Intermittent subthalamic nucleus deep brain stimulation induces risk-aversive behavior in human subjects
Abstract
The subthalamic nucleus (STN) is a small almond-shaped subcortical structure classically known for its role in motor inhibition through the indirect pathway within the basal ganglia. Little is known about the role of the STN in mediating cognitive functions in humans. Here, we explore the role of the STN in human subjects making decisions under conditions of uncertainty using single-neuron recordings and intermittent deep brain stimulation (DBS) during a financial decision-making task. Intraoperative single-neuronal data from the STN reveals that on high-uncertainty trials, spiking activity encodes the upcoming decision within a brief (500 ms) temporal window during the choice period, prior to the manifestation of the choice. Application of intermittent DBS selectively prior to the choice period alters decisions and biases subject behavior towards conservative wagers.
https://doi.org/10.7554/eLife.36460.001eLife digest
Deep brain stimulation, or DBS for short, is used to treat movement disorders like Parkinson’s disease in patients who are responding inadequately to medications. It requires implanting an electrode into the brain and using electrical stimulation aimed at a specific cluster of brain cells to reduce unwanted symptoms. DBS helps to normalize abnormal brain activity similar to a pacemaker resetting an abnormal heart rhythm. Scientists are currently studying whether DBS might also help people with obsessive-compulsive disorder, depression, Alzheimer’s disease or other disorders that affect thinking.
To alter human behavior and treat disorders that affect thinking, DBS will have to be delivered at precise time points as the brain processes information. One potential target is for DBS in both movement and thinking disorders is the subthalamic nucleus. This is a small almond-shaped cluster of brain cells that helps people stop movements. Recent studies suggest it also may play a role in processing emotions, controlling inappropriate responses, and psychiatric illnesses.
Now, Patel et al. show that the subthalamic nucleus helps people decide what to do in the face of uncertainty and that targeting this brain structure with DBS can shift a person’s decision-making. In the experiments, patients with Parkinson’s disease who were awake and undergoing surgery to implant the DBS electrodes also played a computerized gambling game. Patel et al. recorded the electrical activity in the brain cells of the patient’s subthalamic nucleus during the game. The experiments showed that when patients were faced with a decision with 50/50 odds, the pattern of electrical activity in the cells of their subthalamic nucleus reveals their choice about 500 milliseconds before they act on it.
After their surgeries, patients engaged in the same gambling game. This time, Patel et al. specifically targeted the decision-related activity in their subthalamic nucleus with DBS. This caused the patients to make fewer risky decisions in the game. The experiments show DBS can change decision-making behavior in humans. Newer DBS technology may be even more effective at treating brain disorders and cause fewer side effects. Further study into how the brain processes information will also help scientists to better target DBS and possibly treat a broader range of diseases.
https://doi.org/10.7554/eLife.36460.002Introduction
Deep brain stimulation (DBS) is a remarkable therapy that has revolutionized the potential for treating neurological and neuropsychiatric illness by directly modifying neural function, though the underlying mechanism of action remains unknown. In its simplest form, DBS can be thought of as a pacemaker for the brain. Current DBS devices deliver continuous electrical stimulation to a targeted brain region to modify or reset abberant neural activity or synchrony (Herrington et al., 2016a). A major area of current research is in identifying more refined methods of stimulation delivery by exploring the timing of stimulation delivery, multi-site stimulation, and real-time sensing and stimulation.
The subthalamic nucleus (STN) is a small almond-shaped nucleus in the basal ganglia classically known for its role in inhibiting motor responses as part of the indirect pathway (Schmidt and Berke, 2017; Schmidt et al., 2013). More recently, a growing body of literature has begun to uncover a more nuanced role of the STN in higher-order cognitive processes such as, emotional processing (Le Jeune et al., 2009; Le Jeune et al., 2008; Drapier et al., 2006; Eitan et al., 2013), response inhibition (Frank et al., 2007; Cavanagh et al., 2011; Isoda and Hikosaka, 2008), and even psychiatric illness (Mallet et al., 2008).
The STN is also an important deep brain stimulation (DBS) target for the treatment of movements disorders such as Parkinson’s Disease (PD). DBS surgery provides one of only a few opportunities to record neuronal responses in humans subjects engaged in cognitive tasks (Zénon et al., 2016; Herz et al., 2016; Cavanagh et al., 2011; Zaghloul et al., 2012). In addition, researchers can leverage implanted DBS electrodes as a neuromodulation tool to study the role of the STN in an extra-operative setting. As such, numerous researchers have utilized this approach to interrogate the function of the STN in conflict (Frank et al., 2007; Schroeder et al., 2002), decision-making (Seymour et al., 2016; Seinstra et al., 2016; Wylie et al., 2010; Zaehle et al., 2017; Cavanagh et al., 2011), and emotional processing (Le Jeune et al., 2008; Le Jeune et al., 2009).
Studies of STN stimulation using current generation DBS systems have been limited by the systems’ design to deliver continuous stimulation. This is a critical limitation to using DBS to explore dynamic aspects of cognition and might be an important source of variability on DBS effects reported in the literature. We hypothesized that targeting stimulation to specific temporal windows during the evolution of a cognitive process (e.g., decision-making), rather than delivering long periods of continuous stimulation, will be critical to understanding the cognitive function and developing new neuromodulation therapies going forward.
In this study, we explore the role of the STN in making decisions under conditions of uncertainty. We employed single-neuronal recordings and intermittent electrical stimulation in human subjects while they engaged in a financial decision-making task (Patel et al., 2012). We find that the STN is selectively activated during a brief window for high-uncertainty trials from single-neuronal data. To assess the role of the STN in decision-making during this brief temporal window, we built a custom device which allowed us to precisely deliver intermittent stimulation within short temporal windows. We found that a brief, high-frequency stimulation pulse delivered prior to the choice period promoted a reduction in risk-seeking behavior. To the best of our knowledge, this is the first study to apply intermittent DBS in humans actively engaged in a cognitive task and the first to demonstrate a reduction in risk-seeking behavior following STN DBS.
Results
The task is analogous to the classic card game, War. Each player was dealt a card – the player with the highest card won (Figure 1a). Subjects were first presented with their card. They were then prompted to make either a $5 or $20 wager based on the perceived value of their hand. After a wager was selected, the opponent’s hand was revealed followed by visual feedback on the outcome of the trial. For each trial, subjects either won or lost the wagered amount. To simplify the game, we reduced the deck to even cards from 2 through 10 of one suit. Thus, if a subject was dealt a 10-card, the optimal choice would be to place a $20 wager as the outcome is likely to be positive or at worst a draw. Conversely, if the subject received a 2-card the optimal choice would be to place a $5 wager. Uniquely, there is no optimal strategy for the 6-card – the outcome is probabilistically equal.
-
Figure 1—source data 1
- https://doi.org/10.7554/eLife.36460.004
Signals of decision-making in the STN
We collected behavioral and neurophysiological data from six subjects (five men, one woman; years old; mean Sc.D.; Table 1) that underwent DBS surgery for PD. On average subjects performed 1.83 sessions of the gambling task with an average of 105.2 trials per session.
The gambling task was designed such that on any given trial a positive outcome was probabilistically weighted by the subject’s card. As such, we expected an engaged participant to display longer reaction times for trials in which the outcome was unpredictable; whereas on predictable trials we expected behavior to converge to an optimal strategy resulting in shorter reaction times. We found such a trend (, ; ANOVA; Figure 1b). Specifically, 6-card trials had the highest average reaction time (s and s; mean Sc.D., respectively) consistent with the unpredictable nature of the outcome (i.e. an equal chance of winning and losing). Similarly, reaction times for the most predictabletrials were amongst the lowest.
First, we examined behavior on trials in which subjects were dealt a 6-card. A behavioral deviation from a 50/50 betting strategy on these trials would indicate a risk-seeking or risk-averse bias. Overall, we found that subjects had a risk-averse bias placing a high wager only 24% of the time (, ; Figure 1c). In this study, all intraoperative subjects were off dopaminergic medications at least 12 hr prior to surgery. The low-dopamine state may have contributed to subject’s risk-avoidant behavior (St Onge et al., 2011; Claassen et al., 2011).
Current models suggest that STN activity inhibits responses during cognitively demanding situations (Frank, 2006; Frank et al., 2007). This inhibition may serve to allow for additional time to process internal and environmental information before ultimately arriving at and executing a decision. To explore this hypothesis in our study we leveraged the intrinsic symmetry of the behavioral paradigm, and divided trials into low and high cognitive demand. The 10- and 2-cards are extreme situations in which the player is probabilistically likely or unlikely to win, respectively — we call these low-uncertainty trials. Conversely, on the 6-card trials the player has an equal probability of winning and losing and there is no optimal strategy — we call these high-uncertainty trials.
We examined single-neuronal data from the STN using standard stereotactic and intraoperative microelectrode mapping procedures. We collected 27 well-isolated neurons with an average of (mean Sc.D.) neurons per subject (Figure 2—figure supplement 1). All analyses were performed on normalized and pooled spiking data. We apriori selected a 500 ms window during the choice period based on previous findings (Patel et al., 2012) and explored the relationship between STN activity and the level of uncertainty on a given trial. To do this, we applied a regression model predicting z-scored spike counts as a function of the card value and wager. Interestingly, we found an interaction effect between card value and wager (, ; ANOVA) but no main effects for card value (, ) or wager (, ). Further exploration revealed a significant effect on high-uncertainty trials (, ; xtbfFig. 2a; Figure 2—figure supplements 2, 3 and 4) which was not present on low-uncertainty trials (, ; , ; 2- and 10-cards respectively; Figure 2b). Interestingly, we found trending activity for the 4- and 8-trials (, ; , ) which contain an intermediate degree of uncertainty. No other stimulus epoch correlated with subject behavior (Table 2).
This signal is unlikely to represent an overt finger movement because our task design balances the presentation of the $five and $20 wagers equally to the left- and right-hand side of the screen. Also, we found no difference in activity between wagers centered on the button press (, ; Figure 2a,b) suggesting this signal was not movement-related. In addition, there was no relationship between the wager (, ) or the outcome (, ) on the previous trial.
Lastly, we found that z-scored reaction times on high-uncertainty trials were longer when subjects placed a high vs. low wager (, ; Figure 2c). There was no difference in reaction times on low-uncertainty trials for high vs. low wager (, ; Figure 2d).
Effects of intermittent STN stimulation on behavior
We have shown that STN activity within a brief temporal window during the choice period predicts the upcoming wager selectively for high but not low-uncertainty trials. Interestingly, previous human neurophysiology studies have described similar conflict signals arising earlier during the stimulus presentation epoch (Zaghloul et al., 2012; Sheth et al., 2012). To explore this discrepancy, we used intermittent DBS to test whether altering STN activity during this finite time window would alter the subject’s ultimate decision using intermittent DBS. We recruited 13 subjects (12 men, one woman; years old; mean Sc.D.; Table 3) who had previously undergone STN DBS surgery for PD. All subjects had completed surgery at least 6 months prior tithe study.
Through patients’ implanted DBS electrodes we applied intermittent electrical stimulation to the STN while subjects were engaged in the same gambling task. Specifically, we applied one of three different stimulation categories randomly on 6-card trials, either giving: no stimulation, 1 s of stimulation during the fixation epoch, or 1 s of stimulation prior to the choice period. To control for observational effects of turning on/off the stimulator (e.g. feeling a sensation when the stimulator turns on), we systematically lowered the voltage setting—blinded to the subject—to a sub-threshold level prior to each experimental session. In addition, we characterized the latency from the trigger to current delivery and found it to be 174 0.002 ms (=26; mean Sc.D.; Figure 3—figure supplement 1). All other settings (e.g. electrode contacts, frequency, and pulse-width) were unaltered from therapeutic levels and were returned to normal following the study.
On average subjects performed 2 sessions of the gambling task with an average of 108 trials per session. Similar to the intraoperative experiment, we found that subjects demonstrated understanding of the underlying structure of the task (, ; ANOVA; Figure 3a). The fastest reaction times were observed for low-uncertainty trials ( seconds, seconds; mean Sc.D.; 2- and 10-cards respectively); and on average, the high-uncertainty trials wreathe slowest ( seconds; mean Sc.D.). Unlike during the intraoperative sessions, subjects were on their clinical regimen of dopamine replacement therapy during this experiment. We did not observe the same risk-averse behavior on 6-card trials (, ; Figure 3b).
-
Figure 3—source data 1
- https://doi.org/10.7554/eLife.36460.015
Guided by our neurophysiological findings, we expected that modulation of intrinsic decision signaling prior to the choice period would selectively bias subject behavior. As such, we expected no difference when stimulation was delivered during the fixation period compared to when it was omitted. The data confirmed this hypothesis (, ; ANOVA). In contrast, when stimulation was delivered prior to the choice period, we found that on average subjects had a strong risk-averse bias and placed a high wager only 33.0 4.83% (mean s.e.m.) of the time, on average an absolute 15% less than the no stimulation group (, ; Figure 3c). Importantly, there was no difference between the omitted and fixation stimulation conditions (, ), on which subjects placed a high wager on average of 48.3 5.92% and 49.2 5.6% of the time (mean s.e.m.), respectively.
To further explore the effects of intermittent stimulation on decision-making we more closely examined the effects within individual subjects. To do so, we plotted each subject’s average high wager percentage when stimulation was omitted and delivered at the choice period (Figure 3d). Overall, we found subjects spanned a large range in baseline tendency for placing high wagers, ranging from 11% to 100%. We found that 7 out of 11 subjects displayed a reduction in risk-seeking behavior (Table 4). Of the seven subjects the average magnitude of change was 12.8% (range: 1–18%). Interestingly, we observed that the magnitude of the reduction in risk-seeking behavior correlated with their initial starting point (, ; Figure 3e). For the three subjects that showed an increase in risk-seeking behavior, the average magnitude of change was 12.1% (range: 2–22%). The same correlation did not appear to exist in the this group (, ), though the sample size is limited. One subject experienced no change in either direction from the stimulation.
Lastly, we explored whether stimulation had an effect on subject’s reaction time performance. We found that there was no overall main effect of stimulation epoch (, ; ANOVA) or wager (, ; ANOVA) on reaction time. However, we did find an interaction effect between stimulation epoch and wager (, ; Figure 3f). Specifically, during the choice period stimulation condition, reaction times were faster when subjects placed a high wager compared with a low wager (, ), supporting previous findings (Frank et al., 2007). No similar differences were observed for the omitted and fixation stimulation conditions.
Discussion
We used a multi-modal approach consisting of single-neuronal recordings and intermittent stimulation to characterize the neurophysiological role of the STN in decision-making under uncertainty. To do so, we used a financial decision-making task designed to interrogate risk-taking behavior. Using this task, we categorized trials into high and low-uncertainty. We defined high-uncertainty as trials in which the probability of a positive and negative outcome are equal. As a result there was no optimal behavioral strategy. Conversely, low-uncertainty trials were cases in which the outcome was heavily biased towards or against a positive outcome. On these trials, subject behavior was reliably stereotyped towards the most appropriate wager to maximize gains or minimize losses. We found that on high-uncertainty trials STN neural activity encoded the upcoming decision in a discrete 500 ms temporal window immediately before the choice period. In a recent functional imaging study, Fleming et al. found a bilateral increase in BOLD response localized to the STN selectively for high-uncertainty trials where subjects responded against a status-quo bias. Although their study uses perceptual decisions, we demonstrate that the same underlying mechanism may extend to value-based decisions made under conditions of uncertainty. Other studies have observed similar neural responses in the STN following conflict related encoding (Cavanagh et al., 2011; Zaghloul et al., 2012) and control signal encoding (Isoda and Hikosaka, 2008; Wiecki and Frank, 2013).Unfortunately, the task design in the present study does not let us dissect the influence of conflict, control, and uncertainty on the observed neural responses reported here. This remains an open question within the STN literature body. It is worth noting the possibility that the observed STN neural response in this experiment is a combination of conflict and control. More specifically, a departure from a prepotent response (i.e. placing a high wager) induces STN activity and allows for the recruitment of control centers to mediate a new decision. This would be supported by computational models (Wiecki and Frank, 2013) and experimental data (Coulthard et al., 2012) but require further investigation to tease apart.
Furthermore, Cavanaugh et al. have previously shown that increases in local-field potential oscillations in the medial prefrontal cortex and STN correlate with trial-by-trial decision conflict and that continuous electrical stimulation through implanted DBS electrodes can prevent adjustments in decision thresholds ultimately resulting in rapid or impulsive decision-making (Cavanagh et al., 2011). In contrast, in our data the application of intermittent DBS prior to the choice period resulted in an increasein risk-averse decisions and in reaction times for those decision. One potential explanation for these seemingly conflicting findings is that the effects of stimulation may vary depending on the duration of stimulation. It has previously been suggested that short bursts of high-frequency STN stimulation serve to increase local firing rates which are subsequently silenced with prolonged stimulation (Lee et al., 2009). Continuous, high-frequency stimulation has also been proposed to act as an informational lesion, essentially overwriting the normal time-varying activity of the target (Herrington et al., 2016b). Our finding also appears to correspond to the observed neurophysiological data from this study, where a slight increase in overall STN activity during the choice period correlates with placing a low wager. An interesting limitation of the stimulation study is that stimulation was only delivered on the high-uncertainty trials, limiting our ability to understand the constraints of its effect on modifying behavior on medium- or low-uncertainty trials. We would hypothesize the effect would be limited or not present on low-uncertainty trials given that no differential encoding was observed, however this remains to be studied.
Interestingly, our findings differ from other human neurophysiology studies in which conflict activity was observed during the stimulus presentation, as opposed to the choice period, in the dorsal anterior cingulate (Sheth et al., 2012) and the STN (Zaghloul et al., 2012). To further explore the temporal dynamics of the observed signal, we performed a second experiment in which we applied intermittent STN stimulation through implanted DBS electrodes selectively during high-uncertainty trials. Stimulation was delivered either during the fixation period, choice period, or it was omitted. This technique is uniquely different than previous studies using DBS as a method to interrogate neural circuits because we implemented a system for rapidly turning on and off the implanted device, permitting us to time-lock delivery to specific task-epochs. This approach may further reduce confounding effects of long-term stimulation, such as carry-over effects. As a result, we found that intermittent stimulation prior to the choice period—the same interval during which we observed the neurophysiological decision signal from the first experiment—selectively altered subject behavior. No differences were observed in subject behavior when stimulation was omitted or delivered during the fixation period. We found that stimulation prior to the choice period interrupted subjects’ ability to appropriately slow responses when betting against their bias (i.e. when they placed a high bet), resulting in a shortened reaction time, consistent with previous work (Frank et al., 2007; Cavanagh et al., 2011).
Although we attempted to reduce confounding effects by demonstrating both physiological and stimulation evidence to support our claim, our experimental design has several fundamental limitations. In the first experiment, we perform intraoperative recordings in patients undergoing a neurosurgical procedure. Naturally, there are several limitations for performing studies in the operating room, such as the length of each experimental session. For this reason, the total number of trials and neurons we are able to record can often be limited. In this study, we focus our neurophysiological findings to population responses. Despite this limitation, however, we find the reported effects to be consistent across the population. In addition, we compensate for this limitation by developing a novel stimulation method to carefully test the relationship between our neurophysiological findings and subject behavior. Furthermore, the subjects in this study all suffer from advanced PD, a disease known to affect natural reward processing. For obvious reasons, these experiments are constrained to populations requiring neurosurgical treatment, and direct comparisons to a healthy population are limited to behavioral measures.
In conclusion, we provide functional imaging and neurophysiological evidence in human subjects demonstrating the critical role of the STN in encoding decisions under conditions of uncertainty. Moreover, we demonstrate that electrical stimulation of the STN within a finite temporal window can selectively bias subject behavior towards more risk-averse decisions. Together, this provides evidence for the role of precision neuromodulation approaches and closed-loop deep brain stimulation for the advancement of neurological and neuropsychiatric therapies.
Materials and methods
Study subjects
Request a detailed protocolWe recruited six subjects undergoing STN DBS for the treatment of Parkinson’s disease to participate in the intraoperative neurophysiology study. Each individual was evaluated and considered for surgery by a multidisciplinary team of neurologists, neurosurgeons, and psychiatrists. Once approved and scheduled for surgery an independent member of the research team approached each patient to describe the possibility of study inclusion. At that time risks and benefits were clearly addressed to each subject. All study subjects enrolled voluntarily and provided informed consent under guidelines approved by the Massachusetts General Hospital Institutional Review Board. Subjects were free to withdraw from the study at any time without consequence to operative approach or clinical care. This study was approved by the Massachusetts General Hospital Institutional Review Board (protocol number 2001P000877). For a more detailed description on performing cognitive studies with microelectrode recording during DBS, see (Patel et al., 2013).
Task presentation
Request a detailed protocolA computer monitor was fixed to an adjustable arm and mounted to the operating bed and positioned comfortably within the viewing distance of the patient. A button box was similarly mounted to the operating bed and placed comfortably under the patient’s right hand. Subjects were in a comfortable reclined position. The behavioral task was presented using custom written software in Matlab (Math works, Natick, MA), Monkey logic (www.monkeylogic.org) (Asaad and Eskandar, 2008a; Asaad and Eskandar, 2008b; Asaad et al., 2013).
The task is analogous to the classic card game, War. On each trial, the subject and computer are each dealt a card and the player with the higher card wins. To simplify the game the deck is limited to five cards: even cards from 2 through 10 from one suit. The rules were carefully explained to each subject prior to the study. Each trial requires the subject to evaluate his/her card, determine its value, and place a $five or $20 wager with the goal of maximizing profits. Thus, when the subject is dealt a 10-card, the optimal choice is to place a $20 wager as the outcome is likely positive or at worst a draw. Conversely, the optimal choice for a 2-card is to place a $five wager since the outcome is likely negative or at best a draw. There is no optimal strategy for the 6-card—the outcome is probabilistically equal.
Each trial began with a fixation point presented at the center of the screen for 350 ms to indicate the start of trial (Figure 1a). Next, the subject’s card and the back of the opponent’s card were displayed for 1000 ms. Two red circles then appeared, indicating the mapping of each button (left and right buttons) to its respective wagers ($five and $20). The button map was presented randomly such that the $five and $20 wagers are assigned to the left and right buttons equally. The presentation of the button map also serves as the choice period, indicating when to initiate a wager. The time it took the subject to press a button was considered the reaction time with a maximum of 5 s. Following the wager, there was a randomized delay period of 250–500 ms, which was immediately followed by the presentation of the subject’s and computer’s card for 1000–1250 ms. Lastly, feedback was given for 1000 ms by displaying an image of a $five or $20 bill with text indicating the outcome. In the case of a draw, only text is displayed. Subjects were monetarily rewarded following their participation in the study.
Electrophysiology
Request a detailed protocolFor a detailed description, please see (Patel et al., 2013). Intraoperative microelectrode recordings were performed using three Para-sagittal tungsten microelectrodes (Figure 1b). The electrodes were advanced using a motorized Alpha Omega (Alpha-Omega Engineering, Nazareth, Israel) Microdrive. Intraoperative motor testing was performed at <1 mm increments throughout the dorsolateral-ventromedial axis of the STN to characterize the motor and non-motor compartments. Recordings were band-pass filtered between 300 Hz and 6.5 kHz by an Alpha Omega acquisition system. Data was recorded at 20 kHz by a PowerLinc 1401 acquisition system (Cambridge Electronic Design, Cambridge, England) and stored for post-hoc analysis. Offline, the neurophysiology data was sorted into individual neuronal records using a template clustering method (Offline Sorter, Plexon, Houston, TX). Data from each electrode was sorted separately.
Behavioral and neuronal analysis
Request a detailed protocolAll analyses were performed using a combination of iPython and R. Because of inter-subject variability in baseline motor performance, we explored reaction time differences by first z-scoring data using each session’s mean and variance reaction time. Normalized subject data and allowed for equal comparisons for group level analyses. We then applied either a one-way or two-way ANOVA on the z-scored reaction time data to assess statistical differences. Post-hoc analyses were performed using two-tailed -tests.
To visualize neural activity, the instantaneous firing rate was approximated by convolving a Gaussian kernel (sigma = 150 ms) with 1 ms binned spike trains. Because of the limitations in the number of trials recorded in each experimental session, statistical analyses at the individual cell level were rarely significant, and instead all analyses were performed at the population level. Statistical differences between population responses were assessed using two-tailed -tests during pre-defined 500 ms windows: 500–1000 during the choice period and −250–250 centered on the button press based on a previous study (Patel et al., 2012).
To explore the relationship between neural activity and the decision, we applied a linear regression model of the form: , where is a vector of z-scored spike counts (relative to each neuron) in a 500 ms window, is the card value, is the wager, and the interaction between the two terms. Both and are categorical variables and represented with dummy variables in the regression model. Coefficients were estimated through a least-squares approach.
Intermittent stimulation
Request a detailed protocolThirteen study participants were recruited from STN DBS patients identified by their movement disorders neurologist to participate in the intermittent stimulation study. A study staff member contacted potential study participants by telephone to introduce the study and invite the patient to participate. On the day of the study, after obtaining written informed consent, the patient’s deep brain stimulator was turned off. Subsequently the stimulation voltage was lowered in small increments with the stimulator being turned on and off in a blinded fashion until a voltage threshold was reached at which the patient was unable to detect the stimulation. The stimulator controller was secured over the patient’s pulse generator, and after approximately 15 min with the stimulator off, the patient began playing the task.
The task was conducted during the day in a quiet room. Patients were permitted to take short breaks as needed during the task. We used three different stimulation conditions on 6-card trials: 1 s of stimulation at the fixation epoch, 1 s of stimulation at the choice period, or no stimulation was delivered. This design allowed each subject to act as his own control, helping to account for variance due to differing disease, medication, and electrode location factors between patients and also allowed us to control for general versus time specific effects of stimulation. This study was approved by the Massachusetts General Hospital Institutional Review Board (protocol number 2007P001806).
Data availability
Data curation and sharing is currently in process for the entire DARPA SUBNETS project. The underlying data for Figures 1, 2, and 3 in this study have been provided.
References
-
A flexible software tool for temporally-precise behavioral control in matlabJournal of Neuroscience Methods 174:245–258.https://doi.org/10.1016/j.jneumeth.2008.07.014
-
Achieving behavioral control with millisecond resolution in a high-level programming environmentJournal of Neuroscience Methods 173:235–240.https://doi.org/10.1016/j.jneumeth.2008.06.003
-
High-performance execution of psychophysical tasks with complex visual stimuli in MATLABJournal of Neurophysiology 109:249–260.https://doi.org/10.1152/jn.00527.2012
-
Subthalamic nucleus stimulation reverses mediofrontal influence over decision thresholdNature Neuroscience 14:1462–1467.https://doi.org/10.1038/nn.2925
-
The risky business of dopamine agonists in parkinson disease and impulse control disordersBehavioral Neuroscience 125:492–500.https://doi.org/10.1037/a0023795
-
Does subthalamic nucleus stimulation induce apathy in Parkinson's disease?Journal of Neurology 253:1083–1091.https://doi.org/10.1007/s00415-006-0177-0
-
Asymmetric right/left encoding of emotions in the human subthalamic nucleusFrontiers in Systems Neuroscience 7:69.https://doi.org/10.3389/fnsys.2013.00069
-
Overcoming status quo Bias in the human brainProceedings of the National Academy of Sciences 107:6005–6009.https://doi.org/10.1073/pnas.0910380107
-
Mechanisms of deep brain stimulationJournal of Neurophysiology 115:19–38.https://doi.org/10.1152/jn.00281.2015
-
Mechanisms of deep brain stimulationJournal of Neurophysiology 115:19–38.https://doi.org/10.1152/jn.00281.2015
-
Role for subthalamic nucleus neurons in switching from automatic to controlled eye movementJournal of Neuroscience 28:7209–7218.https://doi.org/10.1523/JNEUROSCI.0487-08.2008
-
Evolution of Deep Brain Stimulation: Human Electrometer and Smart Devices Supporting the Next Generation of TherapyNeuromodulation: Technology at the Neural Interface 12:85–103.https://doi.org/10.1111/j.1525-1403.2009.00199.x
-
Subthalamic nucleus stimulation in severe obsessive-compulsive disorderNew England Journal of Medicine 359:2121–2134.https://doi.org/10.1056/NEJMoa0708514
-
Single-neuron responses in the human nucleus accumbens during a financial decision-making taskJournal of Neuroscience 32:7311–7315.https://doi.org/10.1523/JNEUROSCI.0027-12.2012
-
A Pause-then-Cancel model of stopping: evidence from basal ganglia neurophysiologyPhilosophical Transactions of the Royal Society B: Biological Sciences 372:20160202.https://doi.org/10.1098/rstb.2016.0202
-
Canceling actions involves a race between basal ganglia pathwaysNature Neuroscience 16:1118–1124.https://doi.org/10.1038/nn.3456
-
Dissociable contributions by prefrontal D1 and D2 receptors to risk-based decision makingJournal of Neuroscience 31:8625–8633.https://doi.org/10.1523/JNEUROSCI.1020-11.2011
-
A computational model of inhibitory control in frontal cortex and basal gangliaPsychological Review 120:329–355.https://doi.org/10.1037/a0031542
Article and author information
Author details
Funding
Defense Advanced Research Projects Agency (SUBNETS)
- Shaun R Patel
- Todd M Herrington
- Jimmy C Yang
- Alik S Widge
- Darin Dougherty
- Emad N Eskandar
The funders had no role in study design, data collection and interpretation, or the decision to submit the work for publication.
Acknowledgements
We are grateful to the patients that participated in this study. This work was supported by grants from the National Institutes of Health (NEI 1R01EY017658-01A1, NIDA 1R01NS063249, NIMH Conte Award MH086400, R25NS065743), the Klingenstein Foundation, Howard Hughes Medical Institute, Dana Foundation, the Sackler Scholar Programme in Psychobiology and the American Brain Foundation/American Academy of Neurology. This research was funded by the Defense Advanced Research Projects Agency (DARPA) under Cooperative Agreement Number W911NF-14-2-0045 issued by the Army Research Office contracting office in support of DARPA’S SUBNETS program. The views, opinions, and/or findings expressed are those of the author(s) and should not be interpreted as representing the official views or policies of the Department of Defense or the U.S. Government.
Ethics
Human subjects: Informed consent was obtained from all subjects in this study. This study was approved by the Massachusetts General Hospital Institutional Review Board (protocol number 2001P000877).
Copyright
© 2018, Patel et al.
This article is distributed under the terms of the Creative Commons Attribution License, which permits unrestricted use and redistribution provided that the original author and source are credited.
Metrics
-
- 1,474
- views
-
- 192
- downloads
-
- 13
- citations
Views, downloads and citations are aggregated across all versions of this paper published by eLife.
Download links
Downloads (link to download the article as PDF)
Open citations (links to open the citations from this article in various online reference manager services)
Cite this article (links to download the citations from this article in formats compatible with various reference manager tools)
Further reading
-
- Neuroscience
Rats are believed to communicate their emotional state by emitting two distinct types of ultrasonic vocalizations. The first is long ‘22-kHz’ vocalizations (>300 ms, <32-kHz) with constant frequency, signaling aversive states, and the second is short ‘50-kHz’ calls (<150 ms, >32 kHz), often frequency-modulated, in appetitive situations. Here, we describe aversive vocalizations emitted at a higher pitch by male Wistar and spontaneously hypertensive rats (SHR) in an intensified aversive state – prolonged fear conditioning. These calls, which we named ‘44-kHz’ vocalizations, are long (>150 ms), generally at a constant frequency (usually within 35–50-kHz range) and have an overall spectrographic image similar to 22-kHz calls. Some 44-kHz vocalizations are comprised of both 22-kHz-like and 44-kHz-like elements. Furthermore, two separate clustering methods confirmed that these 44-kHz calls can be separated from other vocalizations. We observed 44-kHz calls to be associated with freezing behavior during fear conditioning training, during which they constituted up to 19.4% of all calls and most of them appeared next to each other forming uniform groups of vocalizations (bouts). We also show that some of rats’ responses to the playback of 44-kHz calls were more akin to that of aversive calls, for example, heart rate changes, whereas other responses were at an intermediate level between aversive and appetitive calls. Our results suggest that rats have a wider vocal repertoire than previously believed, and current definitions of major call types may require reevaluation. We hope that future investigations of 44-kHz calls in rat models of human diseases will contribute to expanding our understanding and therapeutic strategies related to human psychiatric conditions.
-
- Neuroscience
Unsupervised segmentation in biological and non-biological images is only partially resolved. Segmentation either requires arbitrary thresholds or large teaching datasets. Here, we propose a spatial autocorrelation method based on Local Moran’s I coefficient to differentiate signal, background, and noise in any type of image. The method, originally described for geoinformatics, does not require a predefined intensity threshold or teaching algorithm for image segmentation and allows quantitative comparison of samples obtained in different conditions. It utilizes relative intensity as well as spatial information of neighboring elements to select spatially contiguous groups of pixels. We demonstrate that Moran’s method outperforms threshold-based method in both artificially generated as well as in natural images especially when background noise is substantial. This superior performance can be attributed to the exclusion of false positive pixels resulting from isolated, high intensity pixels in high noise conditions. To test the method’s power in real situation, we used high power confocal images of the somatosensory thalamus immunostained for Kv4.2 and Kv4.3 (A-type) voltage-gated potassium channels in mice. Moran’s method identified high-intensity Kv4.2 and Kv4.3 ion channel clusters in the thalamic neuropil. Spatial distribution of these clusters displayed strong correlation with large sensory axon terminals of subcortical origin. The unique association of the special presynaptic terminals and a postsynaptic voltage-gated ion channel cluster was confirmed with electron microscopy. These data demonstrate that Moran’s method is a rapid, simple image segmentation method optimal for variable and high noise conditions.