. Please expand the sample to more reasonable numbers. The fact that the authors did not find many of the robust sexually dimorphic brain regions (i.e. BNST was found at q<0.3, but MeA and MPOA, etc., appear to be missing in Figure 3—figure supplement 1) further adds to the doubt that the MRI study as is was adequately powered.
Please explain why were Balb/c mice used. They tend to have very poor maternal care compared to, for example, Bl6 or CD1, and most literature on ELS has been on Bl6 mice.
How were multiple comparisons corrected or accounted for in the analysis of the behaviour data? If not at all, as it seems, this needs to be remedied or extensively justified.
How accurate was the tract tracing? The streamlines shown in Figure 5 do not look all that much like the tract tracing from the Allen institute's connectivity atlas – can the authors overlay those maps or find an alternate way to measure their tracing accuracy? It is hard to interpret different streamlines by group or sex when it is not clear whether diffusion based tracing truly reflects underlying wiring.
The Introduction needs to be expanded. For example, the authors highlight recent reviews that speculate about the potential importance of the type of stressor and impact of different forms of early life stress on neurodevelopmental outcomes (CM falling along multiple dimensions), along with sex as a moderating factor (Mclaughlin and Sheridan). I would like to point the authors to Demaestri et al., 2020 and Bath, 2020, further bolster these points and supplement the excellent work done by this group in their 2018 Translational Psychiatry paper. Furthermore, while the authors do acknowledge some previous work on sex effects and childhood maltreatment in the Introduction and Discussion of their manuscript, the only paper that is cited is the authors own review by White and Kaffman. The background literature on sex effects should be discussed with reference to a broader body of appropriate literature.
[Editors' note: further revisions were suggested prior to acceptance, as described below.]
Thank you for resubmitting your article "Early life stress causes sex-specific changes in adult fronto-limbic connectivity that differentially drive learning" for consideration by eLife. Your revised article has been re-reviewed by the Reviewing Editor and Timothy Behrens as the Senior Editor.
The reviewers have discussed the reviews with one another and the Reviewing Editor has drafted this decision to help you prepare a revised submission.
We would like to draw your attention to changes in our revision policy that we have made in response to COVID-19 (https://elifesciences.org/articles/57162). Specifically, we are asking editors to accept without delay manuscripts, like yours, that they judge can stand as eLife papers without additional data, even if they feel that they would make the manuscript stronger. Thus the revisions requested below only address clarity and presentation.
We believe that this revision has addressed the great majority of the concerns raised in the first round. The only remaining concern relates to our disappointment that the authors opted not to increase the sample size from the too-small n=6 for the imaging study. The authors did add a disclaimer in their discussion about their limited power. We ask that they move the disclaimer to earlier in the discussion, make explicit in the Discussion that the n=6 was designed to replicate an initial hypothesis, and that they were underpowered for the types of brain wide sex by condition interactions that were carried out.
https://doi.org/10.7554/eLife.58301.sa1Author response
Summary:
This manuscript uses behavioural testing and diffusion MRI to assess the effects of early life stress on brain and behaviour. The authors employed a modified version of the limited bedding and nesting protocol developed by Baram, which included maternal separation and nest disruption (ranging from P0-P25)- which the authors term unpredictable postnatal stress (UPS). In the current studies, the authors tested control and UPS mice on the elevated plus maze (EPM), open field (OF), novel object approach, as measures of anxiety-like behavior. Interestingly, the authors failed to replicate their initial findings of elevations in anxiety-like behavior in male mice. The authors instead found no main effect of treatment or interaction with sex for OF. The authors found an anxiolytic effects of UPS on the EPM test, with UPS mice spending more time in the open arms, with no effect of sex or interaction. Finally, the authors found an anxiogenic effect of UPS rearing on novel object approach, with a significant effects of sex that did not replicate in an internal replication study.
While we do acknowledge that the anxiety findings reported in Johnson et al., 2018 are not reproduced in this paper, we felt that there were some important details from this summary statement that needed corrections and clarifications. First, in both cohorts from this paper (and others tested since) there are no clear indications of an anxiety phenotype in OF or EPM, as non-significant condition effects were replicated in both OF cohorts, and only 1 cohort found significant condition effects in the open arm of the EPM (an effect that hinted at an anxiolytic effect of UPS, Figure 2C). The EPM finding is important as it highlights the difficulties of replicating outcomes with this test even under identical conditions. We believe that environmental differences that were present between the animal facility utilized in Johnson et al., 2018 and the room in current use likely interacted with the stress paradigm in an unforeseen way to intensify the nature and severity of the original ELS-paradigm. Second, the anxiogenic effect of rearing in the novel object exploration task was replicated across the two cohorts and in additional cohorts. Third, the behavioral summary did not mention that UPS reduced freezing behavior in the contextual fear conditioning (Figure 2F), an effect that was also replicated across the two cohorts and in additional animals tested. To further demonstrate the robustness of outcomes in the novel object exploration and CFC, we included data from additional groups of animals that replicated these outcomes. This information is available in Figure 2—figure supplement 2 and was added to the revised Results section by noting that: “To further demonstrate the robustness of the rearing effect on outcomes in the novel exploration test (Figure 2E) and contextual fear condition (Figure 2F) we replicated these findings in additional cohorts of mice (Figure 2—figure supplement 2) and in the Discussion:” Our inability to replicate behavioral outcomes in the EPM in the first and second cohorts underscores the challenges of using this test even under practically identical conditions (Supplementary file 1) and highlights the need to develop more robust behavioral tests of anxiety, see (Oberrauch et al., 2019, Meyer et al., 2019, Prevot et al., 2019) for some encouraging examples. Finally, we note that: “Consistent with our previous work (Johnson et al., 2018) we found that UPS caused a robust reduction in weight across different ages (Figure 1). Moreover, male and female UPS mice spent less time exploring novel objects and showed reduced contextual freezing, findings that were replicated in 2 independent cohorts (Figure 2 and Supplementary file 1) and in additional studies conducted in the lab (Figure 2—figure supplement 2).”
The authors observe very interesting effects of their manipulation on regional brain volume (increase in some regions, with reductions in others, that appear to be sex specific). The authors also note significant effects of UPS rearing on regional connectivity by DTI, with significant effects on connectivity between limbic, hippocampal, and prefrontal structures. The authors try to relate individual differences in strength of connections (based upon tractography) with levels of freezing behavior. Curiously, for this measure, the author observed significant effects of sex and rearing condition on amygdala-hippocampal streamlines that appear to be predictive of levels of freezing behavior in males but not females.
We would like to clarify that we also found significant effects of rearing on volumetric changes (Figure 3), alterations in FA (Figure 4), and global connectivity (Figure 8). These outcomes were similarly affected in males and females and replicated some of the most robust imaging findings in humans. In contrast, males and females showed very different patterns, with a significant interaction, when fronto-limbic connectivity was assessed. This is an important finding that highlights the need to consider both global and specific circuits when addressing the question of how sex moderates the outcomes of early adversity. This point has not received much attention in the literature to date and is nicely highlighted in the paper. We emphasized the significance of this novel finding in the Results section by writing: ”Together, these findings highlight the exquisite specificity by which UPS alters structural connectivity in male and female mice” and noted in the revised Discussion that: “The role that sex plays in CM-associated outcomes is a growing area of interest (White and Kaffman, 2019, Bath, 2020), and it is becoming increasingly clear that the influence of sex may only be seen in certain behaviors, neurodevelopmental processes, and/or specific circuits (White and Kaffman, 2019, Bath, 2020, Demaestri et al., 2020). This is in line with findings reported here. For example, here we report similar impact of UPS on body weight, object exploration, contextual conditioning, global connectivity and local volumetric and FA changes in males and females. In contrast, there are robust moderating effects of sex on UPS-induced outcomes in baseline corticosterone levels, fronto-limbic connectivity, and amygdala nodal efficiency.”
Essential revisions:
This is a timely paper addressing an interesting topic. The experiments are well designed, employ a number of approaches, along with technical rigor. However, a number of questions arise related to failure to replicate prior effects from the lab, as well as the ability to replicate main effects between studies within this report.
We appreciate the kind words and have made a significant effort to address all the comments below. We disagree however with the assertion that main effects were not replicated within the current study (see also response to statement 1 above). For example, significant main effects of condition were replicated in the 2nd cohort in the novel object exploration task and the contextual conditioning tasks, and a non-significant main effect of rearing were replicated in the both OF measures, exploration of the closed arm of the EPM, baseline freezing behavior, freezing behavior over the course of the cued-training paradigm, and freezing during cue-induced recall. Overall, there is only 1 instance (out of 9 possible) when a main effect of rearing is not replicated with the second cohort. Further, a significant main effect of sex is replicated in freezing during cue-induced recall, and non-significant main effects of sex are replicated for OF and EPM measures, baseline freezing behavior, freezing behavior over the course of the cued-training paradigm, and contextual freezing. We feel that this internal replication conveys the robustness of the behavioral phenotype described in this study.
The authors use their previously published UPS model, which is an adaptation of the more commonly used limited bedding model. Using their UPS model, the authors were not able to replicate their previous findings of UPS effects on anxiety-like behavioral phenotypes, which evokes the question of how robust this model is compared to more commonly used models of ELS. The authors discuss the possible impact of increased noise in the room during testing for anxiety-like behavior tasks and the potential sensitivity of these assays to environment and experimenter which may have driven the failure to replicate. However, the authors also appeared to have difficulty in replicating some of the more robust assays (some measures of fear learning), possibly indicating that the variability may be at the level of efficacy of stress induction and not necessarily and solely variability at the time of phenotypic testing.
We direct the reviewers to response 1 above and believe that difficulty in reproducing behavioral effects is not unique to the UPS procedure, and has been reported by other commonly used ELS paradigms such as LBN, maternal separation and handling (Wang et al., 2020, White and Kaffman, 2019, Walker et al., 2017, Loi et al., 2015, Tractenberg et al., 2016, Murthy and Gould, 2018). This is not surprising given the large number of variables that affect ELS outcome (e.g. differences in travel conditions and composition of animals delivered from Jackson labs, housing conditions, maternal behavior, details related to restricting bedding, separation procedure and nest disruption) and the additional variables related to administering the OF and EPM (e.g. light, noise, smell, sex of the researcher). It is difficult to know what factors drive the difficulties of replicating anxiolytic findings in rodents, but this is an important issue that needs to be reported and addressed. To address this issue, we utilized internal replication cohorts and then focused on the behavioral outcomes that were consistent across those cohorts. In our case, reduced freezing in response to the training context and reduced exploration of novel objects were robust (Figure 2, Figure 2—figure supplementary 2, Supplementary file 1). In addition, the use of long-term automated behavioral assessment in the home cage appear to be a promising approach for identifying robust behavioral phenotypes, as demonstrated by (Goodwill et al., 2018), and (Prevot et al., 2019). Finally, learning paradigms of ambiguous cues will likely provide more robust outcomes (Oberrauch et al., 2019, Meyer et al., 2019) when compared to brief measurements of innate defensive behavior.
Perhaps the authors could comment on how replicable the neural connectivity findings in the current study are expected to be in future attempts to replicate this work. Ideally, an additional replication cohort or more robust comparison of existing literature data would provide stronger evidence about which effects of UPS and/or ELS in general are robust.
We addressed this important point in several ways. First, we confirmed the generalizability of our sex-specific tractography findings by increasing the number of mice scanned to 12-13 per rearing and sex condition for a total of 50 mice (Figures 10-12). Second, we note that our dMRI connectivity data have replicated our previous rsfMRI findings of increased connectivity between the 1) amygdala and the ventral hippocampus, 2) amygdala and dorsal hippocampus, and 3) amygdala and the prefrontal cortex in adult UPS male mice (Johnson et al., 2018). Third, we found the exact same pattern when assessing the left and right hemispheres using both rsfMRI and dMRI (Figure 5—figure supplement 2 and 3 and Figure 6—figure supplement 1). This is especially important for the dMRI findings reported here because the analysis of left hemisphere was done about two months after conducting the tractography for the right hemisphere. Fourth, similar increase in connectivity between the amygdala and the PFC was reported in rats exposed to LBN (Bolton et al., 2018). To address this issue, we added a new section at the end of the Results section titled: Generalizability of the sex-specific tractography findings, which demonstrates the robustness of these findings in a large group of animals.
We revisit this concern in the Discussion by stating: ”Our dMRI tractography shows good agreement with anterograde viral tracing reported by the Allen Mouse Brain Connectivity Atlas (Figure 5—figure supplement 1), suggesting that the tractography data shown here represents true anatomical projections. Using this approach we found a robust increase in fronto-limbic connectivity in males exposed to UPS (Figures 5-6).These structural changes are consistent with our previous resting-state fMRI findings in UPS males (Johnson et al., 2018) and those reported in male rats exposed to LBN (Bolton et al., 2018). Similar patterns were seen in both the left and the right hemispheres (Figure 5—figure supplement 1 and 2, and Figure 6—figure supplement 1) and were further confirmed using a larger cohort of mice (Figure 10).”
The n=6 per group for MRI is too low; most power analyses indicate that around 10-12 mice per group are more appropriate (i.e. that's where you hit the point of diminishing returns for adding more mice), and should be even higher if interactions are tested. Please expand the sample to more reasonable numbers. The fact that the authors did not find many of the robust sexually dimorphic brain regions (i.e. BNST was found at q<0.3, but MeA and MPOA, etc., appear to be missing in Figure 3—figure supplement 1) further adds to the doubt that the MRI study as is was adequately powered.
The primary goal of this work was to replicate our previous rsfMRI findings of increased fronto-limbic connectivity in male UPS mice. Our previously reported effect size of Cohn’s d = 2.0 was therefore used for sample size calculations. Using this sample size, we were able to replicate our previous functional connectivity data, and to identify multiple changes in volumetric (Figure 3) and FA measurements that were affected by rearing at a FDR < 0.1 (Figure 4). Importantly, many of these changes are consistent with robust changes seen in humans. We consider these to be key findings and emphasized these points in the revised discussion. We agree that this sample size is not likely to have sufficient power to adequately identify sexually dimorphic changes and interactions after rigorous correction for multiple testing. The relatively lower resolution of diffusion MRI compared to T1/T2-weighted MRI and differences in tissue contrasts may also limited our ability to identify additional structures. We have acknowledged these limitations in the Discussion: “Our sample size was not sufficiently powered to identify sexually dimorphic changes after rigorous correction for multiple comparisons, and the relatively lower resolution of dMRI compared to T1/T2-weighted MRI and differences in tissue contrasts may have also limited our ability to capture these differences. Nevertheless, we have identified several of the previously known sexually dimorphic brain regions including, the BNST and medial preoptic area in the hypothalamus, hippocampus, thalamus, olfactory bulb, striatum, and the sensory cortex (Figure 3—figure supplement 1). These findings are consistent with a previous study in C57BL/6 mice (Qiu et al., 2018) and in humans (Gillies and McArthur, 2010, Ruigrok et al., 2014, Goldstein et al., 2001), underscoring the conserved nature of these sexual dimorphic alterations.”
Please explain why were Balb/c mice used. They tend to have very poor maternal care compared to, for example, Bl6 or CD1, and most literature on ELS has been on Bl6 mice.
Balb/cByj mice were used in this study in order to build upon the extensive studies from the lab using this strain (Wei et al., 2010, Wei et al., 2012, Wei et al., 2014, Wei et al., 2015, Delpech et al., 2016) and to specifically replicate and extend findings in this strain (Johnson et al., 2018). We have previously characterized maternal behavior in Balb/cByj and Bl6 dams under the parameters used in the present experiments (Wei et al., 2010). For example, in the absence of nesting material on P0, B6 dams failed to care for their pups leading to high levels of pup mortality that was not seen in Balb/cByj (Wei et al., 2010). Further, Balb/cByj mice are more sensitive than C57 to the effects of stress including ELS making them an excellent strain to study this issue. Finally, exposure to UPS in this strain replicates multiple imaging findings reported in humans, further supporting the use of this strain as a rodent model of ELS. We addressed these issues in the revised manuscript in the Introduction: “Balb/cByj mice were used due to their high sensitivity to stress, including ELS (Caldji et al., 2004, Zaharia et al., 1996, Francis et al., 2003, Carola et al., 2004, Tractenberg et al., 2016, Wei et al., 2010, Wei et al., 2012, McWhirt et al., 2019, Malki et al., 2015, Flint and Tinkle, 2001, Wei et al., 2014, Wei et al., 2015, Delpech et al., 2016) and because Balb/cByj dams reliably maintain their litters in the complete absence of nesting material (Wei et al., 2010). Further, we have previously shown that UPS produces an elevated anxiety phenotype in both adolescent and adult Balb/cByj offspring (Johnson et al., 2018). Using rsfMRI we found increased fronto-limbic connectivity in UPS male mice that included increased amygdala-prefrontal cortex and amygdala-hippocampus connectivity, the strength of which was highly correlated with anxiety-like behaviors (Johnson et al., 2018). Interestingly, females did not show an elevated anxiety phenotype, suggesting that UPS may affect males and females differently. This original study did not include females in rs-fMRI analysis and is thus unable to speak to potential ELS by sex interactions on fronto-limbic connectivity patterns”. We review the agreement with the human literature in the discussion and in the conclusion sections.
How were multiple comparisons corrected or accounted for in the analysis of the behaviour data? If not at all, as it seems, this needs to be remedied or extensively justified.
Correction for multiple testing is not commonly done in behavioral work. In fact, we are not aware of a single ELS manuscript that has corrected for multiple testing, including several high-profile manuscripts (Goodwill et al., 2018, Bolton et al., 2018, Pena et al., 2017, Honeycutt et al., 2020). The reasons for this are that the effect sizes of many behavioral tests are moderate, at best, and would require extremely large cohorts of animals to accommodate for multiple testing. Moreover, given the correlated nature of many behavioral endpoints (especially those related to anxiety), multiple testing corrections would be too conservative. We feel that it is both more practical and useful to replicate the effects in independent cohorts in order to show the robustness of the phenotype, a tactic that we utilized in the present manuscript (see also responses to summary statement #1 and comment 2). Further, behavioral testing was limited to a priori defined and well accepted endpoints, with p< 0.05 (two tails) used to identify significant outcomes. Finally, all post-hoc comparisons following significant interaction were corrected for multiple comparisons using Tukey’s HSD or Sidak’s tests. We have clarified this in the Materials and methods section by stating that: “To Identify robust behavioral outcomes in lieu of corrections for multiple behavioral testing, we repeated the behavioral work using a second cohort consisting of n = 9-19 mice per group from 4-6 litters. Behavioral data for cohort 1, and cohort 2 are summarized in Supplementary file 1. Reproducible outcomes in the novel object exploration and contextual fear conditioning were further confirmed using additional cohorts of animals (Figure 2—figure supplement 2).” We note that: ”Behavioral testing was limited to a priori defined and well accepted endpoints and used p< 0.05 (two tails) to identify significant outcomes”, “The minimum number of voxels used to define a volumetric cluster and levels for false-base discovery rate correction for multiple comparisons differ depending on whether main effects of rearing, sex or interaction where tested, and these are specified in the Results section”, “Significant interactions were followed by post-hoc comparisons using Tukey’s HSD or Sidak’s test.”
How accurate was the tract tracing? The streamlines shown in Figure 5 do not look all that much like the tract tracing from the Allen institute's connectivity atlas – can the authors overlay those maps or find an alternate way to measure their tracing accuracy? It is hard to interpret different streamlines by group or sex when it is not clear whether diffusion based tracing truly reflects underlying wiring.
We thank you for this suggestion, as we agree it would increase the reader’s confidence in the findings discussed in the current document. Several observations indicate that our tractography data are highly accurate and represent true anatomical differences, most of which have been detailed in response #3 above. Moreover. In Figure 5—figure supplement 1 we now show that there is a good agreement between our streamline projection and the expected anterograde connectivity available at the Allen Mouse Brain Connectivity Atlas (AMBCA). We discuss this in the revised Results section by writing that: “To address this issue, we first confirmed that there is a good agreement between our dMRI projections and the expected anterograde connectivity available from the Allen Mouse Brain Connectivity Atlas (Figure 5—figure supplement 1).” In Figure 5—figure supplement 1 legend we note that full agreement is not expected because dMRI examines tracks that are bi-directional vs. anterograde tracing seen with AAV-GFP (Maier-Hein et al., 2017, Pallast et al., 2020). In addition, the AMBCA tracing was done with AAV1 (Oh et al., 2014) which has some retrograde transport component (Murlidharan et al., 2014), further complicating the comparison with dMRI.
The Introduction needs to be expanded. For example, the authors highlight recent reviews that speculate about the potential importance of the type of stressor and impact of different forms of early life stress on neurodevelopmental outcomes (CM falling along multiple dimensions), along with sex as a moderating factor (Mclaughlin and Sheridan). I would like to point the authors to Demaestri et al., 2020 and Bath, 2020, further bolster these points and supplement the excellent work done by this group in their 2018 Translational Psychiatry paper. Furthermore, while the authors do acknowledge some previous work on sex effects and childhood maltreatment in the Introduction and Discussion of their manuscript, the only paper that is cited is the authors own review by White and Kaffman. The background literature on sex effects should be discussed with reference to a broader body of appropriate literature.
We thank you for this comment and have incorporated these additional references in the Introduction and Discussion lines.
[Editors' note: further revisions were suggested prior to acceptance, as described below.]
We believe that this revision has addressed the great majority of the concerns raised in the first round. The only remaining concern relates to our disappointment that the authors opted not to increase the sample size from the too-small n=6 for the imaging study. The authors did add a disclaimer in their discussion about their limited power. We ask that they move the disclaimer to earlier in the discussion, make explicit in the Discussion that the n=6 was designed to replicate an initial hypothesis, and that they were underpowered for the types of brain wide sex by condition interactions that were carried out.
We respectfully disagree with the statement that “the authors opted not to increase the sample size from the too-small n=6 for the imaging study” and note that we doubled the sample size for all the tractography work (Figures 10, 11, 12) and that this larger cohort further replicated our initial findings. We agree that our initial sample may not have been sufficiently powered to detect rearing by sex interactions for whole brain volumetric and FA voxel analyses and clarified this early in the Discussion by stating that: “This is in line with findings reported here. For example, here we report similar impact of UPS on body weight, object exploration, contextual conditioning, and global connectivity in males and females. Male and female UPS mice also showed similar changes in local volumetric and FA, but our sample size for these measures (n=6) was not sufficiently powered to detect significant sex by rearing interactions after correcting for multiple testing. Nevertheless, this sample size revealed robust moderating effects of sex on UPS-induced outcomes in fronto-limbic connectivity and amygdala nodal efficiency, findings that were further confirmed using a larger cohort of mice.” It is worth pointing out that this sample size (n=6 per group or a total sample of 24 mice) was sufficient to detect several rearing effects that replicated work in humans. Finally, we left the Discussion regarding sample size and power for detecting sex differences unchanged.
https://doi.org/10.7554/eLife.58301.sa2Article and author information
Author details
Funding
National Institute of Mental Health (R01MH119164)
- Jiangyang Zhang
- Arie Kaffman
National Institute of Mental Health (R01MH118332)
- Jiangyang Zhang
- Arie Kaffman
National Center for Advancing Translational Sciences (TL1 TR001864)
- Jordon D White
National Institute of Neurological Disorders and Stroke (R01NS102904)
- Jiangyang Zhang
The funders had no role in study design, data collection and interpretation, or the decision to submit the work for publication.
Acknowledgements
This work was supported by: NIMH R01MH119164 (AK and JZ), NIMH R01MH118332 (AK and JZ), NCATS TL1 TR001864 (JDW), and R01NS102904 (JZ). The preprint is available on Authorea.
Ethics
Animal experimentation: All studies were approved by the Institutional Animal Care and Use Committee (IACUC) at Yale University, protocol #2020-10981, and were conducted in accordance with the recommendations of the NIH Guide for the Care and the Use of Laboratory Animals.
Senior Editor
- Timothy E Behrens, University of Oxford, United Kingdom
Reviewing Editor
- Jason P Lerch, The Hospital for Sick Children, Canada
Version history
- Received: April 27, 2020
- Accepted: November 30, 2020
- Accepted Manuscript published: December 1, 2020 (version 1)
- Version of Record published: December 9, 2020 (version 2)
Copyright
© 2020, White et al.
This article is distributed under the terms of the Creative Commons Attribution License, which permits unrestricted use and redistribution provided that the original author and source are credited.
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