An international observational study to assess the impact of the Omicron variant emergence on the clinical epidemiology of COVID-19 in hospitalised patients
Abstract
Background:
Whilst timely clinical characterisation of infections caused by novel SARS-CoV-2 variants is necessary for evidence-based policy response, individual-level data on infecting variants are typically only available for a minority of patients and settings.
Methods:
Here, we propose an innovative approach to study changes in COVID-19 hospital presentation and outcomes after the Omicron variant emergence using publicly available population-level data on variant relative frequency to infer SARS-CoV-2 variants likely responsible for clinical cases. We apply this method to data collected by a large international clinical consortium before and after the emergence of the Omicron variant in different countries.
Results:
Our analysis, that includes more than 100,000 patients from 28 countries, suggests that in many settings patients hospitalised with Omicron variant infection less often presented with commonly reported symptoms compared to patients infected with pre-Omicron variants. Patients with COVID-19 admitted to hospital after Omicron variant emergence had lower mortality compared to patients admitted during the period when Omicron variant was responsible for only a minority of infections (odds ratio in a mixed-effects logistic regression adjusted for likely confounders, 0.67 [95% confidence interval 0.61–0.75]). Qualitatively similar findings were observed in sensitivity analyses with different assumptions on population-level Omicron variant relative frequencies, and in analyses using available individual-level data on infecting variant for a subset of the study population.
Conclusions:
Although clinical studies with matching viral genomic information should remain a priority, our approach combining publicly available data on variant frequency and a multi-country clinical characterisation dataset with more than 100,000 records allowed analysis of data from a wide range of settings and novel insights on real-world heterogeneity of COVID-19 presentation and clinical outcome.
Funding:
Bronner P. Gonçalves, Peter Horby, Gail Carson, Piero L. Olliaro, Valeria Balan, Barbara Wanjiru Citarella, and research costs were supported by the UK Foreign, Commonwealth and Development Office (FCDO) and Wellcome [215091/Z/18/Z, 222410/Z/21/Z, 225288/Z/22/Z]; and Janice Caoili and Madiha Hashmi were supported by the UK FCDO and Wellcome [222048/Z/20/Z]. Peter Horby, Gail Carson, Piero L. Olliaro, Kalynn Kennon and Joaquin Baruch were supported by the Bill & Melinda Gates Foundation [OPP1209135]; Laura Merson was supported by University of Oxford’s COVID-19 Research Response Fund - with thanks to its donors for their philanthropic support. Matthew Hall was supported by a Li Ka Shing Foundation award to Christophe Fraser. Moritz U.G. Kraemer was supported by the Branco Weiss Fellowship, Google.org, the Oxford Martin School, the Rockefeller Foundation, and the European Union Horizon 2020 project MOOD (#874850). The contents of this publication are the sole responsibility of the authors and do not necessarily reflect the views of the European Commission. Contributions from Srinivas Murthy, Asgar Rishu, Rob Fowler, James Joshua Douglas, François Martin Carrier were supported by CIHR Coronavirus Rapid Research Funding Opportunity OV2170359 and coordinated out of Sunnybrook Research Institute. Contributions from Evert-Jan Wils and David S.Y. Ong were supported by a grant from foundation Bevordering Onderzoek Franciscus; and Andrea Angheben by the Italian Ministry of Health “Fondi Ricerca corrente–L1P6” to IRCCS Ospedale Sacro Cuore–Don Calabria. The data contributions of J.Kenneth Baillie, Malcolm G. Semple, and Ewen M. Harrison were supported by grants from the National Institute for Health Research (NIHR; award CO-CIN-01), the Medical Research Council (MRC; grant MC_PC_19059), and by the NIHR Health Protection Research Unit (HPRU) in Emerging and Zoonotic Infections at University of Liverpool in partnership with Public Health England (PHE) (award 200907), NIHR HPRU in Respiratory Infections at Imperial College London with PHE (award 200927), Liverpool Experimental Cancer Medicine Centre (grant C18616/A25153), NIHR Biomedical Research Centre at Imperial College London (award IS-BRC-1215-20013), and NIHR Clinical Research Network providing infrastructure support. All funders of the ISARIC Clinical Characterisation Group are listed in the appendix.
Editor's evaluation
This manuscript compares COVID-19 mortality during the pre-Omicron and Omicron emergence periods in several countries. It finds evidence suggesting the Omicron variant was associated with lower mortality than previous dominant variants in multiple countries, though other factors than changing variant virulence might explain these observations, as discussed by the authors. This paper will be of interest to infectious disease scientists both for its content and its methods, as it validates that population-level variant frequency can be a good proxy for individual-level variant data to derive insights on variant biology with population data.
https://doi.org/10.7554/eLife.80556.sa0Introduction
The emergence of novel SARS-CoV-2 variants represents a threat to the long-term control of COVID-19 (Fontanet et al., 2021). Whilst efforts to develop vaccines that protect against severe disease have been successful (Polack et al., 2020; Voysey et al., 2021; Baden et al., 2021), mutations in the viral genome that lead to ability to escape immunity, and increased transmissibility and/or clinical severity, either via intrinsic virulence or reduced vaccine effectiveness (Lopez Bernal et al., 2021), have the potential to cause substantial disease burden despite high vaccine coverage in many countries (Our World in Data, 2021).
These concerns motivated the prompt reporting, initially from South Africa (Wolter et al., 2021; World Health Organization, 2022), of clinical characteristics of infection with the Omicron variant only weeks after its emergence (Wolter et al., 2022; Ulloa et al., 2022; Veneti et al., 2022), which provided key information for risk assessment and health policies worldwide. Early data from South Africa showed reduced severity of Omicron lineage BA.1 and similar results were reported in the United Kingdom and the United States (Wolter et al., 2022; Lewnard et al., 2022; Nyberg et al., 2022). However, the impact, in terms of clinical consequences (i.e. disease severity), of new variants has been shown to be context-specific, due to regional differences in disease epidemiology, including local circulation of previous variants and their cumulative incidences, variable vaccination coverages, and heterogeneity in population-level frequencies of risk factors (e.g. frequency of comorbidities) for severe disease and mortality. For this reason, international studies with standardised protocols are necessary to allow comparative assessments across different countries and epidemiological contexts.
To understand the impact of the emergence of the Omicron variant of SARS-CoV-2 on the clinical epidemiology of COVID-19 at the global level, in this study, we report multi-country data, from all six World Health Organization regions, on clinical characteristics and outcomes of Omicron variant infections in hospitalised patients and compare with infections in patients admitted with other SARS-CoV-2 variants. For that, we use publicly available population-level data on relative frequencies of the Omicron variant to determine periods when infections were likely to be caused by Omicron versus other variants/lineages and compare infections descriptively and using multivariable statistical models. In addition, we present an analysis that only includes patients with individual-level data on the infecting variant and paired clinical information.
Methods
ISARIC clinical characterisation protocol
Analyses presented in this manuscript use the ISARIC (International Severe Acute Respiratory and Emerging Infections Consortium) COVID-19 database, which includes prospectively collected data from countries where ISARIC partner institutions are located (see a global map of all ISARIC partner institutions here https://isaric.org/about-us/membership/). A full description of the data collection protocol and database can be found here https://isaric.org/research/covid-19-clinical-research-resources/. In short, data collection for this initiative was standardised, using the ISARIC case report forms, and pivoted into pandemic mode in January 2020 to enable rapid characterisation of the clinical presentation and severity of COVID-19. After the emergence of the Omicron variant, first reported in November 2021 (Viana et al., 2022), a call was launched to encourage international investigators partnering with ISARIC to rapidly share data on patients with confirmed or suspected COVID-19 to describe the clinical characteristics of Omicron variant infection in different settings; recommendations on possible hospitalised population sampling approaches were shared. Patients admitted to hospital from 1st October 2021 to 28th February 2022 were included in this analysis. More information on ISARIC can be found in ISARIC Clinical Characterisation Group, 2021; Hall et al., 2021; Reyes et al., 2022.
Population-level SARS-CoV-2 variant data
Two statistical analysis plans (SAPs) were developed in December 2021 with approaches to be used in the characterisation of Omicron variant infection. Analyses described in the first SAP required individual-level data on the clinical presentation and paired data on the variant causing the infection. In the second SAP, we used population-level frequencies of SARS-CoV-2 lineages to infer individual infecting variant during different time periods as Omicron or non-Omicron variants (Figure 1). Since individual-level data on the infecting variant were limited to a few countries, these data are presented for comparison with the analysis performed using population-level variant data.
For the analysis that required information on population-level variant frequency, for countries contributing clinical data to this analysis, data from the Global Initiative on Sharing All Influenza Data (GISAID) on each of the main SARS-CoV-2 variants were collated. These data were aggregated by sample collection date and variant using a computational pipeline available here: https://github.com/globaldothealth/covid19-variants-summary, (Dasgupta and Kraemer, 2022, copy archived at swh:1:rev:8adf2f756b182711ad1d0b8707c44d3703786d23). The GISAID data were downloaded on 11 April 2022; Pango lineage designation v1.2.133 was used (pango-designation, 2022). We used these data to define calendar time periods when the Omicron variant represented the majority of infections in each country, and also periods during which the Omicron variant represented only a small (<10%) fraction of infections. For each country, the period during which infections were assumed to be caused by other variants ended in the epidemiological week before the Omicron variant relative frequency crossed a low threshold percentage (e.g. 10%) (see Figure 1). The first epidemiological week when Omicron variant frequency, as a proportion of all circulating variants, was higher than a given threshold percentage (90% in analyses presented in the Results section and 80% in sensitivity analyses) was used as the start date of the period during which all admissions were considered to be caused by the Omicron variant. Note (i) that amongst different countries these two study periods started in different calendar weeks, depending on when the Omicron variant was introduced to the location and on the rate of its local spread, and (ii) that in this analysis all Omicron sub-lineages are included (e.g. BA.1.1, BA.2). Only patients admitted to hospital in the two months before country-level Omicron variant frequency reached the lower threshold and those admitted in the first two months after Omicron variant relative frequency reached 90% were included in the primary analysis; the reason for restricting the study population to those admitted during these time windows was to reduce confounding by unmeasured factors whose frequencies in the hospitalised population also changed over time and which might be associated with clinical outcomes.
Statistical analysis
We report the frequencies of symptoms, comorbidities and vaccination status stratified by country and time periods (before and after Omicron emergence). We also assessed the case fatality risk and the frequency of a composite outcome that combined death and invasive mechanical ventilation use during the two study periods; in this analysis, patients who were discharged from hospital before the end of the follow-up period used in the definition of the outcome (14 or 28 days) were assumed to have been alive at the end of that period. When estimating risk of death by day 14 after admission or onset of symptoms, whichever happened later, numerators were numbers of patients who died before or on day 14 after admission; denominators in this calculation included those who died by day 14, those discharged at any time during follow-up, and those who were followed at least for 2 weeks, regardless of final outcome, including those who died after 14 days. The same approach was used to analyse the 28 day fatality risk. Note that for 35.5% of patients admitted to hospital during the two study periods defined by Omicron variant frequency, date of onset of symptoms was missing; for these patients we assumed onset of clinical disease happened before admission – that is that these were not hospital acquired infections. Furthermore, for 7.2% of patients, outcome date (date of death or discharge or latest date with follow-up information) was missing and 0.4% had an outcome date that was earlier than date of admission or of symptoms onset; except for those who were discharged and had missing outcome date, these two groups of patients were not included in analyses on the frequencies of clinical outcomes but were included in analyses describing distributions of symptoms and comorbidities. As described in the Results section, some patients included in this study were admitted for treatment of a medical condition other than COVID-19 but tested positive incidentally during hospitalisation.
We used mixed-effects logistic regression models to assess the association between study period, that is periods defined by the Omicron variant frequency at the population level, and 14-day death risk, adjusting for age, sex, and vaccination status. Age was included with the following categories: patients younger than 18 years, aged between 18 and 60 years, and older than 60 years. Random intercepts were used to account for potential variation in the risk of death between study sites in different countries. We also present models that adjust for the most commonly reported comorbidities; for each comorbidity included in the analysis, a binary variable was used to indicate presence or absence of the condition. Cox proportional hazards models on time to death, adjusted for age and sex and stratified by country and previous vaccination, were also fit; results of survival analyses are shown in the Appendix 1. Note that vaccination status was used as a binary variable in these models, without dose counts or timing of vaccination, and due to limited information on dates of doses we did not adjust for time since the most recent vaccination.
R and Python were used for data processing and descriptive analyses (R Development Core Team, 2022; The pandas development team, 2020). Code used for analyses and aggregated data used to generate figures are available (ISARIC Data Platform, 2022) (see also Data availability statement). Stata 17 was used to fit mixed-effects logistic models and perform survival analysis.
Results
Description of study population and study periods
Overall, 129,196 records from patients admitted to hospital between 1st October 2021 and 28th February 2022 were included in this analysis. Clinical centres in 30 countries contributed data (median 53 observations per country, interquartile range [IQR] 18–162); 11 countries contributed data on more than 100 hospitalised clinical cases (Appendix 1—table 1). A total of 54.0% and 42.6% of records were from South Africa and the United Kingdom, respectively. Appendix 1—table 2 and Appendix 1—table 3 show information on missing data for both symptoms and comorbidities.
In addition to the clinical data contributed by the collaborating centres, population-level variant frequency data were used to define time periods when most infections in a country were assumed to be caused by Omicron versus other lineages. As presented in Figure 1, different countries reached the threshold relative frequencies of 10 and 90% of infections being caused by the Omicron variant at different times. Similar plots are presented in Appendix 1—figure 1 for other threshold frequencies. In Appendix 1—table 4, we list limitations in the use of these data to define time periods when infections were more likely caused by Omicron versus previous variants.
Using information presented in Figure 1, 103,061 patients, from 28/30 countries, were admitted either in the two months before the Omicron variant represented 10% of infections at the country-level (N=22,921; henceforth, the pre-Omicron period) or in the two months after (N=80,140) the Omicron variant was responsible for at least 90% of the infections; for ease of reference, the latter period will be referred to as the Omicron period. Note that 12,085 patients were admitted during weeks between the end of the pre-Omicron period and the start of the Omicron period and are not included in analyses presented in the following subsections (Figure 2); and 12,560 records of patients admitted two months after Omicron variant represented 90% of infections were not analysed. All patients from South Africa, the United Kingdom and Malaysia were assumed to be SARS-CoV-2 positive, as this is one criterion for inclusion in their databases. Of the 2296 records from other countries, information on SARS-CoV-2 diagnostic testing was available for 1,999 observations; whilst patients with negative PCR test result (N=10) were excluded from the rest of the analysis, those with missing PCR data (N=297) were assumed positive (see Appendix 1—table 5 for distribution by country). Of note, clinical data from Laos were not included in comparative analyses as there was only limited evidence of increase in local Omicron variant relative frequency during the study period (additional information is provided in the Appendix 1). For Pakistan, population-level data available at the time of the analysis indicate increasing Omicron variant frequency during the study period, but the proportion of local infections caused by this variant fluctuated; analyses of clinical data from that country are described in the Appendix 1.
The median (IQR) ages of patients during the pre-Omicron and Omicron periods were 62 (43 – 76) and 50 (30 – 72) years, respectively; however, country-specific medians suggest that the younger age of patients after Omicron variant emergence in the combined dataset is at least partially explained by an increase in the proportion of data contributed by South Africa, relative to the proportion of data contributed by other countries (Appendix 1—table 6). A total of 48.3% and 54.8% of patients admitted during these periods, respectively, were female. 5.2% and 9.1% of patients in the pre-Omicron and Omicron periods, respectively, had the date of disease onset after admission date. In some countries, information on whether COVID-19 was the main reason for hospitalisation was also collected: 70.1% (N=2248) and 69.0% (N=27,804) of patients during the pre-Omicron and Omicron periods respectively were admitted to hospital due to COVID-19; patients for whom this information was available were primarily from South Africa (94.9%). There was no consistent pattern of within-country changes related to this variable (Appendix 1—table 7). Of note, 465/36,761 (1.3%) individuals reported a history of previous SARS-CoV-2 infection before the acute episode leading to hospitalisation included in this analysis (128/15,563 [0.8%] and 337/21,198 [1.6%] in the pre-Omicron and Omicron periods, respectively).
Temporal changes in frequencies of symptoms and comorbidities
Figure 3 shows age distributions of hospitalised patients before versus after Omicron variant emergence; only countries with at least 50 observations in each period are included. Despite similar medians of age in the two periods within countries, in some, but not all, country-specific datasets, an increase in the proportion of the study population from younger ages was observed, although the number of patients in some age categories is small. Furthermore, there were differences between countries with regard to age distribution of cases, which could reflect either epidemiological differences between settings or else differences in recruitment of patients for this analysis.
The frequencies of the five most commonly reported symptoms and comorbidities in the combined (all countries) dataset during the two study periods are presented in Figure 4A and B, by country and study period. When analysing the combined dataset, there was a decrease in the percentage of patients with at least one of the comorbidities listed in Appendix 1—table 3 before versus during Omicron variant dominance (78.9% [N=15,574] and 59.6% [N=60,625], respectively); however, country-specific data show variable patterns (Appendix 1—table 8). With a total of 14 comorbidities being considered, median (IQR) numbers of comorbidity variables with non-missing information in the pre-Omicron and Omicron periods were 11 (0–12) and 9 (1 – 11), respectively. Whilst the directions of changes (increase or decrease) in frequencies of comorbidities were not consistent across countries, for many symptoms frequencies were lower during the Omicron period versus the pre-Omicron period. As can be seen in Appendix 1—figure 2, this pattern was consistent after stratifying frequencies of symptoms by age groups. The percentage of patients during the pre-Omicron period with at least one of the symptoms in Appendix 1—table 2 was 96.6% (N=11,683); this percentage was 88.6% (N=17,859) during the Omicron period (see Appendix 1—table 9 for country-specific numbers). These numbers refer to records from countries other than South Africa, where data on symptoms were not systematically available. The median (IQR) numbers of variables with non-missing data on symptoms were 14 (0–19) and 17 (0–19) for the pre-Omicron and Omicron periods, respectively.
Vaccination history in hospitalised patients
Data on vaccination status were available for 42,850/103,051 hospitalised patients (8,952 during the pre-Omicron period and 33,898 during the Omicron period). In Table 1, we present vaccination status for study participants in each of the two periods by country. As expected, there is considerable inter-country variation in the frequency of vaccination. Age-stratified vaccination frequencies are shown in Appendix 1—figure 3 and suggest increases in frequency of previous vaccination during the period after Omicron variant emergence. However, as shown in Appendix 1—figure 4, with population-level vaccination coverage from before Omicron variant emergence up to the end of February 2022, in many countries contributing data to this study there was an increase in vaccination coverage over time, including in the periods during and after the emergence of the Omicron variant. Note that 55.8% of vaccinated patients received two or more doses before hospital admission.
Clinical outcomes
Overall, 11,314 patients admitted during the two study periods died during hospitalisation: 8517/94,524 by day 14 after hospital admission or disease onset, whichever occurred latest, and 10,530/94,461 by day 28; 738 patients died after day 28 and 46 patients who died did not have an outcome date recorded. As explained in the Methods section, denominators for fatality risks included patients who were discharged or still in hospital by day 14 or 28. Median (IQR) times to death were 10 (5 – 17) and 6 (3 – 13) days for the periods before and after Omicron emergence, respectively; similar information, on time from admission or symptoms onset to death, stratified by country is shown in Appendix 1—table 10. In some countries (see Figure 5 for comparisons on 14-day fatality risk, and Appendix 1—figure 5 for comparisons using the 28-day period), during the Omicron period, a lower proportion of patients died during hospitalisation, compared to the period before Omicron emergence; in India, the opposite pattern was observed although numbers for that country were limited.
In a mixed-effects logistic model on 14-day fatality risk that adjusted for sex, age categories, and vaccination status, hospitalisations during the Omicron period were associated with lower risk of death (see Table 2). The inclusion of common comorbidities in the model did not change the estimated association. Similar results were obtained when using 28-day fatality risk as the outcome. We repeated the 14-day fatality risk analysis excluding patients who reported being admitted to hospital due to a medical condition other than COVID-19; the estimated odds ratio for the association between study period and the outcome was similar to those reported in Table 2. In an additional sensitivity analysis, estimates from a model that only included data from countries with at least 50 records per study period were also similar (OR 0.65, 95% CI 0.61–0.69, adjusted for covariates included in model I, Table 2). Survival analysis was also performed, and similar results were obtained (Appendix 1—table 11).
In addition to using fatality risk in our analyses, we also considered the composite outcome of death or invasive mechanical ventilation (IMV). Data on IMV were available in 74,563 records. Of 74,563 patients, 3111 required IMV during hospitalisation; the date when IMV was initiated was reported for 1070/3111 patients. Of those patients with data on IMV, 10,049/67,383 patients either died or required IMV. Appendix 1—figure 6 shows proportions of patients with this outcome by country and study period. Since date of IMV initiation was only available for 1070/3111 records, we do not present graphs by time since admission date.
Comparison with individual-level variant data
Whilst our approach of using population-level variant composition information allowed inclusion in this analysis of data from settings where it was not feasible to systematically identify the infecting SARS-CoV-2 variant, the use of aggregated data to infer the infecting variant has limitations, including the possibility of misclassification (see Appendix 1—table 4 for a list of limitations of this approach). To assess whether patterns described in previous subsections are generally consistent with analyses using individual-level variant information, we repeated comparisons for countries where information on the infecting variant was collected; data on variant were available for 1275 records. Of these, 852 patients were admitted either during the pre-Omicron period or the Omicron period: whilst only 1.9% (16/827) of those admitted during the Omicron period were infected by a variant other than Omicron, 4.0% (1/25) of patients during the pre-Omicron period had Omicron as the causative virus variant; for the calculation of these percentages data from a participating institution that prioritised contributing Omicron variant cases were not included. Except for six clinical cases in South Africa and Saudi Arabia, all infections were caused either by Delta or Omicron variants, and for this reason only data on these two variants are presented (Appendix 1—table 12). Figures similar to Figures 3—5 but stratified by infecting variant, rather than study period, are shown in the Appendix 1 (Appendix 1—figures 7–10). The numbers of participants included in the latter comparisons are lower than the numbers included in the comparisons using population-level variant data; for countries with ten or more observations of both Omicron and Delta variants, the patterns observed are broadly consistent with results obtained using the population-level approach.
We also performed sensitivity analyses using different population-level threshold frequencies for the Omicron variant (10% and 80%, rather than 10% and 90%); these are shown in Appendix 1—figures 11–14 and are consistent with findings described in the Results section.
Discussion
When new variants of SARS-CoV-2 emerge during the COVID-19 pandemic, several critical questions are asked by public health authorities as to differences in disease severity and risk factors, and vaccine protection. Here, we leveraged data from multiple sources, from population-level variant frequency information to individual-level data on the clinical journey of hospitalised patients with COVID-19, and from multiple countries, to compare characteristics of patients with infection during periods before Omicron emergence versus when this variant became locally dominant. We observed that when the relative frequency of the Omicron variant was high, the proportions of patients with some of the most common COVID-19 symptoms were lower compared to the pre-Omicron period. In most but not all countries, patients presenting to hospital during the Omicron period had better outcomes (lower fatality risk), compared to those hospitalised before Omicron emergence, which could be related to lower variant virulence, prior immunity or residual confounding. In summary, our approach, which was consistent with analyses that used individual-level variant data from a subset of the study population, suggests clinical differences in patients hospitalised with the Omicron variant versus those admitted before this variant spread, and these differences vary by country.
Our finding that mortality was generally lower during the period when the Omicron variant was dominant is consistent with data from South Africa reported earlier this year (Wolter et al., 2022). In that study, which included more than 30,000 patients with individual-level information on the infecting variant, individuals infected with the Omicron variant had a lower risk of disease progression that required hospital admission than individuals infected with other variants; amongst hospitalised patients, the odds ratio for the association between Omicron variant infection and severe disease was 0.7 (95% confidence interval [CI] 0.3–1.4), which is similar to that observed in this study using death as the outcome. A lower risk of death in Omicron variant-infected versus Delta variant-infected patients was also observed in a recent study in the United Kingdom, although that analysis did not assess risk of death conditional on hospitalisation but rather on infection (Nyberg et al., 2022). In our analyses, statistical models were adjusted for vaccination history, which is a potential confounder of the association between dominant variant period and risk of death. However, the simplistic approach of using vaccination as a binary variable may be subject to residual confounding by time since vaccination, number of doses, or vaccine type. Moreover, as part of the effort to characterise Omicron variant infection, information on whether COVID-19 was the main reason for hospitalisation was collected during the study period and suggests that for a non-negligible proportion of patients other clinical conditions might have prompted hospital admission. All these factors might have contributed to the observed association, possibly to different degrees in different countries, reason for which this result should not be assumed to necessarily relate to the differences in variant virulence previously suggested by mechanistic studies (Shuai et al., 2022; Halfmann et al., 2022). Of note, data from India (see Figure 5) suggest slightly higher fatality risk during the Omicron period compared to the pre-Omicron period for patients older than 60 years, which could be potentially explained by confounding unrelated to age, residual age-related confounding, not controlled by the categorisation used in our analysis, or alternatively by the limited sample size and consequent uncertainty.
During the period of Omicron variant dominance, fewer patients presented with the symptoms most commonly reported earlier. For example, we observed in the United Kingdom that shortness of breath was present in about three-quarters of patients before Omicron variant emergence and in about half of patients during the Omicron period. Notably, a similar pattern was observed in Nepal, where patients were more often recruited from critical care settings. One possible explanation for this finding would be if incidental SARS-CoV-2 infections, that is infections that were not the primary reason for hospitalisation, were more frequent during the Omicron period; the high transmissibility of this variant, and the consequent peaks in numbers of infections, together with its reported association with lower severity, provides support for this hypothesis. However, in the subset of patients with data on the reason for hospitalisation there was no increase in the proportion of admissions thought to be incidental infections and indeed proportions in both study periods were consistent with frequencies of incidental infections in recent studies in the United States (Klann et al., 2022) and the Netherlands (Voor In ’t Holt et al., 2022), although in the latter, non-incidental infections included patients for whom COVID-19 was a contributing but not the main cause of hospitalisation. An alternative and less plausible explanation for the lower frequency of symptoms during the Omicron period would be that some of these patients developed symptoms other than those presented here, and which are severe enough to prompt hospital admission. Finally, it is also possible that the question on the primary reason for hospitalisation might have been interpreted differently in different countries and even in different hospitals in the same country, which would complicate its use in identifying incidental infections.
We also observed that history of COVID-19 vaccination was more frequent during the Omicron period, although for most countries the number of patients with vaccination information was limited, especially after stratification by age. Whilst this pattern would be expected if current vaccines were less effective against the Omicron variant compared to previously circulating variants, as suggested by a recent study in England analysing symptomatic disease (Andrews et al., 2022a), there were changes in vaccination coverage in many settings during the second half of 2021 and early 2022, including in response to the reports of Omicron variant cases. Since non-COVID-19 patients (e.g., patients with respiratory infections caused by other pathogens) were not systematically recruited for this multi-country study, it is not possible to estimate vaccine effectiveness during the two study periods and assess its change (Andrews et al., 2022b).
The major strength of our study relates to inclusion of data from all WHO geographic regions, collected with standardised forms, with over 100,000 records. However, we note that 96.6% of patients were from two countries - South Africa and the United Kingdom - and that the relative contributions of these countries to the study data were different in the two study periods (Appendix 1—table 5); to avoid misinterpretations linked to changes in country-specific contributions to data in the pre-Omicron and Omicron periods, we present descriptive analyses by country and use statistical models that adjust for country-level variation. It is also important to consider the relative contributions of these countries when interpreting descriptive analyses that refer to the combined dataset. Other limitations of our study relate, as mentioned in Appendix 1—table 4, to the use of population-level variant data to define periods when infections were likely caused by Omicron variant. For example, if infection by Omicron variant is associated with lower severity and if samples used to inform population-level frequency were often from community cases, then these aggregated data might not represent variant frequency in the hospitalised population. Another weakness of our study is that recruitment procedure was not standardised and was defined locally. Whilst this likely affected the generalisability of our descriptive estimates (fatality risk and frequencies of symptoms and comorbidities) to local populations of hospitalised COVID-19 cases (Lash et al., 2021; Rothman et al., 2013), it might not have affected the association between study period and fatality risk, at least not beyond the well-described potential for collider bias in hospital-based studies on COVID-19 outcomes (Griffith et al., 2020). Finally, missing information on symptoms for patients from South Africa prevented our descriptive analysis of changes in clinical presentation in an African setting. However, despite potential weaknesses in this approach, our results are consistent with reports from South Africa and elsewhere (Wolter et al., 2022), and individual-level variant data available for this study population often matched the two study periods defined by Omicron variant frequency.
In conclusion, we believe our approach of comparing changes in clinical characteristics of COVID-19 using multi-country standardised data, especially when combined with smaller scale studies that collect individual-level data on infecting variants for validation, will be useful in understanding the impact of new variants in the future. Another application will be in using routinely collected health data for cross-country comparisons of variant characteristics. Equally importantly, the successful conduct of this study, and the lessons learned, including the potential weaknesses discussed above, shows that multi-country efforts to study emerging SARS-CoV-2 variants are feasible, improvable and can generate insights to inform policy decision making.
Appendix 1
Acknowledgements (partner institutions)
The contribution of those listed in the ISARIC Clinical Characterisation Group was supported by a grant from the Oxford University COVID-19 Research Response fund (grant 0009109); endorsement of the Irish Critical Care- Clinical Trials Group, co-ordinated in Ireland by the Irish Critical Care- Clinical Trials Network at University College Dublin and funded by the Health Research Board of Ireland [CTN-2014–12]; grants from Rapid European COVID-19 Emergency Response research (RECOVER) [H2020 project 101003589] and European Clinical Research Alliance on Infectious Diseases (ECRAID) [965313]; Wellcome Trust [Turtle, Lance-fellowship 205228/Z/16/Z]; Research Council of Norway grant no 312780, and a philanthropic donation from Vivaldi Invest A/S owned by Jon Stephenson von Tetzchner; PJMO is supported by the UK’s National Institute for Health Research (NIHR) via Imperial’s Biomedical Research Centre (NIHR Imperial BRC), Imperial’s Health Protection Research Unit in Respiratory Infections (NIHR HPRU RI), the Comprehensive Local Research Networks (CLRNs) and is an NIHR Senior Investigator (NIHR201385); Cambridge NIHR Biomedical Research Centre; Institute for Clinical Research (ICR), National Institutes of Health (NIH) supported by the Ministry of Health Malaysia; Gender Equity Strategic Fund at University of Queensland, Artificial Intelligence for Pandemics (A14PAN) at University of Queensland, The Australian Research Council Centre of Excellence for Engineered Quantum Systems (EQUS, CE170100009), The Prince Charles Hospital Foundation, Australia; the South Eastern Norway Health Authority and the Research Council of Norway; the U.S. DoD Armed Forces Health Surveillance Division, Global Emerging Infectious Diseases Branch to the U.S Naval Medical Research Unit No. TWO (NAMRU-2) (Work Unit #: P0153_21_N2). These authors would like to thank Vysnova Partners, Inc for the management of this research project. The Lao-Oxford-Mahosot Hospital-Wellcome Trust Research Unit is funded by the Wellcome Trust.
The investigators acknowledge the philanthropic support of the COVID clinical management team, AIIMS, Rishikesh, India; COVID-19 Clinical Management team, Manipal Hospital Whitefield, Bengaluru, India; the dedication and hard work of the Groote Schuur Hospital Covid ICU Team, supported by the Groote Schuur nursing and University of Cape Town registrar bodies coordinated by the Division of Critical Care at the University of Cape Town; the dedication and hard work of the Norwegian SARS-CoV-2 study team; and Preparedness work conducted by the Short Period Incidence Study of Severe Acute Respiratory Infection.
This work uses data provided by patients and collected by the NHS as part of their care and support #DataSavesLives. The data used for this research were obtained from ISARIC4C. The authors are extremely grateful to the 2648 frontline NHS clinical and research staff and volunteer medical students who collected these data in challenging circumstances; and the generosity of the patients and their families for their individual contributions in these difficult times. The COVID-19 Clinical Information Network (CO-CIN) data was collated by ISARIC4C Investigators. The authors also acknowledge the support of Jeremy J Farrar and Nahoko Shindo.
Conflict of interest declarations for the ISARIC Clinical Characterisation Group
A Angheben declares support from Italian Ministry of Health - “Fondi Ricerca Corrente” Line1 Project 5 to IRCCS Sacro Cuore – Don Calabria Hospital.
FM Carrier declares a grant from the Canadian Institute of Health Research.
H Dalton declares personal fees for medical director of Innovative ECMO Concepts and honorarium from Abiomed/BREETHE Oxi-1 and Instrumentation Labs. Consultant fee, Entegrion Inc, Medtronic and Hemocue.
AM Dyrhol-Riise declares grants from Gilead outside this work.
CA Donnelly declares research funding from the UK Medical Research Council and the UK National Institute for Health Research.
JJ Douglas declares personal fees from lectures from Sunovion and Merck; consulting fees from Pfizer.
R Fowler declares a peer reviewed research grant from the Canadian Institutes of Health Research.
J Gómez-Junyent declares support by Pfizer, Angelini and MSD to attend meetings (registration to meetings only).
AM Guerguerian participated as site investigator for the Hospital For Sick Children, Toronto, Canada as a site through SPRINT-SARI Study via the Canadian Critical Care Trials Group sponsored in part by the Canadian Institutes of Health Research.
A Ho declares grant funding from Medical Research Council UK, Scottish Funding Council - Grand Challenges Research Fund, and the Wellcome Trust, outside this submitted work.
JC Holter reports grants from Research Council of Norway grant no 312780, and from Vivaldi Invest A/S owned by Jon Stephenson von Tetzchner, during the conduct of the study.
Kumar, D. declares grants and personal fees from Roche, GSK and Merck; and personal fees from Pfizer and Sanofi.
DJ Kutsogiannis declares personal fees for a lecture from Tabuk Pharmaceuticals and the Saudi Critical Care Society
J Lee reports grants from European Commission PREPARE grant agreement No 602525, European Commission RECOVER Grant Agreement No 101003589 and European Commission ECRAID Grant Agreement 965313 supporting the conduct, coordination and management of the work.
WS Lim declares his institution has received unrestricted investigator-initiated research funding from Pfizer for an unrelated multicentre cohort study in which he is the Chief Investigator, and research funding from the National Institute for Health Research, UK for various clinical trials outside the submitted work.
I Martin-Loeches declared lectures for Gilead, Thermofisher, MSD; advisory board participation for Fresenius Kabi, Advanz Pharma, Gilead, Accelerate, Merck; and consulting fees for Gilead outside of the submitted work.
A Martín-Quiros declares consulting fees for Gilead and MSD, presentation fees for GILEAD, Pfizer and MSD, support for attending ECCMID from Gilead, and advisory board fees for MSD and Gilead.
S Murthy declares receiving salary support from the Health Research Foundation and Innovative Medicines Canada Chair in Pandemic Preparedness Research.
A Nichol declares a grant from the Health Research Board of Ireland to support data collection in Ireland (CTN-2014–012), an unrestricted grant from BAXTER for the TAME trial kidney substudy and consultancy fees paid to his institution from AM-PHARMA.
P Openshaw has served on scientific advisory boards for Janssen/J&J, Oxford Immunotech Ltd, GSK, Nestle and Pfizer (fees to Imperial College). He is Imperial College lead investigator on EMINENT, a consortium funded by the MRC and GSK. He is a member of the RSV Consortium in Europe (RESCEU) and Inno4Vac, Innovative Medicines Initiatives (IMI) from the European Union.
R Parke declares that the Cardiothoracic and Vascular Intensive Care Unit, Auckland City Hospital, receives support by way of an unrestricted grant from Fisher and Paykel Healthcare New Zealand Ltd.
O Rewa declares honoraria from Baxter Healthcare Inc and Leading Biosciences Inc
O Săndulescu has been an investigator in COVID-19 clinical trials by Algernon Pharmaceuticals, Atea Pharmaceuticals, Regeneron Pharmaceuticals, Diffusion Pharmaceuticals, Celltrion, Inc and Atriva Therapeutics, outside the scope of the submitted work.
MG Semple reports grants from DHSC National Institute of Health Research UK, from the Medical Research Council UK, and from the Health Protection Research Unit in Emerging & Zoonotic Infections, University of Liverpool, supporting the conduct of the study; other interest in Integrum Scientific LLC, Greensboro, NC, USA, outside the submitted work.
S Shrapnel participated as an investigator for an observational study analysing ICU patients with COVID-19 (for the Critical Care Consortium including ECMOCARD) funded by The Prince Charles Hospital Foundation during the conduct of this study.
Adrian Streinu-Cercel has been an investigator in COVID-19 clinical trials by Algernon Pharmaceuticals, Atea Pharmaceuticals, Regeneron Pharmaceuticals, Diffusion Pharmaceuticals, and Celltrion, Inc, outside the scope of the submitted work.
Anca Streinu-Cercel has been an investigator in COVID-19 clinical trials by Algernon Pharmaceuticals, Atea Pharmaceuticals, Regeneron Pharmaceuticals, Diffusion Pharmaceuticals, Celltrion, Inc and Atriva Therapeutics, outside the scope of the submitted work.
C Summers reports that she has received fees for consultancy for Abbvie and Roche relating to COVID-19 therapeutics. She was also the UK Chief Investigator of a GlaxoSmithKline plc sponsored study of a therapy for COVID, and is a member of the UK COVID Therapeutic Advisory Panel (UK-CTAP). Outside the scope of this work, Dr Summers’ institution receives research grants from the Wellcome Trust, UKRI/MRC, National Institute for Health Research (NIHR), GlaxoSmithKline and AstraZeneca to support research in her laboratory.
S Dudman reports grants from Research Council of Norway grant no 312780.
R Tedder reports grants from MRC/UKRI during the conduct of the study. In addition, R Tedder has a patent United Kingdom Patent Application No. 2014047.1 “SARS-CoV-2 antibody detection assay” issued.
L Turtle reports grants from MRC/UKRI during the conduct of the study and fees from Eisai for delivering a lecture related to COVID-19 and cancer, paid to the University of Liverpool.
Supplementary results
Frequency of symptoms outside the United Kingdom and South Africa
Most, 82.5% (N=579), patients admitted to hospital during the pre-Omicron period outside the United Kingdom and South Africa had at least one symptom; this percentage is lower than the frequency estimated including the United Kingdom data (96.6%), possibly due to the low frequency of symptoms in India (Appendix 1—table 9). The corresponding frequency during the Omicron period was 81.5% (N=1,702).
Epidemiology of Omicron variant in Laos
Population-level variant data from Laos were not available in the Global Initiative on Sharing All Influenza Data (GISAID) platform that covered the period between October 2021 and February 2022, and for this reason clinical data from this country were not included in analyses presented in the Results section of the manuscript. Local data suggest that Omicron variant spread in the country only after this period. Indeed, unpublished data from the Lao-Oxford-Mahosot Hospital-Wellcome Trust Research Unit indicate that Omicron variant was responsible for a large proportion of infections in March but not February 2022, although the numbers of infections genotyped were limited (Elizabeth Ashley, personal communication).
Clinical data from Pakistan
In Pakistan, there was an increase in the relative frequency of Omicron variant during the period from October 2021 to February 2022. However, despite causing 96.1% of infections in the GISAID data from the country in mid-January 2022, throughout February this percentage fluctuated. Data from Pakistan were thus not included in the Results section. Here, we discuss clinical data from this country; for that, we used as the start of the Omicron period the first week when this variant was responsible for more than 90% of infections, regardless of whether this percentage was lower in the following weeks.
Data from 929 patients from Pakistan were contributed to the study; 249 records were from the pre-Omicron period, and 478, from the Omicron period. The percentage of patients with at least one symptom was 83.9% in the pre-Omicron period, and 57.9%, in the Omicron period. 52.2% and 59.2% had at least one comorbidity during these two periods, respectively. Vaccination data were available for 474 patients admitted during the study periods: 37.7% and 62.9% had history of COVID-19 vaccination during the pre-Omicron and Omicron periods. The 14-day fatality risk for hospitalised patients during the pre-Omicron period was 52.5%, and during the Omicron period, 45.4%.
Sensitivity analysis that excludes patients with other primary reason for hospitalisation
For 30,052 patients admitted during the two study periods, information was available on whether COVID-19 was the primary medical reason for hospitalisation; most of these patients were from South Africa. As a sensitivity analysis, we fit a mixed-effects logistic regression model on the 14-day fatality risk excluding patients who had reported that COVID-19 was not the reason for hospitalisation; patients for whom this information was missing were included. The odds ratio for the association between study period and 14-day fatality risk was 0.68 (95% confidence interval 0.61–0.75).
Data availability
The data that underpin this analysis are highly detailed clinical data on individuals hospitalised with COVID-19. Due to the sensitive nature of these data and the associated privacy concerns, they are available via a governed data access mechanism following review of a data access committee. Data can be requested via the IDDO COVID-19 Data Sharing Platform (http://www.iddo.org/covid-19). The Data Access Application, Terms of Access and details of the Data Access Committee are available on the website. Briefly, the requirements for access are a request from a qualified researcher working with a legal entity who have a health and/or research remit; a scientifically valid reason for data access which adheres to appropriate ethical principles. The full terms are at https://www.iddo.org/document/covid-19-data-access-guidelines. A small subset of sites who contributed data to this analysis have not agreed to pooled data sharing as above. In the case of requiring access to these data, please contact the corresponding author in the first instance who will look to facilitate access. Code used for statistical analysis and aggregated data used to generate figures are available https://github.com/ISARICDataPlatform/Omicron, (copy archived at swh:1:rev:7ae11685df40e08dc1295bc07658ca5b1cae3265).
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Article and author information
Author details
Funding
UK Foreign, Commonwealth and Development Office
- Bronner P Gonçalves
- Peter Horby
- Gail Carson
- Piero L Olliaro
- Valeria Balan
- Barbara Wanjiru Citarella
- Janice Caoili
- Madiha Hashmi
Wellcome Trust (215091/Z/18/Z)
- Bronner P Gonçalves
- Peter Horby
- Gail Carson
- Piero L Olliaro
- Valeria Balan
- Barbara Wanjiru Citarella
Wellcome Trust (222410/Z/21/Z)
- Bronner P Gonçalves
- Peter Horby
- Gail Carson
- Piero L Olliaro
- Valeria Balan
- Barbara Wanjiru Citarella
Wellcome Trust (225288/Z/22/Z)
- Bronner P Gonçalves
- Peter Horby
- Gail Carson
- Piero L Olliaro
- Valeria Balan
- Barbara Wanjiru Citarella
Wellcome Trust (222048/Z/20/Z)
- Janice Caoili
- Madiha Hashmi
Bill and Melinda Gates Foundation (OPP1209135)
- Peter Horby
- Gail Carson
- Piero L Olliaro
- Joaquín Baruch
University of Oxford's COVID-19 Research Fund (0009146)
- Laura Merson
Branco Weiss Fellowship
- Moritz UG Kraemer
Google.org
- Moritz UG Kraemer
Oxford Martin School, University of Oxford
- Moritz UG Kraemer
Rockefeller Foundation
- Moritz UG Kraemer
European Union Horizon 2020 (874850)
- Moritz UG Kraemer
CIHR Coronavirus Rapid Research Funding Opportunity (OV2170359)
- François Martin Carrier
- Srinivas Murthy
- Asgar Rishu
- Rob Fowler
- James Joshua Douglas
Bevordering Onderzoek Franciscus
- David SY Ong
Italian Ministry of Health "Fondi Ricerca corrente-L1P6"
- Andrea Angheben
National Institute for Health Research (CO-CIN-01)
- J Kenneth Baillie
- Malcolm G Semple
- Ewen M Harrison
Medical Research Council (MC_PC_19059)
- J Kenneth Baillie
- Malcolm G Semple
- Ewen M Harrison
NIHR Health Protection Research Unit (HPRU) in Emerging and Zoonotic Infections (200907)
- J Kenneth Baillie
- Malcolm G Semple
- Ewen M Harrison
NIHR HRPU in Respiratory Infections (200927)
- J Kenneth Baillie
- Malcolm G Semple
- Ewen M Harrison
Liverpool Experimental Cancer Medicine Centre (C18616/A25153)
- Malcolm G Semple
NIHR Biomedical Research Centre (IS-BRC-1215-20013)
- J Kenneth Baillie
- Malcolm G Semple
- Ewen M Harrison
NIHR Clinical Research Network
- J Kenneth Baillie
- Malcolm G Semple
- Ewen M Harrison
The funders had no role in study design, data collection and interpretation, or the decision to submit the work for publication. For the purpose of Open Access, the authors have applied a CC BY public copyright license to any Author Accepted Manuscript version arising from this submission.
Acknowledgements
The investigators acknowledge the philanthropic support of the donors to the University of Oxford’s COVID-19 Research Response Fund; COVID clinical management team, AIIMS, Rishikesh, India; COVID-19 Clinical Management team, Manipal Hospital Whitefield, Bengaluru, India; Italian Ministry of Health “Fondi Ricerca corrente–L1P6” to IRCCS Ospedale Sacro Cuore–Don Calabria; and Preparedness work conducted by the Short Period Incidence Study of Severe Acute Respiratory Infection.
This work uses data provided by patients and collected by the NHS as part of their care and support #DataSavesLives. The data used for this research were obtained from ISARIC4C. We are extremely grateful to the 2648 frontline NHS clinical and research staff and volunteer medical students who collected these data in challenging circumstances; and the generosity of the patients and their families for their individual contributions in these difficult times. We also acknowledge the support of Jeremy J Farrar and Nahoko Shindo.
Ethics
Ethics Committee approval for this work was given by the World Health Organisation Ethics Review Committee (RPC571 and RPC572 on 25 April 2013). Institutional approval was additionally obtained by participating sites including the South Central Oxford C Research Ethics Committee in England (Ref 13/SC/0149) and the Scotland A Research Ethics Committee (Ref 20/SS/0028) for the United Kingdom and the Human Research Ethics Committee (Medical) at the University of the Witwatersrand in South Africa as part of a national surveillance programme (M160667) collectively representing the majority of the data. Other institutional and national approvals are in place as per local requirements.
Copyright
© 2022, Gonçalves et al.
This article is distributed under the terms of the Creative Commons Attribution License, which permits unrestricted use and redistribution provided that the original author and source are credited.
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