Social Psychology: A mathematical look at empathy

When an individual makes a judgement about the actions of another individual, taking the latter's viewpoint into consideration enhances cooperation in society at large.
  1. Naoki Masuda  Is a corresponding author
  2. Francisco C Santos
  1. University of Bristol, United Kingdom
  2. Instituto Superior Técnico, Universidade de Lisboa, Portugal

The pros and cons of public and private transport are well known: public transport is more friendly to the environment and to society at large, but it can be inconvenient to the individual; cars and other forms of private transport, on the other hand, are convenient for individuals but are more harmful to the environment. The debate about public versus private transport is an example of a social dilemma that has fascinated psychologists, economists, mathematical biologists and many others for decades. In particular, how and why do humans (and other animals) cooperate and act in ways that put the interests of society at large ahead of their own interests and convenience?

Several mechanisms have been identified over the years to explain how cooperation is maintained when people are confronted with such social dilemmas (Sigmund, 2010). One explanation is that cooperation relies on a mechanism called 'indirect reciprocity' that is based on reputation: my decision to cooperate with you depends on your reputation. To illustrate this, consider the following example: Alice has to decide whether or not to help Bob. By helping Bob, Alice may improve her own reputation, and thus increase her chances of being helped by someone else in the future. Alternatively, if she decides not to help Bob, her reputation will be damaged, lowering her chances of being helped in the future.

Although the concept of reputation-based cooperation may sound intuitive, it is in fact more complex than it seems. First, we need to define what is meant by 'good' and 'bad'. For example, if Alice chooses to help Bob, but Bob is perceived to be a 'bad' person, should this result in a 'good' reputation? And if she decides not to help Bob (Figure 1), should this be seen as 'bad'? One can continue this line of thought and find the moral codes that allow cooperation to thrive, and show that few rules for assigning reputation are simple enough to appeal to intuition while also being able to promote cooperation (Ohtsuki and Iwasa, 2004; Ohtsuki and Iwasa, 2006; Santos et al., 2018).

Reputation and empathy.

Reputations have an important role in decisions to co-operate: for example, Alice will decide to cooperate with Bob if he has a good reputation, and decide to not cooperate if he has a bad reputation. Consider the case in which an observer (Chloe) witnesses Alice deciding not to help Bob because Alice believes that Bob is bad. In the absence of empathy (E=0; left), Chloe's opinion of Alice is based solely on the Chloe's existing opinion of Bob; that is, Chloe thinks Alice is bad because she thinks Bob is good. However, when Chloe has complete empathy for Alice (E=1; right), Chloe's opinion of Bob is based on Alice's opinion of Bob: that is, Chloe accepts Bob is bad because Alice thinks he is bad. Radzvilavicius et al. have explored the effect of empathy on co-operation when there is no consensus about reputations.

Second, the efficiency of these rules will depend on the information that is available to different people. Earlier mathematical models assumed that reputations are public, being instantly shared across society, but this is unlikely unless there is a central institution managing this information. It is more likely that different people will be able to have different opinions about reputations, making it more difficult to maintain cooperation (Uchida, 2010; Okada et al., 2017; Hilbe et al., 2018). Now, in eLife, Arunas Radzvilavicius and Joshua Plotkin of University of Pennsylvania, working with Alexander Stewart of University of Houston, report the results of mathematical modelling that offer new insights into the effect of empathy on cooperation when there is no consensus about reputations (Radzvilavicius et al., 2019).

In this context, empathy is the ability of someone to change their opinion of a person based on what other people think of that person (Radzvilavicius et al., 2019). Let us return to the example of Alice and Bob (Figure 1): Alice has chosen not to cooperate with Bob because she believes he is a 'bad' guy. A bystander, called Chloe, observes this action and, in the absence of empathy, she will assign Alice a bad reputation because, from her own perspective, she believes Bob to be good. Crucially, Radzvilavicius et al. included empathy – the possibility that Chloe may understand Alice’s point of view – in their model. The level of empathy E could range from zero (ie, Chloe has zero empathy with Alice) to one (ie, Chloe completely empathizes with Alice). Complete empathy would mean that Chloe thinks: "OK, although it is different from my opinion, Alice thinks Bob is a bad guy and I accept her view". In other words, Chloe has some 'theory of mind', understanding Alice’s intentions and perspective, even if they are different from her own. As a result, Chloe assigns Alice a good reputation because Alice has done the right thing according to Alice’s (not Chloe’s) point of view.

Radzvilavicius et al. conducted mathematical and numerical analysis to show that the empathy often enhances cooperation. Radzvilavicius et al. also showed that empathy itself is selected by evolution: if empathy is an individual property and is allowed to change over time through social learning (that is, through individuals mimicking other individuals who are successful), E often evolves towards larger values, leading to a more empathetic society.

Many questions, however, still remain. For instance, what are the mechanisms that enable an individual, such as Chloe, to know how a person’s reputation, such as Bob’s, is perceived by others? Secondly, if Chloe has more accurate information about Bob than Alice, how will this affect her empathy? Finally, does the structure of social networks (Newman, 2010) matter for how reputations spread in society? Empathy may also be seen as a form of tolerance and, in principle, be used to foster cooperation under the various and evolving moral codes that are typical of the world we live in. Overall, it may offer a new route towards a culture of tolerance, diversity and pro-sociality.

References

  1. Book
    1. Newman MEJ
    (2010)
    Networks – An Introduction
    Oxford University Press.
  2. Book
    1. Sigmund K
    (2010)
    The Calculus of Selfishness
    Princeton University Press.

Article and author information

Author details

  1. Naoki Masuda

    Naoki Masuda is in the Department of Engineering Mathematics, University of Bristol, Bristol, United Kingdom

    For correspondence
    naoki.masuda@bristol.ac.uk
    Competing interests
    No competing interests declared
    ORCID icon "This ORCID iD identifies the author of this article:" 0000-0003-1567-801X
  2. Francisco C Santos

    Francisco C Santos is in the Department of Computer Science and Engineering, Instituto Superior Técnico, Universidade de Lisboa, Lisboa, Portugal

    Competing interests
    No competing interests declared
    ORCID icon "This ORCID iD identifies the author of this article:" 0000-0002-9103-2862

Publication history

  1. Version of Record published: April 29, 2019 (version 1)

Copyright

© 2019, Masuda and Santos

This article is distributed under the terms of the Creative Commons Attribution License, which permits unrestricted use and redistribution provided that the original author and source are credited.

Metrics

  • 2,455
    views
  • 218
    downloads
  • 4
    citations

Views, downloads and citations are aggregated across all versions of this paper published by eLife.

Download links

A two-part list of links to download the article, or parts of the article, in various formats.

Downloads (link to download the article as PDF)

Open citations (links to open the citations from this article in various online reference manager services)

Cite this article (links to download the citations from this article in formats compatible with various reference manager tools)

  1. Naoki Masuda
  2. Francisco C Santos
(2019)
Social Psychology: A mathematical look at empathy
eLife 8:e47036.
https://doi.org/10.7554/eLife.47036
  1. Further reading

Further reading

    1. Computational and Systems Biology
    2. Evolutionary Biology
    Kenya Hitomi, Yoichiro Ishii, Bei-Wen Ying
    Research Article

    As the genome encodes the information crucial for cell growth, a sizeable genomic deficiency often causes a significant decrease in growth fitness. Whether and how the decreased growth fitness caused by genome reduction could be compensated by evolution was investigated here. Experimental evolution with an Escherichia coli strain carrying a reduced genome was conducted in multiple lineages for approximately 1000 generations. The growth rate, which largely declined due to genome reduction, was considerably recovered, associated with the improved carrying capacity. Genome mutations accumulated during evolution were significantly varied across the evolutionary lineages and were randomly localized on the reduced genome. Transcriptome reorganization showed a common evolutionary direction and conserved the chromosomal periodicity, regardless of highly diversified gene categories, regulons, and pathways enriched in the differentially expressed genes. Genome mutations and transcriptome reorganization caused by evolution, which were found to be dissimilar to those caused by genome reduction, must have followed divergent mechanisms in individual evolutionary lineages. Gene network reconstruction successfully identified three gene modules functionally differentiated, which were responsible for the evolutionary changes of the reduced genome in growth fitness, genome mutation, and gene expression, respectively. The diversity in evolutionary approaches improved the growth fitness associated with the homeostatic transcriptome architecture as if the evolutionary compensation for genome reduction was like all roads leading to Rome.

    1. Evolutionary Biology
    Case Vincent Miller, Jen A Bright ... Michael Pittman
    Research Article

    Enantiornithines were the dominant birds of the Mesozoic, but understanding of their diet is still tenuous. We introduce new data on the enantiornithine family Bohaiornithidae, famous for their large size and powerfully built teeth and claws. In tandem with previously published data, we comment on the breadth of enantiornithine ecology and potential patterns in which it evolved. Body mass, jaw mechanical advantage, finite element analysis of the jaw, and traditional morphometrics of the claws and skull are compared between bohaiornithids and living birds. We find bohaiornithids to be more ecologically diverse than any other enantiornithine family: Bohaiornis and Parabohaiornis are similar to living plant-eating birds; Longusunguis resembles raptorial carnivores; Zhouornis is similar to both fruit-eating birds and generalist feeders; and Shenqiornis and Sulcavis plausibly ate fish, plants, or a mix of both. We predict the ancestral enantiornithine bird to have been a generalist which ate a wide variety of foods. However, more quantitative data from across the enantiornithine tree is needed to refine this prediction. By the Early Cretaceous, enantiornithine birds had diversified into a variety of ecological niches like crown birds after the K-Pg extinction, adding to the evidence that traits unique to crown birds cannot completely explain their ecological success.